<SEC-DOCUMENT>0001387131-16-008729-index.html : 20161227 <SEC-HEADER>0001387131-16-008729.hdr.sgml : 20161226 <ACCEPTANCE-DATETIME>20161227162917 ACCESSION NUMBER: 0001387131-16-008729 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 7 CONFORMED PERIOD OF REPORT: 20161221 ITEM INFORMATION: Entry into a Material Definitive Agreement ITEM INFORMATION: Completion of Acquisition or Disposition of Assets ITEM INFORMATION: Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant ITEM INFORMATION: Other Events ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20161227 DATE AS OF CHANGE: 20161227 FILER: COMPANY DATA: COMPANY CONFORMED NAME: LIGHTPATH TECHNOLOGIES INC CENTRAL INDEX KEY: 0000889971 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 860708398 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-27548 FILM NUMBER: 162070881 BUSINESS ADDRESS: STREET 1: 2603 CHALLENGER TECH CT STREET 2: SUITE 100 CITY: ORLANDO STATE: FL ZIP: 32826 BUSINESS PHONE: 4073824003 </SEC-HEADER> <DOCUMENT> <TYPE>8-K <SEQUENCE>1 <FILENAME>lpth-8k_122116.htm <DESCRIPTION>CURRENT REPORT <TEXT> Document 1 - file: lpth-8k_122116.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.1 <SEQUENCE>2 <FILENAME>ex10-1.htm <DESCRIPTION>UNSECURED PROMISSORY NOTE <TEXT> Document 2 - file: ex10-1.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.2 <SEQUENCE>3 <FILENAME>ex10-2.htm <DESCRIPTION>SECOND AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT <TEXT> Document 3 - file: ex10-2.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.3 <SEQUENCE>4 <FILENAME>ex10-3.htm <DESCRIPTION>AFFIRMATION OF GUARANTEE <TEXT> Document 4 - file: ex10-3.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.4 <SEQUENCE>5 <FILENAME>ex10-4.htm <DESCRIPTION>JOINDER AGREEMENT <TEXT> Document 5 - file: ex10-4.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.1 <SEQUENCE>6 <FILENAME>ex99-1.htm <DESCRIPTION>PRESS RELEASE <TEXT> Document 6 - file: ex99-1.htm
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>7 <FILENAME>ex10-2_img002.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 7 - file: ex10-2_img002.jpg
</DOCUMENT> </SEC-DOCUMENT>