<SEC-DOCUMENT>0001387131-18-000157-index.html : 20180117 <SEC-HEADER>0001387131-18-000157.hdr.sgml : 20180117 <ACCEPTANCE-DATETIME>20180117164746 ACCESSION NUMBER: 0001387131-18-000157 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 7 CONFORMED PERIOD OF REPORT: 20180116 ITEM INFORMATION: Entry into a Material Definitive Agreement ITEM INFORMATION: Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant ITEM INFORMATION: Unregistered Sales of Equity Securities ITEM INFORMATION: Regulation FD Disclosure ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20180117 DATE AS OF CHANGE: 20180117 FILER: COMPANY DATA: COMPANY CONFORMED NAME: LIGHTPATH TECHNOLOGIES INC CENTRAL INDEX KEY: 0000889971 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 860708398 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-27548 FILM NUMBER: 18531926 BUSINESS ADDRESS: STREET 1: 2603 CHALLENGER TECH CT STREET 2: SUITE 100 CITY: ORLANDO STATE: FL ZIP: 32826 BUSINESS PHONE: 4073824003 </SEC-HEADER> <DOCUMENT> <TYPE>8-K <SEQUENCE>1 <FILENAME>lpth-8k_011618.htm <DESCRIPTION>CURRENT REPORT <TEXT> Document 1 - file: lpth-8k_011618.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.1 <SEQUENCE>2 <FILENAME>ex10-1.htm <DESCRIPTION>NOTE SATISFACTION AND SECURITIES PURCHASE AGREEMENT <TEXT> Document 2 - file: ex10-1.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.2 <SEQUENCE>3 <FILENAME>ex10-2.htm <DESCRIPTION>REGISTRATION RIGHTS AGREEMENT <TEXT> Document 3 - file: ex10-2.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.3 <SEQUENCE>4 <FILENAME>ex10-3.htm <DESCRIPTION>SECOND AMENDMENT TO SECOND AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT <TEXT> Document 4 - file: ex10-3.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.4 <SEQUENCE>5 <FILENAME>ex10-4.htm <DESCRIPTION>AFFIRMATION OF GUARANTEE OF GELTECH, INC. <TEXT> Document 5 - file: ex10-4.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.1 <SEQUENCE>6 <FILENAME>ex99-1.htm <DESCRIPTION>PRESS RELEASE DATED JANUARY 16, 2018 <TEXT> Document 6 - file: ex99-1.htm
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>7 <FILENAME>ex991001.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 7 - file: ex991001.jpg
</DOCUMENT> </SEC-DOCUMENT>