<SEC-DOCUMENT>0001654954-21-001746.txt : 20210216
<SEC-HEADER>0001654954-21-001746.hdr.sgml : 20210216
<ACCEPTANCE-DATETIME>20210216171937
ACCESSION NUMBER:		0001654954-21-001746
CONFORMED SUBMISSION TYPE:	8-K
PUBLIC DOCUMENT COUNT:		1
CONFORMED PERIOD OF REPORT:	20210210
ITEM INFORMATION:		Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers
FILED AS OF DATE:		20210216
DATE AS OF CHANGE:		20210216

FILER:

	COMPANY DATA:	
		COMPANY CONFORMED NAME:			LIGHTPATH TECHNOLOGIES INC
		CENTRAL INDEX KEY:			0000889971
		STANDARD INDUSTRIAL CLASSIFICATION:	SEMICONDUCTORS & RELATED DEVICES [3674]
		IRS NUMBER:				860708398
		STATE OF INCORPORATION:			DE
		FISCAL YEAR END:			0630

	FILING VALUES:
		FORM TYPE:		8-K
		SEC ACT:		1934 Act
		SEC FILE NUMBER:	000-27548
		FILM NUMBER:		21640917

	BUSINESS ADDRESS:	
		STREET 1:		2603 CHALLENGER TECH CT
		STREET 2:		SUITE 100
		CITY:			ORLANDO
		STATE:			FL
		ZIP:			32826
		BUSINESS PHONE:		4073824003
</SEC-HEADER>
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<TYPE>8-K
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<FILENAME>lpth_8k.htm
<DESCRIPTION>CURRENT REPORT
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<font style="font-family: Times New Roman; font-size: 10">&#xA0;</font><font style="font-weight: bold; color: #000000; font-family: Times New Roman; font-size: 24px">UNITED
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SECURITIES AND EXCHANGE COMMISSION</font></div>
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CURRENT REPORT</font></div>
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PURSUANT TO SECTION 13 OR 15(d) OF THE</font></div>
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SECURITIES EXCHANGE ACT OF 1934</font></div>
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February 10, 2021</font></div>
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LIGHTPATH TECHNOLOGIES, INC.</font></div>
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Delaware</font></div>
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86-0708398</font></div>
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2603 Challenger Tech Court, Suite 100</font></div>
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Securities registered pursuant to Section 12(b) of the
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Title of each class</font></div>
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<font style="font-family: Times New Roman; font-size: 13px">Class A
Common Stock, par value $0.01</font></div>
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<font style="font-family: Times New Roman; font-size: 13px">LPTH</font></div>
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<font style="font-family: Times New Roman; font-size: 13px">The
Nasdaq Stock Market, LLC</font></div>
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as defined in Rule 405 of the Securities Act of 1933 (17 CFR
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the Securities Exchange Act of 1934 (17 CFR <font style="color: #000000">&#xA7;</font>240.12b-2 of this
chapter).</font></div>
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growth company <font style="color: #000000">&#x2610;</font></font></div>
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pursuant to Section 13(a) of the Exchange Act. <font style="color: #000000">&#x2610;</font></font></div>
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<font style="font-family: Times New Roman; font-size: 13px">LightPath
Technologies, Inc.</font></div>
<div style="text-align: center; margin-left: 0px; margin-right: 0px; text-indent: 0px">
<font style="font-family: Times New Roman; font-size: 13px">Form
8-K</font></div>
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<font style="color: #000000; font-family: Times New Roman; font-size: 13px">
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<font style="font-weight: bold; font-family: Times New Roman; font-size: 13px">
Item 5.02. Departure of Directors or Principal Officers; Election
of Directors; Appointment of Certain Officers; Compensatory
Arrangements of Certain Officers.</font></div>
<div style="text-align: justify; margin-left: 0px; margin-right: 0px; text-indent: 0px">
<font style="font-family: Times New Roman; font-size: 13px">&#xA0;</font></div>
<div style="text-align: justify; margin-left: 0px; margin-right: 0px; text-indent: 0px">
<font style="font-family: Times New Roman; font-size: 13px">On
February 10, 2021, Dr. Stephen R. J. Brueck notified LightPath
Technologies, Inc. (the &#x201C;Company&#x201D;) of his intent to
retire as a director, effective immediately. Dr. Brueck has served
as one of the Company&#x2019;s directors since July 2001. Dr.
Brueck&#x2019;s departure is not due to any disagreement with the
Company. As disclosed in the Company&#x2019;s Definitive Proxy
Statement filed on Schedule 14A on October 1, 2020, Dr. Brueck had
elected to defer receipt of certain vested restricted stock unit
shares until after leaving the Board of Directors. These restricted
stock unit shares were awarded as part of his annual director
compensation beginning in 2004; the related compensation expense
was recognized in the Company&#x2019;s financial statements each
period as the compensation was earned and the shares were included
in the weighted average diluted number of shares used to calculate
the Company&#x2019;s earnings per share, as appropriate. As such, in
connection with his retirement, Dr. Brueck was issued 419,176
shares of the Company&#x2019;s Class A Common Stock.</font></div>
<div style="text-align: justify; margin-left: 0px; margin-right: 0px; text-indent: 0px">
<font style="font-family: Times New Roman; font-size: 13px">&#xA0;</font></div>
<div style="text-align: justify; margin-left: 0px; margin-right: 0px; text-indent: 0px">
<font style="font-family: Times New Roman; font-size: 13px">LightPath&#x2019;s
Chairman of the Company&#x2019;s Board of Directors, Robert Ripp,
along with the other directors and the executive management team
recognize Dr. Brueck&#x2019;s dedication and many contributions to
the Company and wish him well in his retirement.</font></div>
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<div id="pn" style="text-align: center"><font style="font-family: Times New Roman; font-size: 13px">2</font></div>
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<font style="font-family: Times New Roman; font-size: 13px">SIGNATURES</font></div>
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<font style="font-family: Times New Roman; font-size: 13px">Pursuant
to the requirements of the Securities Exchange Act of 1934, as
amended, the registrant has duly caused this Report to be signed in
its behalf by the undersigned, thereunto duly
authorized.</font></div>
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<font style="font-family: Times New Roman; font-size: 13px">LIGHTPATH
TECHNOLOGIES, INC.</font></div>
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<font style="font-family: Times New Roman; font-size: 13px">Dated:
February 16, 2021</font></div>
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<font style="font-family: Times New Roman; font-size: 13px">By:<font style="color: #000000">&#xA0;&#xA0;</font></font></div>
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<font style="font-family: Times New Roman; font-size: 13px">/s/
Donald O. Retreage, Jr. <font style="color: #000000">&#xA0;</font></font></div>
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Donald O. Retreage, Jr.,</font></div>
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<font style="font-style: italic; color: #000000; font-family: Times New Roman; font-size: 13px">
Chief Financial Officer</font></div>
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<font style="font-family: Times New Roman; font-size: 13px">3</font></div>
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