<SEC-DOCUMENT>0001144204-14-055595-index.html : 20140912 <SEC-HEADER>0001144204-14-055595.hdr.sgml : 20140912 <ACCEPTANCE-DATETIME>20140912133622 ACCESSION NUMBER: 0001144204-14-055595 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 4 CONFORMED PERIOD OF REPORT: 20131120 FILED AS OF DATE: 20140912 DATE AS OF CHANGE: 20140912 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CAPRICOR THERAPEUTICS, INC. CENTRAL INDEX KEY: 0001133869 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 8840 WILSHIRE BLVD STREET 2: 2ND FLOOR CITY: BEVERLY HILLS STATE: CA ZIP: 90211 BUSINESS PHONE: (310) 358-3200 MAIL ADDRESS: STREET 1: 8840 WILSHIRE BLVD STREET 2: 2ND FLOOR CITY: BEVERLY HILLS STATE: CA ZIP: 90211 FORMER COMPANY: FORMER CONFORMED NAME: Nile Therapeutics, Inc. DATE OF NAME CHANGE: 20070920 FORMER COMPANY: FORMER CONFORMED NAME: SMI PRODUCTS INC DATE OF NAME CHANGE: 20010206 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Edward St. John, LLC CENTRAL INDEX KEY: 0001604726 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34058 FILM NUMBER: 141100347 BUSINESS ADDRESS: STREET 1: 2560 LORD BALTIMORE DRIVE CITY: BALTIMORE STATE: MD ZIP: 21244 BUSINESS PHONE: 410-788-0100 MAIL ADDRESS: STREET 1: 2560 LORD BALTIMORE DRIVE CITY: BALTIMORE STATE: MD ZIP: 21244 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MD BTI, LLC CENTRAL INDEX KEY: 0001601414 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34058 FILM NUMBER: 141100348 BUSINESS ADDRESS: STREET 1: 2560 LORD BALTIMORE DRIVE CITY: BALTIMORE STATE: MD ZIP: 21244 BUSINESS PHONE: (410) 788-0100 MAIL ADDRESS: STREET 1: 2560 LORD BALTIMORE DRIVE CITY: BALTIMORE STATE: MD ZIP: 21244 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: St. John Edward A. CENTRAL INDEX KEY: 0001604736 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34058 FILM NUMBER: 141100349 MAIL ADDRESS: STREET 1: 2560 LORD BALTIMORE DRIVE CITY: BALTIMORE STATE: MD ZIP: 21244 </SEC-HEADER> <DOCUMENT> <TYPE>3 <SEQUENCE>1 <FILENAME>v389044_3.xml <DESCRIPTION>OWNERSHIP DOCUMENT <TEXT> Document 1 - file: v389044_3.html
Document 1 - RAW XML: v389044_3.xml
</DOCUMENT> <DOCUMENT> <TYPE>EX-24.1 <SEQUENCE>2 <FILENAME>v389044_ex24-1.htm <DESCRIPTION>POWER OF ATTORNEY <TEXT> Document 2 - file: v389044_ex24-1.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-24.2 <SEQUENCE>3 <FILENAME>v389044_ex24-2.htm <DESCRIPTION>POWER OF ATTORNEY <TEXT> Document 3 - file: v389044_ex24-2.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-24.3 <SEQUENCE>4 <FILENAME>v389044_ex24-3.htm <DESCRIPTION>POWER OF ATTORNEY <TEXT> Document 4 - file: v389044_ex24-3.htm
</DOCUMENT> </SEC-DOCUMENT>