<SEC-DOCUMENT>0001144204-14-011098.txt : 20140224
<SEC-HEADER>0001144204-14-011098.hdr.sgml : 20140224
<ACCEPTANCE-DATETIME>20140224084238
ACCESSION NUMBER:		0001144204-14-011098
CONFORMED SUBMISSION TYPE:	D
PUBLIC DOCUMENT COUNT:		1
ITEM INFORMATION:		Rule 505
FILED AS OF DATE:		20140224
DATE AS OF CHANGE:		20140224
EFFECTIVENESS DATE:		20140224

FILER:

	COMPANY DATA:	
		COMPANY CONFORMED NAME:			CAPRICOR THERAPEUTICS, INC.
		CENTRAL INDEX KEY:			0001133869
		STANDARD INDUSTRIAL CLASSIFICATION:	PHARMACEUTICAL PREPARATIONS [2834]
		IRS NUMBER:				000000000
		STATE OF INCORPORATION:			DE
		FISCAL YEAR END:			1231

	FILING VALUES:
		FORM TYPE:		D
		SEC ACT:		1933 Act
		SEC FILE NUMBER:	021-212355
		FILM NUMBER:		14635591

	BUSINESS ADDRESS:	
		STREET 1:		8840 WILSHIRE BLVD
		STREET 2:		2ND FLOOR
		CITY:			BEVERLY HILLS
		STATE:			CA
		ZIP:			90211
		BUSINESS PHONE:		(310) 358-3200

	MAIL ADDRESS:	
		STREET 1:		8840 WILSHIRE BLVD
		STREET 2:		2ND FLOOR
		CITY:			BEVERLY HILLS
		STATE:			CA
		ZIP:			90211

	FORMER COMPANY:	
		FORMER CONFORMED NAME:	Nile Therapeutics, Inc.
		DATE OF NAME CHANGE:	20070920

	FORMER COMPANY:	
		FORMER CONFORMED NAME:	SMI PRODUCTS INC
		DATE OF NAME CHANGE:	20010206
</SEC-HEADER>
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            <industryGroupType>Biotechnology</industryGroupType>
        </industryGroup>
        <issuerSize>
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        <minimumInvestmentAccepted>0</minimumInvestmentAccepted>
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        <offeringSalesAmounts>
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            <clarificationOfResponse>Total shares issued pursuant to the exercise of options to purchase 3,112 shares of common stock at an exercise price of $0.30 per share, multiplied by the opening price of the common stock on 2/10/14, the date of exercise, which was $10.50 per share.</clarificationOfResponse>
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