N-PX 1 fp0045004_npx.htm

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

 

FORM N-PX

 

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED

MANAGEMENT INVESTMENT COMPANY

 

Investment Company Act file number: 811-04893

 

The Taiwan Fund, Inc.

 

(Exact name of registrant as specified in charter)

 

c/o State Street Bank and Trust Company

One Lincoln Street

P.O. Box 5049

Boston, MA 02111

 

(Address of principal executive offices)

 

  Copies to:
   

Street Bank and Trust Company

Brian F. Link, Esq.

100 Summer Street, SUM0703

Boston, Massachusetts 02111

(Name and address of agent for service)

Leonard B. Mackey, Jr., Esq.

Clifford Chance U.S. LLP

31 West 52nd Street

New York, New York 10019

 

 

  

Registrant’s telephone number, including area code: 1-877-217-9502

 

Date of fiscal year end: August 31

 

Date of reporting period: July 1, 2018 - June 30, 2019

 

 

 

Item 1. Proxy Voting Record

 

Meeting ID Country Meeting
Type		 Meeting Date Company Name Ticker ISIN CUSIP SEDOL Proposal
Number		 Proposal
Text		 Proponent Management
Recommendation		 Vote
Instruction		 Vote Against
Management
1293381 Taiwan Annual  16-May-19 Global Unichip Corp. 3443 TW0003443008 Y2724H114 B056381 1 Approve Business Operations Report and Financial Statements Management For For No
1293381 Taiwan Annual  16-May-19 Global Unichip Corp. 3443 TW0003443008 Y2724H114 B056381 2 Approve Profit Distribution Management For For No
1293381 Taiwan Annual  16-May-19 Global Unichip Corp. 3443 TW0003443008 Y2724H114 B056381 3 Amend Procedures Governing the Acquisition or Disposal of Assets Management For For No
1303176 Cayman Islands Annual  24-May-19 Chailease Holding Co., Ltd. 5871 KYG202881093 G20288109 B58J1S8 1 Approve Business Operations Report and Financial Statements Management For For No
1303176 Cayman Islands Annual  24-May-19 Chailease Holding Co., Ltd. 5871 KYG202881093 G20288109 B58J1S8 2 Approve Profit Distribution Management For For No
1303176 Cayman Islands Annual  24-May-19 Chailease Holding Co., Ltd. 5871 KYG202881093 G20288109 B58J1S8 3 Approve the Issuance of New Shares by Capitalization of Profit Management For For No
1303176 Cayman Islands Annual  24-May-19 Chailease Holding Co., Ltd. 5871 KYG202881093 G20288109 B58J1S8 4 Amend Procedures Governing the Acquisition or Disposal of Assets Management For For No
1303176 Cayman Islands Annual  24-May-19 Chailease Holding Co., Ltd. 5871 KYG202881093 G20288109 B58J1S8 5 Amend Procedures for Lending Funds to Other Parties Management For For No
1303176 Cayman Islands Annual  24-May-19 Chailease Holding Co., Ltd. 5871 KYG202881093 G20288109 B58J1S8 6 Amend Procedures for Endorsement and Guarantees Management For For No
1303176 Cayman Islands Annual  24-May-19 Chailease Holding Co., Ltd. 5871 KYG202881093 G20288109 B58J1S8 7 Amend Trading Procedures Governing Derivatives Products Management For For No
1303176 Cayman Islands Annual  24-May-19 Chailease Holding Co., Ltd. 5871 KYG202881093 G20288109 B58J1S8 8 Amend Articles of Association Management For For No
1303176 Cayman Islands Annual  24-May-19 Chailease Holding Co., Ltd. 5871 KYG202881093 G20288109 B58J1S8 9 Amend Rules and Procedures Regarding General Meetings of Shareholders Management For For No
1303176 Cayman Islands Annual  24-May-19 Chailease Holding Co., Ltd. 5871 KYG202881093 G20288109 B58J1S8 10 Approve Release of Restrictions of Competitive Activities of Director Hsiu Tze Cheng Management For For No
1303176 Cayman Islands Annual  24-May-19 Chailease Holding Co., Ltd. 5871 KYG202881093 G20288109 B58J1S8 11 Approve Release of Restrictions of Competitive Activities of Director King Wai Alfred Wong Management For For No
1303176 Cayman Islands Annual  24-May-19 Chailease Holding Co., Ltd. 5871 KYG202881093 G20288109 B58J1S8 12 Approve Release of Restrictions of Competitive Activities of Director Chih Yang Chen Management For For No
1303176 Cayman Islands Annual  24-May-19 Chailease Holding Co., Ltd. 5871 KYG202881093 G20288109 B58J1S8 13 Approve Release of Restrictions of Competitive Activities of Director Steven Jeremy Goodman Management For For No
1296284 Taiwan Annual  28-May-19 POYA International Co., Ltd. 5904 TW0005904007 Y7083H100 6541826 1 Approve Business Operations Report and Financial Statements Management For For No
1296284 Taiwan Annual  28-May-19 POYA International Co., Ltd. 5904 TW0005904007 Y7083H100 6541826 2 Approve Plan on Profit Distribution Management For For No
1296284 Taiwan Annual  28-May-19 POYA International Co., Ltd. 5904 TW0005904007 Y7083H100 6541826 3 Approve Amendments to Articles of Association Management For For No
1296284 Taiwan Annual  28-May-19 POYA International Co., Ltd. 5904 TW0005904007 Y7083H100 6541826 4 Approve Amendments to Procedures Governing the Acquisition or Disposal of Assets Management For For No
1305011 Taiwan Annual  29-May-19 ASPEED Technology Inc. 5274 TW0005274005 Y04044106 B80VKP3 1 Approve Business Operations Report and Financial Statements Management For For No
1305011 Taiwan Annual  29-May-19 ASPEED Technology Inc. 5274 TW0005274005 Y04044106 B80VKP3 2 Approve Plan on Profit Distribution Management For For No
1305011 Taiwan Annual  29-May-19 ASPEED Technology Inc. 5274 TW0005274005 Y04044106 B80VKP3 3 Approve Amendments to Articles of Association Management For For No
1305011 Taiwan Annual  29-May-19 ASPEED Technology Inc. 5274 TW0005274005 Y04044106 B80VKP3 4 Amendments to Procedures Governing the Acquisition or Disposal of Assets Management For For No
1305011 Taiwan Annual  29-May-19 ASPEED Technology Inc. 5274 TW0005274005 Y04044106 B80VKP3 5 Approve Issuance of Restricted Stocks Management For Against Yes
1301693 Taiwan Annual  30-May-19 Kingpak Technology, Inc. 6238 TW0006238009 Y11476101 6603878 1 Approve Business Operations Report and Financial Statements Management For For No
1301693 Taiwan Annual  30-May-19 Kingpak Technology, Inc. 6238 TW0006238009 Y11476101 6603878 2 Approve Plan on Profit Distribution Management For For No
1301693 Taiwan Annual  30-May-19 Kingpak Technology, Inc. 6238 TW0006238009 Y11476101 6603878 3 Approve Issuance of Restricted Stocks Management For For No
1301693 Taiwan Annual  30-May-19 Kingpak Technology, Inc. 6238 TW0006238009 Y11476101 6603878 4 Approve Amendments to Articles of Association Management For For No
1301693 Taiwan Annual  30-May-19 Kingpak Technology, Inc. 6238 TW0006238009 Y11476101 6603878 5 Approve Amendments to Procedures Governing the Acquisition or Disposal of Assets Management For Against Yes
1301693 Taiwan Annual  30-May-19 Kingpak Technology, Inc. 6238 TW0006238009 Y11476101 6603878 6 Approve Amendments to Rules and Procedures Regarding Shareholder's General Meeting Management For For No
1301693 Taiwan Annual  30-May-19 Kingpak Technology, Inc. 6238 TW0006238009 Y11476101 6603878 7 Approve Amendment to Rules and Procedures for Election of Directors and Supervisors Management For For No
1301693 Taiwan Annual  30-May-19 Kingpak Technology, Inc. 6238 TW0006238009 Y11476101 6603878 8 Amend Procedures for Lending Funds to Other Parties Management For For No
1301693 Taiwan Annual  30-May-19 Kingpak Technology, Inc. 6238 TW0006238009 Y11476101 6603878 9 Amend Procedures for Endorsement and Guarantees Management For For No
1301693 Taiwan Annual  30-May-19 Kingpak Technology, Inc. 6238 TW0006238009 Y11476101 6603878 10.1 Elect WU GUO-ZENG, with ID NO. A103233XXX, as Independent Director Share Holder None Do Not Vote No
1301693 Taiwan Annual  30-May-19 Kingpak Technology, Inc. 6238 TW0006238009 Y11476101 6603878 10.2 Elect LIN JIA-XING, with ID NO. A122024XXX, as Independent Director Share Holder None For No
1301693 Taiwan Annual  30-May-19 Kingpak Technology, Inc. 6238 TW0006238009 Y11476101 6603878 10.3 Elect CHEN MING-XIAN, with ID NO. A122218XXX, as Independent Director Share Holder None For No
1301693 Taiwan Annual  30-May-19 Kingpak Technology, Inc. 6238 TW0006238009 Y11476101 6603878 10.4 Elect YU SHENG-YUAN, with ID NO. E102031XXX, as Independent Director Share Holder None Do Not Vote No
1301693 Taiwan Annual  30-May-19 Kingpak Technology, Inc. 6238 TW0006238009 Y11476101 6603878 10.5 Elect LIU ZHAO-SHENG,with ID NO. F121800XXX, as Independent Director Share Holder None For No
1301693 Taiwan Annual  30-May-19 Kingpak Technology, Inc. 6238 TW0006238009 Y11476101 6603878 10.6 Elect Non-Independent Director 1 Share Holder None Against No
1301693 Taiwan Annual  30-May-19 Kingpak Technology, Inc. 6238 TW0006238009 Y11476101 6603878 10.7 Elect Non-Independent Director 2 Share Holder None Against No
1301693 Taiwan Annual  30-May-19 Kingpak Technology, Inc. 6238 TW0006238009 Y11476101 6603878 11 Approve Release of Restrictions of Competitive Activities of Newly Appointed Directors and Representatives Management For Against Yes
1305009 Taiwan Annual  31-May-19 Formosa Petrochemical Corp. 6505 TW0006505001 Y2608S103 6718716 1 Approve Business Report and Financial Statements Management For For No
1305009 Taiwan Annual  31-May-19 Formosa Petrochemical Corp. 6505 TW0006505001 Y2608S103 6718716 2 Approve Profit Distribution Management For For No
1305009 Taiwan Annual  31-May-19 Formosa Petrochemical Corp. 6505 TW0006505001 Y2608S103 6718716 3 Amend Procedures Governing the Acquisition or Disposal of Assets Management For For No
1305009 Taiwan Annual  31-May-19 Formosa Petrochemical Corp. 6505 TW0006505001 Y2608S103 6718716 4 Amend Trading Procedures Governing Derivatives Products Management For For No
1305009 Taiwan Annual  31-May-19 Formosa Petrochemical Corp. 6505 TW0006505001 Y2608S103 6718716 5 Amend Procedures for Lending Funds to Other Parties Management For For No
1305009 Taiwan Annual  31-May-19 Formosa Petrochemical Corp. 6505 TW0006505001 Y2608S103 6718716 6 Amend Procedures for Endorsement and Guarantees Management For For No

 

On June 1, 2019, a new investment manager began managing the Fund. For the period June 1, 2019 through June 30, 2019, proxies were not voted because of an administrative error, that has since been corrected.

 

 

 

SIGNATURES

 

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

THE TAIWAN FUND, INC.
       
By: /s/ Thomas Fuccillo  
  Name: Thomas Fuccillo  
  Title: President  
       
Date: August 8, 2019