<SEC-DOCUMENT>0000024240-19-000099.txt : 20190904
<SEC-HEADER>0000024240-19-000099.hdr.sgml : 20190904
<ACCEPTANCE-DATETIME>20190904162944
ACCESSION NUMBER:		0000024240-19-000099
CONFORMED SUBMISSION TYPE:	8-K
PUBLIC DOCUMENT COUNT:		1
CONFORMED PERIOD OF REPORT:	20190903
ITEM INFORMATION:		Changes in Control of Registrant
FILED AS OF DATE:		20190904
DATE AS OF CHANGE:		20190904

FILER:

	COMPANY DATA:	
		COMPANY CONFORMED NAME:			COMPX INTERNATIONAL INC
		CENTRAL INDEX KEY:			0001049606
		STANDARD INDUSTRIAL CLASSIFICATION:	CUTLERY, HANDTOOLS & GENERAL HARDWARE [3420]
		IRS NUMBER:				570981653
		STATE OF INCORPORATION:			DE
		FISCAL YEAR END:			1231

	FILING VALUES:
		FORM TYPE:		8-K
		SEC ACT:		1934 Act
		SEC FILE NUMBER:	001-13905
		FILM NUMBER:		191074932

	BUSINESS ADDRESS:	
		STREET 1:		5430 LBJ FREEWAY
		STREET 2:		SUITE 1700
		CITY:			DALLAS
		STATE:			TX
		ZIP:			75240-2620
		BUSINESS PHONE:		9724481400

	MAIL ADDRESS:	
		STREET 1:		5430 LBJ FREEWAY
		STREET 2:		SUITE 1700
		CITY:			DALLAS
		STATE:			TX
		ZIP:			75240-2620
</SEC-HEADER>
<DOCUMENT>
<TYPE>8-K
<SEQUENCE>1
<FILENAME>compx8k1909.htm
<DESCRIPTION>COMPX INTERNATIONAL INC. FORM 8-K, DATED SEPTEMBER 3, 2019
<TEXT>
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    <div style="text-align: center; font-weight: bold;">UNITED STATES</div>
    <div style="text-align: center; font-weight: bold;">SECURITIES AND EXCHANGE COMMISSION</div>
    <div style="text-align: center; font-weight: bold;">Washington, D.C.&#160;&#160; 20549</div>
    <div style="text-align: center; margin-top: 18pt; margin-bottom: 12pt; font-size: 14pt; font-weight: bold;">FORM 8-K</div>
    <div style="text-align: center; font-size: 12pt; font-weight: bold;">CURRENT REPORT</div>
    <div style="text-align: center; font-size: 12pt; font-weight: bold;">Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934</div>
    <div><br>
    </div>
    <div style="text-align: center;">Date of Report (Date of the earliest event reported)</div>
    <div style="text-align: center; font-size: 12pt; font-weight: bold;">September 3, 2019</div>
    <div style="text-align: center; margin-top: 18pt; font-size: 18pt; font-variant: small-caps; font-weight: bold;">CompX International Inc.</div>
    <div style="text-align: center; margin-bottom: 18pt;">(Exact name of registrant as specified in its charter)</div>
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            <div style="text-align: center; font-size: 12pt; font-weight: bold;">Delaware</div>
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          <td style="width: 33.33%; vertical-align: top;">
            <div style="text-align: center; font-size: 12pt; font-weight: bold;">1-13905</div>
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          <td colspan="2" style="width: 33.33%; vertical-align: top;">
            <div style="text-align: center; font-size: 12pt; font-weight: bold;">57-0981653</div>
          </td>
        </tr>
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          <td style="width: 33.33%; vertical-align: top;">
            <div style="text-align: center;">(State or other jurisdiction of incorporation)</div>
          </td>
          <td style="width: 33.33%; vertical-align: top;">
            <div style="text-align: center;">(Commission</div>
            <div style="text-align: center;">File Number)</div>
          </td>
          <td colspan="2" style="width: 33.33%; vertical-align: top;">
            <div style="text-align: center;">(IRS Employer</div>
            <div style="text-align: center;">Identification No.)</div>
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          <td style="width: 33.33%; vertical-align: top;">&#160;</td>
          <td style="width: 33.33%; vertical-align: top;">&#160;</td>
          <td colspan="2" style="width: 33.33%; vertical-align: top;">&#160;</td>
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          <td style="width: 33.33%; vertical-align: top;">&#160;</td>
          <td style="width: 33.33%; vertical-align: top;">&#160;</td>
          <td colspan="2" style="width: 33.33%; vertical-align: top;">&#160;</td>
        </tr>
        <tr>
          <td colspan="3" style="width: 66.92%; vertical-align: top;">
            <div style="text-align: center; font-size: 12pt; font-weight: bold;">5430 LBJ Freeway, Suite 1700, Dallas, Texas</div>
          </td>
          <td style="width: 33.08%; vertical-align: top;">
            <div style="text-align: center; font-size: 12pt; font-weight: bold;">75240-2620</div>
          </td>
        </tr>
        <tr>
          <td colspan="3" style="width: 66.92%; vertical-align: top;">
            <div style="text-align: center;">(Address of principal executive offices)</div>
          </td>
          <td style="width: 33.08%; vertical-align: top;">
            <div style="text-align: center;">(Zip Code)</div>
          </td>
        </tr>

    </table>
    <div style="text-align: center; margin-top: 12pt;">Registrant&#8217;s telephone number, including area code</div>
    <div style="text-align: center; margin-bottom: 12pt; font-size: 12pt; font-weight: bold;">(972) 448-1400</div>
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          <td style="width: 23.68%; vertical-align: top;">&#160;</td>
          <td style="width: 52.63%; vertical-align: top; border-bottom: #000000 2px solid;">&#160;</td>
          <td style="width: 23.68%; vertical-align: top;">&#160;</td>
        </tr>
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          <td style="width: 23.68%; vertical-align: top;">&#160;</td>
          <td style="width: 52.63%; vertical-align: top;">
            <div style="text-align: center;">(Former name or former address, if changed since last report.)</div>
          </td>
          <td style="width: 23.68%; vertical-align: top;">&#160;</td>
        </tr>

    </table>
    <div style="text-align: justify; margin-top: 12pt; margin-bottom: 12pt;">Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see
      General Instruction A.2):</div>
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            <div style="text-align: center; font-size: 14pt;">&#9633;</div>
          </td>
          <td style="width: 93.23%; vertical-align: middle;">
            <div style="text-align: justify;">Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)</div>
          </td>
        </tr>
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          <td style="width: 6.77%; vertical-align: top;">&#160;</td>
          <td style="width: 93.23%; vertical-align: middle;">&#160;</td>
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            <div style="text-align: center; font-size: 14pt;">&#9723;</div>
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          <td style="width: 93.23%; vertical-align: middle;">
            <div style="text-align: justify;">Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)</div>
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          <td style="width: 93.23%; vertical-align: middle;">&#160;</td>
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            <div style="text-align: center; font-size: 14pt;">&#9723;</div>
          </td>
          <td style="width: 93.23%; vertical-align: middle;">
            <div style="text-align: justify;">Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))</div>
          </td>
        </tr>
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          <td style="width: 6.77%; vertical-align: top;">&#160;</td>
          <td style="width: 93.23%; vertical-align: middle;">&#160;</td>
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            <div style="text-align: center; font-size: 14pt;">&#9723;</div>
          </td>
          <td style="width: 93.23%; vertical-align: middle;">
            <div style="text-align: justify;">Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))</div>
          </td>
        </tr>

    </table>
    <div style="text-align: justify; margin-top: 12pt;">Securities registered pursuant to Section 12(b) of the Act:</div>
    <div><br>
    </div>
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            <div style="text-align: center; font-size: 8pt; font-weight: bold;">Title of each class</div>
          </td>
          <td style="width: 1%; vertical-align: bottom;">&#160;</td>
          <td style="width: 15%; vertical-align: bottom; border-bottom: #000000 2px solid;">
            <div style="text-align: center; font-size: 8pt; font-weight: bold;">Trading</div>
            <div style="text-align: center; font-size: 8pt; font-weight: bold;">Symbol(s)</div>
          </td>
          <td style="width: 1%; vertical-align: bottom;">&#160;</td>
          <td style="width: 45%; vertical-align: bottom; border-bottom: #000000 2px solid;">
            <div style="text-align: center; font-size: 8pt; font-weight: bold;">Name of each exchange on which registered</div>
          </td>
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          <td style="width: 37.99%; vertical-align: top;">
            <div style="text-align: center; font-size: 8pt;">Class A common stock</div>
            <div style="text-align: center; font-size: 8pt;">($.01 par value per share)</div>
          </td>
          <td style="width: 1%; vertical-align: bottom;">&#160;</td>
          <td style="width: 15%; vertical-align: bottom;">
            <div style="text-align: center; font-size: 8pt;">CIX</div>
          </td>
          <td style="width: 1%; vertical-align: bottom;">&#160;</td>
          <td style="width: 45%; vertical-align: bottom;">
            <div style="text-align: center; font-size: 8pt;">NYSE American</div>
          </td>
        </tr>

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      <div><br>
      </div>
    </div>
    <div><br>
    </div>
    <div style="background-color: #FFFFFF;">
      <div>Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17&#160;CFR &#167;230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR &#167;240.12b-2).</div>
    </div>
    <div style="background-color: #FFFFFF;">
      <div><br>
      </div>
      <div style="text-align: right; margin-top: 6pt;">Emerging growth company&#160;&#160;&#9744;</div>
    </div>
    <div style="background-color: #FFFFFF;">
      <div><br>
      </div>
      <div style="margin-top: 6pt;">If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to
        Section&#160;13(a) of the Exchange Act.&#160;&#160;&#9744;</div>
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    <div style="text-align: justify;"><font style="font-size: 12pt; font-weight: bold;">Item 5.01</font><font style="display: inline-block; text-indent: 0px; font-size: 1px; width: 72pt" id="TRGRRTFtoHTMLTab">&#160;</font><font style="font-size: 12pt; font-weight: bold;">Changes in Control of Registrant.</font></div>
    <div><br>
    </div>
    <div style="text-align: justify; text-indent: 36pt; font-size: 12pt;">NL Industries, Inc. (&#8220;NL&#8221;) owns approximately 86% of the registrant&#8217;s outstanding common stock, Valhi owns approximately 83% of NL&#8217;s outstanding common stock, and a wholly-owned
      subsidiary of Contran Corporation (&#8220;Contran&#8221;) owns approximately 92% of Valhi&#8217;s outstanding common stock.&#160; A majority of Contran&#8217;s outstanding voting stock is held directly by Lisa K. Simmons and Serena Simmons Connelly and various family trusts
      established for the benefit of Ms. Simmons and Ms. Connelly and their children and for which Ms. Simmons or Ms. Connelly, as applicable, serves as trustee (the &#8220;Other Trusts&#8221;).&#160; The remainder of Contran&#8217;s outstanding voting stock is held by the
      Harold C. Simmons Family Trust No. 2 (the &#8220;Family Trust&#8221;), which was established for the benefit of Ms. Simmons and Ms. Connelly and their children and for which Ms. Simmons and Ms. Connelly previously served as co-trustees.</div>
    <div><br>
    </div>
    <div style="text-align: justify; text-indent: 36pt; font-size: 12pt;">The registrant is filing this current report on Form 8-K to report the appointment on September 3, 2019 of a new trustee of the Family Trust, as described more fully below.</div>
    <div><br>
    </div>
    <div style="text-align: justify; text-indent: 36pt; font-size: 12pt;">As previously reported in the registrant&#8217;s current report on Form 8-K filed with the Securities and Exchange Commission on July 22, 2019, upon <font style="background-color: #FFFFFF;">entry of an agreed final judgment by the probate court of</font> Dallas County in the state of Texas (the &#8220;Final Judgment&#8221;), and effective July 16, 2019, Ms. Simmons and Ms. Connelly appointed Terri Lacy and Kalita Blessing, respectively,
      as successor co-trustees of the Family Trust. Effective September 3, 2019, each of Ms. Lacy and Ms. Blessing resigned as a trustee of the Family Trust.&#160; Effective September 3, 2019, each of Ms. Simmons and Ms. Connelly appointed Tolleson Private Bank
      as successor trustee of the Family Trust (the &#8220;Trustee&#8221;).&#160; Pursuant to the Final Judgment, Ms. Simmons and Ms. Connelly retain the ability to appoint qualifying successor trustees of the Family Trust if the current trustee resigns or otherwise does
      not serve as trustee.</div>
    <div><br>
    </div>
    <div style="text-align: justify; text-indent: 36pt; font-size: 12pt;">Ms. Simmons and Ms. Connelly serve as co-chairs of the board of directors of Contran, and one other member of Contran management also serves on the board of directors of Contran.&#160;
      Ms. Simmons and Ms. Connelly each has the power to vote and direct the disposition of shares of Contran voting stock they hold directly or which is held by the Other Trusts for which they serve as trustee.&#160; The Trustee of the Family Trust has the
      power to vote and direct the disposition of the shares of Contran voting stock held by the Family Trust.&#160; Based on the foregoing, Ms. Simmons, Ms. Connelly and the Family Trust (and the Trustee, in its capacity as trustee of the Family Trust) may be
      deemed to control Contran and (indirectly through the applicable subsidiaries referenced above) Valhi, NL and the registrant.</div>
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    <div style="text-align: justify; font-size: 12pt; font-weight: bold;">SIGNATURE</div>
    <div><br>
    </div>
    <div><br>
    </div>
    <div style="text-align: justify; text-indent: 36pt; font-size: 12pt;">Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly
      authorized.</div>
    <div><br>
    </div>
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          <td style="width: 50%; vertical-align: top;">&#160;</td>
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            <div style="text-align: justify; font-size: 12pt; font-variant: small-caps; font-weight: bold;">CompX International Inc.</div>
          </td>
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          <td style="width: 50%; vertical-align: top;">&#160;</td>
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            <div style="text-align: justify; font-size: 12pt;">(Registrant)</div>
          </td>
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          <td style="width: 50%; vertical-align: top;">&#160;</td>
          <td style="width: 50%; vertical-align: top;">&#160;</td>
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          <td style="width: 50%; vertical-align: top;">&#160;</td>
          <td style="width: 50%; vertical-align: top; border-bottom: 2px solid black;">
            <div style="text-align: justify;"><font style="font-size: 12pt;">By:</font><font style="display: inline-block; text-indent: 0px; font-size: 1px; width: 26.1pt" id="TRGRRTFtoHTMLTab">&#160;</font><font style="font-size: 12pt;">/s/ Jane Grimm</font></div>
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          <td style="width: 50%; vertical-align: top;">
            <div style="text-align: justify; font-size: 12pt;">Date:&#160; September 4, 2019</div>
            <div>&#160;</div>
          </td>
          <td style="width: 50%; vertical-align: top;">
            <div style="text-align: justify; margin-left: 26.1pt; font-size: 12pt; font-style: italic;">Jane Grimm, Vice President and Secretary</div>
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    <div style="text-align: justify;"><font style="font-size: 12pt;"> </font><br>
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