EX-99.906 CERT 3 efc13-619_ex99906cert.htm efc13-619_ex99906cert.htm
 
Exhibit (b)
 
 
 
Japan Smaller Capitalization Fund, Inc.
 
Worldwide Plaza
309 West 49th Street
New York, New York 10019
 
Telephone
(800) 833-0018
 
 
Certification Pursuant to Section 906 of the Sarbanes Oxley Act
 
 
I, Hiromichi Aoki, certify that:
 
1.  The Form N-CSR of Japan Smaller Capitalization Fund, Inc. (the "Report") fully complies with the requirements of Section 13(a) or 15(d) of the Securities Exchange Act of 1934; and
 
2.  The information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of Japan Smaller Capitalization Fund, Inc.
 
 
Date:  10/28/13
/s/ Hiromichi Aoki
 
Hiromichi Aoki
Vice President and
Acting Chief Executive Officer
 
 
A signed original of this written statement required by Section 906, or other document authenticating, acknowledging, or otherwise adopting the signature that appears in typed form within the electronic version of this written statement required by Section 906, has been provided to Japan Smaller Capitalization Fund, Inc. and will be retained by Japan Smaller Capitalization Fund, Inc. and furnished to the Securities and Exchange Commission or its staff upon request.
 
 
 
 
 

 
 
 
Japan Smaller Capitalization Fund, Inc.
 
Worldwide Plaza
309 West 49th Street
New York, New York 10019
 
Telephone
(800) 833-0018
 
Certification Pursuant to Section 906 of the Sarbanes Oxley Act
 
 
I, Amy J. Marose, certify that:
 
1.  The Form N-CSR of Japan Smaller Capitalization Fund, Inc. (the "Report") fully complies with the requirements of Section 13(a) or 15(d) of the Securities Exchange Act of 1934; and
 
2.  The information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of Japan Smaller Capitalization Fund, Inc.
 
 
 
 
 
Date:  10/28/13
/s/ Amy J. Marose
 
Amy J. Marose
Treasurer and
Chief Financial Officer
 
 
A signed original of this written statement required by Section 906, or other document authenticating, acknowledging, or otherwise adopting the signature that appears in typed form within the electronic version of this written statement required by Section 906, has been provided to Japan Smaller Capitalization Fund, Inc. and will be retained by Japan Smaller Capitalization Fund, Inc. and furnished to the Securities and Exchange Commission or its staff upon request.