<SEC-DOCUMENT>0001140361-15-033720-index.html : 20150828 <SEC-HEADER>0001140361-15-033720.hdr.sgml : 20150828 <ACCEPTANCE-DATETIME>20150828111034 ACCESSION NUMBER: 0001140361-15-033720 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150820 FILED AS OF DATE: 20150828 DATE AS OF CHANGE: 20150828 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: JAPAN SMALLER CAPITALIZATION FUND INC CENTRAL INDEX KEY: 0000859796 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 133553469 STATE OF INCORPORATION: MD FISCAL YEAR END: 0228 BUSINESS ADDRESS: STREET 1: WORLDWIDE PLAZA STREET 2: 309 WEST 49TH STREET CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 8008330018 MAIL ADDRESS: STREET 1: WORLDWIDE PLAZA STREET 2: 309 WEST 49TH STREET CITY: NEW YORK STATE: NY ZIP: 10019 FORMER COMPANY: FORMER CONFORMED NAME: JAPAN OTC EQUITY FUND INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lee Kelly So Young CENTRAL INDEX KEY: 0001651726 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 811-05992 FILM NUMBER: 151080690 MAIL ADDRESS: STREET 1: NOMURA ASSET MANAGEMENT USA INC. STREET 2: 309 WEST 49TH STREET CITY: NEW YORK STATE: NY ZIP: 10019 </SEC-HEADER> <DOCUMENT> <TYPE>3 <SEQUENCE>1 <FILENAME>doc1.xml <DESCRIPTION>FORM 3 <TEXT> Document 1 - file: doc1.html
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