<SEC-DOCUMENT>0000905148-16-001180-index.html : 20160129 <SEC-HEADER>0000905148-16-001180.hdr.sgml : 20160129 <ACCEPTANCE-DATETIME>20160129155117 ACCESSION NUMBER: 0000905148-16-001180 CONFORMED SUBMISSION TYPE: N-Q PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20151130 FILED AS OF DATE: 20160129 DATE AS OF CHANGE: 20160129 EFFECTIVENESS DATE: 20160129 FILER: COMPANY DATA: COMPANY CONFORMED NAME: JAPAN SMALLER CAPITALIZATION FUND INC CENTRAL INDEX KEY: 0000859796 IRS NUMBER: 133553469 STATE OF INCORPORATION: MD FISCAL YEAR END: 0228 FILING VALUES: FORM TYPE: N-Q SEC ACT: 1940 Act SEC FILE NUMBER: 811-05992 FILM NUMBER: 161373250 BUSINESS ADDRESS: STREET 1: WORLDWIDE PLAZA STREET 2: 309 WEST 49TH STREET CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 8008330018 MAIL ADDRESS: STREET 1: WORLDWIDE PLAZA STREET 2: 309 WEST 49TH STREET CITY: NEW YORK STATE: NY ZIP: 10019 FORMER COMPANY: FORMER CONFORMED NAME: JAPAN OTC EQUITY FUND INC DATE OF NAME CHANGE: 19920703 </SEC-HEADER> <DOCUMENT> <TYPE>N-Q <SEQUENCE>1 <FILENAME>efc16-096_nq.htm <TEXT> Document 1 - file: efc16-096_nq.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.CERT <SEQUENCE>2 <FILENAME>efc16-096_ex99cert.htm <TEXT> Document 2 - file: efc16-096_ex99cert.htm
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>3 <FILENAME>image1.jpg <TEXT> Document 3 - file: image1.jpg
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