<SEC-DOCUMENT>0000905148-17-000505-index.html : 20170428 <SEC-HEADER>0000905148-17-000505.hdr.sgml : 20170428 <ACCEPTANCE-DATETIME>20170428133501 ACCESSION NUMBER: 0000905148-17-000505 CONFORMED SUBMISSION TYPE: N-CSR PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20170228 FILED AS OF DATE: 20170428 DATE AS OF CHANGE: 20170428 EFFECTIVENESS DATE: 20170428 FILER: COMPANY DATA: COMPANY CONFORMED NAME: JAPAN SMALLER CAPITALIZATION FUND INC CENTRAL INDEX KEY: 0000859796 IRS NUMBER: 133553469 STATE OF INCORPORATION: MD FISCAL YEAR END: 0228 FILING VALUES: FORM TYPE: N-CSR SEC ACT: 1940 Act SEC FILE NUMBER: 811-05992 FILM NUMBER: 17793782 BUSINESS ADDRESS: STREET 1: WORLDWIDE PLAZA STREET 2: 309 WEST 49TH STREET CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 8008330018 MAIL ADDRESS: STREET 1: WORLDWIDE PLAZA STREET 2: 309 WEST 49TH STREET CITY: NEW YORK STATE: NY ZIP: 10019 FORMER COMPANY: FORMER CONFORMED NAME: JAPAN OTC EQUITY FUND INC DATE OF NAME CHANGE: 19920703 </SEC-HEADER> <DOCUMENT> <TYPE>N-CSR <SEQUENCE>1 <FILENAME>efc17-289_ncsr.htm <TEXT> Document 1 - file: efc17-289_ncsr.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.CERT <SEQUENCE>2 <FILENAME>efc17-289_ex99cert.htm <TEXT> Document 2 - file: efc17-289_ex99cert.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.906 CERT <SEQUENCE>3 <FILENAME>efc17-289_ex99906cert.htm <TEXT> Document 3 - file: efc17-289_ex99906cert.htm
</DOCUMENT> </SEC-DOCUMENT>