<SEC-DOCUMENT>0000905148-20-000600-index.html : 20200514 <SEC-HEADER>0000905148-20-000600.hdr.sgml : 20200514 <ACCEPTANCE-DATETIME>20200514120844 ACCESSION NUMBER: 0000905148-20-000600 CONFORMED SUBMISSION TYPE: 40-17G PUBLIC DOCUMENT COUNT: 10 FILED AS OF DATE: 20200514 DATE AS OF CHANGE: 20200514 EFFECTIVENESS DATE: 20200514 FILER: COMPANY DATA: COMPANY CONFORMED NAME: JAPAN SMALLER CAPITALIZATION FUND INC CENTRAL INDEX KEY: 0000859796 IRS NUMBER: 133553469 STATE OF INCORPORATION: MD FISCAL YEAR END: 0228 FILING VALUES: FORM TYPE: 40-17G SEC ACT: 1940 Act SEC FILE NUMBER: 811-05992 FILM NUMBER: 20876451 BUSINESS ADDRESS: STREET 1: WORLDWIDE PLAZA STREET 2: 309 WEST 49TH STREET CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 8008330018 MAIL ADDRESS: STREET 1: WORLDWIDE PLAZA STREET 2: 309 WEST 49TH STREET CITY: NEW YORK STATE: NY ZIP: 10019 FORMER COMPANY: FORMER CONFORMED NAME: JAPAN OTC EQUITY FUND INC DATE OF NAME CHANGE: 19920703 </SEC-HEADER> <DOCUMENT> <TYPE>40-17G <SEQUENCE>1 <FILENAME>efc20-412_4017g.htm <TEXT> Document 1 - file: efc20-412_4017g.htm
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</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>6 <FILENAME>image00012.jpg <TEXT> Document 6 - file: image00012.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>7 <FILENAME>image00016.jpg <TEXT> Document 7 - file: image00016.jpg
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</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>9 <FILENAME>toc01.jpg <TEXT> Document 9 - file: toc01.jpg
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