<SEC-DOCUMENT>0001140361-20-023667-index.html : 20201023 <SEC-HEADER>0001140361-20-023667.hdr.sgml : 20201023 <ACCEPTANCE-DATETIME>20201023151303 ACCESSION NUMBER: 0001140361-20-023667 CONFORMED SUBMISSION TYPE: N-CSRS PUBLIC DOCUMENT COUNT: 6 CONFORMED PERIOD OF REPORT: 20200831 FILED AS OF DATE: 20201023 DATE AS OF CHANGE: 20201023 EFFECTIVENESS DATE: 20201023 FILER: COMPANY DATA: COMPANY CONFORMED NAME: JAPAN SMALLER CAPITALIZATION FUND INC CENTRAL INDEX KEY: 0000859796 IRS NUMBER: 133553469 STATE OF INCORPORATION: MD FISCAL YEAR END: 0228 FILING VALUES: FORM TYPE: N-CSRS SEC ACT: 1940 Act SEC FILE NUMBER: 811-05992 FILM NUMBER: 201257531 BUSINESS ADDRESS: STREET 1: WORLDWIDE PLAZA STREET 2: 309 WEST 49TH STREET CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 8008330018 MAIL ADDRESS: STREET 1: WORLDWIDE PLAZA STREET 2: 309 WEST 49TH STREET CITY: NEW YORK STATE: NY ZIP: 10019 FORMER COMPANY: FORMER CONFORMED NAME: JAPAN OTC EQUITY FUND INC DATE OF NAME CHANGE: 19920703 </SEC-HEADER> <DOCUMENT> <TYPE>N-CSRS <SEQUENCE>1 <FILENAME>hc10015440x1_ncsrs.htm <DESCRIPTION>N-CSRS <TEXT> Document 1 - file: hc10015440x1_ncsrs.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.(A)(2) <SEQUENCE>2 <FILENAME>hc10015440x1_ex99-a2.htm <DESCRIPTION>EXHIBIT (A)(2) <TEXT> Document 2 - file: hc10015440x1_ex99-a2.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.(B) <SEQUENCE>3 <FILENAME>hc10015440x1_ex99-b.htm <DESCRIPTION>EXHIBIT (B) <TEXT> Document 3 - file: hc10015440x1_ex99-b.htm
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>4 <FILENAME>hc10015440x1_bottombanner.jpg <TEXT> Document 4 - file: hc10015440x1_bottombanner.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>5 <FILENAME>hc10015440x1_signature.jpg <TEXT> Document 5 - file: hc10015440x1_signature.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>6 <FILENAME>hc10015440x1_topbanner.jpg <TEXT> Document 6 - file: hc10015440x1_topbanner.jpg
</DOCUMENT> </SEC-DOCUMENT>