0001423869 False 0001423869 2020-09-08 2020-09-08

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

Form 8-K

CURRENT REPORT
Pursuant to Section 13 OR 15(d)
of The Securities Exchange Act of 1934
Date of Report (Date of earliest event Reported): September 8, 2020

PCB BANCORP
(Exact name of registrant as specified in its charter)

California (State or other jurisdiction of incorporation) |  | 001-38621 (Commission File Number) |  | 20-8856755 (I.R.S. Employer Identification No.)
3701 Wilshire Boulevard, Suite 900 Los Angeles, California (Address of principal offices) |  |  |  | 90010 (Zip Code)

Registrant’s telephone number, including area code: (213) 210-2000
Not Applicable
(Former name or former address, if changed since last report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the Act:

Title of each class | Trading Symbol(s) | Name of each exchange on which registered
Common stock, no par value | PCB | Nasdaq Global Select Market

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☒
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☒

Item 7.01 Regulation FD Disclosure.
Attached as Exhibit 99.1, and incorporated herein by reference, is a copy of an investor presentation that will be utilized by Mr. Henry Kim, President and Chief Executive Officer, Mr. Timothy Chang, Executive Vice President and Chief Financial Officer, and Mr. Brian Bang, Senior Vice President and Chief Credit Officer, at the virtual Raymond James U.S. Bank Conference on September 9 and 10, 2020.
Item 9.01 Financial Statements and Exhibits
(d) Exhibits.
99.1 Investor presentation of PCB Bancorp
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EXHIBIT INDEX

Exhibit No. |  | Description
99.1 |  | Investor presentation of PCB Bancorp

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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

|  |  | PCB Bancorp
Date: | September 8, 2020 |  | /s/ Timothy Chang
|  |  | Timothy Chang
|  |  | Executive Vice President and Chief Financial Officer

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