<SEC-DOCUMENT>0001144204-19-033643-index.html : 20191205 <SEC-HEADER>0001144204-19-033643.hdr.sgml : 20191205 <ACCEPTANCE-DATETIME>20190702172026 <PRIVATE-TO-PUBLIC> ACCESSION NUMBER: 0001144204-19-033643 CONFORMED SUBMISSION TYPE: N-14 8C PUBLIC DOCUMENT COUNT: 47 FILED AS OF DATE: 20190702 DATE AS OF CHANGE: 20190820 FILER: COMPANY DATA: COMPANY CONFORMED NAME: VIRTUS GLOBAL DIVIDEND & INCOME FUND INC. CENTRAL INDEX KEY: 0000836412 IRS NUMBER: 133474242 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: N-14 8C SEC ACT: 1933 Act SEC FILE NUMBER: 333-232525 FILM NUMBER: 19938968 BUSINESS ADDRESS: STREET 1: 101 MUNSON STREET CITY: GREENFIELD STATE: MA ZIP: 01301 BUSINESS PHONE: 800-272-2700 MAIL ADDRESS: STREET 1: 101 MUNSON STREET CITY: GREENFIELD STATE: MA ZIP: 01301 FORMER COMPANY: FORMER CONFORMED NAME: VIRTUS GLOBAL DIVIDEND & INCOME FUND DATE OF NAME CHANGE: 20160929 FORMER COMPANY: FORMER CONFORMED NAME: ZWEIG TOTAL RETURN FUND INC DATE OF NAME CHANGE: 19920703 </SEC-HEADER> <DOCUMENT> <TYPE>N-14 8C <SEQUENCE>1 <FILENAME>tv524567_n148c.htm <DESCRIPTION>VIRTUS GLOBAL DIVIDEND & INCOME FUND INC. <TEXT> Document 1 - file: tv524567_n148c.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.1(D) <SEQUENCE>3 <FILENAME>tv524567_ex1d.htm <DESCRIPTION>ARTICLES OF AMENDMENT <TEXT> Document 3 - file: tv524567_ex1d.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.1(E) <SEQUENCE>4 <FILENAME>tv524567_ex1e.htm <DESCRIPTION>ARTICLES OF AMENDMENT <TEXT> Document 4 - file: tv524567_ex1e.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.1(F) <SEQUENCE>5 <FILENAME>tv524567_ex1f.htm <DESCRIPTION>ARTICLES OF AMENDMENT <TEXT> Document 5 - file: tv524567_ex1f.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.6(A) <SEQUENCE>6 <FILENAME>tv524567_ex6a.htm <DESCRIPTION>INVESTMENT ADVISORY AGREEMENT <TEXT> Document 6 - file: tv524567_ex6a.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.6(B) <SEQUENCE>7 <FILENAME>tv524567_ex6b.htm <DESCRIPTION>SUBADVISORY AGREEMENT <TEXT> Document 7 - file: tv524567_ex6b.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.6(C) <SEQUENCE>8 <FILENAME>tv524567_ex6c.htm <DESCRIPTION>SUBADVISORY AGREEMENT <TEXT> Document 8 - file: tv524567_ex6c.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.6(D) <SEQUENCE>9 <FILENAME>tv524567_ex6d.htm <DESCRIPTION>SUBADVISORY AGREEMENT <TEXT> Document 9 - file: tv524567_ex6d.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.9(A) <SEQUENCE>10 <FILENAME>tv524567_ex9a.htm <DESCRIPTION>CUSTODY AGREEMENT <TEXT> Document 10 - file: tv524567_ex9a.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.9(B) <SEQUENCE>11 <FILENAME>tv524567_ex9b.htm <DESCRIPTION>JOINDER AGREEMENT AND AMENDMENT TO CUSTODY AGREEMENT <TEXT> Document 11 - file: tv524567_ex9b.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.13(A) <SEQUENCE>12 <FILENAME>tv524567_ex13a.htm <DESCRIPTION>AMENDED AND RESTATED ADMINISTRATION AGREEMENT <TEXT> Document 12 - file: tv524567_ex13a.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.13(B) <SEQUENCE>13 <FILENAME>tv524567_ex13b.htm <DESCRIPTION>TRANSFER AGENT AND SERVICE AGREEMENT <TEXT> Document 13 - file: tv524567_ex13b.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.13(C) <SEQUENCE>14 <FILENAME>tv524567_ex13c.htm <DESCRIPTION>SUB-ADMINISTRATION SERVICES AGREEMENT <TEXT> Document 14 - file: tv524567_ex13c.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.13(D) <SEQUENCE>15 <FILENAME>tv524567_ex13d.htm <DESCRIPTION>AMENDMENT TO SUB-ADMINISTRATION SERVICES AGREEMENT <TEXT> Document 15 - file: tv524567_ex13d.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.13(E) <SEQUENCE>16 <FILENAME>tv524567_ex13e.htm <DESCRIPTION>AMENDMENT TO SUB-ADMINISTRATION SERVICES AGREEMENT <TEXT> Document 16 - file: tv524567_ex13e.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.13(F) <SEQUENCE>17 <FILENAME>tv524567_ex13f.htm <DESCRIPTION>NOTICE OF ASSIGNMENT OF SUB-ADMINISTRATION SERVICES AGREEMENT <TEXT> Document 17 - file: tv524567_ex13f.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.13(G) <SEQUENCE>18 <FILENAME>tv524567_ex13g.htm <DESCRIPTION>AMENDMENT TO SUB-ADMINISTRATION SERVICES AGREEMENT <TEXT> Document 18 - file: tv524567_ex13g.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.13(H) <SEQUENCE>19 <FILENAME>tv524567_ex13h.htm <DESCRIPTION>AMENDMENT TO SUB-ADMINISTRATION SERVICES AGREEMENT <TEXT> Document 19 - file: tv524567_ex13h.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.13(I) <SEQUENCE>20 <FILENAME>tv524567_ex13i.htm <DESCRIPTION>ACCOUNTING SERVICES AGREEMENT <TEXT> Document 20 - file: tv524567_ex13i.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.13(J) <SEQUENCE>21 <FILENAME>tv524567_ex13j.htm <DESCRIPTION>JOINDER AGREEMENT TO ACCOUNTING SERVICES AGREEMENT <TEXT> Document 21 - file: tv524567_ex13j.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.13(K) <SEQUENCE>22 <FILENAME>tv524567_ex13k.htm <DESCRIPTION>JOINDER AGREEMENT TO ACCOUNTING SERVICES AGREEMENT <TEXT> Document 22 - file: tv524567_ex13k.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.13(L) <SEQUENCE>23 <FILENAME>tv524567_ex13l.htm <DESCRIPTION>AMENDMENT TO ACCOUNTING SERVICES AGREEMENT <TEXT> Document 23 - file: tv524567_ex13l.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.13(M) <SEQUENCE>24 <FILENAME>tv524567_ex13m.htm <DESCRIPTION>NOTICE OF ASSIGNMENT OF ACCOUNTING SERVICES AGREEMENT <TEXT> Document 24 - file: tv524567_ex13m.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.13(N) <SEQUENCE>25 <FILENAME>tv524567_ex13n.htm <DESCRIPTION>AMENDMENT TO ACCOUNTING SERVICES AGREEMENT <TEXT> Document 25 - file: tv524567_ex13n.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.14 <SEQUENCE>26 <FILENAME>tv524567_ex14.htm <DESCRIPTION>CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM <TEXT> Document 26 - file: tv524567_ex14.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.16 <SEQUENCE>27 <FILENAME>tv524567_ex16.htm <DESCRIPTION>POWER OF ATTORNEY <TEXT> Document 27 - file: tv524567_ex16.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.17(A) <SEQUENCE>28 <FILENAME>tv524567_ex17a.htm <DESCRIPTION>FORM OF PROXY CARD <TEXT> Document 28 - file: tv524567_ex17a.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.17(B) <SEQUENCE>29 <FILENAME>tv524567_ex17b.htm <DESCRIPTION>FORM OF PROXY CARD <TEXT> Document 29 - file: tv524567_ex17b.htm
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>30 <FILENAME>t1603002_ex17a-logo1.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 30 - file: t1603002_ex17a-logo1.jpg
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</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>38 <FILENAME>t1603002_ex17b-logo1.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 38 - file: t1603002_ex17b-logo1.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>39 <FILENAME>t1603002_ex17b-logo2.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 39 - file: t1603002_ex17b-logo2.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>40 <FILENAME>t1603002_ex17b-logo3.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 40 - file: t1603002_ex17b-logo3.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>41 <FILENAME>t1603002_ex17b-logo4.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 41 - file: t1603002_ex17b-logo4.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>42 <FILENAME>t1603002_ex17b-logo5.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 42 - file: t1603002_ex17b-logo5.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>43 <FILENAME>t1603002_ex17b-logo6.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 43 - file: t1603002_ex17b-logo6.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>44 <FILENAME>t1603002_ex17b-logo8.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 44 - file: t1603002_ex17b-logo8.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>45 <FILENAME>t1603002_ex17b-logo7.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 45 - file: t1603002_ex17b-logo7.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>46 <FILENAME>image_004.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 46 - file: image_004.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>47 <FILENAME>tv524567_ex13fimg01.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 47 - file: tv524567_ex13fimg01.jpg
</DOCUMENT> <DOCUMENT> <TYPE>COVER <SEQUENCE>48 <FILENAME>filename48.htm <TEXT> Document 48 - file: filename48.htm
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