EX-99.I 2 d202680dex99i.htm NUVEEN DEFERRED COMPENSATION PLAN Nuveen Deferred Compensation Plan

NUVEEN OPEN-END AND CLOSED-END FUNDS DEFERRED COMPENSATION

PLAN FOR INDEPENDENT DIRECTORS AND TRUSTEES

PARTICIPATING FUNDS

Participating funds 1 : Funds from which director compensation can be deferred 2 : AUM ³ $270MM 3 : funds do not lose Participating status from a subsequent loss of assets 4 : list updated each quarter, with new funds that have surpassed the $270MM threshold

Current List of Participating Funds

 

AA   Nuveen All-American Municipal Bond Fund
BXMX   Nuveen S&P 500 Buy-Write Income Fund
CT   Nuveen Connecticut Municipal Bond Fund
DIAX   Nuveen Dow 30SM Dynamic Overwrite Fund
FCB   Nuveen Core Plus Bond Fund
FEI   Nuveen Dividend Value Fund
FEIX   Nuveen Equity Index Fund
FGI   Nuveen Global Infrastructure Fund
FHIB   Nuveen High Income Bond Fund
FIPS   Nuveen Inflation Protected Securities Fund
FITB   Nuveen Core Bond Fund
FLCGO   Nuveen Large Cap Growth Opportunities Fund
FMCGO   Nuveen Mid Cap Growth Opportunities Fund
FMCI   Nuveen Mid Cap Index Fund
FMCV   Nuveen Mid Cap Value Fund
FMN   Nuveen Minnesota Municipal Bond Fund
FMNI   Nuveen Minnesota Intermediate Municipal Bond Fund
FRES   Nuveen Real Estate Securities Fund
FSCS   Nuveen Small Cap Select Fund
FSTB   Nuveen Short Term Bond Fund
FSTF   Nuveen Short Term Municipal Bond Fund
FTMO   Nuveen Tactical Market Opportunities Fund
FTRB   Nuveen Strategic Income Fund
GDCS   Nuveen Gresham Diversified Commodity Strategy Fund
JCE   Nuveen Core Equity Alpha Fund
JDD   Nuveen Diversified Dividend and Income Fund
JFR   Nuveen Floating Rate Income Fund
JGH   Nuveen Global High Income Fund
JGV   Nuveen Global Equity Income Fund
JHA   Nuveen High Income December 2018 Target Term Fund
JHP   Nuveen Quality Preferred Income Fund 3
JLS   Nuveen Mortgage Opportunity Term Fund
JMF   Nuveen Energy MLP Total Return Fund
JMLP   Nuveen All Cap Energy MLP Opportunities Fund
JPC   Nuveen Preferred Income Opportunities Fund
JPI   Nuveen Preferred and Income Term Fund
JPS   Nuveen Quality Preferred Income Fund 2
JQC   Nuveen Credit Strategies Income Fund
JRI   Nuveen Real Asset Income and Growth Fund
JRO   Nuveen Floating Rate Income Opportunity Fund
JRS   Nuveen Real Estate Income Fund
JSD   Nuveen Short Duration Credit Opportunities Fund
JTA   Nuveen Tax-Advantaged Total Return Strategy Fund
JTD   Nuveen Tax-Advantaged Dividend Growth Fund
JTP   Nuveen Quality Preferred Income Fund
KY   Nuveen Kentucky Municipal Bond Fund
LT   Nuveen Limited Term Municipal Bond Fund
MO   Nuveen Missouri Municipal Bond Fund
NAC   Nuveen California Dividend Advantage Municipal Fund
NAD   Nuveen Dividend Advantage Municipal Fund
NAN   Nuveen New York Dividend Advantage Municipal Fund
NBB   Nuveen Build America Bond Fund
NC   Nuveen North Carolina Municipal Bond Fund
NCA   Nuveen California Municipal Value Fund, Inc.
NCASP   Nuveen California Municipal Bond Fund
NCHY   Nuveen California High Yield Municipal Bond Fund
NDGF   Nuveen Santa Barbara Dividend Growth Fund
NEA   Nuveen AMT-Free Municipal Income Fund
NEV   Nuveen Enhanced Municipal Value Fund
NFMI   Nuveen Michigan Municipal Bond Fund
NFNJ   Nuveen New Jersey Municipal Bond Fund
NFNY   Nuveen New York Municipal Bond Fund
NFOH   Nuveen Ohio Municipal Bond Fund
NFPA   Nuveen Pennsylvania Municipal Bond Fund
NFVA   Nuveen Virginia Municipal Bond Fund
NGAC   Nuveen Tradewinds Global All-Cap Fund
NGIS   Nuveen Large Cap Value Fund
NHYF   Nuveen High Yield Municipal Bond Fund
NID   Nuveen Intermediate Duration Municipal Term Fund
NIGF   Nuveen Tradewinds International Value Fund
NIO   Nuveen Municipal Opportunity Fund, Inc.
NKX   Nuveen California AMT-Free Municipal Income Fund
NMA   Nuveen Municipal Advantage Fund, Inc.
NMBF   Nuveen Intermediate Duration Municipal Bond Fund
NMCVF   Nuveen NWQ Multi-Cap Value Fund
NMO   Nuveen Municipal Market Opportunity Fund, Inc.
NMTR   Municipal Total Return Managed Accounts Portfolio
NMY   Nuveen Maryland Premium Income Municipal Fund
 


NMZ   Nuveen Municipal High Income Opportunity Fund
NNC   Nuveen North Carolina Premium Income Municipal Fund
NPF   Nuveen Premier Municipal Income Fund, Inc.
NPI   Nuveen Premium Income Municipal Fund, Inc.
NPM   Nuveen Premium Income Municipal Fund 2, Inc.
NPP   Nuveen Performance Plus Municipal Fund, Inc.
NPSF   Nuveen Preferred Securities Fund
NPT   Nuveen Premium Income Municipal Fund 4, Inc.
NPV   Nuveen Virginia Premium Income Municipal Fund
NQI   Nuveen Quality Municipal Fund, Inc.
NQM   Nuveen Investment Quality Municipal Fund, Inc.
NQP   Nuveen Pennsylvania Investment Quality Municipal Fund
NQS   Nuveen Select Quality Municipal Fund, Inc.
NQU   Nuveen Quality Income Municipal Fund, Inc.
NRAI   Nuveen Real Asset Income Fund
NRK   Nuveen New York AMT-Free Municipal Income Fund
NSCV   Nuveen NWQ Small-Cap Value Fund
NSDHY   Nuveen Short Duration High Yield Municipal Bond Fund
NSL   Nuveen Senior Income Fund
NTC   Nuveen Connecticut Premium Income Municipal Fund
NUM   Nuveen Michigan Quality Income Municipal Fund
NUO   Nuveen Ohio Quality Income Municipal Fund
NUV   Nuveen Municipal Value Fund, Inc.
NVG   Nuveen Enhanced AMT-Free Municipal Credit Opportunities Fund
NVOF   Nuveen Tradewinds Value Opportunities Fund
NVX   Nuveen California Dividend Advantage Municipal Fund 2
NWLC   Nuveen NWQ Large-Cap Value Fund
NXC   Nuveen California Select Tax-Free Income Portfolio
NXJ   Nuveen New Jersey Dividend Advantage Municipal Fund
NXN   Nuveen New York Select Tax-Free Income Portfolio
NXP   Nuveen Select Tax-Free Income Portfolio
NXQ   Nuveen Select Tax-Free Income Portfolio 2
NXR   Nuveen Select Tax-Free Income Portfolio 3
NXZ   Nuveen Dividend Advantage Municipal Fund 2
NZF   Nuveen Enhanced Municipal Credit Opportunities Fund
NZH   Nuveen California Dividend Advantage Municipal Fund 3
QQQX   Nuveen Nasdaq 100 Dynamic Overwrite Fund
SBIE   Nuveen International Growth Fund
SCOF   Nuveen Symphony Credit Opportunities Fund
SFRI   Nuveen Symphony Floating Rate Income Fund
SPXX   Nuveen S&P 500 Dynamic Overwrite Fund
TN   Nuveen Tennessee Municipal Bond Fund
WLCG   Nuveen Winslow Large-Cap Growth Fund
 


NUVEEN OPEN-END AND CLOSED-END FUNDS DEFERRED COMPENSATION

PLAN FOR INDEPENDENT DIRECTORS AND TRUSTEES

ELIGIBLE FUNDS

Eligible funds 1 : funds in which deferred compensation can be deemed invested 2 : selected from equity and taxable income open-end funds 3 : municipal funds are not included as they are tax-exempt and would therefore not be appropriate in a tax-advantaged deferred compensation plan 4 : deferred compensation is not actually invested in these funds; investments track the performance of these funds 5 : updated annually

Current List of Eligible Funds

 

Nuveen Core Plus Bond Fund

Nuveen Dividend Value Fund

Nuveen High Income Bond Fund

Nuveen Inflation Protected Securities Fund

Nuveen International Growth Fund

Nuveen Mid Cap Growth Opportunities Fund

Nuveen Multi-Manager Large-Cap Value Fund

Nuveen NWQ Large-Cap Value Fund

Nuveen NWQ Multi-Cap Value Fund

Nuveen NWQ Small-Cap Value Fund

Nuveen Real Asset Income Fund

 

Nuveen Short Term Bond Fund

Nuveen Santa Barbara Dividend Growth Fund

Nuveen Strategy Balanced Allocation Fund

Nuveen Symphony Credit Opportunities Fund

Nuveen Symphony Floating Rate Income Fund

Nuveen Symphony Large-Cap Growth Fund

Nuveen Tradewinds Global All-Cap Fund

Nuveen Tradewinds International Value Fund

Nuveen Tradewinds Value Opportunities Fund

Nuveen Winslow Large-Cap Growth Fund


List of Changes

3/28/2016

No changes

12/22/2015

Added the following funds to the list of Eligible Funds:

Nuveen High Income December 2018 Target Term Fund (JHA)

Nuveen Minnesota Municipal Bond Fund (FMN)

6/23/2015

Added the following funds to the list of Eligible Funds:

Nuveen New York Dividend Advantage Municipal Fund (NAN)

Nuveen Gresham Diversified Commodity Strategy Fund (GDCS)

2/24/2015

Added the following funds to the list of Eligible Funds:

Global High Income Fund (JGH) – merger of JGG/JGT

Dow 30SM Dynamic Overwrite Fund (DIAX) – merger of DPO/DPD

S&P 500 Buy-Write Income Fund (BXMX) – merger of JSN/JPZ

New Jersey Dividend Advantage Muni Fund (NXJ) – merger of

10/1/2014

Added the following funds to the list of Eligible Funds, as of Q4 2014:

Real Asset Income Fund

International Growth Fund

6/30/2014

Added the following funds to the list of Eligible Funds, as of Q3 2014:

All-Cap Energy Opportunities Fund

NWQ Small Cap Value Fund

11/30/2013

Added the following funds to the list of Eligible Funds, as of Q1 2014:

Core Plus Bond Fund

Dividend Value Fund

High Income Bond Fund

Inflation Protected Securities Fund

International Growth Fund

Mid Cap Growth Opportunities Fund

NWQ Large-Cap Value Fund

Real Asset Income Fund

Symphony Credit Opportunities Fund

Symphony Floating Rate Income Fund

Symphony Large-Cap Growth Fund

Tradewinds Global All-Cap Fund

Winslow Large-Cap Growth Fund

9/30/2013

Added the following funds to the list of Participating Funds, as of Q3 2013:

Symphony Floating Rate Income

Short Duration High Yield


6/30/2013

Added the following fund to the list of Participating Funds, as of Q1 2013:

Ohio Quality Income Municipal

Removed the following funds from the list of Participating Funds:

Municipal High Income Opportunity Fund 2

3/31/2013

Added the following fund to the list of Participating Funds, as of Q1 2013:

New York AMT-Free Municipal Income Fund

Removed the following funds from the list of Participating Funds:

New York Quality Income

New York Investment Quality Municipal

New York Select Quality Municipal

Premier Municipal Opportunity

1/2/2013

Added the following fund to the list of Participating Funds, as of Q4 2012:

Intermediate Duration Municipal Term

Symphony Credit Opportunities

California High Yield

Minnesota Intermediate

Tactical Market Opportunities

8/2/2012

Added the following fund to the list of Participating Funds, as of 8/1/2012:

Insured California Tax-Free Advantage

New Jersey

Short Duration Credit Opportunities

7/19/2012

Removed the following funds from the list of Participating Funds:

California Insured Premium Fund

California Municipal Bond Fund 2

Conservative Allocation Fund

Florida Preference Municipal Bond Fund

Insured California Dividend Advantage Fund

Insured California Premium Income Fund 2

Intermediate Tax Free Fund

Moderate Allocation Fund

Premier Insured Municipal Income Fund

Tax-Advantaged Floating Rate Fund

Tax Free Fund

11/16/2011

Added the following fund to the list of Participating Funds, as of 1/1/2012:

Winslow Large Cap Growth Fund

9/20/2011

Removed the following funds from the list of Eligible Funds, as of 10/1/2011:

Nuveen Growth Allocation


Nuveen Moderate Allocation

Nuveen Short Duration Bond Fund

Added the following funds to the list of Eligible Funds, as of 10/1/2011:

Nuveen Short Term Bond Fund

Nuveen Strategy Balanced Allocation Fund

7/19/11

Added the following funds to the list of Participating Funds, as of 6/30/11:

Santa Barbara Dividend Growth

Inflation Protected Securities Fund

5/23/11

Added the following funds to the list of Participating Funds, as of 7/1/11:

Real Estate Securities Fund

Mid Cap Growth Opportunities Fund

Core Bond Fund

Equity Income Fund

Equity Index Fund

Intl Select Fund

Short Term Bond Fund

Intermediate Tax Free Fund

Small Cap Select Fund

Intermediate Term Bond Fund

International Fund

Total Return Bond Fund

Large Cap Growth Opportunities Fund

High Income Bond Fund

Tax Free Fund

Energy MLP Total Return Fund

Mid Cap Value Fund

Mid Cap Index Fund

Short Tax Free Fund

NASDAQ Premium Income & Growth

MLP & Strategic Equity

11/16/10

Added Nuveen NWQ Large-Cap Value Fund (NWLC) and Nuveen Dow 30 Enhanced Premium & Income Fund (DPO) to the Participating Funds List as of 1/1/11.

7/27/10

Added Nuveen Build America Bond Fund (NBB) to the Participating Funds List.

5/26/10

Added Pennsylvania Municipal Bond Fund (NFPA) and Enhanced Municipal Value Fund (NEV) to the Participating Funds List

2/27/10

Added Mortgage Opportunity Term Fund (JLS) to the Participating Funds List

10/30/09


Added Nuveen Preferred Securities Fund to the Participating Funds List

Removed Nuveen Florida Quality Income Municipal Fund, Nuveen Florida Investment Quality Municipal Fund, and Nuveen Insured Florida Premium Income Municipal Fund from the Participating Funds List

6/30/09

Removed the Rittenhouse Growth Fund from both Participating and Eligible Funds Lists

11/30/08

For the list of Eligible Funds, the following changes were made:

The Global Value Fund was converted to the Growth Allocation Fund

The Large-Cap Value Fund was converted to the Multi-Manager Large-Cap Value Fund

The Balance Stock and Bond Fund was converted to the Moderate Allocation Fund

The Santa Barbara Dividend Growth Fund was added

The Nuveen Short Duration Fund was added

3Q08

No changes to the Participating Funds List or Eligible Funds List

2Q08

No changes to the Participating Funds List or Eligible Funds List

1Q08

No changes to the Participating Funds List or Eligible Funds List

4Q07

No changes to the Participating Funds List or Eligible Funds List

3Q07

Added Nuveen Tradewinds Global All-Cap Fund (NGAC), and Nuveen Tax-Advantaged Dividend Growth Fund (JTD) to the Participating Funds list

2Q07

Added Nuveen Multi-Currency Short-Term Government Income Fund (JGT) to the Participating Funds list

1Q07

Added Nuveen Core Equity Alpha Fund (JCE) to the Participating Funds list

4Q06

Added Nuveen North Carolina Municipal Bond Fund (NC), Nuveen NWQ Value Opportunities Fund (NVOF), and Nuveen Global Value Opportunities Fund (JGV) to the Participating Funds list.

3Q06

No changes to Participating Funds List or Eligible Funds List

2Q06

No changes to Participating Funds List

2/8/2006

Added Nuveen Equity Premium and Growth Fund (JPG) and Nuveen NWQ

    International Value Fund (NIGF) to the Participating List.


11/11/2005

Added NWQ Global Value Fund (NGVF), NWQ Value Opportunities Fund (NVOF), and the NWQ Small-Cap Value Fund (NSCV) to the Eligible List.

9/27/2005

Added Nuveen Equity Premium Opportunity Fund (JSN), Nuveen Equity Premium Advantage Fund (JLA), Nuveen NWQ Multi-Cap Value Fund (NMCVF), Nuveen Tax-Advantaged Floating Rate Fund (JFP), and Nuveen Virginia Municipal Bond Fund (NFVA) to the Participating List