<SEC-DOCUMENT>0001213900-20-039700-index.html : 20201127 <SEC-HEADER>0001213900-20-039700.hdr.sgml : 20201127 <ACCEPTANCE-DATETIME>20201127170818 ACCESSION NUMBER: 0001213900-20-039700 CONFORMED SUBMISSION TYPE: SC 13D PUBLIC DOCUMENT COUNT: 8 FILED AS OF DATE: 20201127 DATE AS OF CHANGE: 20201127 GROUP MEMBERS: B. RILEY CAPITAL MANAGEMENT, LLC GROUP MEMBERS: B. RILEY PRINCIPAL INVESTMENTS, LLC GROUP MEMBERS: BR DIALECTIC CAPITAL MANAGEMENT, LLC GROUP MEMBERS: BRC PARTNERS MANAGEMENT GP, LLC GROUP MEMBERS: BRC PARTNERS OPPORTUNITIES FUND, LP GROUP MEMBERS: BRYANT R. RILEY GROUP MEMBERS: DIALECTIC ANTITHESIS PARTNERS, LP SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: theMaven, Inc. CENTRAL INDEX KEY: 0000894871 STANDARD INDUSTRIAL CLASSIFICATION: CABLE & OTHER PAY TELEVISION SERVICES [4841] IRS NUMBER: 680232575 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D SEC ACT: 1934 Act SEC FILE NUMBER: 005-48055 FILM NUMBER: 201355825 BUSINESS ADDRESS: STREET 1: 1500 FOURTH AVENUE, SUITE 200 CITY: SEATTLE STATE: WA ZIP: 98101 BUSINESS PHONE: 775-600-2765 MAIL ADDRESS: STREET 1: 1500 FOURTH AVENUE, SUITE 200 CITY: SEATTLE STATE: WA ZIP: 98101 FORMER COMPANY: FORMER CONFORMED NAME: THEMAVEN, INC. DATE OF NAME CHANGE: 20161209 FORMER COMPANY: FORMER CONFORMED NAME: INTEGRATED SURGICAL SYSTEMS INC DATE OF NAME CHANGE: 19960725 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: B. Riley Financial, Inc. CENTRAL INDEX KEY: 0001464790 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 270223495 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D BUSINESS ADDRESS: STREET 1: 11100 SANTA MONICA BLVD STREET 2: SUITE 800 CITY: LOS ANGELES STATE: CA ZIP: 90025 BUSINESS PHONE: 818-884-3737 MAIL ADDRESS: STREET 1: 11100 SANTA MONICA BLVD STREET 2: SUITE 800 CITY: LOS ANGELES STATE: CA ZIP: 90025 FORMER COMPANY: FORMER CONFORMED NAME: Great American Group, Inc. DATE OF NAME CHANGE: 20090522 </SEC-HEADER> <DOCUMENT> <TYPE>SC 13D <SEQUENCE>1 <FILENAME>ea130654-13dbriley_themaven.htm <DESCRIPTION>SCHEDULE 13D <TEXT> Document 1 - file: ea130654-13dbriley_themaven.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.1 <SEQUENCE>2 <FILENAME>ea130654ex99-1_brileyfin.htm <DESCRIPTION>LETTER TO THE BOARD OF DIRECTORS OF THE ISSUER, FROM CERTAIN OF THE REPORTING PERSONS AND 180 DEGREE CAPITAL CORP., DATED AS OF NOVEMBER 24, 2020 <TEXT> Document 2 - file: ea130654ex99-1_brileyfin.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.2 <SEQUENCE>3 <FILENAME>ea130654ex99-2_brileyfin.htm <DESCRIPTION>GROUP AGREEMENT, DATED AS OF NOVEMBER 25, 2020, BY AND BETWEEN B. RILEY FINANCIAL, INC. AND 180 DEGREE CAPITAL CORP <TEXT> Document 3 - file: ea130654ex99-2_brileyfin.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.3 <SEQUENCE>4 <FILENAME>ea130654ex99-3_brileyfin.htm <DESCRIPTION>VOTING AGREEMENT, UNDATED, EXECUTED BY BRC PARTNERS OPPORTUNITY FUND, LP <TEXT> Document 4 - file: ea130654ex99-3_brileyfin.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.4 <SEQUENCE>5 <FILENAME>ea130654ex99-4_brileyfin.htm <DESCRIPTION>VOTING AGREEMENT, UNDATED, EXECUTED BY B. RILEY SECURITIES, INC <TEXT> Document 5 - file: ea130654ex99-4_brileyfin.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.5 <SEQUENCE>6 <FILENAME>ea130654ex99-5_brileyfin.htm <DESCRIPTION>JOINT FILING AGREEMENT, DATED AS OF NOVEMBER 27, 2020 <TEXT> Document 6 - file: ea130654ex99-5_brileyfin.htm
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>7 <FILENAME>ex3_001.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 7 - file: ex3_001.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>8 <FILENAME>ex4_001.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 8 - file: ex4_001.jpg
</DOCUMENT> </SEC-DOCUMENT>