EX-99.1 2 d520958dex991.htm EX-99.1 EX-99.1

Exhibit 99.1

Appendix 3Y

Change of Director’s Interest Notice

 

 

 

Rule 3.19A.2

Appendix 3Y

Change of Director’s Interest Notice

Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.

Introduced 30/9/2001.

 

Name of Entity:    PRIMA BIOMED LIMITED         (ASX:PRR)
ACN:    90 009 237 889

We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.

 

Name of Director:    Mr Matthew Lehman
Date of Last Notice:    11 April 2013

Part 1 - Change of director’s relevant interests in securities

In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust

Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.

 

Direct or indirect interest    Direct   

Nature of indirect interest

(including registered holder)

Note: Provide details of the circumstances giving rise to the relevant interest.

   N/A   
Date of change    12 April 2013   
No. of securities held prior to change   

1)      Ordinary Fully Paid Shares

  
          Shares     

Options

    
   Direct      1,100,000       1,700,000   
   Indirect      —         —     
   Total      1,100,000       1,700,000   
  

2)      American Depositary Receipts (ADR)

          Shares     

Options

    
   Direct      2,000       —     
   Indirect      —         —     
   Total      2,000       —     

 

 

+ See chapter 19 for defined terms.

 

11/3/2002   Appendix 3Y Page 1


Appendix 3Y

Change of Director’s Interest Notice

 

 

 

Class   

1)      Ordinary Fully Paid Shares

 

2)       American Depositary Receipts (ADR) traded on the NASDAQ

          1 ADR = 30 ordinary fully paid shares

Number acquired   

1)      Ordinary Fully Paid Shares

          Shares     

Options

    
   Direct      105,263       —     
   Indirect      —         —     
   Total      105,263       —     
  

2)      American Depositary Receipts (ADR)

          Shares     

Options

    
   Direct      500       —     
   Indirect      —         —     
   Total      500       —     
Number disposed            
          Shares     

Options

    
   Direct      —         —     
   Indirect      —         —     
   Total      —         —     
Value/Consideration   

1)      A$ 9,789.46

Note: If consideration is non-cash, provide details and estimated valuation   

2)      US$ 1,625

No. of securities held after change   

1)      Ordinary Fully Paid Shares

          Shares     

Options

    
   Direct      1,205,263       1,700,000   
   Indirect      —         —     
   Total      1,205,263       1,700,000   
  

2)      American Depositary Receipts (ADR)

          Shares     

Options

    
   Direct      2,500       —     
   Indirect      —         —     
   Total      2,500       —     

 

 

+ See chapter 19 for defined terms.

 

Appendix 3Y Page 2   11/3/2002


Appendix 3Y

Change of Director’s Interest Notice

 

 

 

Nature of change

Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back

  

1)      Acquiring 105,263 fully paid ordinary shares on market at $0.093 each.

  

2)      Acquiring 500 ADR’s at US$3.25 each that are traded on the NASDAQ

Part 2 – Change of director’s interests in contracts

Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.

 

Detail of contract    N/A
Nature of interest   

Name of registered holder

(if issued securities)

  
Date of change   

No. and class of securities to which interest related prior to change

Note: Details are only required for a contract in relation to which the interest has changed

  
Interest acquired   
Interest disposed   

Value/Consideration

Note: If consideration is non-cash, provide details and an estimated valuation

  
Interest after change   

Part 3 - +Closed Period

 

Were the interests in the securities or contracts detailed above traded during a +closed period

where prior written clearance was required?

   No                                         
If so, was prior written clearance provided to allow the trade to proceed during this period?   
If prior written clearance was provided on what date was this provided?   

12.04.2013

 

 

+ See chapter 19 for defined terms.

 

11/3/2002   Appendix 3Y Page 3