EX-99.1 2 d555745dex991.htm EX-99.1 EX-99.1

Exhibit 99.1

 

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ASX Announcement

Release Code: PRR

18 June 2013

ENTITLEMENT OFFER – TOP 20 AND DISTRIBUTION SCHEDULE

Following the completion of Prima BioMed Ltd’s ABN 90 009 237 889 (Company) entitlement offer of options (Options) and, as required by paragraphs 35 and 36 of Appendix 3B of the ASX Listing Rules, please find attached to this announcement:

 

 

a table setting out the 20 largest holders of Options, including the number and percentage of Options held by each of those holders; and

 

 

a distribution schedule in the form required by paragraph 36 of Appendix 3B.

Quotation of the Options will commence trading on ASX on a normal (‘T+3’) settlement basis today.

 

Yours sincerely
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Deanne Miller
General Counsel & Company Secretary

About Prima BioMed

Prima BioMed is a globally active leader in the development of personalized bio-therapeutic products for cancer. Prima is dedicated to leveraging its technology and expertise to bring innovative treatment options to market for patients and to maximize value to shareholders. Prima’s lead product is CVac™, an autologous dendritic cell-based product currently in clinical trials for ovarian cancer patients in remission and soon to be in trials for other cancer types.


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Top 20 Holdings as at 18-06-2013

Prima BioMed Ltd

ABN: 90009237889

Security classes selected for this report:

PRRO Options $0.20 Expiring 19 June 2017

 

Group/Holder No   Holder Name    18-06-2013      %  
 

MR EDWARD MCCLAFFERTY

     6,000,000         7.754   
 

MS LUCY TURNBULL

     4,258,644         5.504   
 

STRUCTURE INVESTMENTS PTY LTD <ROGERS FAMILY A/C>

     2,500,000         3.231   
 

MR GOH GEOK KHIM

     2,000,000         2.585   
 

MR ROBERT RICHARD TAYLOR & MRS KARILYN KAY TAYLOR
<THE TAYLOR SUPER FUND A/C>

     1,500,000         1.939   
 

MR PETER DAVID NEWTON & MRS ANN LOUISE NEWTON

     1,250,000         1.615   
 

MR JAYSON CHARLES MEDWAY & MRS DEIRDRE GRACE MEDWAY
<J & D SUPERFUND A/C>

     1,025,000         1.325   
 

MISS KIM FOON GOON

     750,000         0.969   
 

MR IAN WILTON & MS SHARON LAWLER FROOME <I WILTON SUPER FUND A/C>

     650,000         0.840   
 

MR TERRENCE JOHN AHERN

     625,000         0.808   
 

MR PETER JOHN WOODS & MRS MARLENE DENISE WOODS

     546,875         0.707   
 

MR EARL JOHN CHURCHILL GRAY & MRS MARGARET ELIZABETH GRAY <THE GRAY SUPER FUND A/C>

     508,928         0.658   

 

Boardroom Pty Limited - ABN: 14003209836 - www. boardroomlimited.com.au - enquiries@boardroomlimited.com.au

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Top 20 Holdings as at 18-06-2013

Prima BioMed Ltd

ABN: 90009237889

 

Group/Holder No   Holder Name    18-06-2013      %  
 

DR HIEN NGOC NGUYEN & MRS THAO THU NGUYEN <NGUYEN SUPER FUND A/C>

     500,000         0.646   
 

ACEWIN PTY LTD

     500,000         0.646   
 

MR MATTHEW LEHMAN

     404,441         0.523   
 

CITICORP NOMINEES PTY LIMITED

     386,125         0.499   
 

TROPIC INVESTMENTS PTY LTD <TROPIC INVESTMENTS S/F A/C>

     384,375         0.497   
 

IRSF PTY LTD

     376,250         0.486   
 

JP MORGAN NOMINEES AUSTRALIA LIMITED <CASH INCOME A/C>

     375,233         0.485   
 

MR GEOFFREY ALAN DRUMMOND

     375,000         0.485   
 

Totals for Top 20

     24,915,871         32.200   
 

Total IC

     77,378,699      

 

Boardroom Pty Limited - ABN: 14003209836 - www. boardroomlimited.com.au - enquiries@boardroomlimited.com.au

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Analysis of Holdings as at 18-06-2013

Prima BioMed Ltd

Security Classes:

PRRO Options $0.20 Expiring 19 June 2017

 

Holdings Ranges    Holders      Total Units      %  

1-1,000

     139         91,272         0.118   

1,001-5,000

     523         1,567,902         2.026   

5,001-10,000

     341         2,635,617         3.406   

10,001-100,000

     889         31,052,622         40.131   

100,001-99,999,999,999

     117         42,031,286         54.319   

Totals

     2,009         77,378,699         100.000   

Registry Management Services: Boardroom Pty Limited - 14003209836 - www.boardroomlimited.com.au - enquiries@boardroomlimited.com.au