<SEC-DOCUMENT>0001144204-13-049211.txt : 20130904
<SEC-HEADER>0001144204-13-049211.hdr.sgml : 20130904
<ACCEPTANCE-DATETIME>20130904160542
ACCESSION NUMBER:		0001144204-13-049211
CONFORMED SUBMISSION TYPE:	8-K
PUBLIC DOCUMENT COUNT:		1
CONFORMED PERIOD OF REPORT:	20130828
ITEM INFORMATION:		Unregistered Sales of Equity Securities
FILED AS OF DATE:		20130904
DATE AS OF CHANGE:		20130904

FILER:

	COMPANY DATA:	
		COMPANY CONFORMED NAME:			RICKS CABARET INTERNATIONAL INC
		CENTRAL INDEX KEY:			0000935419
		STANDARD INDUSTRIAL CLASSIFICATION:	RETAIL-EATING & DRINKING PLACES [5810]
		IRS NUMBER:				760037324
		STATE OF INCORPORATION:			TX
		FISCAL YEAR END:			0930

	FILING VALUES:
		FORM TYPE:		8-K
		SEC ACT:		1934 Act
		SEC FILE NUMBER:	001-13992
		FILM NUMBER:		131077958

	BUSINESS ADDRESS:	
		STREET 1:		10959 CUTTEN ROAD
		CITY:			HOUSTON
		STATE:			TX
		ZIP:			77066
		BUSINESS PHONE:		2813976730

	MAIL ADDRESS:	
		STREET 1:		10959 CUTTEN ROAD
		CITY:			HOUSTON
		STATE:			TX
		ZIP:			77066
</SEC-HEADER>
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<TYPE>8-K
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<FILENAME>v354340_8k.htm
<DESCRIPTION>FORM 8-K
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<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: center">Securities and Exchange Commission</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: center">Washington, D.C. 20549</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">&nbsp;</P>

<P STYLE="font: 18pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: center">FORM 8-K</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: center">Current Report</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: center">Pursuant To Section 13 or 15(d) Of</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: center">The Securities Exchange Act of 1934</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: center">Date of Report:&nbsp;&nbsp;August 28, 2013</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">&nbsp;</P>

<P STYLE="font: 24pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: center">RICK'S CABARET INTERNATIONAL, INC.</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: center">(Exact&nbsp;Name&nbsp;of&nbsp;Registrant&nbsp;As&nbsp;Specified&nbsp;in&nbsp;Its&nbsp;Charter)</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-indent: 0.5in">&nbsp;</P>

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    <td style="width: 34%; text-align: center"><font style="font: 10pt Times New Roman, Times, Serif">Texas</font></td>
    <td style="width: 1%">&nbsp;</td>
    <td style="width: 32%; text-align: center"><font style="font: 10pt Times New Roman, Times, Serif">001-13992</font></td>
    <td style="width: 1%">&nbsp;</td>
    <td style="width: 32%; text-align: center"><font style="font: 10pt Times New Roman, Times, Serif">76-0037324</font></td></tr>
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    <td style="vertical-align: top; text-align: center"><font style="font: 10pt Times New Roman, Times, Serif">(State Or Other Jurisdiction&nbsp;of Incorporation)</font></td>
    <td>&nbsp;</td>
    <td style="vertical-align: top; text-align: center"><font style="font: 10pt Times New Roman, Times, Serif">(Commission File Number)</font></td>
    <td>&nbsp;</td>
    <td style="vertical-align: top; text-align: center"><font style="font: 10pt Times New Roman, Times, Serif">&nbsp;(IRS Employer Identification No.)</font></td></tr>
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<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: center; text-indent: 0.5in">&nbsp;&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: center">10959 Cutten Road</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: center">Houston, Texas 77066</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: center">(Address of Principal Executive Offices,
Including Zip Code)</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: center">(281) 397-6730</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: center">(Issuer&rsquo;s&nbsp;Telephone&nbsp;Number,&nbsp;Including&nbsp;Area&nbsp;Code)</P>

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    <td style="width: 96px"><font style="font: 10pt Times New Roman, Times, Serif">ITEM 3.02</font></td>
    <td><font style="font: 10pt Times New Roman, Times, Serif; text-transform: uppercase">Unregistered Sale of Equity Securities</font><font style="font: 10pt Times New Roman, Times, Serif">.</font></td></tr>
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<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: justify">On August 28, 2013, we sold to an investor
(i) a 10% Convertible Debenture with a principal amount of $2,500,000 (the &ldquo;Debenture&rdquo;), under the terms and conditions
set forth in the Debenture, and (ii) a warrant to purchase a total of 48,780 shares of our common stock (the &ldquo;Warrant&rdquo;),
under the terms and conditions set forth in the Warrant. The Debenture has a term of three years, is convertible into shares of
our common stock at a conversion price of $10.25 per share (subject to adjustment), and has an annual interest rate of 10%, with
one initial payment of interest only due February 28, 2014, and thereafter, the principal amount is payable in 10 equal quarterly
principal payments of $250,000 plus accrued and unpaid interest. Six months after the issue date of the Debenture, we have the
right to redeem the Debenture if our common stock has a closing price of $13.33 (subject to adjustment) for 20 consecutive trading
days. The Warrant has an exercise price of $10.25 per share (subject to adjustment) and expires on August 28, 2016. In the event
there is an effective registration statement registering the shares of common stock underlying the Warrant, we have the right to
require exercise of the Warrant if our common stock has a closing price of $13.33 (subject to adjustment) for 20 consecutive trading
days. We sold the Debenture and Warrant to the investor in a private transaction and received consideration of $2,500,000. An adviser
to us received compensation in the amount of $150,000 in connection with advising us regarding the sale of the Debenture and Warrant.</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: justify">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: justify">The securities sold qualified for exemption
from registration under Section 4(2) of the Securities Act of 1933 and the rules and regulations promulgated thereunder. The sale
of securities did not involve a &ldquo;public offering&rdquo; based upon the following factors: (i) the sale of the securities
was an isolated private transaction; (ii) a limited number of securities were issued to a single offeree; (iii) there was no public
solicitation; (iv) the offeree was an &ldquo;accredited investor&rdquo;; (v) the investment intent of the offeree; and (vi) the
restriction on transferability of the securities issued.</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-indent: 0.5in">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: center">SIGNATURES</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: justify">Pursuant to the requirements of the Securities
Exchange Act of 1934, the registrant has duly caused this report on Form 8-K to be signed on its behalf by the undersigned hereunto
duly authorized.</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-indent: 0.5in">&nbsp;</P>

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<tr style="vertical-align: top">
    <td>&nbsp;</td>
    <td colspan="2"><font style="font: 10pt Times New Roman, Times, Serif">RICK'S CABARET INTERNATIONAL, INC.</font></td></tr>
<tr style="vertical-align: top">
    <td style="width: 50%">&nbsp;</td>
    <td style="width: 5%">&nbsp;</td>
    <td style="width: 45%">&nbsp;</td></tr>
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    <td><font style="font: 10pt Times New Roman, Times, Serif">Date:&nbsp;&nbsp;September 4, 2013</font></td>
    <td><font style="font: 10pt Times New Roman, Times, Serif">By:</font></td>
    <td style="border-bottom: black 1.5pt solid"><font style="font: 10pt Times New Roman, Times, Serif">/s/&nbsp;&nbsp;Eric Langan</font></td></tr>
<tr>
    <td style="vertical-align: top">&nbsp;</td>
    <td style="vertical-align: top">&nbsp;</td>
    <td style="vertical-align: bottom"><font style="font: 10pt Times New Roman, Times, Serif">Eric Langan</font></td></tr>
<tr style="vertical-align: top">
    <td>&nbsp;</td>
    <td>&nbsp;</td>
    <td><font style="font: 10pt Times New Roman, Times, Serif">President and Chief Executive Officer</font></td></tr>
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