EX-99.77Q2 ITEM 405 4 q2.htm ITEM 405

q2.htm

SUB-ITEM 77Q2: Item 405

Section 16(a) Beneficial Ownership Reporting Compliance

Director	Filing Status	Form	# Transaction
Enrique Arzac	Late	Form 4	2
James Cattano	Late	Form 4	2
Steven Rappaport	Late	Form 4	2
Martin Torino	Late	Form 4	1
Lawrence Fox	Late	Form 4	1