Form 40-17G - Fidelity Bond [Rule 17G-1(g)]:
SEC Accession No. 0001445546-24-007590
Filing Date
2024-11-07
Accepted
2024-11-07 16:38:07
Documents
4
Effectiveness Date
2024-11-07

Document Format Files

Seq Description Document Type Size
1 AMENDED FIDELITY BOND funds_17g.htm 40-17G 16829
2 BLANKET BOND AND RIDERS exhibit1.htm EX-99 449156
3 CERTIFICATE OF ASSISTANT SECRETARY exhibit4.htm EX-99 141138
4 BLANKET BOND INSURANCE AGREEMENT exhibit5.htm EX-99 215666
  Complete submission text file 0001445546-24-007590.txt   835456
Mailing Address 120 EAST LIBERTY DRIVE SUITE 400 WHEATON IL 60187
Business Address 120 EAST LIBERTY DRIVE SUITE 400 WHEATON IL 60187 630-765-8000
FIRST TRUST SENIOR FLOATING RATE INCOME FUND II (Filer) CIK: 0001282850 (see all company filings)

EIN.: 113716541 | Fiscal Year End: 0531
Type: 40-17G | Act: 40 | File No.: 811-21539 | Film No.: 241436509

Mailing Address C/O FIRST TRUST PORTFOLIOS L.P. 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187
Business Address C/O FIRST TRUST PORTFOLIOS L.P. 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187 630-765-8000
FIRST TRUST ENHANCED EQUITY INCOME FUND (Filer) CIK: 0001291334 (see all company filings)

EIN.: 300261406 | Fiscal Year End: 1231
Type: 40-17G | Act: 40 | File No.: 811-21586 | Film No.: 241436508

Mailing Address 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187
Business Address 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187 630765-8000
FIRST TRUST MORTGAGE INCOME FUND (Filer) CIK: 0001319183 (see all company filings)

EIN.: 356758396 | Fiscal Year End: 1031
Type: 40-17G | Act: 40 | File No.: 811-21727 | Film No.: 241436504

Mailing Address 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187
Business Address 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187 630-765-8000
FIRST TRUST EXCHANGE-TRADED FUND (Filer) CIK: 0001329377 (see all company filings)

EIN.: 000000000
Type: 40-17G | Act: 40 | File No.: 811-21774 | Film No.: 241436506

Mailing Address 12O EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187
Business Address 12O EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187 630-765-8000
FIRST TRUST EXCHANGE-TRADED FUND II (Filer) CIK: 0001364608 (see all company filings)

EIN.: 000000000 | State of Incorp.: MA
Type: 40-17G | Act: 40 | File No.: 811-21944 | Film No.: 241436505

Mailing Address 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187
Business Address 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187 630-765-8000
FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND (Filer) CIK: 0001383496 (see all company filings)

EIN.: 000000000 | State of Incorp.: MA
Type: 40-17G | Act: 40 | File No.: 811-22019 | Film No.: 241436507

Mailing Address 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187
Business Address 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187 630-765-8000
FIRST TRUST SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND (Filer) CIK: 0001392994 (see all company filings)

EIN.: 061810845 | Fiscal Year End: 1130
Type: 40-17G | Act: 40 | File No.: 811-22039 | Film No.: 241436503

Mailing Address 120 EAST LIBERTY DRIVE SUITE 400 WHEATON IL 60187
Business Address 120 EAST LIBERTY DRIVE SUITE 400 WHEATON IL 60187 630-765-8000
FIRST TRUST EXCHANGE-TRADED FUND III (Filer) CIK: 0001424212 (see all company filings)

EIN.: 000000000
Type: 40-17G | Act: 40 | File No.: 811-22245 | Film No.: 241436515

Mailing Address 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187
Business Address 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187 630-765-8000
FIRST TRUST SERIES FUND (Filer) CIK: 0001497778 (see all company filings)

EIN.: 000000000 | State of Incorp.: MA
Type: 40-17G | Act: 40 | File No.: 811-22452 | Film No.: 241436502

Mailing Address 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187
Business Address 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187 630-765-8000
FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND II (Filer) CIK: 0001510337 (see all company filings)

EIN.: 000000000 | State of Incorp.: MA
Type: 40-17G | Act: 40 | File No.: 811-22519 | Film No.: 241436501

Mailing Address 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187
Business Address 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187 630-765-8000
FIRST TRUST EXCHANGE-TRADED FUND IV (Filer) CIK: 0001517936 (see all company filings)

EIN.: 000000000 | State of Incorp.: MA
Type: 40-17G | Act: 40 | File No.: 811-22559 | Film No.: 241436500

Mailing Address 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187
Business Address 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187 630-765-8000
FIRST TRUST VARIABLE INSURANCE TRUST (Filer) CIK: 0001537395 (see all company filings)

EIN.: 000000000 | State of Incorp.: MA
Type: 40-17G | Act: 40 | File No.: 811-22652 | Film No.: 241436516

Mailing Address 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187
Business Address 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187 630-765-8000
FIRST TRUST EXCHANGE-TRADED FUND V (Filer) CIK: 0001549548 (see all company filings)

EIN.: 000000000 | State of Incorp.: MA
Type: 40-17G | Act: 40 | File No.: 811-22709 | Film No.: 241436513

Mailing Address 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187
Business Address 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187 630-765-8000
FIRST TRUST EXCHANGE-TRADED FUND VI (Filer) CIK: 0001552740 (see all company filings)

EIN.: 000000000 | State of Incorp.: MA
Type: 40-17G | Act: 40 | File No.: 811-22717 | Film No.: 241436517

Mailing Address 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187
Business Address 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187 630-765-8000
FIRST TRUST EXCHANGE-TRADED FUND VII (Filer) CIK: 0001561785 (see all company filings)

EIN.: 000000000 | State of Incorp.: MA
Type: 40-17G | Act: 40 | File No.: 811-22767 | Film No.: 241436512

Mailing Address 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187
Business Address 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187 630-765-8000
First Trust Intermediate Duration Preferred & Income Fund (Filer) CIK: 0001567569 (see all company filings)

EIN.: 320405071 | Fiscal Year End: 1031
Type: 40-17G | Act: 40 | File No.: 811-22795 | Film No.: 241436514

Mailing Address 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187
Business Address 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187 630-765-8000
FIRST TRUST EXCHANGE-TRADED FUND VIII (Filer) CIK: 0001667919 (see all company filings)

EIN.: 000000000
Type: 40-17G | Act: 40 | File No.: 811-23147 | Film No.: 241436511

Mailing Address 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187
Business Address 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187 630-765-8000
FIRST TRUST HIGH YIELD OPPORTUNITIES 2027 TERM FUND (Filer) CIK: 0001810523 (see all company filings)

EIN.: 851075664 | Fiscal Year End: 0531
Type: 40-17G | Act: 40 | File No.: 811-23565 | Film No.: 241436510