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Consolidated Schedule of Investments (Unaudited) (Tables)
 9 Months Ended
Sep. 30, 2022
Notes Tables  
Investment [Table Text Block]
                                      

Portfolio Company (1)(3)

 

Sector

 

Type of Investment (7)

 

Cash Rate (4)

  

Index

 

Margin

  

Floor

  

Ceiling

  

ETP (10)

  

Maturity Date

 

Principal Amount

  

Cost of Investments (6)(9)

  

Fair Value (9)

 

Non-Affiliate Investments — 206.2% (8)

                                        

Non-Affiliate Debt Investments — 197.9% (8)

                                        

Non-Affiliate Debt Investments — Life Science — 83.0% (8)

                                        

Avalo Therapeutics, Inc. (2)(5)(12)

 

Biotechnology

 

Term Loan

  12.50% 

Prime

  6.25%  9.50%  -   3.00% 

January 1, 2025

 $2,885  $2,817  $2,765 
    

Term Loan

  12.50% 

Prime

  6.25%  9.50%  -   3.00% 

January 1, 2025

  2,885   2,817   2,765 
    

Term Loan

  12.50% 

Prime

  6.25%  9.50%  -   3.00% 

January 1, 2025

  1,442   1,435   1,410 
    

Term Loan

  12.50% 

Prime

  6.25%  9.50%  -   3.00% 

February 1, 2025

  2,885   2,813   2,763 
    

Term Loan

  12.50% 

Prime

  6.25%  9.50%  -   3.00% 

February 1, 2025

  2,885   2,813   2,763 
    

Term Loan

  12.50% 

Prime

  6.25%  9.50%  -   3.00% 

April 1, 2025

  1,442   1,404   1,379 
    

Term Loan

  12.50% 

Prime

  6.25%  9.50%  -   3.00% 

April 1, 2025

  1,442   1,404   1,379 

Castle Creek Biosciences, Inc. (2)(12)

 

Biotechnology

 

Term Loan

  11.55% 

Prime

  6.05%  9.55%  13.50%  5.50% 

May 1, 2026

  5,000   4,887   4,887 
    

Term Loan

  11.55% 

Prime

  6.05%  9.55%  13.50%  5.50% 

May 1, 2026

  5,000   4,959   4,959 
    

Term Loan

  11.55% 

Prime

  6.05%  9.55%  13.50%  5.50% 

May 1, 2026

  3,000   2,976   2,976 
    

Term Loan

  11.55% 

Prime

  6.05%  9.55%  13.50%  5.50% 

May 1, 2026

  5,000   4,959   4,959 
    

Term Loan

  11.55% 

Prime

  6.05%  9.55%  13.50%  5.50% 

May 1, 2026

  5,000   4,959   4,959 
    

Term Loan

  11.55% 

Prime

  6.05%  9.55%  13.50%  5.50% 

May 1, 2026

  3,000   2,975   2,975 

Emalex Biosciences, Inc. (2)(12)

 

Biotechnology

 

Term Loan

  10.45% 

Libor

  7.90%  9.75%  -   5.00% 

June 1, 2024

  2,188   2,168   2,168 
    

Term Loan

  10.45% 

Libor

  7.90%  9.75%  -   5.00% 

June 1, 2024

  2,188   2,169   2,169 
    

Term Loan

  10.45% 

Libor

  7.90%  9.75%  -   5.00% 

November 1, 2025

  5,000   4,916   4,916 
    

Term Loan

  10.45% 

Libor

  7.90%  9.75%  -   5.00% 

May 1, 2026

  5,000   4,902   4,902 

F-Star Therapeutics, Inc. (2)(5)(12)

 

Biotechnology

 

Term Loan

  11.75% 

Prime

  6.25%  9.50%  -   4.00% 

April 1, 2025

  2,500   2,473   2,473 
    

Term Loan

  11.75% 

Prime

  6.25%  9.50%  -   4.00% 

July 1, 2025

  2,500   2,471   2,471 

Greenlight Biosciences, Inc. (2)(5)(12)

 

Biotechnology

 

Term Loan

  12.00% 

Prime

  5.75%  9.00%  -   3.00% 

July 1, 2025

  5,000   4,843   4,843 
    

Term Loan

  12.00% 

Prime

  5.75%  9.00%  -   3.00% 

July 1, 2025

  2,500   2,423   2,423 

IMV Inc. (2)(5)(12)

 

Biotechnology

 

Term Loan

  12.00% 

Prime

  5.75%  9.00%  -   5.00% 

July 1, 2025

  5,000   4,942   4,942 
    

Term Loan

  12.00% 

Prime

  5.75%  9.00%  -   5.00% 

July 1, 2025

  2,500   2,470   2,470 
    

Term Loan

  12.00% 

Prime

  5.75%  9.00%  -   5.00% 

January 1, 2026

  5,000   4,942   4,942 
    

Term Loan

  12.00% 

Prime

  5.75%  9.00%  -   5.00% 

January 1, 2026

  5,000   4,941   4,941 

KSQ Therapeutics, Inc. (2) (12)

 

Biotechnology

 

Term Loan

  11.00% 

Prime

  4.75%  8.50%  -   5.50% 

May 1, 2027

  6,250   6,071   6,071 
    

Term Loan

  11.00% 

Prime

  4.75%  8.50%  -   5.50% 

May 1, 2027

  6,250   6,172   6,172 

LogicBio, Inc. (2)(5)(12)

 

Biotechnology

 

Term Loan

  8.80% 

Libor

  6.25%  8.75%  -   4.50% 

June 1, 2024

  2,778   2,766   2,766 

Native Microbials, Inc (2) (12)

 

Biotechnology

 

Term Loan

  11.50% 

Prime

  5.25%  8.50%  -   5.00% 

November 1, 2026

  3,750   3,633   3,633 

PDS Biotechnology Corporation (2)(5)(12)

 

Biotechnology

 

Term Loan

  12.00% 

Prime

  5.75%  9.75%  -   3.75% 

September 1, 2026

  10,000   9,688   9,688 
    

Term Loan

  12.00% 

Prime

  5.75%  9.75%  -   3.75% 

September 1, 2026

  3,750   3,692   3,692 
    

Term Loan

  12.00% 

Prime

  5.75%  9.75%  -   3.75% 

September 1, 2026

  3,750   3,692   3,692 

Provivi, Inc. (2)(12)

 

Biotechnology

 

Term Loan

  11.05% 

Libor

  8.50%  9.50%  -   5.50% 

December 1, 2024

  4,666   4,618   4,618 
    

Term Loan

  11.05% 

Libor

  8.50%  9.50%  -   5.50% 

December 1, 2024

  4,666   4,618   4,618 
    

Term Loan

  11.05% 

Libor

  8.50%  9.50%  -   5.50% 

December 1, 2024

  2,333   2,288   2,288 
    

Term Loan

  11.05% 

Libor

  8.50%  9.50%  -   5.50% 

December 1, 2024

  2,333   2,288   2,288 
    

Term Loan

  11.05% 

Libor

  8.50%  9.50%  -   5.50% 

December 1, 2024

  2,333   2,281   2,281 
    

Term Loan

  11.05% 

Libor

  8.50%  9.50%  -   5.50% 

December 1, 2024

  2,333   2,281   2,281 
                                      

Portfolio Company (1)(3)

 

Sector

 

Type of Investment (7)

 

Cash Rate (4)

  

Index

 

Margin

  

Floor

  

Ceiling

  

ETP (10)

  

Maturity Date

 

Principal Amount

  

Cost of Investments (6)(9)

  

Fair Value (9)

 

Stealth Biotherapeutics Inc. (2)(5)(12)

 

Biotechnology

 

Term Loan

  11.75% 

Prime

  5.50%  8.75%  -   6.00% 

October 1, 2025

  5,000   4,906   4,906 
    

Term Loan

  11.75% 

Prime

  5.50%  8.75%  -   6.00% 

October 1, 2025

  2,500   2,453   2,453 

Aerobiotix, LLC (2)(12)

 

Medical Device

 

Term Loan

  12.50% 

Prime

  6.25%  9.50%  -   6.00% 

April 1, 2026

  2,500   2,462   2,366 
    

Term Loan

  12.50% 

Prime

  6.25%  9.50%  -   6.00% 

April 1, 2026

  2,500   2,462   2,365 

Canary Medical Inc. (2)(12)

 

Medical Device

 

Term Loan

  11.25% 

Prime

  5.75%  9.00%  -   7.00% 

November 1, 2024

  2,500   2,438   2,438 
    

Term Loan

  11.25% 

Prime

  5.75%  9.00%  -   7.00% 

November 1, 2024

  2,500   2,486   2,486 
    

Term Loan

  11.25% 

Prime

  5.75%  9.00%  -   7.00% 

November 1, 2024

  2,500   2,466   2,466 

Ceribell, Inc. (2)(12)

 

Medical Device

 

Term Loan

  9.00% 

Prime

  3.75%  8.25%  -   5.50% 

October 1, 2024

  5,000   4,965   4,965 
    

Term Loan

  9.00% 

Prime

  3.75%  8.25%  -   5.50% 

October 1, 2024

  5,000   4,969   4,969 
    

Term Loan

  9.00% 

Prime

  3.75%  8.25%  -   5.50% 

October 1, 2024

  2,500   2,475   2,475 
    

Term Loan

  9.00% 

Prime

  3.75%  8.25%  -   5.50% 

October 1, 2024

  2,500   2,475   2,475 

Cognoa, Inc. (2)(12)

 

Medical Device

 

Term Loan

  11.75% 

Prime

  5.50%  8.75%  -   6.00% 

August 1, 2026

  5,000   4,924   4,924 
    

Term Loan

  11.75% 

Prime

  5.50%  8.75%  -   6.00% 

August 1, 2026

  2,500   2,462   2,462 

Conventus Orthopaedics, Inc. (2)(12)

 

Medical Device

 

Term Loan

  10.55% 

Libor

  8.00%  9.25%  -   10.36% 

July 1, 2025

  3,960   3,892   3,892 
    

Term Loan

  10.55% 

Libor

  8.00%  9.25%  -   10.36% 

July 1, 2025

  3,960   3,892   3,892 

Corinth Medtech, Inc. (2)(12)

 

Medical Device

 

Term Loan

  10.75% 

Prime

  5.25%  8.50%  -   20.00% 

September 15, 2022

  2,500   2,500   2,500 
    

Term Loan

  10.75% 

Prime

  5.25%  8.50%  -   20.00% 

September 15, 2022

  2,500   2,500   2,500 

CSA Medical, Inc. (2)(12)

 

Medical Device

 

Term Loan

  10.75% 

Libor

  8.20%  10.00%  -   5.00% 

January 1, 2024

  2,000   1,981   1,981 
    

Term Loan

  10.75% 

Libor

  8.20%  10.00%  -   5.00% 

January 1, 2024

  133   132   132 
    

Term Loan

  10.75% 

Libor

  8.20%  10.00%  -   5.00% 

March 1, 2024

  2,400   2,379   2,379 

Embody, Inc. (2)(12)

 

Medical Device

 

Term Loan

  12.75% 

Prime

  6.50%  9.75%  -   28.00% 

August 1, 2026

  2,500   2,461   2,461 

InfoBionic, Inc. (2)(12)

 

Medical Device

 

Term Loan

  11.75% 

Prime

  6.25%  9.50%  -   4.00% 

October 1, 2024

  3,500   3,425   3,425 
    

Term Loan

  11.75% 

Prime

  6.25%  9.50%  -   4.00% 

June 1, 2025

  1,000   971   971 

Magnolia Medical Technologies, Inc. (2)(12)

 

Medical Device

 

Term Loan

  10.50% 

Prime

  5.00%  9.75%  -   4.00% 

March 1, 2025

  5,000   4,810   4,810 
    

Term Loan

  10.50% 

Prime

  5.00%  9.75%  -   4.00% 

March 1, 2025

  5,000   4,932   4,932 
    

Term Loan

  10.50% 

Prime

  5.00%  9.75%  -   4.00% 

March 1, 2025

  5,000   4,925   4,925 
    

Term Loan

  10.50% 

Prime

  5.00%  9.75%  -   4.00% 

March 1, 2025

  5,000   4,926   4,926 

Scientia Vascular, Inc. (2)(12)

 

Medical Device

 

Term Loan

  10.25% 

Prime

  4.75%  8.50%  -   5.00% 

January 1, 2027

  3,750   3,593   3,593 
    

Term Loan

  10.25% 

Prime

  4.75%  8.50%  -   5.00% 

January 1, 2027

  3,750   3,702   3,702 

Sonex Health, Inc. (2)(12)

 

Medical Device

 

Term Loan

  12.00% 

Prime

  6.50%  9.75%  -   5.00% 

June 1, 2025

  2,500   2,428   2,428 
    

Term Loan

  12.00% 

Prime

  6.50%  9.75%  -   5.00% 

June 1, 2025

  2,500   2,473   2,473 
    

Term Loan

  12.00% 

Prime

  6.50%  9.75%  -   5.00% 

June 1, 2025

  2,500   2,473   2,473 
    

Term Loan

  12.00% 

Prime

  6.50%  9.75%  -   8.00% 

April 1, 2026

  2,500   2,455   2,455 

Spineology, Inc. (2)(12)

 

Medical Device

 

Term Loan

  13.25% 

Prime

  7.00%  10.25%  -   1.00% 

October 1, 2025

  5,000   4,963   4,963 
    

Term Loan

  13.25% 

Prime

  7.00%  10.25%  -   1.00% 

April 1, 2026

  2,500   2,479   2,479 
                                      

Portfolio Company (1)(3)

 

Sector

 

Type of Investment (7)

 

Cash Rate (4)

  

Index

 

Margin

  

Floor

  

Ceiling

  

ETP (10)

  

Maturity Date

 

Principal Amount

  

Cost of Investments (6)(9)

  

Fair Value (9)

 

Swift Health Systems Inc. (2)(12)

 

Medical Device

 

Term Loan

  10.75% 

Prime

  5.25%  9.00%  -   5.00% 

July 1, 2027

  3,500   3,345   3,345 
    

Term Loan

  10.75% 

Prime

  5.25%  9.00%  -   5.00% 

July 1, 2027

  3,500   3,451   3,451 

Total Non-Affiliate Debt Investments — Life Science

                              255,997   255,525 

Non-Affiliate Debt Investments — Sustainability — 24.7% (8)

                                        

Dream Holdings, Inc. (2)(12)

 

Other Sustainability

 

Term Loan

  13.00% 

Prime

  6.75%  10.00%  -   3.00% 

April 1, 2026

  3,750   3,692   3,692 
    

Term Loan

  13.00% 

Prime

  6.75%  10.00%  -   3.00% 

April 1, 2026

  3,750   3,692   3,692 

Nexii Building Solutions, Inc. (2)(12)

 

Other Sustainability

 

Term Loan

  13.25% 

Prime

  7.00%  10.25%  -   2.50% 

September 1, 2025

  7,500   7,359   7,359 
    

Term Loan

  13.25% 

Prime

  7.00%  10.25%  -   2.50% 

September 1, 2025

  7,500   7,359   7,359 
    

Term Loan

  13.25% 

Prime

  7.00%  10.25%  -   2.50% 

September 1, 2025

  7,500   7,359   7,359 
    

Term Loan

  13.25% 

Prime

  7.00%  10.25%  -   2.50% 

July 1, 2026

  5,000   4,893   4,893 
    

Term Loan

  13.25% 

Prime

  7.00%  10.25%  -   2.50% 

July 1, 2026

  5,000   4,893   4,893 

Soli Organic, Inc. (2)(12)

 

Other Sustainability

 

Term Loan

  13.00% 

Prime

  6.75%  10.00%  -   2.75% 

April 1, 2026

  5,000   4,919   4,919 
    

Term Loan

  13.00% 

Prime

  6.75%  10.00%  -   2.75% 

April 1, 2026

  2,500   2,313   2,313 
    

Term Loan

  13.00% 

Prime

  6.75%  10.00%  -   2.75% 

May 1, 2026

  5,000   4,916   4,916 
    

Term Loan

  13.00% 

Prime

  6.75%  10.00%  -   2.75% 

May 1, 2026

  2,500   2,458   2,458 

Temperpack Technologies, Inc. (2)(12)

 

Other Sustainability

 

Term Loan

  13.00% 

Prime

  6.75%  10.00%  -   2.50% 

June 1, 2025

  3,750   3,694   3,694 
    

Term Loan

  13.00% 

Prime

  6.75%  10.00%  -   2.50% 

June 1, 2025

  3,750   3,713   3,713 
    

Term Loan

  13.00% 

Prime

  6.75%  10.00%  -   2.50% 

October 1, 2025

  7,500   7,417   7,417 
    

Term Loan

  13.00% 

Prime

  6.75%  10.00%  -   2.50% 

October 1, 2025

  3,750   3,709   3,709 
    

Term Loan

  13.00% 

Prime

  6.75%  10.00%  -   2.50% 

October 1, 2025

  3,750   3,709   3,709 

Total Non-Affiliate Debt Investments — Sustainability

                              76,095   76,095 

Non-Affiliate Debt Investments — Technology — 80.2% (8)

                                        

Axiom Space, Inc. (2)(12)

 

Communications

 

Term Loan

  11.50% 

Prime

  6.00%  9.25%  -   2.50% 

June 1, 2026

  7,500   7,452   7,452 
    

Term Loan

  11.50% 

Prime

  6.00%  9.25%  -   2.50% 

June 1, 2026

  7,500   7,452   7,452 
    

Term Loan

  11.50% 

Prime

  6.00%  9.25%  -   2.50% 

June 1, 2026

  7,500   7,452   7,452 
    

Convertible Note

  3.00%                   

July 1, 2023

  250   250   250 

Alula Holdings, Inc. (2)(12)

 

Consumer-related Technologies

 

Term Loan

  12.25% 

Prime

  6.75%  10.00%  -   3.00% 

January 1, 2025

  5,000   4,961   4,961 
    

Term Loan

  12.25% 

Prime

  6.75%  10.00%  -   3.00% 

January 1, 2025

  5,000   4,961   4,961 
    

Term Loan

  12.25% 

Prime

  6.75%  10.00%  -   3.00% 

January 1, 2025

  3,000   2,977   2,977 
    

Term Loan

  12.25% 

Prime

  6.75%  10.00%  -   3.00% 

December 1, 2025

  1,000   974   974 
    

Term Loan

  12.25% 

Prime

  6.75%  10.00%  -   3.00% 

February 1, 2026

  1,000   974   974 

Better Place Forests Co. (2)(12)

 

Consumer-related Technologies

 

Term Loan

  12.50% 

Prime

  6.25%  9.50%  -   1.85% 

July 1, 2025

  5,000   4,944   4,944 
    

Term Loan

  12.50% 

Prime

  6.25%  9.50%  -   1.85% 

October 1, 2025

  2,500   2,474   2,474 

CAMP NYC, Inc. (2)(12)

 

Consumer-related Technologies

 

Term Loan

  13.50% 

Prime

  7.25%  10.50%  -   3.00% 

May 1, 2026

  3,500   3,458   3,458 

Clara Foods Co. (2)(12)

 

Consumer-related Technologies

 

Term Loan

  11.25% 

Prime

  5.75%  9.00%  -   5.50% 

August 1, 2025

  2,500   2,481   2,481 
    

Term Loan

  11.25% 

Prime

  5.75%  9.00%  -   5.50% 

August 1, 2025

  2,500   2,481   2,481 
                                      

Portfolio Company (1)(3)

 

Sector

 

Type of Investment (7)

 

Cash Rate (4)

  

Index

 

Margin

  

Floor

  

Ceiling

  

ETP (10)

  

Maturity Date

 

Principal Amount

  

Cost of Investments (6)(9)

  

Fair Value (9)

 

Divergent Technologies, Inc. (2)(12)

 

Consumer-related Technologies

 

Term Loan

  11.25% 

Prime

  6.00%  9.50%  11.25%  3.00% 

July 1, 2027

  3,750   3,397   3,397 
    

Term Loan

  11.25% 

Prime

  6.00%  9.50%  11.25%  3.00% 

July 1, 2027

  1,250   1,237   1,237 
    

Term Loan

  11.25% 

Prime

  6.00%  9.50%  11.25%  3.00% 

July 1, 2027

  3,750   3,712   3,712 
    

Term Loan

  11.25% 

Prime

  6.00%  9.50%  11.25%  3.00% 

July 1, 2027

  1,250   1,237   1,237 
    

Term Loan

  11.25% 

Prime

  6.00%  9.50%  11.25%  3.00% 

July 1, 2027

  3,750   3,712   3,712 
    

Term Loan

  11.25% 

Prime

  6.00%  9.50%  11.25%  3.00% 

July 1, 2027

  1,250   1,237   1,237 

Interior Define, Inc. (2)(12)

 

Consumer-related Technologies

 

Term Loan

  12.75% 

Prime

  6.50%  9.75%  -   4.00% 

January 1, 2026

  6,500   6,417   5,215 
    

Term Loan

  12.75% 

Prime

  6.50%  9.75%  -   4.00% 

January 1, 2026

  6,000   5,858   4,760 

Lyrical Foods, Inc. (2)(12)

 

Consumer-related Technologies

 

Term Loan

  13.00% 

Prime

  6.75%  10.00%  -   9.75% 

January 1, 2024

  2,500   2,585   2,219 

MyForest Foods Co. (2)(12)

 

Consumer-related Technologies

 

Term Loan

  13.00% 

Prime

  6.75%  10.00%  -   3.00% 

October 1, 2025

  5,000   4,947   4,947 
    

Term Loan

  13.00% 

Prime

  6.75%  10.00%  -   3.00% 

October 1, 2025

  2,500   2,474   2,474 

NextCar Holding Company, Inc. (2)(12)

 

Consumer-related Technologies

 

Term Loan

  11.25% 

Prime

  5.75%  9.00%  -   2.00% 

January 1, 2026

  5,000   4,947   4,947 
    

Term Loan

  11.25% 

Prime

  5.75%  9.00%  -   2.00% 

January 1, 2026

  2,000   1,979   1,979 
    

Term Loan

  11.25% 

Prime

  5.75%  9.00%  -   2.00% 

January 1, 2026

  2,500   2,474   2,474 
    

Term Loan

  11.25% 

Prime

  5.75%  9.00%  -   2.00% 

January 1, 2026

  3,000   2,968   2,968 
    

Term Loan

  11.25% 

Prime

  5.75%  9.00%  -   2.00% 

January 1, 2026

  2,500   2,453   2,453 
    

Term Loan

  11.25% 

Prime

  5.75%  9.00%  -   2.00% 

January 1, 2026

  2,500   2,453   2,453 
    

Term Loan

  11.25% 

Prime

  5.75%  9.00%  -   2.00% 

January 1, 2026

  5,000   4,904   4,904 
    

Term Loan

  11.25% 

Prime

  5.75%  9.00%  -   2.00% 

January 1, 2026

  2,500   2,450   2,450 

Optoro, Inc. (2)(12)

 

Consumer-related Technologies

 

Term Loan

  11.75% 

Prime

  6.25%  9.50%  -   4.00% 

August 1, 2027

  2,500   2,339   2,339 

Primary Kids, Inc. (2)(12)

 

Consumer-related Technologies

 

Term Loan

  12.75% 

Prime

  7.25%  10.50%  -   3.00% 

March 1, 2025

  2,900   2,870   2,870 
    

Term Loan

  12.75% 

Prime

  7.25%  10.50%  -   3.00% 

March 1, 2025

  2,900   2,870   2,870 
    

Term Loan

  12.75% 

Prime

  7.25%  10.50%  -   3.00% 

September 1, 2025

  3,000   2,964   2,964 

Unagi, Inc. (2)(12)

 

Consumer-related Technologies

 

Term Loan

  14.00% 

Prime

  7.25%  11.00%  -   -  

July 1, 2025

  2,500   2,471   2,317 
    

Term Loan

  14.00% 

Prime

  7.25%  11.00%  -   -  

July 1, 2025

  1,250   1,235   1,158 
    

Term Loan

  14.00% 

Prime

  7.25%  11.00%  -   -  

July 1, 2025

  1,250   1,234   1,157 

Liqid, Inc. (2)(12)

 

Networking

 

Term Loan

  11.75% 

Prime

  6.25%  9.50%  -   4.00% 

September 1, 2024

  3,833   3,779   3,779 
    

Term Loan

  11.75% 

Prime

  6.25%  9.50%  -   4.00% 

September 1, 2024

  3,833   3,779   3,779 
    

Term Loan

  11.75% 

Prime

  6.25%  9.50%  -   4.00% 

September 1, 2024

  1,917   1,887   1,887 
    

Term Loan

  11.75% 

Prime

  6.25%  9.50%  -   4.00% 

September 1, 2024

  1,917   1,887   1,887 
    

Term Loan

  11.75% 

Prime

  6.25%  9.50%  -   4.00% 

September 1, 2024

  1,917   1,855   1,855 

BriteCore Holdings, Inc. (2)(12)

 

Software

 

Term Loan

  12.25% 

Prime

  6.75%  10.00%  -   4.00% 

October 1, 2024

  2,500   2,420   2,420 
    

Term Loan

  12.25% 

Prime

  6.75%  10.00%  -   4.00% 

October 1, 2024

  2,500   2,486   2,486 

Decisyon, Inc. (12)

 

Software

 

Term Loan

  15.68% 

Prime

  9.43%  12.68%  -   50.43% 

December 31, 2022

  3,313   3,313   3,313 
                                      

Portfolio Company (1)(3)

 

Sector

 

Type of Investment (7)

 

Cash Rate (4)

  

Index

 

Margin

  

Floor

  

Ceiling

  

ETP (10)

  

Maturity Date

 

Principal Amount

  

Cost of Investments (6)(9)

  

Fair Value (9)

 

Dropoff, Inc. (2)(12)

 

Software

 

Term Loan

  12.75% 

Prime

  6.50%  9.75%  -   3.50% 

April 1, 2026

  6,500   6,147   6,147 
    

Term Loan

  12.75% 

Prime

  6.50%  9.75%  -   3.50% 

April 1, 2026

  6,000   5,847   5,847 
    

Term Loan

  12.75% 

Prime

  6.50%  9.75%  -   3.50% 

August 1, 2026

  2,500   2,431   2,431 

Engage3, LLC (2)(12)

 

Software

 

Term Loan

  12.75% 

Prime

  6.25%  9.75%  -   4.50% 

July 1, 2027

  3,750   3,675   3,675 
    

Term Loan

  11.75% 

Prime

  6.25%  9.75%  -   4.50% 

July 1, 2027

  3,750   3,715   3,715 

Kodiak Robotics, Inc. (2)(12)

 

Software

 

Term Loan

  11.75% 

Prime

  5.50%  10.25%  -   4.00% 

April 1, 2026

  10,000   9,809   9,809 
    

Term Loan

  11.75% 

Prime

  5.50%  10.25%  -   4.00% 

April 1, 2026

  10,000   9,809   9,809 
    

Term Loan

  11.75% 

Prime

  5.50%  10.25%  -   4.00% 

April 1, 2026

  5,000   4,904   4,904 
    

Term Loan

  11.75% 

Prime

  5.50%  10.25%  -   4.00% 

April 1, 2026

  5,000   4,904   4,904 

Lemongrass Holdings, Inc. (2)(12)

 

Software

 

Term Loan

  12.75% 

Prime

  6.50%  9.75%  -   2.50% 

March 1, 2026

  5,000   4,941   4,941 
    

Term Loan

  12.75% 

Prime

  6.50%  9.75%  -   2.50% 

March 1, 2026

  2,500   2,471   2,471 

Lytics, Inc. (2)(12)

 

Software

 

Term Loan

  11.50% 

Prime

  6.00%  9.25%  -   3.00% 

July 1, 2025

  2,500   2,472   2,472 

Reputation Institute, Inc. (2)(12)

 

Software

 

Term Loan

  12.75% 

Prime

  7.25%  10.50%  -   3.00% 

August 1, 2025

  5,000   4,926   4,926 

Slingshot Aerospace, Inc. (2)(12)

 

Software

 

Term Loan

  12.00% 

Prime

  5.75%  9.75%  -   5.00% 

August 1, 2026

  5,000   4,927   4,927 
    

Term Loan

  12.00% 

Prime

  5.75%  9.75%  -   5.00% 

August 1, 2026

  5,000   4,927   4,927 
    

Term Loan

  12.00% 

Prime

  5.75%  9.75%  -   5.00% 

August 1, 2026

  5,000   4,863   4,863 
    

Term Loan

  12.00% 

Prime

  5.75%  9.75%  -   5.00% 

August 1, 2026

  5,000   4,927   4,927 

Supply Network Visiblity Holdings LLC (2)(12)

 

Software

 

Term Loan

  12.00% 

Prime

  6.50%  9.75%  -   4.00% 

February 1, 2025

  3,500   3,469   3,469 
    

Term Loan

  12.00% 

Prime

  6.50%  9.75%  -   4.00% 

February 1, 2025

  3,500   3,469   3,469 
    

Term Loan

  12.00% 

Prime

  6.50%  9.75%  -   4.00% 

December 1, 2025

  2,500   2,470   2,470 
    

Term Loan

  12.00% 

Prime

  6.50%  9.75%  -   4.00% 

December 1, 2025

  2,500   2,470   2,470 

Total Non-Affiliate Debt Investments — Technology

                              249,694   246,720 

Non-Affiliate Debt Investments — Healthcare information and services — 10.0% (8)

                                        

Hound Labs inc. (2) (12)

 

Diagnostics

 

Term Loan

  12.25% 

Prime

  6.00%  9.25%  -   3.50% 

June 1, 2026

  2,500   2,383   2,383 
    

Term Loan

  12.25% 

Prime

  6.00%  9.25%  -   3.50% 

June 1, 2026

  2,500   2,470   2,470 
    

Term Loan

  12.25% 

Prime

  6.00%  9.25%  -   3.50% 

June 1, 2026

  5,000   4,940   4,940 

Secure Transfusion Services, Inc. (2)(12)

 

Other Healthcare

 

Term Loan

  12.00% 

Prime

  5.75%  9.00%  -   4.00% 

October 1, 2025

  5,000   4,934   4,934 
    

Term Loan

  12.00% 

Prime

  5.75%  9.00%  -   4.00% 

December 31, 2025

  2,500   2,463   2,463 

BrightInsight, Inc. (2)(12)

 

Software

 

Term Loan

  11.00% 

Prime

  5.50%  9.50%  -   3.00% 

August 1, 2027

  7,000   6,612   6,612 
    

Term Loan

  11.00% 

Prime

  5.50%  9.50%  -   3.00% 

August 1, 2027

  3,500   3,445   3,445 
    

Term Loan

  11.00% 

Prime

  5.50%  9.50%  -   3.00% 

August 1, 2027

  3,500   3,445   3,445 

Total Non-Affiliate Debt Investments — Healthcare information and services

                              30,692   30,692 

Total Non- Affiliate Debt Investments

                              612,478   609,032 
          

Cost of

  

Fair

 

Portfolio Company (1)(3)

 

Sector

 

Type of Investment (7)

 

Number of Shares

  

Investments (6)(9)

  

Value (9)

 

Non-Affiliate Warrant Investments — 7.2% (8)

                

Non-Affiliate Warrants — Life Science — 1.8% (8)

                

Avalo Therapeutics, Inc. (2)(5)(12)

 

Biotechnology

 

Common Stock Warrant

  26,442   311   — 

Castle Creek Biosciences, Inc. (2)(12)

 

Biotechnology

 

Preferred Stock Warrant

  5,372   214   104 

Corvium, Inc. (2)(12)

 

Biotechnology

 

Preferred Stock Warrant

  661,956   52   — 

Emalex Biosciences, Inc. (2)(12)

 

Biotechnology

 

Preferred Stock Warrant

  110,402   176   244 

F-Star Therapeutics, Inc. (2)(5)(12)

 

Biotechnology

 

Common Stock Warrant

  21,120   35   — 

Greenlight Biosciences, Inc. (2)(5)(12)

 

Biotechnology

 

Common Stock Warrant

  71,292   366   5 

Imunon, Inc. (2)(5)(12)

 

Biotechnology

 

Common Stock Warrant

  16,502   65   — 

IMV Inc. (2)(5)(12)

 

Biotechnology

 

Common Stock Warrant

  397,726   67   4 

KSQ Therapeutics, Inc. (2) (12)

 

Biotechnology

 

Preferred Stock Warrant

  48,077   50   54 

LogicBio, Inc. (2)(5)(12)

 

Biotechnology

 

Common Stock Warrant

  7,843   8   — 

Mustang Bio, Inc. (2)(5)(12)

 

Biotechnology

 

Common Stock Warrant

  252,161   146   — 

Native Microbials, Inc (2) (12)

 

Biotechnology

 

Preferred Stock Warrant

  94,253   52   59 

PDS Biotechnology Corporation (2)(5)(12)

 

Biotechnology

 

Common Stock Warrant

  299,848   160   160 

Provivi, Inc. (2)(12)

 

Biotechnology

 

Preferred Stock Warrant

  164,608   278   513 

Rocket Pharmaceuticals Corporation (5)(12)

 

Biotechnology

 

Common Stock Warrant

  7,051   17   1 

Stealth Biotherapeutics Inc. (2)(5)(12)

 

Biotechnology

 

Common Stock Warrant

  795,455   264   — 

vTv Therapeutics Inc. (2)(5)(12)

 

Biotechnology

 

Common Stock Warrant

  95,293   44   — 

Xeris Pharmaceuticals, Inc. (2)(5)(12)

 

Biotechnology

 

Common Stock Warrant

  126,000   72   2 

AccuVein Inc. (2)(12)

 

Medical Device

 

Common Stock Warrant

  1,175   23   — 

Aerin Medical, Inc. (2)(12)

 

Medical Device

 

Preferred Stock Warrant

  1,818,183   64   1,187 

Aerobiotix, LLC (2)(12)

 

Medical Device

 

Preferred Stock Warrant

  27,330   46   52 

Canary Medical Inc. (2)(12)

 

Medical Device

 

Preferred Stock Warrant

  12,153   85   1,865 

Ceribell, Inc. (2)(12)

 

Medical Device

 

Preferred Stock Warrant

  145,483   69   204 

Cognoa, Inc. (2)(12)

 

Medical Device

 

Preferred Stock Warrant

  775,000   148   167 

Conventus Orthopaedics, Inc. (2)(12)

 

Medical Device

 

Preferred Stock Warrant

  7,972,222   221   209 

CSA Medical, Inc. (2)(12)

 

Medical Device

 

Preferred Stock Warrant

  1,375,727   153   134 

CVRx, Inc. (2)(5)(12)

 

Medical Device

 

Common Stock Warrant

  47,410   76   47 

Infobionic, Inc. (2)(12)

 

Medical Device

 

Preferred Stock Warrant

  317,647   124   111 
          

Cost of

  

Fair

 

Portfolio Company (1)(3)

 

Sector

 

Type of Investment (7)

 

Number of Shares

  

Investments (6)(9)

  

Value (9)

 

Magnolia Medical Technologies, Inc. (2)(12)

 

Medical Device

 

Preferred Stock Warrant

  699,485   141   135 

Meditrina, Inc. (2)(12)

 

Medical Device

 

Preferred Stock Warrant

  221,510   82   142 

Scientia Vascular, Inc (2)(12)

 

Medical Device

 

Preferred Stock Warrant

  19,662   39   43 

Sonex Health, Inc. (2)(12)

 

Medical Device

 

Preferred Stock Warrant

  605,313   97   113 

VERO Biotech LLC (2)(12)

 

Medical Device

 

Preferred Stock Warrant

  408   53   — 

Swift Health Systems Inc. (2)(12)

 

Medical Device

 

Preferred Stock Warrant

  135,484   71   79 

Total Non-Affiliate Warrants — Life Science

      3,869   5,634 

Non-Affiliate Warrants — Sustainability — 0.5% (8)

                

Dream Holdings, Inc. (2)(12)

 

Other Sustainability

 

Preferred Stock Warrant

  70,539   61   68 

LiquiGlide, Inc. (2)(12)

 

Other Sustainability

 

Common Stock Warrant

  61,539   39   45 

Nexii Building Solutions, Inc. (2)(12)

 

Other Sustainability

 

Common Stock Warrant

  209,669   489   888 

Soli Organic, Inc. (2)(12)

 

Other Sustainability

 

Preferred Stock Warrant

  681   214   345 

Temperpack Technologies, Inc. (2)(12)

 

Other Sustainability

 

Preferred Stock Warrant

  35,906   126   259 

Total Non-Affiliate Warrants — Sustainability

      929   1,605 

Non-Affiliate Warrants — Technology — 4.2% (8)

                

Axiom Space, Inc. (2)(12)

 

Communications

 

Common Stock Warrant

  1,991   47   52 

Intelepeer Holdings, Inc. (2)(12)

 

Communications

 

Preferred Stock Warrant

  2,936,535   138   3,219 

PebblePost, Inc. (2)(12)

 

Communications

 

Preferred Stock Warrant

  598,850   92   193 

Alula Holdings, Inc. (2)(12)

 

Consumer-related Technologies

 

Preferred Stock Warrant

  20,000   93   57 

Aterian, Inc. (2)(5)(12)

 

Consumer-related Technologies

 

Common Stock Warrant

  76,923   195   — 

Better Place Forests Co. (2)(12)

 

Consumer-related Technologies

 

Preferred Stock Warrant

  10,690   27   32 

Caastle, Inc. (2)(12)

 

Consumer-related Technologies

 

Preferred Stock Warrant

  268,591   68   1,068 

CAMP NYC, Inc. (2)(12)

 

Consumer-related Technologies

 

Preferred Stock Warrant

  17,605   24   61 

Clara Foods Co. (2)(12)

 

Consumer-related Technologies

 

Preferred Stock Warrant

  46,745   31   378 

Divergent Technologies, Inc. (2)(12)

 

Consumer-related Technologies

 

Preferred Stock Warrant

  25,758   30   35 

Getaround, Inc. (2)(12)

 

Consumer-related Technologies

 

Preferred Stock Warrant

  651,040   450   199 

Interior Define, Inc. (2)(12)

 

Consumer-related Technologies

 

Preferred Stock Warrant

  553,710   103   — 

MyForest Foods Co. (2)(12)

 

Consumer-related Technologies

 

Preferred Stock Warrant

  143   29   33 

NextCar Holding Company, Inc. (2)(12)

 

Consumer-related Technologies

 

Preferred Stock Warrant

  630,626   188   116 

Optoro, Inc. (2)(12)

 

Consumer-related Technologies

 

Preferred Stock Warrant

  6,600   104   104 

Primary Kids, Inc. (2)(12)

 

Consumer-related Technologies

 

Preferred Stock Warrant

  553,778   57   425 

Quip NYC Inc. (2)(12)

 

Consumer-related Technologies

 

Preferred Stock Warrant

  6,191   324   525 

Unagi, Inc. (2)(12)

 

Consumer-related Technologies

 

Preferred Stock Warrant

  171,081   32   38 

Updater, Inc.(2)(12)

 

Consumer-related Technologies

 

Common Stock Warrant

  108,333   34   12 

CPG Beyond, Inc. (2)(12)

 

Data Storage

 

Preferred Stock Warrant

  500,000   242   895 

Silk, Inc. (2)(12)

 

Data Storage

 

Preferred Stock Warrant

  442,110   234   316 

Global Worldwide LLC (2)(12)

 

Internet and Media

 

Preferred Stock Warrant

  245,810   75   — 

Rocket Lawyer Incorporated (2)(12)

 

Internet and Media

 

Preferred Stock Warrant

  261,721   92   500 

Skillshare, Inc. (2)(12)

 

Internet and Media

 

Preferred Stock Warrant

  139,074   162   799 

Liqid, Inc. (2)(12)

 

Networking

 

Preferred Stock Warrant

  344,102   364   226 

Halio, Inc. (2)(12)

 

Power Management

 

Preferred Stock Warrant

  5,002,574   1,585   2,254 

Avalanche Technology, Inc. (2)(12)

 

Semiconductors

 

Preferred and Common Stock Warrants

  6,081   56   — 

BriteCore Holdings, Inc. (2)(12)

 

Software

 

Preferred Stock Warrant

  77,828   21   64 

Decisyon, Inc. (12)

 

Software

 

Common Stock Warrant

  82,967   46   — 

Dropoff, Inc. (2)(12)

 

Software

 

Common Stock Warrant

  516,732   455   187 

E La Carte, Inc. (2)(5)(12)

 

Software

 

Common Stock Warrant

  152,908   60   1 

Kodiak Robotics, Inc. (2)(12)

 

Software

 

Preferred Stock Warrant

  639,918   273   273 

Lemongrass Holdings, Inc. (2)(12)

 

Software

 

Preferred Stock Warrant

  101,308   34   38 

Lotame Solutions, Inc. (2)(12)

 

Software

 

Preferred Stock Warrant

  288,115   22   306 

Lytics, Inc. (2)(12)

 

Software

 

Preferred Stock Warrant

  26,733   11   14 

Reputation Institute, Inc. (2)(12)

 

Software

 

Preferred Stock Warrant

  3,731   56   35 

Revinate Holdings, Inc. (2)(12)

 

Software

 

Preferred Stock Warrant

  498,241   47   81 

Riv Data Corp. (2)(12)

 

Software

 

Preferred Stock Warrant

  321,428   12   296 

SIGNiX, Inc. (12)

 

Software

 

Preferred Stock Warrant

  186,235   225   — 

Skyword, Inc. (12)

 

Software

 

Preferred and Common Stock Warrants

  301,055   48   9 

Slingshot Aerospace, Inc. (2)(12)

 

Software

 

Preferred Stock Warrant

  309,208   123   123 

Supply Network Visiblity Holdings LLC (2)(12)

 

Software

 

Preferred Stock Warrant

  682   64   74 

Topia Mobility, Inc. (2)(12)

 

Software

 

Preferred Stock Warrant

  3,049,607   135   — 

xAd, Inc. (2)(12)

 

Software

 

Preferred Stock Warrant

  4,343,348   177   2 

Total Non-Affiliate Warrants — Technology

      6,685   13,040 
          

Cost of

  

Fair

 

Portfolio Company (1)(3)

 

Sector

 

Type of Investment (7)

 

Number of Shares

  

Investments (6)(9)

  

Value (9)

 

Non-Affiliate Warrants — Healthcare information and services — 0.6% (8)

                

Hound Labs, Inc (2) (12)

 

Diagnostics

 

Preferred Stock Warrant

  159,893   47   51 

Kate Farms, Inc. (2)(12)

 

Other Healthcare

 

Preferred Stock Warrant

  82,965   103   1,217 

Watermark Medical, Inc. (2)(12)

 

Other Healthcare

 

Preferred Stock Warrant

  27,373   73   — 

Secure Transfusion Services, Inc. (2)(12)

 

Other Healthcare

 

Preferred Stock Warrant

  77,690   48   68 

BrightInsight, Inc. (2)(12)

 

Software

 

Preferred Stock Warrant

  80,544   157   157 

Medsphere Systems Corporation (2)(12)

 

Software

 

Preferred Stock Warrant

  7,097,792   60   341 

Total Non-Affiliate Warrants — Healthcare information and services

      488   1,834 

Total Non-Affiliate Warrants

      11,971   22,113 

Non-Affiliate Other Investments — 0.4% (8)

                

Lumithera, Inc. (2)

 

Medical Device

 

Royalty Agreement

      1,200   1,100 

ZetrOZ, Inc. (12)

 

Medical Device

 

Royalty Agreement

      —   200 

Total Non-Affiliate Other Investments

      1,200   1,300 

Non-Affiliate Equity — 0.7% (8)

                

Castle Creek Biosciences, Inc. (12)

 

Biotechnology

 

Common Stock

  1,162   250   250 

SnagAJob.com, Inc. (12)

 

Consumer-related Technologies

 

Common Stock

  829,674   8   83 

Lumithera, Inc. (2)

 

Medical Device

 

Common Stock

  392,651   2,000   1,700 

Branded Online, Inc. (5)(12)

 

Software

 

Common Stock

  108,004   1,079   146 

Decisyon, Inc. (12)

 

Software

 

Preferred and Common Stock

  72,638,663   230   — 

Total Non-Affiliate Equity

      3,567   2,179 

Total Non-Affiliate Portfolio Investment Assets

     $629,216  $634,624 

Total Portfolio Investment Assets — 206.3% (8)

     $629,216  $634,624 
                 

Short Term Investments — Unrestricted Investments — 2.5% (8)

                

US Bank Money Market Deposit Account

     $7,732  $7,732 

Total Short Term Investments — Unrestricted Investments

     $7,732  $7,732 
                 

Short Term Investments — Restricted Investments — 0.5% (8)

                

US Bank Money Market Deposit Account

     $1,617  $1,617 

Total Short Term Investments — Restricted Investments

     $1,617  $1,617 
                                      

Portfolio Company (1)(3)

 

Sector

 

Type of Investment (7)

 

Cash Rate (4)

  

Index

 

Margin

  

Floor

  

Ceiling

  

ETP (10)

  

Maturity Date

 

Principal Amount

  

Cost of Investments (6)(9)

  

Fair Value (9)

 

Non-Affiliate Investments — 186.7% (8)

                                        

Non-Affiliate Debt Investments — 178.3% (8)

                                        

Non-Affiliate Debt Investments — Life Science — 77.3% (8)

                                        

Castle Creek Pharmaceuticals Holdings, Inc. (2)(12)

 

Biotechnology

 

Term Loan

  9.30% 

Libor

  7.50%  9.30%  -   5.00% 

March 1, 2024

 $5,000  $4,957  $4,957 
    

Term Loan

  9.30% 

Libor

  7.50%  9.30%  -   5.00% 

March 1, 2024

  5,000   4,957   4,957 
    

Term Loan

  9.30% 

Libor

  7.50%  9.30%  -   5.00% 

March 1, 2024

  5,000   4,957   4,957 
    

Term Loan

  9.30% 

Libor

  7.50%  9.30%  -   5.00% 

March 1, 2024

  5,000   4,957   4,957 

Avalo Therapeutics, Inc. (2)(5)(12)

 

Biotechnology

 

Term Loan

  9.50% 

Prime

  6.25%  9.50%  -   3.00% 

January 1, 2025

  5,000   4,909   4,909 
    

Term Loan

  9.50% 

Prime

  6.25%  9.50%  -   3.00% 

January 1, 2025

  5,000   4,909   4,909 
    

Term Loan

  9.50% 

Prime

  6.25%  9.50%  -   3.00% 

January 1, 2025

  2,500   2,454   2,454 
    

Term Loan

  9.50% 

Prime

  6.25%  9.50%  -   3.00% 

February 1, 2025

  5,000   4,906   4,906 
    

Term Loan

  9.50% 

Prime

  6.25%  9.50%  -   3.00% 

February 1, 2025

  5,000   4,906   4,906 
    

Term Loan

  9.50% 

Prime

  6.25%  9.50%  -   3.00% 

April 1, 2025

  2,500   2,451   2,451 
    

Term Loan

  9.50% 

Prime

  6.25%  9.50%  -   3.00% 

April 1, 2025

  2,500   2,451   2,451 

Emalex Biosciences, Inc. (2)(12)

 

Biotechnology

 

Term Loan

  9.75% 

Libor

  7.90%  9.75%  -   5.00% 

June 1, 2024

  2,500   2,420   2,420 
    

Term Loan

  9.75% 

Libor

  7.90%  9.75%  -   5.00% 

June 1, 2024

  2,500   2,472   2,472 
    

Term Loan

  9.75% 

Libor

  7.90%  9.75%  -   5.00% 

November 1, 2025

  5,000   4,896   4,896 

F-Star Therapeutics, Inc. (2)(5)(12)

 

Biotechnology

 

Term Loan

  9.50% 

Prime

  6.25%  9.50%  -   4.00% 

April 1, 2025

  2,500   2,465   2,465 
    

Term Loan

  9.50% 

Prime

  6.25%  9.50%  -   4.00% 

July 1, 2025

  2,500   2,463   2,463 

Greenlight Biosciences, Inc. (2)(12)

 

Biotechnology

 

Term Loan

  9.50% 

Prime

  6.25%  9.50%  -   4.00% 

July 1, 2025

  5,000   4,850   4,850 
    

Term Loan

  9.50% 

Prime

  6.25%  9.50%  -   4.00% 

July 1, 2025

  2,500   2,475   2,475 

IMV Inc. (2)(5)(12)

 

Biotechnology

 

Term Loan

  9.00% 

Prime

  6.25%  9.00%  -   5.00% 

July 1, 2025

  5,000   4,799   4,799 
    

Term Loan

  9.00% 

Prime

  6.25%  9.00%  -   5.00% 

July 1, 2025

  2,500   2,462   2,462 

LogicBio, Inc. (2)(5)(12)

 

Biotechnology

 

Term Loan

  8.75% 

Libor

  6.25%  8.75%  -   4.50% 

June 1, 2024

  4,028   4,011   4,011 

Provivi, Inc. (2)(12)

 

Biotechnology

 

Term Loan

  9.50% 

Libor

  8.50%  9.50%  -   5.50% 

December 1, 2024

  5,000   4,935   4,935 
    

Term Loan

  9.50% 

Libor

  8.50%  9.50%  -   5.50% 

December 1, 2024

  5,000   4,935   4,935 
    

Term Loan

  9.50% 

Libor

  8.50%  9.50%  -   5.50% 

December 1, 2024

  2,500   2,440   2,440 
    

Term Loan

  9.50% 

Libor

  8.50%  9.50%  -   5.50% 

December 1, 2024

  2,500   2,440   2,440 
    

Term Loan

  9.50% 

Libor

  8.50%  9.50%  -   5.50% 

December 1, 2024

  2,500   2,430   2,430 
    

Term Loan

  9.50% 

Libor

  8.50%  9.50%  -   5.50% 

December 1, 2024

  2,500   2,430   2,430 

Stealth Biotherapeutics Inc. (2)(5)(12)

 

Biotechnology

 

Term Loan

  8.75% 

Prime

  5.50%  8.75%  -   6.00% 

October 1, 2025

  5,000   4,631   4,631 
    

Term Loan

  8.75% 

Prime

  5.50%  8.75%  -   6.00% 

October 1, 2025

  2,500   2,441   2,441 

Canary Medical Inc. (2)(12)

 

Medical Device

 

Term Loan

  9.00% 

Prime

  5.75%  9.00%  -   7.00% 

November 1, 2024

  2,500   2,394   2,394 

Ceribell, Inc. (2)(12)

 

Medical Device

 

Term Loan

  8.25% 

Libor

  6.70%  8.25%  -   5.50% 

October 1, 2024

  5,000   4,926   4,926 
    

Term Loan

  8.25% 

Libor

  6.70%  8.25%  -   5.50% 

October 1, 2024

  5,000   4,957   4,957 
    

Term Loan

  8.25% 

Libor

  6.70%  8.25%  -   5.50% 

October 1, 2024

  2,500   2,466   2,466 
    

Term Loan

  8.25% 

Libor

  6.70%  8.25%  -   5.50% 

October 1, 2024

  2,500   2,466   2,466 

Conventus Orthopaedics, Inc. (2)(12)

 

Medical Device

 

Term Loan

  9.25% 

Libor

  8.00%  9.25%  -   10.36% 

July 1, 2025

  4,056   4,009   4,009 
    

Term Loan

  9.25% 

Libor

  8.00%  9.25%  -   10.36% 

July 1, 2025

  4,056   4,009   4,009 

Corinth Medtech, Inc. (2)(12)

 

Medical Device

 

Term Loan

  8.50% 

Prime

  5.25%  8.50%  -   20.00% 

April 1, 2022

  2,500   2,495   2,495 
    

Term Loan

  8.50% 

Prime

  5.25%  8.50%  -   20.00% 

April 1, 2022

  2,500   2,495   2,495 

CSA Medical, Inc. (2)(12)

 

Medical Device

 

Term Loan

  10.00% 

Libor

  8.20%  10.00%  -   5.00% 

January 1, 2024

  3,125   3,095   3,095 
    

Term Loan

  10.00% 

Libor

  8.20%  10.00%  -   5.00% 

January 1, 2024

  208   206   206 
    

Term Loan

  10.00% 

Libor

  8.20%  10.00%  -   5.00% 

March 1, 2024

  3,600   3,569   3,569 
                                      

Portfolio Company (1)(3)

 

Sector

 

Type of Investment (7)

 

Cash Rate (4)

  

Index

 

Margin

  

Floor

  

Ceiling

  

ETP (10)

  

Maturity Date

 

Principal Amount

  

Cost of Investments (6)(9)

  

Fair Value (9)

 

Embody, Inc. (2)(12)

 

Medical Device

 

Term Loan

  9.75% 

Prime

  6.50%  9.75%  -   28.00% 

August 1, 2026

  2,500   2,457   2,457 

InfoBionic, Inc. (2)(12)

 

Medical Device

 

Term Loan

  9.50% 

Prime

  6.25%  9.50%  -   4.00% 

October 1, 2024

  3,500   3,397   3,397 
    

Term Loan

  9.50% 

Prime

  6.25%  9.50%  -   4.00% 

June 1, 2025

  1,000   963   963 

MacuLogix, Inc. (2)(12)(14)

 

Medical Device

 

Term Loan

  10.08% 

Libor

  7.68%  10.08%  -   6.00% 

September 1, 2023

  7,500   7,447   4,481 
    

Term Loan

  10.08% 

Libor

  7.68%  10.08%  -   6.00% 

September 1, 2023

  4,050   4,022   2,420 

Magnolia Medical Technologies, Inc. (2)(12)

 

Medical Device

 

Term Loan

  9.75% 

Prime

  5.00%  9.75%  -   4.00% 

March 1, 2025

  5,000   4,952   4,952 
    

Term Loan

  9.75% 

Prime

  5.00%  9.75%  -   4.00% 

March 1, 2025

  5,000   4,952   4,952 
    

Term Loan

  9.75% 

Prime

  5.00%  9.75%  -   4.00% 

March 1, 2025

  5,000   4,944   4,944 
    

Term Loan

  9.75% 

Prime

  5.00%  9.75%  -   4.00% 

March 1, 2025

  5,000   4,944   4,944 

Sonex Health, Inc. (2)(12)

 

Medical Device

 

Term Loan

  9.25% 

Prime

  6.00%  9.25%  -   5.00% 

June 1, 2024

  2,500   2,391   2,391 
    

Term Loan

  9.25% 

Prime

  6.00%  9.25%  -   5.00% 

June 1, 2024

  2,500   2,472   2,472 
    

Term Loan

  9.25% 

Prime

  6.00%  9.25%  -   5.00% 

June 1, 2024

  2,500   2,472   2,472 

Spineology, Inc. (2)(12)

 

Medical Device

 

Term Loan

  10.25% 

Prime

  7.00%  10.25%  -   1.00% 

October 1, 2025

  5,000   4,928   4,928 

Total Non-Affiliate Debt Investments — Life Science

                              194,237   189,669 

Non-Affiliate Debt Investments — Sustainability — 18.8% (8)

                                        

LiquiGlide, Inc. (2)(12)

 

Other Sustainability

 

Term Loan

  9.50% 

Prime

  6.25%  9.50%  -   5.00% 

January 1, 2025

  2,000   1,928   1,928 

Nexii Building Solutions, Inc. (2)(12)

 

Other Sustainability

 

Term Loan

  10.25% 

Prime

  7.00%  10.25%  -   2.50% 

September 1, 2025

  7,500   7,322   7,322 
    

Term Loan

  10.25% 

Prime

  7.00%  10.25%  -   2.50% 

September 1, 2025

  7,500   7,322   7,322 
    

Term Loan

  10.25% 

Prime

  7.00%  10.25%  -   2.50% 

September 1, 2025

  7,500   7,322   7,322 

Temperpack Technologies, Inc. (2)(12)

 

Other Sustainability

 

Term Loan

  10.00% 

Prime

  6.75%  10.00%  -   2.50% 

June 1, 2025

  3,750   3,703   3,703 
    

Term Loan

  10.00% 

Prime

  6.75%  10.00%  -   2.50% 

June 1, 2025

  3,750   3,703   3,703 
    

Term Loan

  10.00% 

Prime

  6.75%  10.00%  -   2.50% 

October 1, 2025

  7,500   7,396   7,396 
    

Term Loan

  10.00% 

Prime

  6.75%  10.00%  -   2.50% 

October 1, 2025

  3,750   3,698   3,698 
    

Term Loan

  10.00% 

Prime

  6.75%  10.00%  -   2.50% 

October 1, 2025

  3,750   3,698   3,698 

Total Non-Affiliate Debt Investments — Sustainability

                              46,092   46,092 

Non-Affiliate Debt Investments — Technology — 77.2% (8)

                                        

Axiom Space, Inc. (2)(12)

 

Communications

 

Term Loan

  9.25% 

Prime

  6.00%  9.25%  -   2.50% 

June 1, 2026

  7,500   7,442   7,442 
    

Term Loan

  9.25% 

Prime

  6.00%  9.25%  -   2.50% 

June 1, 2026

  7,500   7,442   7,442 
    

Term Loan

  9.25% 

Prime

  6.00%  9.25%  -   2.50% 

June 1, 2026

  7,500   7,442   7,442 
    

Convertible Note

  3.00%                   

July 1, 2023

  250   250   250 

Alula Holdings, Inc. (2)(12)

 

Consumer-related Technologies

 

Term Loan

  10.00% 

Prime

  6.75%  10.00%  -   3.00% 

January 1, 2025

  5,000   4,935   4,935 
    

Term Loan

  10.00% 

Prime

  6.75%  10.00%  -   3.00% 

January 1, 2025

  5,000   4,949   4,949 
    

Term Loan

  10.00% 

Prime

  6.75%  10.00%  -   3.00% 

January 1, 2025

  3,000   2,969   2,969 
    

Term Loan

  10.00% 

Prime

  6.75%  10.00%  -   3.00% 

December 1, 2025

  1,000   968   968 

Better Place Forests Co. (2)(12)

 

Consumer-related Technologies

 

Term Loan

  9.50% 

Prime

  6.25%  9.50%  -   1.85% 

July 1, 2025

  5,000   4,928   4,928 

CAMP NYC, Inc. (2)(12)

 

Consumer-related Technologies

 

Term Loan

  10.50% 

Prime

  7.25%  10.50%  -   3.00% 

May 1, 2026

  3,500   3,430   3,430 

Clara Foods Co. (2)(12)

 

Consumer-related Technologies

 

Term Loan

  9.00% 

Prime

  5.75%  9.00%  -   5.50% 

August 1, 2025

  2,500   2,476   2,476 
    

Term Loan

  9.00% 

Prime

  5.75%  9.00%  -   5.50% 

August 1, 2025

  2,500   2,476   2,476 

Interior Define, Inc. (2)(12)

 

Consumer-related Technologies

 

Term Loan

  9.75% 

Prime

  6.50%  9.75%  -   4.00% 

January 1, 2026

  6,500   6,397   6,397 
                                      

Portfolio Company (1)(3)

 

Sector

 

Type of Investment (7)

 

Cash Rate (4)

  

Index

 

Margin

  

Floor

  

Ceiling

  

ETP (10)

  

Maturity Date

 

Principal Amount

  

Cost of Investments (6)(9)

  

Fair Value (9)

 
    

Term Loan

  9.75% 

Prime

  6.50%  9.75%  -   4.00% 

January 1, 2026

  6,000   5,775   5,775 

Lyrical Foods, Inc. (2)(12)

 

Consumer-related Technologies

 

Term Loan

  10.00% 

Prime

  6.75%  10.00%  -   9.75% 

January 1, 2024

  2,500   2,480   2,480 

NextCar Holding Company, Inc. (2)(12)

 

Consumer-related Technologies

 

Term Loan

  9.00% 

Prime

  5.75%  9.00%  -   10.10% 

January 1, 2026

  5,000   4,935   4,935 
    

Term Loan

  9.00% 

Prime

  5.75%  9.00%  -   10.10% 

January 1, 2026

  2,000   1,920   1,920 

Primary Kids, Inc. (2)(12)

 

Consumer-related Technologies

 

Term Loan

  10.50% 

Prime

  7.25%  10.50%  -   3.00% 

March 1, 2025

  3,000   2,961   2,961 
    

Term Loan

  10.50% 

Prime

  7.25%  10.50%  -   3.00% 

March 1, 2025

  3,000   2,961   2,961 
    

Term Loan

  10.50% 

Prime

  7.25%  10.50%  -   3.00% 

September 1, 2025

  3,000   2,955   2,955 

Quip NYC Inc. (2)(12)

 

Consumer-related Technologies

 

Term Loan

  11.25% 

Prime

  8.00%  11.25%  -   3.00% 

April 1, 2026

  10,000   9,639   9,639 

Unagi, Inc. (2)(12)

 

Consumer-related Technologies

 

Term Loan

  11.00% 

Prime

  7.75%  11.00%  -   -  

July 1, 2025

  2,500   2,446   2,446 
    

Term Loan

  11.00% 

Prime

  7.75%  11.00%  -   -  

July 1, 2025

  1,250   1,234   1,234 

Updater, Inc. (2)(12)

 

Consumer-related Technologies

 

Term Loan

  12.00% 

Prime

  5.75%  12.00%  14.00%  0.56% 

December 20, 2024

  5,000   4,961   4,961 
    

Term Loan

  12.00% 

Prime

  5.75%  12.00%  14.00%  0.56% 

December 20, 2024

  5,000   4,961   4,961 
    

Term Loan

  12.00% 

Prime

  5.75%  12.00%  14.00%  0.56% 

December 20, 2024

  10,000   9,922   9,922 

Liqid, Inc. (2)(12)

 

Networking

 

Term Loan

  9.50% 

Prime

  6.25%  9.50%  -   4.00% 

September 1, 2024

  5,000   4,770   4,770 
    

Term Loan

  9.50% 

Prime

  6.25%  9.50%  -   4.00% 

September 1, 2024

  5,000   4,924   4,924 
    

Term Loan

  9.50% 

Prime

  6.25%  9.50%  -   4.00% 

September 1, 2024

  2,500   2,459   2,459 
    

Term Loan

  9.50% 

Prime

  6.25%  9.50%  -   4.00% 

September 1, 2024

  2,500   2,459   2,459 
    

Term Loan

  9.50% 

Prime

  6.25%  9.50%  -   4.00% 

September 1, 2024

  2,500   2,414   2,414 

Branded Online, Inc. (2)(12)

 

Software

 

Term Loan

  9.50% 

Prime

  6.25%  9.50%  -   6.00% 

September 1, 2026

  5,000   4,719   4,719 
    

Term Loan

  9.50% 

Prime

  6.25%  9.50%  -   6.00% 

November 1, 2026

  2,500   2,355   2,355 
    

Term Loan

  9.50% 

Prime

  6.25%  9.50%  -   -  

July 1, 2023

  5,000   5,000   5,000 

BriteCore Holdings, Inc. (2)(12)

 

Software

 

Term Loan

  10.50% 

Prime

  7.25%  10.50%  -   4.00% 

October 1, 2024

  2,500   2,481   2,481 
    

Term Loan

  10.50% 

Prime

  7.25%  10.50%  -   4.00% 

October 1, 2024

  2,500   2,481   2,481 

Decisyon, Inc. (12)

 

Software

 

Term Loan

  12.68% 

Prime

  9.23%  12.68%  -   50.43% 

January 1, 2023

  3,470   3,470   3,470 

Dropoff, Inc. (2)(12)

 

Software

 

Term Loan

  9.75% 

Prime

  6.50%  9.75%  -   3.50% 

April 1, 2026

  6,500   6,087   6,087 
    

Term Loan

  9.75% 

Prime

  6.50%  9.75%  -   3.50% 

April 1, 2026

  6,000   5,816   5,816 

E La Carte, Inc. (2)(12)

 

Software

 

Term Loan

  9.75% 

Prime

  6.50%  9.75%  -   4.00% 

October 1, 2025

  3,000   2,937   2,937 
    

Term Loan

  9.75% 

Prime

  6.50%  9.75%  -   4.00% 

October 1, 2025

  3,000   2,958   2,958 
    

Term Loan

  9.75% 

Prime

  6.50%  9.75%  -   4.00% 

October 1, 2025

  1,500   1,479   1,479 

Lytics, Inc. (2)(12)

 

Software

 

Term Loan

  9.25% 

Prime

  6.00%  9.25%  -   4.00% 

July 1, 2025

  2,500   2,464   2,464 

Reputation Institute, Inc. (2)(12)

 

Software

 

Term Loan

  10.50% 

Prime

  7.25%  10.50%  -   3.00% 

August 1, 2025

  5,000   4,905   4,905 

Supply Network Visiblity Holdings LLC (2)(12)

 

Software

 

Term Loan

  9.75% 

Prime

  6.50%  9.75%  -   4.00% 

February 1, 2025

  3,500   3,458   3,458 
    

Term Loan

  9.75% 

Prime

  6.50%  9.75%  -   4.00% 

February 1, 2025

  3,500   3,458   3,458 
    

Term Loan

  9.75% 

Prime

  6.50%  9.75%  -   4.00% 

December 1, 2025

  2,500   2,463   2,463 
    

Term Loan

  9.75% 

Prime

  6.50%  9.75%  -   4.00% 

December 1, 2025

  2,500   2,463   2,463 

Total Non-Affiliate Debt Investments — Technology

                              189,274   189,274 

Non-Affiliate Debt Investments — Healthcare information and services — 5.0% (8)

                                        

IDbyDNA, Inc. (2)(12)

 

Diagnostics

 

Term Loan

  9.00% 

Prime

  5.75%  9.00%  -   5.50% 

January 1, 2025

  5,000   4,902   4,902 
    

Term Loan

  9.00% 

Prime

  5.75%  9.00%  -   5.50% 

January 1, 2025

  5,000   4,936   4,936 
    

Term Loan

  9.00% 

Prime

  5.75%  9.00%  -   5.50% 

January 1, 2026

  2,500   2,444   2,444 

Total Non-Affiliate Debt Investments — Healthcare information and services

                              12,282   12,282 

Total Non- Affiliate Debt Investments

                              441,885   437,317 
          

Cost of

  

Fair

 

Portfolio Company (1)(3)

 

Sector

 

Type of Investment (7)

 

Number of Shares

  

Investments (6)(9)

  

Value (9)

 

Non-Affiliate Warrant Investments — 8.2% (8)

                

Non-Affiliate Warrants — Life Science — 1.0% (8)

                

Avalo Therapeutics, Inc. (2)(5)(12)

 

Biotechnology

 

Common Stock Warrant

  317,306   311   27 

Castle Creek Pharmaceuticals, Inc. (2)(12)

 

Biotechnology

 

Preferred Stock Warrant

  2,428   142   148 

Celsion Corporation (2)(5)(12)

 

Biotechnology

 

Common Stock Warrant

  295,053   65   1 

Corvium, Inc. (2)(12)

 

Biotechnology

 

Preferred Stock Warrant

  661,956   54   — 

Emalex Biosciences, Inc. (2)(12)

 

Biotechnology

 

Preferred Stock Warrant

  92,002   139   162 

F-Star Therapeutics, Inc. (2)(5)(12)

 

Biotechnology

 

Common Stock Warrant

  21,120   36   3 

IMV Inc. (2)(5)(12)

 

Biotechnology

 

Common Stock Warrant

  284,090   64   64 

LogicBio, Inc. (2)(5)(12)

 

Biotechnology

 

Common Stock Warrant

  7,843   8   — 

Mustang Bio, Inc. (2)(5)(12)

 

Biotechnology

 

Common Stock Warrant

  252,161   146   5 

Provivi, Inc. (2)(12)

 

Biotechnology

 

Preferred Stock Warrant

  164,608   278   519 

Rocket Pharmaceuticals Corporation (5)(12)

 

Biotechnology

 

Common Stock Warrant

  7,051   17   9 

Stealth Biotherapeutics Inc. (2)(5)(12)

 

Biotechnology

 

Common Stock Warrant

  795,455   264   45 

Strongbridge U.S. Inc. (2)(5)(12)

 

Biotechnology

 

Common Stock Warrant

  160,714   72   110 

vTv Therapeutics Inc. (2)(5)(12)

 

Biotechnology

 

Common Stock Warrant

  95,293   44   — 

AccuVein Inc. (2)(12)

 

Medical Device

 

Common Stock Warrant

  1,175   24   — 

Aerin Medical, Inc. (2)(12)

 

Medical Device

 

Preferred Stock Warrant

  1,818,183   66   463 

Canary Medical Inc. (2)(12)

 

Medical Device

 

Preferred Stock Warrant

  7,292   53   45 

Ceribell, Inc. (2)(12)

 

Medical Device

 

Preferred Stock Warrant

  134,299   61   172 

Conventus Orthopaedics, Inc. (2)(12)

 

Medical Device

 

Preferred Stock Warrant

  6,361,111   149   169 

CSA Medical, Inc. (2)(12)

 

Medical Device

 

Preferred Stock Warrant

  1,375,727   154   108 

CVRx, Inc. (2)(5)(12)

 

Medical Device

 

Common Stock Warrant

  47,410   80   90 

Infobionic, Inc. (2)(12)

 

Medical Device

 

Preferred Stock Warrant

  317,647   124   121 

MacuLogix, Inc. (2)(12)

 

Medical Device

 

Preferred Stock Warrant

  454,460   238   — 

Magnolia Medical Technologies, Inc. (2)(12)

 

Medical Device

 

Preferred Stock Warrant

  441,780   91   112 

Meditrina, Inc. (2)(12)

 

Medical Device

 

Preferred Stock Warrant

  221,510   83   122 

Sonex Health, Inc. (2)(12)

 

Medical Device

 

Preferred Stock Warrant

  484,250   77   75 

VERO Biotech LLC (2)(12)

 

Medical Device

 

Preferred Stock Warrant

  408   53   30 

Total Non-Affiliate Warrants — Life Science

     2,893   2,600 

Non-Affiliate Warrants — Sustainability — 0.4% (8)

                

LiquiGlide, Inc. (2)(12)

 

Other Sustainability

 

Common Stock Warrant

  61,359   39   36 

Nexii Building Solutions, Inc. (2)(12)

 

Other Sustainability

 

Common Stock Warrant

  142,405   356   331 

Temperpack Technologies, Inc. (2)(12)

 

Other Sustainability

 

Preferred Stock Warrant

  48,756   107   552 

Total Non-Affiliate Warrants — Sustainability

     502   919 
          

Cost of

  

Fair

 

Portfolio Company (1)(3)

 

Sector

 

Type of Investment (7)

 

Number of Shares

  

Investments (6)(9)

  

Value (9)

 

Non-Affiliate Warrants — Technology — 6.2% (8)

                

Axiom Space, Inc. (2)(12)

 

Communications

 

Common Stock Warrant

  1,991   45   42 

Intelepeer Holdings, Inc. (2)(12)

 

Communications

 

Preferred Stock Warrant

  2,936,535   140   3,141 

PebblePost, Inc. (2)(12)

 

Communications

 

Preferred Stock Warrant

  598,850   92   161 

Alula Holdings, Inc. (2)(12)

 

Consumer-related Technologies

 

Preferred Stock Warrant

  20,000   93   70 

Aterian, Inc. (2)(5)(12)

 

Consumer-related Technologies

 

Common Stock Warrant

  76,923   195   1 

Better Place Forests Co. (2)(12)

 

Consumer-related Technologies

 

Preferred Stock Warrant

  9,353   23   23 

Caastle, Inc. (2)(12)

 

Consumer-related Technologies

 

Preferred Stock Warrant

  268,591   68   823 

CAMP NYC, Inc. (2)(12)

 

Consumer-related Technologies

 

Preferred Stock Warrant

  17,605   22   22 

Clara Foods Co. (2)(12)

 

Consumer-related Technologies

 

Preferred Stock Warrant

  46,745   30   368 

Getaround, Inc. (2)(12)

 

Consumer-related Technologies

 

Preferred Stock Warrant

  651,040   450   367 

Interior Define, Inc. (2)(12)

 

Consumer-related Technologies

 

Preferred Stock Warrant

  553,710   103   103 

NextCar Holding Company, Inc. (2)(12)

 

Consumer-related Technologies

 

Preferred Stock Warrant

  310,463   47   47 

Primary Kids, Inc. (2)(12)

 

Consumer-related Technologies

 

Preferred Stock Warrant

  553,778   57   51 

Quip NYC Inc. (2)(12)

 

Consumer-related Technologies

 

Preferred Stock Warrant

  6,191   324   503 

Unagi, Inc. (2)(12)

 

Consumer-related Technologies

 

Preferred Stock Warrant

  134,421   25   24 

Updater, Inc. (2)(12)

 

Consumer-related Technologies

 

Common Stock Warrant

  108,333   34   31 

CPG Beyond, Inc. (2)(12)

 

Data Storage

 

Preferred Stock Warrant

  500,000   242   859 

Silk, Inc. (2)(12)

 

Data Storage

 

Preferred and Common Stock Warrant

  44,211,003   234   188 

Global Worldwide LLC (2)(12)

 

Internet and Media

 

Preferred Stock Warrant

  245,810   75   6 

Rocket Lawyer Incorporated (2)(12)

 

Internet and Media

 

Preferred Stock Warrant

  261,721   92   741 

Skillshare, Inc. (2)(12)

 

Internet and Media

 

Preferred Stock Warrant

  139,074   162   2,403 

Liqid, Inc. (2)(12)

 

Networking

 

Preferred Stock Warrant

  344,102   364   938 

Kinestral, Inc. (2)(12)

 

Power Management

 

Preferred Stock Warrant

  5,002,574   1,585   2,609 

Avalanche Technology, Inc. (2)(12)

 

Semiconductors

 

Preferred and Common Stock Warrant

  6,753   101   — 

Branded Online, Inc. (2)(12)

 

Software

 

Common Stock Warrant

  16,678   370   443 

BriteCore Holdings, Inc. (2)(12)

 

Software

 

Preferred Stock Warrant

  55,591   5   37 

Decisyon, Inc. (12)

 

Software

 

Common Stock Warrant

  82,967   46   — 

Dropoff, Inc. (2)(12)

 

Software

 

Common Stock Warrant

  482,283   397   395 

E La Carte, Inc. (2)(12)

 

Software

 

Preferred Stock Warrant

  181,947   61   53 

Lotame Solutions, Inc. (2)(12)

 

Software

 

Preferred Stock Warrant

  288,115   23   276 

Lytics, Inc. (2)(12)

 

Software

 

Preferred Stock Warrant

  26,733   12   12 

Reputation Institute, Inc. (2)(12)

 

Software

 

Preferred Stock Warrant

  3,731   54   52 

Revinate Holdings, Inc. (2)(12)

 

Software

 

Preferred Stock Warrant

  615,475   44   66 

Riv Data Corp. (2)(12)

 

Software

 

Preferred Stock Warrant

  321,428   12   292 

SIGNiX, Inc. (12)

 

Software

 

Preferred Stock Warrant

  186,235   224   — 

Skyword, Inc. (12)

 

Software

 

Preferred and Common Stock Warrant

  301,055   49   4 

Supply Network Visiblity Holdings LLC (2)(12)

 

Software

 

Preferred Stock Warrant

  682   64   62 

Topia Mobility, Inc. (2)(12)

 

Software

 

Preferred Stock Warrant

  3,049,607   138   — 

xAd, Inc. (2)(12)

 

Software

 

Preferred Stock Warrant

  4,343,348   179   1 

Total Non-Affiliate Warrants — Technology

      6,281   15,214 

Non-Affiliate Warrants — Healthcare information and services — 0.6% (8)

                

IDbyDNA, Inc. (2)(12)

 

Diagnostics

 

Preferred Stock Warrant

  472,006   112   95 

Kate Farms, Inc. (2)(12)

 

Other Healthcare

 

Preferred Stock Warrant

  82,965   101   1,177 

Watermark Medical, Inc. (2)(12)

 

Other Healthcare

 

Preferred Stock Warrant

  27,373   74   — 

Medsphere Systems Corporation (2)(12)

 

Software

 

Preferred Stock Warrant

  7,097,792   60   195 

Total Non-Affiliate Warrants — Healthcare information and services

      347   1,467 

Total Non-Affiliate Warrants

      10,023   20,200 

Non-Affiliate Other Investments — 0.1% (8)

                

ZetrOZ, Inc. (12)

 

Medical Device

 

Royalty Agreement

      —   200 

Total Non-Affiliate Other Investments

      —   200 

Non-Affiliate Equity — 0.1% (8)

                

SnagAJob.com, Inc. (12)

 

Consumer-related Technologies

 

Common Stock

  82,974   9   83 

Zeta Global Holdings Corp. (2)(5)(12)

 

Internet and Media

 

Common Stock

  18,405   240   155 

Decisyon, Inc. (12)

 

Software

 

Preferred and Common Stock

  72,638,663   230   120 

Total Non-Affiliate Equity

      479   358 

Total Non-Affiliate Portfolio Investment Assets

     $452,387  $458,075 

Controlled Affiliate Investments — 0.0% (8)

                

Controlled Affiliate Other Investments — Biotechnology — 0.0% (8)

                

HESP LLC (12)(13)

 

Biotechnology

 

Other Investment

     $1,450  $— 

Total Controlled Affiliate Other Investments

      1,450   — 

Total Controlled Affiliate Portfolio Investment Assets

     $1,450  $— 

Total Portfolio Investment Assets — 186.7% (8)

     $453,837  $458,075 
                 

Short Term Investments — Unrestricted Investments — 3.2% (8)

                

US Bank Money Market Deposit Account

     $7,868  $7,868 

Total Short Term Investments — Unrestricted Investments

     $7,868  $7,868 
                 

Short Term Investments — Restricted Investments — 0.6% (8)

                

US Bank Money Market Deposit Account

     $1,359  $1,359 

Total Short Term Investments — Restricted Investments

     $1,359  $1,359