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Consolidated Schedule of Investments (Unaudited) (Tables)
 9 Months Ended
Sep. 30, 2023
Notes Tables  
Investment [Table Text Block]

Portfolio Company (1)(3)

 

Sector

 

Type of Investment (7)

 

Cash Rate (4)

  

Index

 

Margin

  

Floor

  

Ceiling

  

ETP (10)

  

Maturity Date

 

Principal Amount

  

Cost of Investments (6)(9)

  

Fair Value (9)

 

Non-Affiliate Investments — 200.7% (8)

                                        

Non-Affiliate Debt Investments — 191.4% (8)

                                        

Non-Affiliate Debt Investments — Life Science — 69.7% (8)

                                        

Castle Creek Biosciences, Inc. (2)(12)

 

Biotechnology

 

Term Loan

  13.25% 

Prime

  4.75%  9.55%  13.50%  5.50% 

May 1, 2026

  5,000   4,903   4,903 
    

Term Loan

  13.25% 

Prime

  4.75%  9.55%  13.50%  5.50% 

May 1, 2026

  5,000   4,975   4,975 
    

Term Loan

  13.25% 

Prime

  4.75%  9.55%  13.50%  5.50% 

May 1, 2026

  3,000   2,985   2,985 
    

Term Loan

  13.25% 

Prime

  4.75%  9.55%  13.50%  5.50% 

May 1, 2026

  5,000   4,975   4,975 
    

Term Loan

  13.25% 

Prime

  4.75%  9.55%  13.50%  5.50% 

May 1, 2026

  5,000   4,975   4,975 
    

Term Loan

  13.25% 

Prime

  4.75%  9.55%  13.50%  5.50% 

May 1, 2026

  3,000   2,985   2,985 

Emalex Biosciences, Inc. (2)(12)

 

Biotechnology

 

Term Loan

  13.22% 

Prime

  4.72%  9.75%  -   5.00% 

June 1, 2024

  1,979   1,971   1,971 
    

Term Loan

  13.22% 

Prime

  4.72%  9.75%  -   5.00% 

June 1, 2024

  1,979   1,972   1,972 
    

Term Loan

  13.22% 

Prime

  4.72%  9.75%  -   5.00% 

November 1, 2025

  5,000   4,943   4,943 
    

Term Loan

  13.22% 

Prime

  4.72%  9.75%  -   5.00% 

May 1, 2026

  5,000   4,939   4,939 

Greenlight Biosciences, Inc. (2)(12)

 

Biotechnology

 

Term Loan

  14.25% 

Prime

  5.75%  9.00%  -   3.00% 

July 1, 2025

  3,500   3,399   3,365 
    

Term Loan

  14.25% 

Prime

  5.75%  9.00%  -   3.00% 

July 1, 2025

  1,750   1,699   1,684 

KSQ Therapeutics, Inc. (2)(12)

 

Biotechnology

 

Term Loan

  13.25% 

Prime

  4.75%  8.50%  -   5.50% 

May 1, 2027

  6,250   6,193   6,193 
    

Term Loan

  13.25% 

Prime

  4.75%  8.50%  -   5.50% 

May 1, 2027

  6,250   6,193   6,193 

Native Microbials, Inc (2)(12)

 

Biotechnology

 

Term Loan

  13.75% 

Prime

  5.25%  8.50%  -   5.00% 

November 1, 2026

  3,750   3,716   3,716 
    

Term Loan

  13.75% 

Prime

  5.25%  8.50%  -   5.00% 

November 1, 2026

  2,500   2,478   2,478 

PDS Biotechnology Corporation (2)(5)(12)

 

Biotechnology

 

Term Loan

  14.25% 

Prime

  5.75%  9.75%  -   3.75% 

September 1, 2026

  10,000   9,898   9,898 
    

Term Loan

  14.25% 

Prime

  5.75%  9.75%  -   3.75% 

September 1, 2026

  3,750   3,712   3,712 
    

Term Loan

  14.25% 

Prime

  5.75%  9.75%  -   3.75% 

September 1, 2026

  3,750   3,712   3,712 

Provivi, Inc. (2)(12)

 

Biotechnology

 

Term Loan

  13.86% 

Prime

  5.36%  9.50%  -   5.50% 

December 1, 2024

  4,667   4,594   4,594 
    

Term Loan

  13.86% 

Prime

  5.36%  9.50%  -   5.50% 

December 1, 2024

  4,667   4,594   4,594 
    

Term Loan

  13.86% 

Prime

  5.36%  9.50%  -   5.50% 

December 1, 2024

  2,333   2,286   2,286 
    

Term Loan

  13.86% 

Prime

  5.36%  9.50%  -   5.50% 

December 1, 2024

  2,333   2,286   2,286 
    

Term Loan

  13.86% 

Prime

  5.36%  9.50%  -   5.50% 

December 1, 2024

  2,333   2,282   2,282 
    

Term Loan

  13.86% 

Prime

  5.36%  9.50%  -   5.50% 

December 1, 2024

  2,333   2,282   2,282 

Stealth Biotherapeutics Inc. (2)(12)

 

Biotechnology

 

Term Loan

  14.00% 

Prime

  5.50%  8.75%  -   6.00% 

October 1, 2025

  4,500   4,434   4,434 
    

Term Loan

  14.00% 

Prime

  5.50%  8.75%  -   6.00% 

October 1, 2025

  2,250   2,217   2,217 

Tallac Therapeutics, Inc. (2)(12)

 

Biotechnology

 

Term Loan

  12.75% 

Prime

  4.25%  12.25%  -   4.00% 

August 1, 2027

  2,500   2,226   2,226 
    

Term Loan

  12.75% 

Prime

  4.25%  12.25%  -   4.00% 

August 1, 2027

  2,500   2,455   2,455 

Aerobiotix, LLC (2)(12)

 

Medical Device

 

Term Loan

  9.00% 

Fixed

  -   -   -   18.00% 

April 1, 2028

  2,500   2,466   2,344 
    

Term Loan

  9.00% 

Fixed

  -   -   -   18.00% 

April 1, 2028

  2,500   2,466   2,344 
    

Term Loan

  9.00% 

Fixed

  -   -   -   18.00% 

June 30, 2024

  200   200   190 

Candesant Biomedical, Inc. (2)(12)

 

Medical Device

 

Term Loan

  12.00% 

Prime

  3.50%  11.50%  -   5.00% 

September 1, 2027

  5,000   4,751   4,751 
    

Term Loan

  12.00% 

Prime

  3.50%  11.50%  -   5.00% 

September 1, 2027

  2,500   2,451   2,451 
    

Term Loan

  12.00% 

Prime

  3.50%  11.50%  -   5.00% 

September 1, 2027

  2,500   2,451   2,451 

Ceribell, Inc. (2)(12)

 

Medical Device

 

Term Loan

  12.00% 

Prime

  3.50%  8.25%  -   5.50% 

October 1, 2024

  5,000   4,985   4,985 
    

Term Loan

  12.00% 

Prime

  3.50%  8.25%  -   5.50% 

October 1, 2024

  5,000   4,985   4,985 
    

Term Loan

  12.00% 

Prime

  3.50%  8.25%  -   5.50% 

October 1, 2024

  2,500   2,488   2,488 
    

Term Loan

  12.00% 

Prime

  3.50%  8.25%  -   5.50% 

October 1, 2024

  2,500   2,488   2,488 

Cognoa, Inc. (2)(12)

 

Medical Device

 

Term Loan

  14.00% 

Prime

  5.50%  8.75%  -   6.00% 

August 1, 2026

  4,722   4,678   4,678 
    

Term Loan

  14.00% 

Prime

  5.50%  8.75%  -   6.00% 

August 1, 2026

  2,361   2,339   2,339 

Conventus Orthopaedics, Inc. (2)(12)

 

Medical Device

 

Term Loan

  13.32% 

Prime

  4.82%  9.25%  -   10.36% 

July 1, 2025

  3,960   3,916   3,916 
    

Term Loan

  13.32% 

Prime

  4.82%  9.25%  -   10.36% 

July 1, 2025

  3,960   3,916   3,916 

CSA Medical, Inc. (2)(12)

 

Medical Device

 

Term Loan

  13.59% 

Prime

  5.09%  10.00%  -   5.00% 

January 1, 2024

  750   739   739 
    

Term Loan

  13.59% 

Prime

  5.09%  10.00%  -   5.00% 

January 1, 2024

  50   49   49 
    

Term Loan

  13.59% 

Prime

  5.09%  10.00%  -   5.00% 

March 1, 2024

  1,067   1,052   1,052 

InfoBionic, Inc. (2)(12)

 

Medical Device

 

Term Loan

  14.75% 

Prime

  6.25%  9.50%  -   4.00% 

October 1, 2024

  2,771   2,733   2,733 
    

Term Loan

  14.75% 

Prime

  6.25%  9.50%  -   4.00% 

June 1, 2025

  1,000   982   982 

Magnolia Medical Technologies, Inc. (2)(12)

 

Medical Device

 

Term Loan

  13.50% 

Prime

  5.00%  9.75%  -   4.00% 

March 1, 2025

  5,000   4,960   4,960 
    

Term Loan

  13.50% 

Prime

  5.00%  9.75%  -   4.00% 

March 1, 2025

  5,000   4,960   4,960 
    

Term Loan

  13.50% 

Prime

  5.00%  9.75%  -   4.00% 

March 1, 2025

  5,000   4,956   4,956 
    

Term Loan

  13.50% 

Prime

  5.00%  9.75%  -   4.00% 

March 1, 2025

  5,000   4,956   4,956 
    

Term Loan

  13.50% 

Prime

  5.00%  9.75%  -   4.00% 

January 1, 2027

  5,000   4,934   4,934 
    

Term Loan

  13.50% 

Prime

  5.00%  9.75%  -   4.00% 

January 1, 2027

  5,000   4,934   4,934 

Portfolio Company (1)(3)

 

Sector

 

Type of Investment (7)

 

Cash Rate (4)

  

Index

 

Margin

  

Floor

  

Ceiling

  

ETP (10)

  

Maturity Date

 Principal Amount  

Cost of Investments (6)(9)

  

Fair Value (9)

 

Robin Healthcare, Inc. (2)(12)(13)

 

Medical Device

 

Term Loan

  14.00% 

Prime

  5.50%  10.25%  -   4.00% 

November 1, 2026

  3,500   3,468   1,749 
    

Term Loan

  14.00% 

Prime

  5.50%  10.25%  -   4.00% 

November 1, 2026

  3,500   3,468   1,749 

Scientia Vascular, Inc. (2)(12)

 

Medical Device

 

Term Loan

  13.25% 

Prime

  4.75%  8.50%  -   5.00% 

January 1, 2027

  3,750   3,663   3,663 
    

Term Loan

  13.25% 

Prime

  4.75%  8.50%  -   5.00% 

January 1, 2027

  3,750   3,718   3,718 
    

Term Loan

  13.75% 

Prime

  5.25%  9.00%  -   5.00% 

March 1, 2027

  5,000   4,938   4,938 

Sonex Health, Inc. (2)(12)

 

Medical Device

 

Term Loan

  12.00% 

Prime

  3.50%  11.75%  -   8.00% 

September 1, 2027

  2,500   2,295   2,295 
    

Term Loan

  12.00% 

Prime

  3.50%  11.75%  -   8.00% 

September 1, 2027

  2,500   2,471   2,471 
    

Term Loan

  12.00% 

Prime

  3.50%  11.75%  -   8.00% 

September 1, 2027

  5,000   4,943   4,943 
    

Term Loan

  12.00% 

Prime

  3.50%  11.75%  -   8.00% 

September 1, 2027

  5,000   4,943   4,943 

Spineology, Inc. (2)(12)

 

Medical Device

 

Term Loan

  15.50% 

Prime

  7.00%  10.25%  -   1.00% 

October 1, 2025

  5,000   4,975   4,975 
    

Term Loan

  15.50% 

Prime

  7.00%  10.25%  -   1.00% 

April 1, 2026

  2,500   2,487   2,487 

Swift Health Systems Inc. (2)(12)

 

Medical Device

 

Term Loan

  13.75% 

Prime

  5.25%  9.00%  -   5.00% 

July 1, 2027

  3,500   3,464   3,464 
    

Term Loan

  13.75% 

Prime

  5.25%  9.00%  -   5.00% 

July 1, 2027

  3,500   3,464   3,464 
    

Term Loan

  13.75% 

Prime

  5.25%  9.00%  -   5.00% 

July 1, 2027

  3,500   3,453   3,453 
    

Term Loan

  13.75% 

Prime

  5.25%  9.00%  -   5.00% 

July 1, 2027

  3,500   3,453   3,453 

Total Non-Affiliate Debt Investments — Life Science

                                  245,317   241,576 

Non-Affiliate Debt Investments — Sustainability — 23.8% (8)

                                        

New Aerofarms, Inc. assignee of Aerofarms, Inc. (2)(12)(15)

 

Other Sustainability

 

Term Loan

  15.25% 

Prime

  6.75%  10.00%  -   4.33% 

December 1, 2026

  3,750   3,675   3,675 
    

Term Loan

  15.25% 

Prime

  6.75%  10.00%  -   4.33% 

December 1, 2026

  3,750   3,675   3,675 

Nexii Building Solutions, Inc. (2)(12)(14)

 

Other Sustainability

 

Term Loan

  15.50% (11) 

Prime

  7.00%  10.25%  -   2.50% 

September 1, 2025

  8,102   8,009   6,754 
    

Term Loan

  15.50% (11) 

Prime

  7.00%  10.25%  -   2.50% 

September 1, 2025

  8,102   8,009   6,754 
    

Term Loan

  15.50% (11) 

Prime

  7.00%  10.25%  -   2.50% 

September 1, 2025

  8,102   8,009   6,754 
    

Term Loan

  15.50% (11) 

Prime

  7.00%  10.25%  -   2.50% 

July 1, 2026

  5,402   5,332   4,496 
    

Term Loan

  15.50% (11) 

Prime

  7.00%  10.25%  -   2.50% 

July 1, 2026

  5,402   5,332   4,496 
    

Term Loan

  15.50% (11) 

Prime

  7.00%  10.25%  -   2.50% 

September 30, 2023

  707   707   596 
    

Term Loan

  15.50% (11) 

Prime

  7.00%  10.25%  -   2.50% 

September 30, 2023

  564   564   475 
    

Term Loan

  15.50% (11) 

Prime

  7.00%  10.25%  -   2.50% 

September 30, 2023

  281   281   237 
    

Term Loan

  15.50% (11) 

Prime

  7.00%  10.25%  -   2.50% 

September 30, 2023

  279   279   235 
    

Term Loan

  15.50% (11) 

Prime

  7.00%  10.25%  -   2.50% 

September 30, 2023

  167   167   141 

Soli Organic, Inc. (2)(12)

 

Other Sustainability

 

Term Loan

  15.25% 

Prime

  6.75%  10.00%  -   2.75% 

April 1, 2026

  5,000   4,951   4,951 
    

Term Loan

  15.25% 

Prime

  6.75%  10.00%  -   2.75% 

April 1, 2026

  2,500   2,475   2,475 
    

Term Loan

  15.25% 

Prime

  6.75%  10.00%  -   2.75% 

May 1, 2026

  5,000   4,948   4,948 
    

Term Loan

  15.25% 

Prime

  6.75%  10.00%  -   2.75% 

May 1, 2026

  2,500   2,474   2,474 
    

Term Loan

  14.00% 

Prime

  5.50%  11.75%  -   2.75% 

December 1, 2026

  5,000   4,926   4,926 
    

Term Loan

  14.00% 

Prime

  5.50%  11.75%  -   2.75% 

December 1, 2026

  2,500   2,463   2,463 

Temperpack Technologies, Inc. (2)(12)

 

Other Sustainability

 

Term Loan

  15.25% 

Prime

  6.75%  10.00%  -   2.50% 

April 1, 2028

  3,750   3,678   3,678 
    

Term Loan

  15.25% 

Prime

  6.75%  10.00%  -   2.50% 

April 1, 2028

  3,750   3,692   3,692 
    

Term Loan

  15.25% 

Prime

  6.75%  10.00%  -   2.50% 

April 1, 2028

  7,500   7,374   7,374 
    

Term Loan

  15.25% 

Prime

  6.75%  10.00%  -   2.50% 

April 1, 2028

  3,750   3,687   3,687 
    

Term Loan

  15.25% 

Prime

  6.75%  10.00%  -   2.50% 

April 1, 2028

  3,750   3,687   3,687 

Total Non-Affiliate Debt Investments — Sustainability

                                  88,394   82,643 

Portfolio Company (1)(3)

 

Sector

 

Type of Investment (7)

 

Cash Rate (4)

 

Index

 

Margin

  

Floor

  

Ceiling

  

ETP (10)

  

Maturity Date

 

Principal Amount

  

Cost of Investments (6)(9)

  

Fair Value (9)

 

Non-Affiliate Debt Investments — Technology — 80.5% (8)

                                       

Axiom Space, Inc. (2)(12)

 

Communications

 

Term Loan

  14.50%

Prime

  6.00%  9.25%  -   2.50% 

June 1, 2026

  6,875   6,840   6,840 
    

Term Loan

  14.50%

Prime

  6.00%  9.25%  -   2.50% 

June 1, 2026

  6,875   6,840   6,840 
    

Term Loan

  14.50%

Prime

  6.00%  9.25%  -   2.50% 

June 1, 2026

  6,875   6,840   6,840 

CAMP NYC, Inc. (2)(12)

 

Consumer-related Technologies

 

Term Loan

  15.75%

Prime

  7.25%  10.50%  -   3.00% 

May 1, 2026

  3,500   3,470   3,470 

Clara Foods Co. (2)(12)

 

Consumer-related Technologies

 

Term Loan

  14.25%

Prime

  5.75%  9.00%  -   5.50% 

August 1, 2025

  1,833   1,821   1,821 
    

Term Loan

  14.25%

Prime

  5.75%  9.00%  -   5.50% 

August 1, 2025

  1,833   1,821   1,821 

Divergent Technologies, Inc. (2)(12)

 

Consumer-related Technologies

 

Term Loan

  11.25%

Prime

  6.00%  9.50%  11.25%  3.00% 

July 1, 2027

  3,750   3,605   3,605 
    

Term Loan

  11.25%

Prime

  6.00%  9.50%  11.25%  3.00% 

July 1, 2027

  1,250   1,241   1,241 
    

Term Loan

  11.25%

Prime

  6.00%  9.50%  11.25%  3.00% 

July 1, 2027

  3,750   3,723   3,723 
    

Term Loan

  11.25%

Prime

  6.00%  9.50%  11.25%  3.00% 

July 1, 2027

  1,250   1,241   1,241 
    

Term Loan

  11.25%

Prime

  6.00%  9.50%  11.25%  3.00% 

July 1, 2027

  3,750   3,723   3,723 
    

Term Loan

  11.25%

Prime

  6.00%  9.50%  11.25%  3.00% 

July 1, 2027

  1,250   1,241   1,241 
    

Term Loan

  11.25%

Prime

  6.00%  9.50%  11.25%  3.00% 

January 1, 2028

  3,750   3,709   3,709 
    

Term Loan

  11.25%

Prime

  6.00%  9.50%  11.25%  3.00% 

January 1, 2028

  3,750   3,703   3,703 
    

Term Loan

  11.25%

Prime

  6.00%  9.50%  11.25%  3.00% 

April 1, 2028

  3,750   3,709   3,709 
    

Term Loan

  11.25%

Prime

  6.00%  9.50%  11.25%  3.00% 

July 1, 2028

  3,750   3,705   3,705 
    

Term Loan

  11.25%

Prime

  6.00%  9.50%  11.25%  3.00% 

July 1, 2028

  3,750   3,705   3,705 

Havenly, Inc. (2)(12)

 

Consumer-related Technologies

 

Term Loan

  13.50%

Prime

  5.00%  5.00%  -   4.00% 

March 1, 2027

  2,000   1,335   1,335 
    

Term Loan

  13.50%

Prime

  5.00%  5.00%  -   4.00% 

March 1, 2027

  3,000   2,003   2,003 
    

Term Loan

  12.00%

Prime

  3.50%  10.50%  -   7.78% 

February 1, 2028

  2,813   2,813   2,813 
    

Term Loan

  12.00%

Prime

  3.50%  10.50%  -   7.78% 

February 1, 2028

  2,813   2,813   2,813 

Lyrical Foods, Inc. (2)(12)

 

Consumer-related Technologies

 

Term Loan

  11.00%

Prime

  2.50%  8.00%  -   -  

September 1, 2027

  2,598   2,589   2,351 

MyForest Foods Co. (2)(12)

 

Consumer-related Technologies

 

Term Loan

  15.25%

Prime

  6.75%  10.00%  -   3.00% 

October 1, 2025

  4,000   3,975   3,975 
    

Term Loan

  15.25%

Prime

  6.75%  10.00%  -   3.00% 

October 1, 2025

  2,000   1,987   1,987 

NextCar Holding Company, Inc. (2)(12)

 

Consumer-related Technologies

 

Term Loan

  14.25% (11)

Prime

  5.75%  9.00%  -   5.25% 

October 31, 2023

  5,547   5,505   4,894 
    

Term Loan

  14.25% (11)

Prime

  5.75%  9.00%  -   5.25% 

October 31, 2023

  2,219   2,204   1,960 
    

Term Loan

  14.25% (11)

Prime

  5.75%  9.00%  -   5.25% 

October 31, 2023

  2,774   2,759   2,453 
    

Term Loan

  14.25% (11)

Prime

  5.75%  9.00%  -   5.25% 

October 31, 2023

  3,328   3,310   2,943 
    

Term Loan

  14.25% (11)

Prime

  5.75%  9.00%  -   5.25% 

October 31, 2023

  2,774   2,747   2,443 
    

Term Loan

  14.25% (11)

Prime

  5.75%  9.00%  -   5.25% 

October 31, 2023

  2,774   2,747   2,443 
    

Term Loan

  14.25% (11)

Prime

  5.75%  9.00%  -   5.25% 

October 31, 2023

  5,547   5,493   4,884 
    

Term Loan

  14.25% (11)

Prime

  5.75%  9.00%  -   5.25% 

October 31, 2023

  2,774   2,746   2,441 

Optoro, Inc. (2)(12)

 

Consumer-related Technologies

 

Term Loan

  14.75%

Prime

  6.25%  9.50%  -   4.00% 

August 1, 2027

  2,500   2,408   2,408 
    

Term Loan

  14.75%

Prime

  6.25%  9.50%  -   4.00% 

July 1, 2028

  1,875   1,783   1,783 

Primary Kids, Inc. (2)(12)

 

Consumer-related Technologies

 

Term Loan

  15.75%

Prime

  7.25%  10.50%  -   3.00% 

March 1, 2025

  1,700   1,683   1,683 
    

Term Loan

  15.75%

Prime

  7.25%  10.50%  -   3.00% 

March 1, 2025

  1,700   1,683   1,683 
    

Term Loan

  15.75%

Prime

  7.25%  10.50%  -   3.00% 

September 1, 2025

  2,300   2,277   2,277 

Unagi, Inc. (2)(12)(13)

 

Consumer-related Technologies

 

Term Loan

  16.25% (11)

Prime

  7.75%  11.00%  -   -  

May 1, 2027

  1,108   1,086   872 
    

Term Loan

  16.25% (11)

Prime

  7.75%  11.00%  -   -  

May 1, 2027

  554   543   436 
    

Term Loan

  16.25% (11)

Prime

  7.75%  11.00%  -   -  

May 1, 2027

  554   543   436 

Liqid, Inc. (2)(12)

 

Networking

 

Term Loan

  14.75%

Prime

  6.25%  9.50%  -   4.00% 

September 1, 2024

  1,833   1,807   1,807 
    

Term Loan

  14.75%

Prime

  6.25%  9.50%  -   4.00% 

September 1, 2024

  1,833   1,807   1,807 
    

Term Loan

  14.75%

Prime

  6.25%  9.50%  -   4.00% 

September 1, 2024

  917   903   903 
    

Term Loan

  14.75%

Prime

  6.25%  9.50%  -   4.00% 

September 1, 2024

  917   903   903 
    

Term Loan

  14.75%

Prime

  6.25%  9.50%  -   4.00% 

September 1, 2024

  917   887   887 

BriteCore Holdings, Inc. (2)(12)

 

Software

 

Term Loan

  14.00%

Prime

  5.50%  14.00%  -   3.00% 

October 1, 2028

  5,000   4,857   4,857 
    

Term Loan

  14.00%

Prime

  5.50%  14.00%  -   3.00% 

October 1, 2028

  2,500   2,464   2,464 
    

Term Loan

  14.00%

Prime

  5.50%  14.00%  -   3.00% 

October 1, 2028

  2,500   2,464   2,464 
    

Term Loan

  14.00%

Prime

  5.50%  14.00%  -   3.00% 

October 1, 2028

  2,500   2,464   2,464 

Portfolio Company (1)(3)

 

Sector

 

Type of Investment (7)

 

Cash Rate (4)

 

Index

 

Margin

  

Floor

  

Ceiling

  

ETP (10)

  

Maturity Date

 

Principal Amount

  

Cost of Investments (6)(9)

  

Fair Value (9)

 

Dropoff, Inc. (2)(12)

 

Software

 

Term Loan

  15.00% (11)

Prime

  6.50%  9.75%  -   3.50% 

April 1, 2026

  6,550   6,432   6,377 
    

Term Loan

  15.00% (11)

Prime

  6.50%  9.75%  -   3.50% 

April 1, 2026

  6,046   5,937   5,886 
    

Term Loan

  15.00% (11)

Prime

  6.50%  9.75%  -   3.50% 

August 1, 2026

  2,519   2,472   2,451 

Engage3, LLC (2)(12)

 

Software

 

Term Loan

  14.75%

Prime

  6.25%  9.75%  -   4.50% 

July 1, 2027

  3,750   3,726   3,726 
    

Term Loan

  14.75%

Prime

  6.25%  9.75%  -   4.50% 

July 1, 2027

  3,750   3,726   3,726 

Kodiak Robotics, Inc. (2)(12)

 

Software

 

Term Loan

  14.00%

Prime

  5.50%  10.25%  -   4.00% 

April 1, 2026

  10,000   9,877   9,877 
    

Term Loan

  14.00%

Prime

  5.50%  10.25%  -   4.00% 

April 1, 2026

  10,000   9,877   9,877 
    

Term Loan

  14.00%

Prime

  5.50%  10.25%  -   4.00% 

April 1, 2026

  5,000   4,939   4,939 
    

Term Loan

  14.00%

Prime

  5.50%  10.25%  -   4.00% 

April 1, 2026

  5,000   4,939   4,939 

Lemongrass Holdings, Inc. (2)(12)

 

Software

 

Term Loan

  15.00%

Prime

  6.50%  9.75%  -   2.50% 

March 1, 2026

  5,000   4,965   4,965 
    

Term Loan

  15.00%

Prime

  6.50%  9.75%  -   2.50% 

March 1, 2026

  2,500   2,483   2,483 

Lytics, Inc. (2)(12)

 

Software

 

Term Loan

  14.50%

Prime

  6.00%  14.25%  -   4.00% 

November 1, 2026

  2,500   2,418   2,350 
    

Term Loan

  14.50%

Prime

  6.00%  14.25%  -   4.00% 

December 1, 2026

  1,250   1,236   1,201 
    

Term Loan

  14.50%

Prime

  6.00%  14.25%  -   4.00% 

April 1, 2027

  1,000   993   966 

Mirantis, Inc. (2)(12)

 

Software

 

Term Loan

  12.00%

Prime

  3.50%  11.75%  -   4.00% 

October 1, 2028

  5,000   4,774   4,774 
    

Term Loan

  12.00%

Prime

  3.50%  11.75%  -   4.00% 

October 1, 2028

  5,000   4,910   4,910 
    

Term Loan

  12.00%

Prime

  3.50%  11.75%  -   4.00% 

October 1, 2028

  5,000   4,910   4,910 
    

Term Loan

  12.00%

Prime

  3.50%  11.75%  -   4.00% 

October 1, 2028

  5,000   4,910   4,910 

Noodle Partners, Inc. (2)(12)

 

Software

 

Term Loan

  13.50%

Prime

  5.00%  12.00%  -   3.00% 

March 1, 2027

  10,000   9,814   9,814 
    

Term Loan

  13.50%

Prime

  5.00%  12.00%  -   3.00% 

March 1, 2027

  5,000   4,938   4,938 
    

Term Loan

  13.50%

Prime

  5.00%  12.00%  -   3.00% 

March 1, 2027

  5,000   4,939   4,939 

Reputation Institute, Inc. (2)(12)

 

Software

 

Term Loan

  15.75%

Prime

  7.25%  10.50%  -   3.00% 

August 1, 2025

  3,833   3,785   3,785 

Slingshot Aerospace, Inc. (2)(12)

 

Software

 

Term Loan

  14.25%

Prime

  5.75%  9.75%  -   5.00% 

August 1, 2026

  5,000   4,952   4,952 
    

Term Loan

  14.25%

Prime

  5.75%  9.75%  -   5.00% 

August 1, 2026

  5,000   4,952   4,952 
    

Term Loan

  14.25%

Prime

  5.75%  9.75%  -   5.00% 

August 1, 2026

  5,000   4,952   4,952 
    

Term Loan

  14.25%

Prime

  5.75%  9.75%  -   5.00% 

August 1, 2026

  5,000   4,952   4,952 

Supply Network Visibility Holdings LLC (2)(12)

 

Software

 

Term Loan

  12.75%

Prime

  4.25%  12.00%  -   2.50% 

June 1, 2028

  2,500   2,457   2,457 
    

Term Loan

  12.75%

Prime

  4.25%  12.00%  -   2.50% 

June 1, 2028

  3,500   3,489   3,489 
    

Term Loan

  12.75%

Prime

  4.25%  12.00%  -   2.50% 

June 1, 2028

  2,500   2,492   2,492 
    

Term Loan

  12.75%

Prime

  4.25%  12.00%  -   2.50% 

June 1, 2028

  1,500   1,495   1,495 

Viken Detection Corporation (2)(12)

 

Software

 

Term Loan

  12.50%

Prime

  4.00%  11.75%  -   3.50% 

June 1, 2027

  5,000   4,768   4,768 
    

Term Loan

  12.50%

Prime

  4.00%  11.75%  -   3.50% 

June 1, 2027

  2,500   2,464   2,464 
    

Term Loan

  12.50%

Prime

  4.00%  11.75%  -   3.50% 

June 1, 2027

  2,500   2,464   2,464 

Total Non-Affiliate Debt Investments — Technology

                                282,962   278,989 

Non-Affiliate Debt Investments — Healthcare information and services — 17.4% (8)

                                       

Hound Labs inc. (2) (12)

 

Diagnostics

 

Term Loan

  14.50%

Prime

  6.00%  9.25%  -   3.50% 

June 1, 2026

  2,500   2,481   2,481 
    

Term Loan

  14.50%

Prime

  6.00%  9.25%  -   3.50% 

June 1, 2026

  2,500   2,481   2,481 
    

Term Loan

  14.50%

Prime

  6.00%  9.25%  -   3.50% 

June 1, 2026

  5,000   4,962   4,962 

BrightInsight, Inc. (2)(12)

 

Software

 

Term Loan

  14.00%

Prime

  5.50%  9.50%  -   3.00% 

August 1, 2027

  7,000   6,677   6,677 
    

Term Loan

  14.00%

Prime

  5.50%  9.50%  -   3.00% 

August 1, 2027

  3,500   3,459   3,459 
    

Term Loan

  14.00%

Prime

  5.50%  9.50%  -   3.00% 

August 1, 2027

  3,500   3,459   3,459 
    

Term Loan

  14.00%

Prime

  5.50%  9.50%  -   3.00% 

April 1, 2028

  2,750   2,708   2,708 

Elligo Health Research, Inc. (2)(12)

 

Software

 

Term Loan

  12.00%

Prime

  3.50%  11.75%  -   4.00% 

October 1, 2027

  10,000   9,647   9,647 
    

Term Loan

  12.00%

Prime

  3.50%  11.75%  -   4.00% 

October 1, 2027

  5,000   4,921   4,921 
    

Term Loan

  12.00%

Prime

  3.50%  11.75%  -   4.00% 

October 1, 2027

  5,000   4,921   4,921 
    

Term Loan

  12.00%

Prime

  3.50%  11.75%  -   4.00% 

October 1, 2027

  5,000   4,921   4,921 

SafelyYou, Inc. (2)(12)

 

Software

 

Term Loan

  11.75%

Prime

  3.25%  11.00%  -   5.00% 

June 1, 2027

  5,000   4,642   4,642 
    

Term Loan

  11.75%

Prime

  3.25%  11.00%  -   5.00% 

June 1, 2027

  5,000   4,912   4,912 

Total Non-Affiliate Debt Investments — Healthcare information and services

                                 60,191   60,191 

Total Non- Affiliate Debt Investments

                                 676,864   663,399 
          

Cost of

  

Fair

 

Portfolio Company (1)(3)

 

Sector

 

Type of Investment (7)

 

Number of Shares

  

Investments (6)(9)

  

Value (9)

 

Non-Affiliate Warrant Investments — 7.6% (8)

                

Non-Affiliate Warrants — Life Science — 2.0% (8)

                

Avalo Therapeutics, Inc. (2)(5)(12)

 

Biotechnology

 

Common Stock Warrant

  26,444   311   — 

Castle Creek Biosciences, Inc. (2)(12)

 

Biotechnology

 

Preferred Stock Warrant

  7,404   214   348 

Emalex Biosciences, Inc. (2)(12)

 

Biotechnology

 

Preferred Stock Warrant

  110,402   176   269 

Imunon, Inc. (2)(5)(12)

 

Biotechnology

 

Common Stock Warrant

  19,671   65   — 

KSQ Therapeutics, Inc. (2) (12)

 

Biotechnology

 

Preferred Stock Warrant

  48,076   50   60 

Mustang Bio, Inc. (2)(5)(12)

 

Biotechnology

 

Common Stock Warrant

  16,611   146   — 

Native Microbials, Inc (2)(12)

 

Biotechnology

 

Preferred Stock Warrant

  103,679   64   165 

PDS Biotechnology Corporation (2)(5)(12)

 

Biotechnology

 

Common Stock Warrant

  299,848   162   667 

Provivi, Inc. (2)(12)

 

Biotechnology

 

Preferred Stock Warrant

  345,327   487   205 

Stealth Biotherapeutics Inc. (2)(12)

 

Biotechnology

 

Common Stock Warrant

  318,181   264   127 

Tallac Therapeutics, Inc. (2)(12)

 

Biotechnology

 

Preferred Stock Warrant

  1,600,002   194   194 

vTv Therapeutics Inc. (2)(5)(12)

 

Biotechnology

 

Common Stock Warrant

  95,293   44   — 

Xeris Pharmaceuticals, Inc. (2)(5)(12)

 

Biotechnology

 

Common Stock Warrant

  126,000   72   17 

AccuVein Inc. (2)(12)

 

Medical Device

 

Common Stock Warrant

  1,175   24   — 

Aerin Medical, Inc. (2)(12)

 

Medical Device

 

Preferred Stock Warrant

  1,818,183   66   1,210 

Aerobiotix, LLC (2)(12)

 

Medical Device

 

Preferred Stock Warrant

  8,800   48   10 

Canary Medical Inc. (2)(12)

 

Medical Device

 

Preferred Stock Warrant

  12,153   86   1,307 

Candesant Biomedical, Inc. (2)(12)

 

Medical Device

 

Preferred Stock Warrant

  93,336   152   152 

Ceribell, Inc. (2)(12)

 

Medical Device

 

Preferred Stock Warrant

  145,483   69   213 

Cognoa, Inc. (2)(12)

 

Medical Device

 

Preferred Stock Warrant

  4,106,174   148   184 

Conventus Orthopaedics, Inc. (2)(12)

 

Medical Device

 

Preferred Stock Warrant

  7,972,222   218   236 

CSA Medical, Inc. (2)(12)

 

Medical Device

 

Preferred Stock Warrant

  1,730,746   172   176 

CVRx, Inc. (2)(5)(12)

 

Medical Device

 

Common Stock Warrant

  47,410   76   272 

Infobionic, Inc. (2)(12)

 

Medical Device

 

Preferred Stock Warrant

  317,647   124   59 

Magnolia Medical Technologies, Inc. (2)(12)

 

Medical Device

 

Preferred Stock Warrant

  809,931   194   395 

Meditrina, Inc. (2)(12)

 

Medical Device

 

Preferred Stock Warrant

  233,993   83   104 

Robin Healthcare, Inc. (2)(12)

 

Medical Device

 

Preferred Stock Warrant

  86,066   16   — 

Scientia Vascular, Inc (2)(12)

 

Medical Device

 

Preferred Stock Warrant

  27,036   59   230 

Sonex Health, Inc. (2)(12)

 

Medical Device

 

Preferred Stock Warrant

  2,637,043   275   304 

VERO Biotech LLC (2)(12)

 

Medical Device

 

Preferred Stock Warrant

  408   53   1 

Swift Health Systems Inc. (2)(12)

 

Medical Device

 

Preferred Stock Warrant

  135,484   71   40 

Total Non-Affiliate Warrants — Life Science

          4,183   6,945 
          

Cost of

  

Fair

 

Portfolio Company (1)(3)

 

Sector

 

Type of Investment (7)

 

Number of Shares

  

Investments (6)(9)

  

Value (9)

 

Non-Affiliate Warrants — Sustainability — 0.2% (8)

                

New Aerofarms, Inc. assignee of Aerofarms, Inc. (2)(12)(15)

 

Other Sustainability

 

Preferred Stock Warrant

  400,000   81   81 

LiquiGlide, Inc. (2)(12)

 

Other Sustainability

 

Common Stock Warrant

  61,359   41   59 

Nexii Building Solutions, Inc. (2)(12)(14)

 

Other Sustainability

 

Common Stock Warrant

  217,726   490   — 

Soli Organic, Inc. (2)(12)

 

Other Sustainability

 

Preferred Stock Warrant

  681   214   371 

Temperpack Technologies, Inc. (2)(12)

 

Other Sustainability

 

Preferred Stock Warrant

  46,311   175   322 

Total Non-Affiliate Warrants — Sustainability

     1,001   833 

Non-Affiliate Warrants — Technology — 4.7% (8)

                

Axiom Space, Inc. (2)(12)

 

Communications

 

Common Stock Warrant

  1,991   46   69 

Intelepeer Holdings, Inc. (2)(12)

 

Communications

 

Preferred Stock Warrant

  2,936,535   138   3,283 

PebblePost, Inc. (2)(12)

 

Communications

 

Preferred Stock Warrant

  598,850   92   139 

Alula Holdings, Inc. (2)(12)

 

Consumer-related Technologies

 

Preferred Stock Warrant

  20,000   93   — 

Aterian, Inc. (2)(5)(12)

 

Consumer-related Technologies

 

Common Stock Warrant

  76,923   195   — 

Caastle, Inc. (2)(12)

 

Consumer-related Technologies

 

Preferred Stock Warrant

  268,591   68   1,060 

CAMP NYC, Inc. (2)(12)

 

Consumer-related Technologies

 

Preferred Stock Warrant

  75,997   22   30 

Clara Foods Co. (2)(12)

 

Consumer-related Technologies

 

Preferred Stock Warrant

  46,745   31   128 

CZV, Inc. (2)(12)

 

Consumer-related Technologies

 

Common Stock Warrant

  65,569   81   81 

Divergent Technologies, Inc. (2)(12)

 

Consumer-related Technologies

 

Preferred Stock Warrant

  37,294   92   279 

Havenly, Inc. (2)(12)

 

Consumer-related Technologies

 

Common Stock Warrant

  1,312,500   2,945   2,676 

MyForest Foods Co. (2)(12)

 

Consumer-related Technologies

 

Preferred Stock Warrant

  250   29   63 

NextCar Holding Company, Inc. (2)(12)

 

Consumer-related Technologies

 

Preferred and Common Stock Warrant

  1,237,370   197   — 

Optoro, Inc. (2)(12)

 

Consumer-related Technologies

 

Preferred Stock Warrant

  11,550   182   182 

Primary Kids, Inc. (2)(12)

 

Consumer-related Technologies

 

Preferred Stock Warrant

  553,778   57   596 

Quip NYC Inc. (2)(12)

 

Consumer-related Technologies

 

Preferred Stock Warrant

  6,191   325   538 

Unagi, Inc. (2)(12)

 

Consumer-related Technologies

 

Preferred Stock Warrant

  171,081   32   — 

Updater, Inc.(2)(12)

 

Consumer-related Technologies

 

Common Stock Warrant

  108,333   34   — 

CPG Beyond, Inc. (2)(12)

 

Data Storage

 

Preferred Stock Warrant

  500,000   242   917 

Silk, Inc. (2)(12)

 

Data Storage

 

Preferred Stock Warrant

  394,110   175   153 

Global Worldwide LLC (2)(12)

 

Internet and Media

 

Preferred Stock Warrant

  245,810   75   63 

Rocket Lawyer Incorporated (2)(12)

 

Internet and Media

 

Preferred Stock Warrant

  261,721   92   336 

Skillshare, Inc. (2)(12)

 

Internet and Media

 

Preferred Stock Warrant

  139,074   162   1,216 

Liqid, Inc. (2)(12)

 

Networking

 

Preferred Stock Warrant

  344,102   364   251 

Halio, Inc. (2)(12)

 

Power Management

 

Preferred Stock Warrant

  5,002,574   1,585   2,901 

Avalanche Technology, Inc. (2)(12)

 

Semiconductors

 

Preferred and Common Stock Warrant

  6,081   56   — 

BriteCore Holdings, Inc. (2)(12)

 

Software

 

Preferred Stock Warrant

  161,215   98   147 

Dropoff, Inc. (2)(12)

 

Software

 

Common Stock Warrant

  516,732   455   54 

Mirantis, Inc. (2)(12)

 

Software

 

Common Stock Warrant

  948,275   223   223 

E La Carte, Inc. (2)(5)(12)

 

Software

 

Common Stock Warrant

  147,361   60   — 

Everstream Holdings, LLC (2)(12)

 

Software

 

Preferred Stock Warrant

  350,000   70   71 

Kodiak Robotics, Inc. (2)(12)

 

Software

 

Preferred Stock Warrant

  639,918   273   124 

Lemongrass Holdings, Inc. (2)(12)

 

Software

 

Preferred Stock Warrant

  101,308   32   43 

Lotame Solutions, Inc. (2)(12)

 

Software

 

Preferred Stock Warrant

  71,305   18   44 

Lytics, Inc. (2)(12)

 

Software

 

Preferred Stock Warrant

  85,543   43   1 

Noodle Partners, Inc. (2)(12)

 

Software

 

Preferred Stock Warrant

  84,037   115   79 

Reputation Institute, Inc. (2)(12)

 

Software

 

Preferred Stock Warrant

  3,731   56   48 

Revinate Holdings, Inc. (2)(12)

 

Software

 

Preferred Stock Warrant

  682,034   44   103 

SIGNiX, Inc. (12)

 

Software

 

Preferred Stock Warrant

  186,235   225   — 

Slingshot Aerospace, Inc. (2)(12)

 

Software

 

Preferred Stock Warrant

  309,208   123   135 

Supply Network Visibility Holdings LLC (2)(12)

 

Software

 

Preferred Stock Warrant

  682   64   146 

Topia Mobility, Inc. (2)(12)

 

Software

 

Preferred Stock Warrant

  3,049,607   138   — 

Viken Detection Corporation (2)(12)

 

Software

 

Preferred Stock Warrant

  345,443   120   122 

xAd, Inc. (2)(12)

 

Software

 

Preferred Stock Warrant

  4,343,348   177   12 

Total Non-Affiliate Warrants — Technology

      9,744   16,313 
          

Cost of

  

Fair

 

Portfolio Company (1)(3)

 

Sector

 

Type of Investment (7)

 

Number of Shares

  

Investments (6)(9)

  

Value (9)

 

Non-Affiliate Warrants — Healthcare information and services — 0.6% (8)

                

Hound Labs, Inc (2) (12)

 

Diagnostics

 

Preferred Stock Warrant

  171,370   47   15 

Kate Farms, Inc. (2)(12)

 

Other Healthcare

 

Preferred Stock Warrant

  82,965   102   1,379 

BrightInsight, Inc. (2)(12)

 

Software

 

Preferred Stock Warrant

  85,066   167   — 

Elligo Health Research, Inc. (2)(12)

 

Software

 

Preferred Stock Warrant

  652,250   189   191 

Medsphere Systems Corporation (2)(12)

 

Software

 

Preferred Stock Warrant

  7,097,792   61   346 

SafelyYou, Inc. (2)(12)

 

Software

 

Preferred Stock Warrant

  150,353   163   167 

Total Non-Affiliate Warrants — Healthcare information and services

      729   2,098 

Total Non-Affiliate Warrants

      15,657   26,189 

Non-Affiliate Other Investments — Life Science — 0.3% (8)

                

Lumithera, Inc. (12)

 

Medical Device

 

Royalty Agreement

      1,200   1,100 

ZetrOZ, Inc. (12)

 

Medical Device

 

Royalty Agreement

      —   — 

Total Non-Affiliate Other Investments

      1,200   1,100 

Non-Affiliate Equity — 1.4% (8)

                

Cadrenal Therapeutics, Inc. (5)

 

Biotechnology

 

Common Stock

  600,000   —   408 

Castle Creek Biosciences, Inc. (12)

 

Biotechnology

 

Common Stock

  1,162   250   250 

Emalex Biosciences, Inc. (12)

 

Biotechnology

 

Common Stock

  32,831   355   356 

Getaround, Inc. (2)(5)

 

Consumer-related Technologies

 

Common Stock

  87,082   253   30 

NextCar Holding Company, Inc. (2)(12)

 

Technology

 

Preferred Stock

  2,688,971   89   89 

SnagAJob.com, Inc. (12)

 

Consumer-related Technologies

 

Common Stock

  82,974   9   83 

Lumithera, Inc. (12)

 

Medical Device

 

Common Stock

  392,651   2,000   1,700 

Tigo Energy, Inc. (5)

 

Other Sustainability

 

Common Stock

  5,205   111   36 

Branded Online, Inc. (2)(5)

 

Software

 

Common Stock

  5,398   1,079   3 

Decisyon, Inc. (12)

 

Software

 

Preferred Stock

  280,000   2,800   1,281 

Lotame, Inc. (12)

 

Software

 

Preferred Stock

  66,127   4   193 

Axiom Space, Inc. (12)

 

Technology

 

Preferred Stock

  1,810   261   306 

Total Non-Affiliate Equity

      7,211   4,735 

Total Non-Affiliate Portfolio Investment Assets

     $700,932  $695,423 

Portfolio Company (1)(3)

 

Sector

 

Type of Investment (7)

 

Cash Rate (4)

 

Index

 

Margin

  

Floor

  

Ceiling

  

ETP (10)

 

Maturity Date

 

Principal Amount

  

Cost of Investments (6)(9)

  

Fair Value (9)

 

Non-Controlled Affiliate Investments — 5.9% (8)

                                      

Non-Controlled Affiliate Debt Investments — Life Sciences — 3.5% (8)

                                      

Evelo Biosciences, Inc. (2)(5)(12)(13)

 

Biotechnology

 

Term Loan

  12.75%

Prime

  4.25%  11.00%  -   4.25%

January 1, 2028

  7,778   7,672   2,666 
    

Term Loan

  12.75%

Prime

  4.25%  11.00%  -   4.25%

January 1, 2028

  11,667   11,509   3,997 
    

Term Loan

  12.75%

Prime

  4.25%  11.00%  -   4.25%

January 1, 2028

  4,681   4,618   1,604 
    

Term Loan

  12.75%

Prime

  4.25%  11.00%  -   4.25%

January 1, 2028

  4,667   4,603   1,597 
    

Term Loan

  12.75%

Prime

  4.25%  11.00%  -   4.25%

January 1, 2028

  3,111   3,069   1,068 
    

Term Loan

  12.75%

Prime

  4.25%  11.00%  -   4.25%

January 1, 2028

  3,111   3,069   1,068 

Total Non-Controlled Affiliate Debt Investments

                            34,540   12,000 
          

Cost of

  

Fair

 

Portfolio Company (1)(3)

 

Sector

 

Type of Investment (7)

 

Number of Shares

  

Investments (6)(9)

  

Value (9)

 

Non-controlled Affiliate Equity — Life Sciences — 2.4% (8)

                

Aulea Medical, Inc. (12)(16)

 

Medical Device

 

Common Stock

  660,537   —   — 

Evelo Biosciences, Inc. (5)

 

Biotechnology

 

Common Stock

  2,164,502   5,000   8,485 

Total Non-Controlled Affiliate Equity

         5,000   8,485 

Non-controlled Affiliate Warrants — Life Sciences — 0.0% (8)

                

Evelo Biosciences, Inc. (2)(5)(12)

 

Biotechnology

 

Common Stock

  23,196   126   — 

Total Non-Controlled Affiliate Warrants

          126   — 

Total Non-Controlled Affiliate Portfolio Investment Assets

         $39,666  $20,485 

Portfolio Company (1)(3)

 

Sector

 

Type of Investment (7)

 

Cash Rate (4)

 

Index

 

Margin

  

Floor

  

Ceiling

  

ETP (10)

 

Maturity Date

 

Principal Amount

  

Cost of Investments (6)(9)

  

Fair Value (9)

 

Controlled Affiliate Investments — 3.8% (8)

                                      

Controlled Affiliate Debt Investments — Technology — 1.3% (8)

                                      

Better Place Forests Co. (12)

 

Consumer-related Technologies

 

Term Loan

  12.25% (11)

Prime

  3.75%  12.00%  -   2.78%

August 1, 2029

  3,604   3,556   3,006 
    

Term Loan

  12.25% (11)

Prime

  3.75%  12.00%  -   2.78%

August 1, 2029

  1,719   1,695   1,433 

Total Controlled Affiliate Debt Investments

                            5,251   4,439 
          

Cost of

  

Fair

 

Portfolio Company (1)(3)

 

Sector

 

Type of Investment (7)

 

Number of Shares

  

Investments (6)(9)

  

Value (9)

 

Controlled Affiliate Equity — Technology — 0.7% (8)

                

Better Place Forests Co. (12)

 

Technology

 

Preferred and Common Stock

  2,551,596   2,811   2,552 

Total Controlled Affiliate Equity

          2,811   2,552 

Controlled Affiliate Other Investments — Life Sciences — 1.8% (8)

                

HIMV LLC (12)(17)

 

Biotechnology

 

Other Investment

      6,154   6,154 

Total Controlled Affiliate Equity

          6,154   6,154 

Total Controlled Affiliate Portfolio Investment Assets

         $14,216  $13,145 

Total Portfolio Investment Assets — 210.4% (8)

         $754,814  $729,053 

Portfolio Company (1)(3)

 

Sector

 

Type of Investment (7)

 

Cash Rate (4)

 

Index

 

Margin

  

Floor

  

Ceiling

  

ETP (10)

  

Maturity Date

 

Principal Amount

  

Cost of Investments (6)(9)

  

Fair Value (9)

 

Non-Affiliate Investments — 226.1% (8)

                                       

Non-Affiliate Debt Investments — 215.5% (8)

                                       

Non-Affiliate Debt Investments — Life Science — 99.7% (8)

                                       

Avalo Therapeutics, Inc. (2)(5)(12)

 

Biotechnology

 

Term Loan

  13.75%

Prime

  6.25%  9.50%  -   3.00% 

January 1, 2025

 $2,885  $2,853  $2,777 
    

Term Loan

  13.75%

Prime

  6.25%  9.50%  -   3.00% 

January 1, 2025

  2,885   2,823   2,750 
    

Term Loan

  13.75%

Prime

  6.25%  9.50%  -   3.00% 

January 1, 2025

  1,442   1,411   1,374 
    

Term Loan

  13.75%

Prime

  6.25%  9.50%  -   3.00% 

February 1, 2025

  2,885   2,821   2,748 
    

Term Loan

  13.75%

Prime

  6.25%  9.50%  -   3.00% 

February 1, 2025

  2,885   2,821   2,748 
    

Term Loan

  13.75%

Prime

  6.25%  9.50%  -   3.00% 

April 1, 2025

  1,442   1,408   1,371 
    

Term Loan

  13.75%

Prime

  6.25%  9.50%  -   3.00% 

April 1, 2025

  1,442   1,408   1,371 

Castle Creek Biosciences, Inc. (2)(12)

 

Biotechnology

 

Term Loan

  12.50%

Prime

  6.05%  9.55%  13.50%  5.50% 

May 1, 2026

  5,000   4,891   4,891 
    

Term Loan

  12.50%

Prime

  6.05%  9.55%  13.50%  5.50% 

May 1, 2026

  5,000   4,963   4,963 
    

Term Loan

  12.50%

Prime

  6.05%  9.55%  13.50%  5.50% 

May 1, 2026

  3,000   2,978   2,978 
    

Term Loan

  12.50%

Prime

  6.05%  9.55%  13.50%  5.50% 

May 1, 2026

  5,000   4,963   4,963 
    

Term Loan

  12.50%

Prime

  6.05%  9.55%  13.50%  5.50% 

May 1, 2026

  5,000   4,963   4,963 
    

Term Loan

  12.50%

Prime

  6.05%  9.55%  13.50%  5.50% 

May 1, 2026

  3,000   2,978   2,978 

Emalex Biosciences, Inc. (2)(12)

 

Biotechnology

 

Term Loan

  12.07%

Libor

  7.90%  9.75%  -   5.00% 

June 1, 2024

  1,979   1,962   1,962 
    

Term Loan

  12.07%

Libor

  7.90%  9.75%  -   5.00% 

June 1, 2024

  1,979   1,963   1,963 
    

Term Loan

  12.07%

Libor

  7.90%  9.75%  -   5.00% 

November 1, 2025

  5,000   4,923   4,923 
    

Term Loan

  12.07%

Libor

  7.90%  9.75%  -   5.00% 

May 1, 2026

  5,000   4,912   4,912 

Evelo Biosciences, Inc. (2)(5)(12)

 

Biotechnology

 

Term Loan

  11.75%

Prime

  4.75%  11.00%  -   4.25% 

January 1, 2028

  10,000   9,872   9,872 
    

Term Loan

  11.75%

Prime

  4.75%  11.00%  -   4.25% 

January 1, 2028

  15,000   14,808   14,808 
    

Term Loan

  11.75%

Prime

  4.75%  11.00%  -   4.25% 

January 1, 2028

  6,000   5,923   5,923 
    

Term Loan

  11.75%

Prime

  4.75%  11.00%  -   4.25% 

January 1, 2028

  6,000   5,923   5,923 
    

Term Loan

  11.75%

Prime

  4.75%  11.00%  -   4.25% 

January 1, 2028

  4,000   3,949   3,949 
    

Term Loan

  11.75%

Prime

  4.75%  11.00%  -   4.25% 

January 1, 2028

  4,000   3,949   3,949 

F-Star Therapeutics, Inc. (2)(5)(12)

 

Biotechnology

 

Term Loan

  13.25%

Prime

  6.25%  9.50%  -   4.00% 

April 1, 2025

  2,500   2,476   2,476 
    

Term Loan

  13.25%

Prime

  6.25%  9.50%  -   4.00% 

July 1, 2025

  2,500   2,473   2,473 

Greenlight Biosciences, Inc. (2)(5)(12)

 

Biotechnology

 

Term Loan

  13.25%

Prime

  5.75%  9.00%  -   3.00% 

July 1, 2025

  5,000   4,857   4,857 
    

Term Loan

  13.25%

Prime

  5.75%  9.00%  -   3.00% 

July 1, 2025

  2,500   2,430   2,430 

IMV Inc. (2)(5)(12)(14)

 

Biotechnology

 

Term Loan

  13.25%

Prime

  5.75%  9.00%  -   5.00% 

July 1, 2025

  5,000   4,946   4,946 
    

Term Loan

  13.25%

Prime

  5.75%  9.00%  -   5.00% 

July 1, 2025

  2,500   2,473   2,473 
    

Term Loan

  13.25%

Prime

  5.75%  9.00%  -   5.00% 

January 1, 2026

  5,000   4,947   4,947 
    

Term Loan

  13.25%

Prime

  5.75%  9.00%  -   5.00% 

January 1, 2026

  5,000   4,947   4,947 

KSQ Therapeutics, Inc. (2) (12)

 

Biotechnology

 

Term Loan

  12.25%

Prime

  4.75%  8.50%  -   5.50% 

May 1, 2027

  6,250   6,077   6,077 
    

Term Loan

  12.25%

Prime

  4.75%  8.50%  -   5.50% 

May 1, 2027

  6,250   6,177   6,177 

Native Microbials, Inc (2) (12)

 

Biotechnology

 

Term Loan

  12.75%

Prime

  5.25%  8.50%  -   5.00% 

November 1, 2026

  3,750   3,630   3,630 
    

Term Loan

  12.75%

Prime

  5.25%  8.50%  -   5.00% 

November 1, 2026

  2,500   2,469   2,469 

PDS Biotechnology Corporation (2)(5)(12)

 

Biotechnology

 

Term Loan

  13.25%

Prime

  5.75%  9.75%  -   3.75% 

September 1, 2026

  10,000   9,701   9,701 
    

Term Loan

  13.25%

Prime

  5.75%  9.75%  -   3.75% 

September 1, 2026

  3,750   3,697   3,697 
    

Term Loan

  13.25%

Prime

  5.75%  9.75%  -   3.75% 

September 1, 2026

  3,750   3,697   3,697 

Provivi, Inc. (2)(12)

 

Biotechnology

 

Term Loan

  12.67%

Libor

  8.50%  9.50%  -   5.50% 

December 1, 2024

  4,667   4,597   4,597 
    

Term Loan

  12.67%

Libor

  8.50%  9.50%  -   5.50% 

December 1, 2024

  4,667   4,597   4,597 
    

Term Loan

  12.67%

Libor

  8.50%  9.50%  -   5.50% 

December 1, 2024

  2,333   2,280   2,280 
    

Term Loan

  12.67%

Libor

  8.50%  9.50%  -   5.50% 

December 1, 2024

  2,333   2,280   2,280 
    

Term Loan

  12.67%

Libor

  8.50%  9.50%  -   5.50% 

December 1, 2024

  2,333   2,274   2,274 
    

Term Loan

  12.67%

Libor

  8.50%  9.50%  -   5.50% 

December 1, 2024

  2,333   2,274   2,274 

Stealth Biotherapeutics Inc. (2)(12)

 

Biotechnology

 

Term Loan

  13.00%

Prime

  5.50%  8.75%  -   6.00% 

October 1, 2025

  5,000   4,914   4,914 
    

Term Loan

  13.00%

Prime

  5.50%  8.75%  -   6.00% 

October 1, 2025

  2,500   2,457   2,457 

Aerobiotix, LLC (2)(12)

 

Medical Device

 

Term Loan

  13.75%

Prime

  6.25%  9.50%  -   6.00% 

April 1, 2026

  2,500   2,463   2,364 
    

Term Loan

  13.75%

Prime

  6.25%  9.50%  -   6.00% 

April 1, 2026

  2,500   2,463   2,364 

Canary Medical Inc. (2)(12)

 

Medical Device

 

Term Loan

  12.75%

Prime

  5.75%  9.00%  -   7.00% 

November 1, 2024

  2,500   2,475   2,475 
    

Term Loan

  12.75%

Prime

  5.75%  9.00%  -   7.00% 

November 1, 2024

  2,500   2,489   2,489 
    

Term Loan

  12.75%

Prime

  5.75%  9.00%  -   7.00% 

November 1, 2024

  2,500   2,473   2,473 

Ceribell, Inc. (2)(12)

 

Medical Device

 

Term Loan

  10.50%

Prime

  3.50%  8.25%  -   5.50% 

October 1, 2024

  5,000   4,973   4,973 
    

Term Loan

  10.50%

Prime

  3.50%  8.25%  -   5.50% 

October 1, 2024

  5,000   4,973   4,973 
    

Term Loan

  10.50%

Prime

  3.50%  8.25%  -   5.50% 

October 1, 2024

  2,500   2,478   2,478 
    

Term Loan

  10.50%

Prime

  3.50%  8.25%  -   5.50% 

October 1, 2024

  2,500   2,478   2,478 

Cognoa, Inc. (2)(12)

 

Medical Device

 

Term Loan

  13.00%

Prime

  5.50%  8.75%  -   6.00% 

August 1, 2026

  2,500   2,466   2,466 
    

Term Loan

  13.00%

Prime

  5.50%  8.75%  -   6.00% 

August 1, 2026

  5,000   4,932   4,932 

Conventus Orthopaedics, Inc. (2)(12)

 

Medical Device

 

Term Loan

  12.17%

Libor

  8.00%  9.25%  -   10.36% 

July 1, 2025

  3,960   3,898   3,898 
    

Term Loan

  12.17%

Libor

  8.00%  9.25%  -   10.36% 

July 1, 2025

  3,960   3,898   3,898 

Portfolio Company (1)(3)

 

Sector

 

Type of Investment (7)

 

Cash Rate (4)

 

Index

 

Margin

  

Floor

  

Ceiling

  

ETP (10)

  

Maturity Date

 

Principal Amount

  

Cost of Investments (6)(9)

  

Fair Value (9)

 

Corinth Medtech, Inc. (2)(12)

 

Medical Device

 

Term Loan

  12.25%

Prime

  5.25%  8.50%  -   20.00% 

September 15, 2022

  2,500   2,500   2,500 
    

Term Loan

  12.25%

Prime

  5.25%  8.50%  -   20.00% 

September 15, 2022

  2,500   2,500   2,500 

CSA Medical, Inc. (2)(12)

 

Medical Device

 

Term Loan

  12.37%

Libor

  8.20%  10.00%  -   5.00% 

January 1, 2024

  1,625   1,610   1,610 
    

Term Loan

  12.37%

Libor

  8.20%  10.00%  -   5.00% 

January 1, 2024

  108   107   107 
    

Term Loan

  12.37%

Libor

  8.20%  10.00%  -   5.00% 

March 1, 2024

  2,000   1,983   1,983 

Embody, Inc. (2)(12)

 

Medical Device

 

Term Loan

  14.00%

Prime

  6.50%  9.75%  -   28.00% 

August 1, 2026

  2,500   2,482   2,482 

InfoBionic, Inc. (2)(12)

 

Medical Device

 

Term Loan

  13.25%

Prime

  6.25%  9.50%  -   4.00% 

October 1, 2024

  3,208   3,143   3,143 
    

Term Loan

  13.25%

Prime

  6.25%  9.50%  -   4.00% 

June 1, 2025

  1,000   974   974 

Magnolia Medical Technologies, Inc. (2)(12)

 

Medical Device

 

Term Loan

  12.00%

Prime

  5.00%  9.75%  -   4.00% 

March 1, 2025

  5,000   4,939   4,939 
    

Term Loan

  12.00%

Prime

  5.00%  9.75%  -   4.00% 

March 1, 2025

  5,000   4,939   4,939 
    

Term Loan

  12.00%

Prime

  5.00%  9.75%  -   4.00% 

March 1, 2025

  5,000   4,933   4,933 
    

Term Loan

  12.00%

Prime

  5.00%  9.75%  -   4.00% 

March 1, 2025

  5,000   4,933   4,933 
    

Term Loan

  12.50%

Prime

  5.00%  9.75%  -   4.00% 

January 1, 2027

  5,000   4,913   4,913 
    

Term Loan

  12.50%

Prime

  5.00%  9.75%  -   4.00% 

January 1, 2027

  5,000   4,913   4,913 

Robin Healthcare, Inc. (2)(12)

 

Medical Device

 

Term Loan

  13.00%

Prime

  5.50%  10.25%  -   4.00% 

November 1, 2026

  3,500   3,360   3,360 
    

Term Loan

  13.00%

Prime

  5.50%  10.25%  -   4.00% 

November 1, 2026

  3,500   3,460   3,460 

Scientia Vascular, Inc. (2)(12)

 

Medical Device

 

Term Loan

  11.75%

Prime

  4.75%  8.50%  -   5.00% 

January 1, 2027

  3,750   3,597   3,597 
    

Term Loan

  11.75%

Prime

  4.75%  8.50%  -   5.00% 

January 1, 2027

  3,750   3,706   3,706 

Sonex Health, Inc. (2)(12)

 

Medical Device

 

Term Loan

  13.50%

Prime

  6.50%  9.75%  -   8.00% 

June 1, 2025

  2,500   2,476   2,476 
    

Term Loan

  13.50%

Prime

  6.50%  9.75%  -   8.00% 

June 1, 2025

  2,500   2,476   2,476 
    

Term Loan

  13.50%

Prime

  6.50%  9.75%  -   8.00% 

June 1, 2025

  2,500   2,476   2,476 
    

Term Loan

  13.50%

Prime

  6.50%  9.75%  -   8.00% 

April 1, 2026

  2,500   2,453   2,453 
    

Term Loan

  13.50%

Prime

  6.50%  9.75%  -   8.00% 

May 1, 2026

  2,500   2,455   2,455 

Spineology, Inc. (2)(12)

 

Medical Device

 

Term Loan

  14.50%

Prime

  7.00%  10.25%  -   1.00% 

October 1, 2025

  5,000   4,966   4,966 
    

Term Loan

  14.50%

Prime

  7.00%  10.25%  -   1.00% 

April 1, 2026

  2,500   2,481   2,481 

Swift Health Systems Inc. (2)(12)

 

Medical Device

 

Term Loan

  12.25%

Prime

  5.25%  9.00%  -   5.00% 

July 1, 2027

  3,500   3,349   3,349 
    

Term Loan

  12.25%

Prime

  5.25%  9.00%  -   5.00% 

July 1, 2027

  3,500   3,454   3,454 

Total Non-Affiliate Debt Investments — Life Science

                                 318,172   317,568 

Non-Affiliate Debt Investments — Sustainability — 26.3% (8)

                                       

Aerofarms, Inc. (2)(12)

 

Other Sustainability

 

Term Loan

  14.25%

Prime

  6.75%  10.00%  -   3.00% 

April 1, 2026

  3,750   3,699   3,699 
    

Term Loan

  14.25%

Prime

  6.75%  10.00%  -   3.00% 

April 1, 2026

  3,750   3,699   3,699 

Nexii Building Solutions, Inc. (2)(12)(14)

 

Other Sustainability

 

Term Loan

  14.50%

Prime

  7.00%  10.25%  -   2.50% 

September 1, 2025

  7,500   7,371   7,371 
    

Term Loan

  14.50%

Prime

  7.00%  10.25%  -   2.50% 

September 1, 2025

  7,500   7,371   7,371 
    

Term Loan

  14.50%

Prime

  7.00%  10.25%  -   2.50% 

September 1, 2025

  7,500   7,371   7,371 
    

Term Loan

  14.50%

Prime

  7.00%  10.25%  -   2.50% 

July 1, 2026

  5,000   4,903   4,903 
    

Term Loan

  14.50%

Prime

  7.00%  10.25%  -   2.50% 

July 1, 2026

  5,000   4,903   4,903 

Soli Organic, Inc. (2)(12)

 

Other Sustainability

 

Term Loan

  14.25%

Prime

  6.75%  10.00%  -   2.75% 

April 1, 2026

  2,500   2,463   2,463 
    

Term Loan

  14.25%

Prime

  6.75%  10.00%  -   2.75% 

April 1, 2026

  5,000   4,927   4,927 
    

Term Loan

  14.25%

Prime

  6.75%  10.00%  -   2.75% 

May 1, 2026

  5,000   4,924   4,924 
    

Term Loan

  14.25%

Prime

  6.75%  10.00%  -   2.75% 

May 1, 2026

  2,500   2,462   2,462 
    

Term Loan

  13.00%

Prime

  5.50%  10.00%  -   2.75% 

December 1, 2026

  5,000   4,900   4,900 
    

Term Loan

  13.00%

Prime

  5.50%  10.00%  -   2.75% 

December 1, 2026

  2,500   2,450   2,450 

Temperpack Technologies, Inc. (2)(12)

 

Other Sustainability

 

Term Loan

  14.25%

Prime

  6.75%  10.00%  -   2.50% 

June 1, 2025

  3,750   3,697   3,697 
    

Term Loan

  14.25%

Prime

  6.75%  10.00%  -   2.50% 

June 1, 2025

  3,750   3,717   3,717 
    

Term Loan

  14.25%

Prime

  6.75%  10.00%  -   2.50% 

October 1, 2025

  7,500   7,424   7,424 
    

Term Loan

  14.25%

Prime

  6.75%  10.00%  -   2.50% 

October 1, 2025

  3,750   3,712   3,712 
    

Term Loan

  14.25%

Prime

  6.75%  10.00%  -   2.50% 

October 1, 2025

  3,750   3,712   3,712 

Total Non-Affiliate Debt Investments — Sustainability

                                 83,705   83,705 

Non-Affiliate Debt Investments — Technology — 81.4% (8)

                                       

Axiom Space, Inc. (2)(12)

 

Communications

 

Term Loan

  13.00%

Prime

  6.00%  9.25%  -   2.50% 

June 1, 2026

  7,500   7,455   7,455 
    

Term Loan

  13.00%

Prime

  6.00%  9.25%  -   2.50% 

June 1, 2026

  7,500   7,455   7,455 
    

Term Loan

  13.00%

Prime

  6.00%  9.25%  -   2.50% 

June 1, 2026

  7,500   7,455   7,455 
    

Convertible Note

  3.00%                  

July 1, 2023

  250   250   306 

Alula Holdings, Inc. (2)(12)

 

Consumer-related Technologies

 

Term Loan

  13.75%

Prime

  6.75%  10.00%  -   3.00% 

January 1, 2025

  5,000   4,966   4,966 
    

Term Loan

  13.75%

Prime

  6.75%  10.00%  -   3.00% 

January 1, 2025

  5,000   4,966   4,966 
    

Term Loan

  13.75%

Prime

  6.75%  10.00%  -   3.00% 

January 1, 2025

  3,000   2,979   2,979 
    

Term Loan

  13.75%

Prime

  6.75%  10.00%  -   3.00% 

December 1, 2025

  1,000   976   976 
    

Term Loan

  13.75%

Prime

  6.75%  10.00%  -   3.00% 

February 1, 2026

  1,000   977   977 

Better Place Forests Co. (2)(12)(13)

 

Consumer-related Technologies

 

Term Loan

  13.75%

Prime

  6.25%  9.50%  -   1.85% 

July 1, 2025

  5,000   4,951   3,834 
    

Term Loan

  13.75%

Prime

  6.25%  9.50%  -   1.85% 

October 1, 2025

  2,500   2,474   1,916 

CAMP NYC, Inc. (2)(12)

 

Consumer-related Technologies

 

Term Loan

  14.75%

Prime

  7.25%  10.50%  -   3.00% 

May 1, 2026

  3,500   3,461   3,461 

Clara Foods Co. (2)(12)

 

Consumer-related Technologies

 

Term Loan

  12.75%

Prime

  5.75%  9.00%  -   5.50% 

August 1, 2025

  2,500   2,482   2,482 
    

Term Loan

  12.75%

Prime

  5.75%  9.00%  -   5.50% 

August 1, 2025

  2,500   2,482   2,482 

Portfolio Company (1)(3)

 

Sector

 

Type of Investment (7)

 

Cash Rate (4)

 

Index

 

Margin

  

Floor

  

Ceiling

  

ETP (10)

  

Maturity Date

 

Principal Amount

  

Cost of Investments (6)(9)

  

Fair Value (9)

 

Divergent Technologies, Inc. (2)(12)

 

Consumer-related Technologies

 

Term Loan

  11.25%

Prime

  6.00%  9.50%  11.25%  3.00% 

July 1, 2027

  3,750   3,478   3,478 
    

Term Loan

  11.25%

Prime

  6.00%  9.50%  11.25%  3.00% 

July 1, 2027

  1,250   1,238   1,238 
    

Term Loan

  11.25%

Prime

  6.00%  9.50%  11.25%  3.00% 

July 1, 2027

  3,750   3,715   3,715 
    

Term Loan

  11.25%

Prime

  6.00%  9.50%  11.25%  3.00% 

July 1, 2027

  1,250   1,238   1,238 
    

Term Loan

  11.25%

Prime

  6.00%  9.50%  11.25%  3.00% 

July 1, 2027

  3,750   3,715   3,715 
    

Term Loan

  11.25%

Prime

  6.00%  9.50%  11.25%  3.00% 

July 1, 2027

  1,250   1,238   1,238 
    

Term Loan

  11.25%

Prime

  6.00%  9.50%  11.25%  3.00% 

January 1, 2028

  3,750   3,698   3,698 
    

Term Loan

  11.25%

Prime

  6.00%  9.50%  11.25%  3.00% 

January 1, 2028

  3,750   3,698   3,698 

Havenly, Inc. (2)(12)

 

Consumer-related Technologies

 

Term Loan

  12.50%

Prime

  5.00%  5.00%  -   4.00% 

March 1, 2027

  2,000   1,082   1,082 
    

Term Loan

  12.50%

Prime

  5.00%  5.00%  -   4.00% 

March 1, 2027

  3,000   1,623   1,623 
    

Term Loan

  11.00%

Prime

  3.50%  10.50%  -   7.78% 

February 1, 2028

  2,813   2,813   2,813 
    

Term Loan

  11.00%

Prime

  3.50%  10.50%  -   7.78% 

February 1, 2028

  2,813   2,813   2,813 

Interior Define, Inc. (2)(12)(13)

 

Consumer-related Technologies

 

Term Loan

  13.50%

Prime

  6.50%  9.75%  -   4.00% 

January 1, 2026

  3,210   3,151   — 
    

Term Loan

  13.50%

Prime

  6.50%  9.75%  -   4.00% 

January 1, 2026

  2,963   2,886   — 

Lyrical Foods, Inc. (2)(12)

 

Consumer-related Technologies

 

Term Loan

  10.00%

Prime

  6.75%  10.00%  -   -  

September 1, 2027

  2,500   2,588   2,279 

MyForest Foods Co. (2)(12)

 

Consumer-related Technologies

 

Term Loan

  14.25%

Prime

  6.75%  10.00%  -   3.00% 

October 1, 2025

  5,000   4,954   4,954 
    

Term Loan

  14.25%

Prime

  6.75%  10.00%  -   3.00% 

October 1, 2025

  2,500   2,477   2,477 

NextCar Holding Company, Inc. (2)(12)

 

Consumer-related Technologies

 

Term Loan

  12.75%

Prime

  5.75%  9.00%  -   2.00% 

December 30, 2022

  5,000   4,943   4,715 
    

Term Loan

  12.75%

Prime

  5.75%  9.00%  -   2.00% 

December 30, 2022

  2,000   1,981   1,890 
    

Term Loan

  12.75%

Prime

  5.75%  9.00%  -   2.00% 

December 30, 2022

  2,500   2,477   2,363 
    

Term Loan

  12.75%

Prime

  5.75%  9.00%  -   2.00% 

December 30, 2022

  3,000   2,971   2,835 
    

Term Loan

  12.75%

Prime

  5.75%  9.00%  -   2.00% 

December 30, 2022

  2,500   2,459   2,345 
    

Term Loan

  12.75%

Prime

  5.75%  9.00%  -   2.00% 

December 30, 2022

  2,500   2,459   2,345 
    

Term Loan

  12.75%

Prime

  5.75%  9.00%  -   2.00% 

December 30, 2022

  5,000   4,914   4,688 
    

Term Loan

  12.75%

Prime

  5.75%  9.00%  -   2.00% 

December 30, 2022

  2,500   2,456   2,342 

Optoro, Inc. (2)(12)

 

Consumer-related Technologies

 

Term Loan

  13.25%

Prime

  6.25%  9.50%  -   4.00% 

August 1, 2027

  2,500   2,347   2,347 

Primary Kids, Inc. (2)(12)

 

Consumer-related Technologies

 

Term Loan

  14.25%

Prime

  7.25%  10.50%  -   3.00% 

March 1, 2025

  2,700   2,673   2,673 
    

Term Loan

  14.25%

Prime

  7.25%  10.50%  -   3.00% 

March 1, 2025

  2,700   2,673   2,673 
    

Term Loan

  14.25%

Prime

  7.25%  10.50%  -   3.00% 

September 1, 2025

  3,000   2,967   2,967 

Unagi, Inc. (2)(12)

 

Consumer-related Technologies

 

Term Loan

  15.25%

Prime

  7.75%  11.00%  -   -  

July 1, 2025

  2,500   2,473   2,473 
    

Term Loan

  15.25%

Prime

  7.75%  11.00%  -   -  

July 1, 2025

  1,250   1,236   1,236 
    

Term Loan

  15.25%

Prime

  7.75%  11.00%  -   -  

July 1, 2025

  1,250   1,236   1,236 

Liqid, Inc. (2)(12)

 

Networking

 

Term Loan

  13.25%

Prime

  6.25%  9.50%  -   4.00% 

September 1, 2024

  3,333   3,286   3,286 
    

Term Loan

  13.25%

Prime

  6.25%  9.50%  -   4.00% 

September 1, 2024

  3,333   3,286   3,286 
    

Term Loan

  13.25%

Prime

  6.25%  9.50%  -   4.00% 

September 1, 2024

  1,667   1,641   1,641 
    

Term Loan

  13.25%

Prime

  6.25%  9.50%  -   4.00% 

September 1, 2024

  1,667   1,641   1,641 
    

Term Loan

  13.25%

Prime

  6.25%  9.50%  -   4.00% 

September 1, 2024

  1,667   1,613   1,613 

BriteCore Holdings, Inc. (2)(12)

 

Software

 

Term Loan

  13.75%

Prime

  6.75%  10.00%  -   5.00% 

March 1, 2026

  2,500   2,421   2,421 
    

Term Loan

  13.75%

Prime

  6.75%  10.00%  -   5.00% 

March 1, 2026

  2,500   2,487   2,487 

Decisyon, Inc. (12)

 

Software

 

Term Loan

  16.93%

Prime

  9.43%  12.68%  -   50.43% 

December 31, 2022

  3,295   3,295   3,295 

Dropoff, Inc. (2)(12)

 

Software

 

Term Loan

  14.00%

Prime

  6.50%  9.75%  -   3.50% 

April 1, 2026

  6,500   6,347   6,347 
    

Term Loan

  14.00%

Prime

  6.50%  9.75%  -   3.50% 

April 1, 2026

  6,000   5,859   5,859 
    

Term Loan

  14.00%

Prime

  6.50%  9.75%  -   3.50% 

August 1, 2026

  2,500   2,436   2,436 

Engage3, LLC (2)(12)

 

Software

 

Term Loan

  13.25%

Prime

  6.25%  9.75%  -   4.50% 

July 1, 2027

  3,750   3,678   3,678 
    

Term Loan

  13.25%

Prime

  6.25%  9.75%  -   4.50% 

July 1, 2027

  3,750   3,718   3,718 

Groundspeed Analytics, Inc. (2)(12)

 

Software

 

Term Loan

  13.00%

Prime

  5.50%  11.00%  18.00%  3.00% 

December 1, 2026

  5,000   4,798   4,798 
    

Term Loan

  13.00%

Prime

  5.50%  11.00%  18.00%  3.00% 

December 1, 2026

  5,000   4,948   4,948 

Kodiak Robotics, Inc. (2)(12)

 

Software

 

Term Loan

  13.00%

Prime

  5.50%  10.25%  -   4.00% 

April 1, 2026

  10,000   9,826   9,826 
    

Term Loan

  13.00%

Prime

  5.50%  10.25%  -   4.00% 

April 1, 2026

  10,000   9,826   9,826 
    

Term Loan

  13.00%

Prime

  5.50%  10.25%  -   4.00% 

April 1, 2026

  5,000   4,913   4,913 
    

Term Loan

  13.00%

Prime

  5.50%  10.25%  -   4.00% 

April 1, 2026

  5,000   4,913   4,913 

Lemongrass Holdings, Inc. (2)(12)

 

Software

 

Term Loan

  14.00%

Prime

  6.50%  9.75%  -   2.50% 

March 1, 2026

  5,000   4,947   4,947 
    

Term Loan

  14.00%

Prime

  6.50%  9.75%  -   2.50% 

March 1, 2026

  2,500   2,474   2,474 

Lytics, Inc. (2)(12)

 

Software

 

Term Loan

  13.00%

Prime

  6.00%  9.25%  -   3.00% 

July 1, 2025

  2,500   2,396   2,396 
    

Term Loan

  13.00%

Prime

  6.00%  12.25%  -   3.00% 

December 1, 2026

  1,250   1,231   1,231 

Reputation Institute, Inc. (2)(12)

 

Software

 

Term Loan

  14.25%

Prime

  7.25%  10.50%  -   3.00% 

August 1, 2025

  5,000   4,932   4,932 

Slingshot Aerospace, Inc. (2)(12)

 

Software

 

Term Loan

  13.25%

Prime

  5.75%  9.75%  -   5.00% 

August 1, 2026

  5,000   4,870   4,870 
    

Term Loan

  13.25%

Prime

  5.75%  9.75%  -   5.00% 

August 1, 2026

  5,000   4,933   4,933 
    

Term Loan

  13.25%

Prime

  5.75%  9.75%  -   5.00% 

August 1, 2026

  5,000   4,933   4,933 
    

Term Loan

  13.25%

Prime

  5.75%  9.75%  -   5.00% 

August 1, 2026

  5,000   4,933   4,933 

Supply Network Visibility Holdings LLC (2)(12)

 

Software

 

Term Loan

  13.50%

Prime

  6.50%  9.75%  -   4.00% 

February 1, 2025

  3,500   3,472   3,472 
    

Term Loan

  13.50%

Prime

  6.50%  9.75%  -   4.00% 

February 1, 2025

  3,500   3,472   3,472 
    

Term Loan

  13.50%

Prime

  6.50%  9.75%  -   4.00% 

December 1, 2025

  2,500   2,472   2,472 
    

Term Loan

  13.50%

Prime

  6.50%  9.75%  -   4.00% 

December 1, 2025

  2,500   2,472   2,472 

Total Non-Affiliate Debt Investments — Technology

                             268,468   259,366 

Non-Affiliate Debt Investments — Healthcare information and services — 8.1% (8)

                                       

Hound Labs inc. (2) (12)

 

Diagnostics

 

Term Loan

  13.50%

Prime

  6.00%  9.25%  -   3.50% 

June 1, 2026

  2,500   2,385   2,385 
    

Term Loan

  13.50%

Prime

  6.00%  9.25%  -   3.50% 

June 1, 2026

  2,500   2,473   2,473 
    

Term Loan

  13.50%

Prime

  6.00%  9.25%  -   3.50% 

June 1, 2026

  5,000   4,946   4,946 

Secure Transfusion Services, Inc. (2)(12)(13)

 

Other Healthcare

 

Term Loan

  13.25%

Prime

  5.75%  9.00%  -   4.00% 

October 1, 2025

  4,943   4,943   1,668 
    

Term Loan

  13.25%

Prime

  5.75%  9.00%  -   4.00% 

December 31, 2025

  2,500   2,467   832 

BrightInsight, Inc. (2)(12)

 

Software

 

Term Loan

  12.50%

Prime

  5.50%  9.50%  -   3.00% 

August 1, 2027

  7,000   6,619   6,619 
    

Term Loan

  12.50%

Prime

  5.50%  9.50%  -   3.00% 

August 1, 2027

  3,500   3,448   3,448 
    

Term Loan

  12.50%

Prime

  5.50%  9.50%  -   3.00% 

August 1, 2027

  3,500   3,448   3,448 

Total Non-Affiliate Debt Investments — Healthcare information and services

                             30,729   25,819 

Total Non- Affiliate Debt Investments

                             701,074   686,458 
          

Cost of

  

Fair

 

Portfolio Company (1)(3)

 

Sector

 

Type of Investment (7)

 

Number of Shares

  

Investments (6)(9)

  

Value (9)

 

Non-Affiliate Warrant Investments — 9.4% (8)

                

Non-Affiliate Warrants — Life Science — 3.1% (8)

                

Avalo Therapeutics, Inc. (2)(5)(12)

 

Biotechnology

 

Common Stock Warrant

  26,442   311   — 

Castle Creek Biosciences, Inc. (2)(12)

 

Biotechnology

 

Preferred Stock Warrant

  7,404   214   335 

Corvium, Inc. (2)(12)

 

Biotechnology

 

Preferred Stock Warrant

  661,956   53   — 

Emalex Biosciences, Inc. (2)(12)

 

Biotechnology

 

Preferred Stock Warrant

  110,402   176   263 

Evelo Biosciences, Inc. (2)(5)(12)

 

Biotechnology

 

Common Stock Warrant

  463,915   126   125 

F-Star Therapeutics, Inc. (2)(5)(12)

 

Biotechnology

 

Common Stock Warrant

  21,120   35   — 

Greenlight Biosciences, Inc. (2)(5)(12)

 

Biotechnology

 

Common Stock Warrant

  47,452   366   — 

Imunon, Inc. (2)(5)(12)

 

Biotechnology

 

Common Stock Warrant

  16,502   66   — 

IMV Inc. (2)(5)(12)(14)

 

Biotechnology

 

Common Stock Warrant

  39,774   67   — 

KSQ Therapeutics, Inc. (2) (12)

 

Biotechnology

 

Preferred Stock Warrant

  48,077   51   60 

Mustang Bio, Inc. (2)(5)(12)

 

Biotechnology

 

Common Stock Warrant

  252,161   146   — 

Native Microbials, Inc (2) (12)

 

Biotechnology

 

Preferred Stock Warrant

  103,679   64   162 

PDS Biotechnology Corporation (2)(5)(12)

 

Biotechnology

 

Common Stock Warrant

  299,848   160   3,024 

Provivi, Inc. (2)(12)

 

Biotechnology

 

Preferred Stock Warrant

  203,017   399   648 

Rocket Pharmaceuticals Corporation (5)(12)

 

Biotechnology

 

Common Stock Warrant

  7,051   17   14 

Stealth Biotherapeutics Inc. (2)(12)

 

Biotechnology

 

Common Stock Warrant

  318,181   264   37 

vTv Therapeutics Inc. (2)(5)(12)

 

Biotechnology

 

Common Stock Warrant

  95,293   44   — 

Xeris Pharmaceuticals, Inc. (2)(5)(12)

 

Biotechnology

 

Common Stock Warrant

  126,000   72   3 

AccuVein Inc. (2)(12)

 

Medical Device

 

Common Stock Warrant

  1,175   24   — 

Aerin Medical, Inc. (2)(12)

 

Medical Device

 

Preferred Stock Warrant

  1,818,183   64   1,200 

Aerobiotix, LLC (2)(12)

 

Medical Device

 

Preferred Stock Warrant

  27,330   48   31 

Canary Medical Inc. (2)(12)

 

Medical Device

 

Preferred Stock Warrant

  12,153   84   1,864 

Ceribell, Inc. (2)(12)

 

Medical Device

 

Preferred Stock Warrant

  145,483   69   209 

Cognoa, Inc. (2)(12)

 

Medical Device

 

Preferred Stock Warrant

  775,000   148   179 

Conventus Orthopaedics, Inc. (2)(12)

 

Medical Device

 

Preferred Stock Warrant

  7,972,222   221   226 

CSA Medical, Inc. (2)(12)

 

Medical Device

 

Preferred Stock Warrant

  1,375,727   153   150 

CVRx, Inc. (2)(5)(12)

 

Medical Device

 

Common Stock Warrant

  47,410   76   394 

Infobionic, Inc. (2)(12)

 

Medical Device

 

Preferred Stock Warrant

  317,647   124   113 

Magnolia Medical Technologies, Inc. (2)(12)

 

Medical Device

 

Preferred Stock Warrant

  809,931   194   385 

Meditrina, Inc. (2)(12)

 

Medical Device

 

Preferred Stock Warrant

  233,993   83   101 

Robin Healthcare, Inc. (2)(12)

 

Medical Device

 

Preferred Stock Warrant

  86,066   16   16 

Scientia Vascular, Inc (2)(12)

 

Medical Device

 

Preferred Stock Warrant

  19,662   40   46 

Sonex Health, Inc. (2)(12)

 

Medical Device

 

Preferred Stock Warrant

  605,313   98   123 

VERO Biotech LLC (2)(12)

 

Medical Device

 

Preferred Stock Warrant

  408   53   1 

Swift Health Systems Inc. (2)(12)

 

Medical Device

 

Preferred Stock Warrant

  135,484   71   83 

Total Non-Affiliate Warrants — Life Science

     4,197   9,792 

Non-Affiliate Warrants — Sustainability — 0.6% (8)

                

Aerofarms, Inc. (2)(12)

 

Other Sustainability

 

Preferred Stock Warrant

  201,537   61   74 

LiquiGlide, Inc. (2)(12)

 

Other Sustainability

 

Common Stock Warrant

  61,539   39   55 

Nexii Building Solutions, Inc. (2)(12)(14)

 

Other Sustainability

 

Common Stock Warrant

  204,832   488   1,061 

Soli Organic, Inc. (2)(12)

 

Other Sustainability

 

Preferred Stock Warrant

  681   214   361 

Temperpack Technologies, Inc. (2)(12)

 

Other Sustainability

 

Preferred Stock Warrant

  35,906   126   268 

Total Non-Affiliate Warrants — Sustainability

     928   1,819 
          

Cost of

  

Fair

 

Portfolio Company (1)(3)

 

Sector

 

Type of Investment (7)

 

Number of Shares

  

Investments (6)(9)

  

Value (9)

 

Non-Affiliate Warrants — Technology — 5.1% (8)

                

Axiom Space, Inc. (2)(12)

 

Communications

 

Common Stock Warrant

  1,991   46   67 

Intelepeer Holdings, Inc. (2)(12)

 

Communications

 

Preferred Stock Warrant

  2,936,535   139   3,265 

PebblePost, Inc. (2)(12)

 

Communications

 

Preferred Stock Warrant

  598,850   92   173 

Alula Holdings, Inc. (2)(12)

 

Consumer-related Technologies

 

Preferred Stock Warrant

  20,000   93   64 

Aterian, Inc. (2)(5)(12)

 

Consumer-related Technologies

 

Common Stock Warrant

  76,923   195   — 

Better Place Forests Co. (2)(12)

 

Consumer-related Technologies

 

Preferred Stock Warrant

  10,690   26   — 

Caastle, Inc. (2)(12)

 

Consumer-related Technologies

 

Preferred Stock Warrant

  268,591   68   1,069 

CAMP NYC, Inc. (2)(12)

 

Consumer-related Technologies

 

Preferred Stock Warrant

  17,605   20   61 

Clara Foods Co. (2)(12)

 

Consumer-related Technologies

 

Preferred Stock Warrant

  46,745   30   125 

Divergent Technologies, Inc. (2)(12)

 

Consumer-related Technologies

 

Preferred Stock Warrant

  31,966   56   233 

Havenly, Inc. (2)(12)

 

Consumer-related Technologies

 

Common Stock Warrant

  1,312,500   2,947   2,947 

Interior Define, Inc. (2)(12)

 

Consumer-related Technologies

 

Preferred Stock Warrant

  553,710   103   — 

MyForest Foods Co. (2)(12)

 

Consumer-related Technologies

 

Preferred Stock Warrant

  143   29   37 

NextCar Holding Company, Inc. (2)(12)

 

Consumer-related Technologies

 

Preferred Stock Warrant

  1,261,253   197   17 

Optoro, Inc. (2)(12)

 

Consumer-related Technologies

 

Preferred Stock Warrant

  6,600   104   104 

Primary Kids, Inc. (2)(12)

 

Consumer-related Technologies

 

Preferred Stock Warrant

  553,778   57   429 

Quip NYC Inc. (2)(12)

 

Consumer-related Technologies

 

Preferred Stock Warrant

  6,191   325   534 

Unagi, Inc. (2)(12)

 

Consumer-related Technologies

 

Preferred Stock Warrant

  171,081   32   22 

Updater, Inc.(2)(12)

 

Consumer-related Technologies

 

Common Stock Warrant

  108,333   34   42 

CPG Beyond, Inc. (2)(12)

 

Data Storage

 

Preferred Stock Warrant

  500,000   242   909 

Silk, Inc. (2)(12)

 

Data Storage

 

Preferred Stock Warrant

  442,110   234   407 

Global Worldwide LLC (2)(12)

 

Internet and Media

 

Preferred Stock Warrant

  245,810   75   — 

Rocket Lawyer Incorporated (2)(12)

 

Internet and Media

 

Preferred Stock Warrant

  261,721   92   357 

Skillshare, Inc. (2)(12)

 

Internet and Media

 

Preferred Stock Warrant

  139,074   162   802 

Liqid, Inc. (2)(12)

 

Networking

 

Preferred Stock Warrant

  344,102   364   243 

Halio, Inc. (2)(12)

 

Power Management

 

Preferred Stock Warrant

  5,002,574   1,585   2,610 

Avalanche Technology, Inc. (2)(12)

 

Semiconductors

 

Preferred and Common Stock Warrants

  6,081   56   — 

BriteCore Holdings, Inc. (2)(12)

 

Software

 

Preferred Stock Warrant

  77,828   21   69 

Decisyon, Inc. (12)

 

Software

 

Common Stock Warrant

  82,967   46   — 

Dropoff, Inc. (2)(12)

 

Software

 

Common Stock Warrant

  516,732   455   197 

E La Carte, Inc. (2)(5)(12)

 

Software

 

Common Stock Warrant

  147,361   60   3 

Groundspeed Analytics, Inc. (2)(12)

 

Software

 

Preferred Stock Warrant

  86,300   6   6 

Kodiak Robotics, Inc. (2)(12)

 

Software

 

Preferred Stock Warrant

  639,918   273   296 

Lemongrass Holdings, Inc. (2)(12)

 

Software

 

Preferred Stock Warrant

  101,308   34   41 

Lotame Solutions, Inc. (2)(12)

 

Software

 

Preferred Stock Warrant

  288,115   22   312 

Lytics, Inc. (2)(12)

 

Software

 

Preferred Stock Warrant

  80,197   40   44 

Reputation Institute, Inc. (2)(12)

 

Software

 

Preferred Stock Warrant

  3,731   56   39 

Revinate Holdings, Inc. (2)(12)

 

Software

 

Preferred Stock Warrant

  682,034   46   99 

Riv Data Corp. (2)(12)

 

Software

 

Preferred Stock Warrant

  321,428   12   296 

SIGNiX, Inc. (12)

 

Software

 

Preferred Stock Warrant

  186,235   225   — 

Skyword, Inc. (12)

 

Software

 

Preferred and Common Stock Warrants

  301,055   48   1 

Slingshot Aerospace, Inc. (2)(12)

 

Software

 

Preferred Stock Warrant

  309,208   123   133 

Supply Network Visibility Holdings LLC (2)(12)

 

Software

 

Preferred Stock Warrant

  682   64   83 

Topia Mobility, Inc. (2)(12)

 

Software

 

Preferred Stock Warrant

  3,049,607   138   — 

xAd, Inc. (2)(12)

 

Software

 

Preferred Stock Warrant

  4,343,348   177   12 

Total Non-Affiliate Warrants — Technology

      9,249   16,148 

Non-Affiliate Warrants — Healthcare information and services — 0.6% (8)

            

Hound Labs, Inc (2) (12)

 

Diagnostics

 

Preferred Stock Warrant

  159,893   47   54 

Kate Farms, Inc. (2)(12)

 

Other Healthcare

 

Preferred Stock Warrant

  82,965   102   1,370 

Secure Transfusion Services, Inc. (2)(12)

 

Other Healthcare

 

Preferred Stock Warrant

  77,690   47   — 

BrightInsight, Inc. (2)(12)

 

Software

 

Preferred Stock Warrant

  80,544   160   170 

Medsphere Systems Corporation (2)(12)

 

Software

 

Preferred Stock Warrant

  7,097,792   60   359 

Total Non-Affiliate Warrants — Healthcare information and services

      416   1,953 

Total Non-Affiliate Warrants

      14,790   29,712 

Non-Affiliate Other Investments — 0.4% (8)

                

Lumithera, Inc. (2)

 

Medical Device

 

Royalty Agreement

      1,200   1,100 

ZetrOZ, Inc. (12)

 

Medical Device

 

Royalty Agreement

      —   200 

Total Non-Affiliate Other Investments

      1,200   1,300 

Non-Affiliate Equity — 0.8% (8)

                

Castle Creek Biosciences, Inc. (12)

 

Biotechnology

 

Common Stock

  1,162   250   250 

Emalex Biosciences, Inc. (2)(12)

 

Biotechnology

 

Common Stock

  32,831   356   356 

Getaround, Inc. (2)(5)

 

Consumer-related Technologies

 

Common Stock

  87,082   253   57 

SnagAJob.com, Inc. (12)

 

Consumer-related Technologies

 

Common Stock

  82,974   8   83 

Lumithera, Inc. (2)

 

Medical Device

 

Common Stock

  392,651   2,000   1,700 

Tigo Energy, Inc. (2)

 

Other Sustainability

 

Preferred

  22,313   8   27 

Branded Online, Inc. (2)(5)

 

Software

 

Common Stock

  108,004   1,079   83 

Decisyon, Inc. (12)

 

Software

 

Preferred and Common Stock

  72,638,663   230   — 

Total Non-Affiliate Equity

      4,184   2,556 

Total Non-Affiliate Portfolio Investment Assets

     $721,248  $720,026 

Total Portfolio Investment Assets — 226.1% (8)

     $721,248  $720,026