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Consolidated Schedule of Investments (Tables)
 12 Months Ended
Dec. 31, 2023
Notes Tables  
Investment [Table Text Block]

Portfolio Company (1)(3)

 

Sector

 

Type of Investment (7)

 

Cash Rate (4)

  

Index

 

Margin

  

Floor

  

Ceiling

  

ETP (10)

  

Maturity Date

 

Principal Amount

  

Cost of Investments (6)(9)

  

Fair Value (9)

 

Non-Affiliate Investments — 214.2% (8)

                                        

Non-Affiliate Debt Investments — 205.0% (8)

                                        

Non-Affiliate Debt Investments — Life Science — 75.6% (8)

                                        

Castle Creek Biosciences, Inc. (2)(12)

 

Biotechnology

 

Term Loan

  13.25% 

Prime

  4.75%  9.55%  13.50%  5.50% 

May 1, 2026

  5,000   4,979   4,979 
    

Term Loan

  13.25% 

Prime

  4.75%  9.55%  13.50%  5.50% 

May 1, 2026

  5,000   4,979   4,979 
    

Term Loan

  13.25% 

Prime

  4.75%  9.55%  13.50%  5.50% 

May 1, 2026

  3,000   2,987   2,987 
    

Term Loan

  13.25% 

Prime

  4.75%  9.55%  13.50%  5.50% 

May 1, 2026

  5,000   4,979   4,979 
    

Term Loan

  13.25% 

Prime

  4.75%  9.55%  13.50%  5.50% 

May 1, 2026

  5,000   4,979   4,979 
    

Term Loan

  13.25% 

Prime

  4.75%  9.55%  13.50%  5.50% 

May 1, 2026

  3,000   2,987   2,987 

Emalex Biosciences, Inc. (2)(12)

 

Biotechnology

 

Term Loan

  13.22% 

Prime

  4.72%  9.75%  -   5.00% 

June 1, 2024

  1,414   1,410   1,410 
    

Term Loan

  13.22% 

Prime

  4.72%  9.75%  -   5.00% 

June 1, 2024

  1,414   1,410   1,410 
    

Term Loan

  13.22% 

Prime

  4.72%  9.75%  -   5.00% 

November 1, 2025

  5,000   4,950   4,950 
    

Term Loan

  13.22% 

Prime

  4.72%  9.75%  -   5.00% 

May 1, 2026

  5,000   4,949   4,949 

Greenlight Biosciences, Inc. (2)(12)

 

Biotechnology

 

Term Loan

  14.25% 

Prime

  5.75%  9.00%  -   3.00% 

July 1, 2025

  3,000   2,914   2,870 
    

Term Loan

  14.25% 

Prime

  5.75%  9.00%  -   3.00% 

July 1, 2025

  1,500   1,458   1,436 

KSQ Therapeutics, Inc. (2)(12)

 

Biotechnology

 

Term Loan

  13.25% 

Prime

  4.75%  8.50%  -   5.50% 

May 1, 2027

  6,250   6,199   6,199 
    

Term Loan

  13.25% 

Prime

  4.75%  8.50%  -   5.50% 

May 1, 2027

  6,250   6,199   6,199 

Native Microbials, Inc (2)(12)

 

Biotechnology

 

Term Loan

  13.75% 

Prime

  5.25%  8.50%  -   5.00% 

November 1, 2026

  3,750   3,716   3,716 
    

Term Loan

  13.75% 

Prime

  5.25%  8.50%  -   5.00% 

November 1, 2026

  2,500   2,478   2,478 

PDS Biotechnology Corporation (2)(5)(12)

 

Biotechnology

 

Term Loan

  14.25% 

Prime

  5.75%  9.75%  -   3.75% 

September 1, 2026

  10,000   9,911   9,911 
    

Term Loan

  14.25% 

Prime

  5.75%  9.75%  -   3.75% 

September 1, 2026

  3,750   3,717   3,717 
    

Term Loan

  14.25% 

Prime

  5.75%  9.75%  -   3.75% 

September 1, 2026

  3,750   3,717   3,717 

Provivi, Inc. (2)(12)

 

Biotechnology

 

Term Loan

  13.86% 

Prime

  5.36%  9.50%  -   5.50% 

December 1, 2024

  4,666   4,579   4,414 
    

Term Loan

  13.86% 

Prime

  5.36%  9.50%  -   5.50% 

December 1, 2024

  4,666   4,579   4,414 
    

Term Loan

  13.86% 

Prime

  5.36%  9.50%  -   5.50% 

December 1, 2024

  2,333   2,281   2,199 
    

Term Loan

  13.86% 

Prime

  5.36%  9.50%  -   5.50% 

December 1, 2024

  2,333   2,281   2,199 
    

Term Loan

  13.86% 

Prime

  5.36%  9.50%  -   5.50% 

December 1, 2024

  2,333   2,278   2,196 
    

Term Loan

  13.86% 

Prime

  5.36%  9.50%  -   5.50% 

December 1, 2024

  2,333   2,278   2,196 

Stealth Biotherapeutics Inc. (2)(12)

 

Biotechnology

 

Term Loan

  14.00% 

Prime

  5.50%  8.75%  -   6.00% 

October 1, 2025

  4,250   4,193   4,193 
    

Term Loan

  14.00% 

Prime

  5.50%  8.75%  -   6.00% 

October 1, 2025

  2,125   2,096   2,096 

Tallac Therapeutics, Inc. (2)(12)

 

Biotechnology

 

Term Loan

  12.75% 

Prime

  4.25%  12.25%  -   4.00% 

August 1, 2027

  2,500   2,230   2,230 
    

Term Loan

  12.75% 

Prime

  4.25%  12.25%  -   4.00% 

August 1, 2027

  2,500   2,459   2,459 

Aerobiotix, LLC (2)(12)

 

Medical Device

 

Term Loan

  9.00% 

Fixed

  -   -   -   18.00% 

April 1, 2028

  2,500   2,468   2,342 
    

Term Loan

  9.00% 

Fixed

  -   -   -   18.00% 

April 1, 2028

  2,500   2,468   2,342 
    

Term Loan

  9.00% 

Fixed

  -   -   -   18.00% 

June 30, 2024

  200   200   190 

Candesant Biomedical, Inc. (2)(12)

 

Medical Device

 

Term Loan

  12.00% 

Prime

  3.50%  11.50%  -   5.00% 

September 1, 2027

  5,000   4,757   4,757 
    

Term Loan

  12.00% 

Prime

  3.50%  11.50%  -   5.00% 

September 1, 2027

  2,500   2,454   2,454 
    

Term Loan

  12.00% 

Prime

  3.50%  11.50%  -   5.00% 

September 1, 2027

  2,500   2,454   2,454 

Ceribell, Inc. (2)(12)

 

Medical Device

 

Term Loan

  12.00% 

Prime

  3.50%  8.25%  -   5.50% 

October 1, 2024

  3,750   3,738   3,738 
    

Term Loan

  12.00% 

Prime

  3.50%  8.25%  -   5.50% 

October 1, 2024

  3,750   3,738   3,738 
    

Term Loan

  12.00% 

Prime

  3.50%  8.25%  -   5.50% 

October 1, 2024

  1,875   1,866   1,866 
    

Term Loan

  12.00% 

Prime

  3.50%  8.25%  -   5.50% 

October 1, 2024

  1,875   1,866   1,866 

Cognoa, Inc. (2)(12)

 

Medical Device

 

Term Loan

  14.00% 

Prime

  5.50%  8.75%  -   6.00% 

August 1, 2026

  4,583   4,546   4,546 
    

Term Loan

  14.00% 

Prime

  5.50%  8.75%  -   6.00% 

August 1, 2026

  2,292   2,273   2,273 

Conventus Orthopaedics, Inc. (2)(12)

 

Medical Device

 

Term Loan

  13.32% 

Prime

  4.82%  9.25%  -   10.36% 

July 1, 2025

  3,960   3,923   3,923 
    

Term Loan

  13.32% 

Prime

  4.82%  9.25%  -   10.36% 

July 1, 2025

  3,960   3,923   3,923 

CSA Medical, Inc. (2)(12)

 

Medical Device

 

Term Loan

  13.59% 

Prime

  5.09%  10.00%  -   5.00% 

January 1, 2024

  500   500   500 
    

Term Loan

  13.59% 

Prime

  5.09%  10.00%  -   5.00% 

January 1, 2024

  33   33   33 
    

Term Loan

  13.59% 

Prime

  5.09%  10.00%  -   5.00% 

March 1, 2024

  800   794   794 

MicroTransponder, Inc. (2)(12)

 

Medical Device

 

Term Loan

  12.25% 

Prime

  3.75%  12.25%  -   3.50% 

January 1, 2029

  3,750   3,689   3,689 
    

Term Loan

  12.25% 

Prime

  3.75%  12.25%  -   3.50% 

January 1, 2029

  3,750   3,689   3,689 
                                         

Portfolio Company (1)(3)

 

Sector

 

Type of Investment (7)

 

Cash Rate (4)

  

Index

 

Margin

  

Floor

  

Ceiling

  

ETP (10)

  

Maturity Date

 

Principal Amount

  

Cost of Investments (6)(9)

  

Fair Value (9)

 

Robin Healthcare, Inc. (2)(12)(13)

 

Medical Device

 

Term Loan

  14.00% 

Prime

  5.50%  10.25%  -   4.00% 

November 1, 2026

  3,500   3,469   1,574 
    

Term Loan

  14.00% 

Prime

  5.50%  10.25%  -   4.00% 

November 1, 2026

  3,500   3,563   1,617 

Scientia Vascular, Inc. (2)(12)

 

Medical Device

 

Term Loan

  13.25% 

Prime

  4.75%  8.50%  -   5.00% 

January 1, 2027

  3,750   3,722   3,722 
    

Term Loan

  13.25% 

Prime

  4.75%  8.50%  -   5.00% 

January 1, 2027

  3,750   3,722   3,722 
    

Term Loan

  13.75% 

Prime

  5.25%  9.00%  -   5.00% 

January 1, 2027

  5,000   4,943   4,943 
    

Term Loan

  13.75% 

Prime

  5.25%  9.00%  -   5.00% 

January 1, 2027

  5,000   4,900   4,900 

Sonex Health, Inc. (2)(12)

 

Medical Device

 

Term Loan

  12.00% 

Prime

  3.50%  11.75%  -   8.00% 

September 1, 2027

  2,500   2,297   2,297 
    

Term Loan

  12.00% 

Prime

  3.50%  11.75%  -   8.00% 

September 1, 2027

  2,500   2,473   2,473 
    

Term Loan

  12.00% 

Prime

  3.50%  11.75%  -   8.00% 

September 1, 2027

  5,000   4,946   4,946 
    

Term Loan

  12.00% 

Prime

  3.50%  11.75%  -   8.00% 

September 1, 2027

  5,000   4,946   4,946 

Spineology, Inc. (2)(12)

 

Medical Device

 

Term Loan

  15.50% 

Prime

  7.00%  10.25%  -   1.00% 

October 1, 2025

  5,000   4,978   4,978 
    

Term Loan

  15.50% 

Prime

  7.00%  10.25%  -   1.00% 

April 1, 2026

  2,500   2,489   2,489 

Swift Health Systems Inc. (2)(12)

 

Medical Device

 

Term Loan

  13.75% 

Prime

  5.25%  9.00%  -   5.00% 

July 1, 2027

  3,500   3,467   3,467 
    

Term Loan

  13.75% 

Prime

  5.25%  9.00%  -   5.00% 

July 1, 2027

  3,500   3,467   3,467 
    

Term Loan

  13.75% 

Prime

  5.25%  9.00%  -   5.00% 

July 1, 2027

  3,500   3,456   3,456 
    

Term Loan

  13.75% 

Prime

  5.25%  9.00%  -   5.00% 

July 1, 2027

  3,500   3,456   3,456 

Vero Biotech, Inc. (2)(12)

 

Medical Device

 

Term Loan

  12.25% 

Prime

  3.75%  12.25%  -   4.00% 

January 1, 2029

  15,000   14,675   14,675 
    

Term Loan

  12.25% 

Prime

  3.75%  12.25%  -   4.00% 

January 1, 2029

  10,000   9,784   9,784 
    

Term Loan

  12.25% 

Prime

  3.75%  12.25%  -   4.00% 

January 1, 2029

  5,000   4,892   4,892 
    

Term Loan

  12.25% 

Prime

  3.75%  12.25%  -   4.00% 

January 1, 2029

  2,500   2,446   2,446 

Total Non-Affiliate Debt Investments — Life Science

                                  249,642   244,815 

Non-Affiliate Debt Investments — Sustainability — 24.6% (8)

                                        

New Aerofarms, Inc. assignee of Aerofarms, Inc. (2)(12)(15)

 

Other Sustainability

 

Term Loan

  15.25% 

Prime

  6.75%  10.00%  -   4.33% 

December 1, 2026

  3,750   3,685   3,685 
    

Term Loan

  15.25% 

Prime

  6.75%  10.00%  -   4.33% 

December 1, 2026

  3,750   3,685   3,685 

Nexii Building Solutions, Inc. (2)(12)(13)(14)(18)

 

Other Sustainability

 

Term Loan

  15.50% (11) 

Prime

  7.00%  10.25%  -   2.50% 

March 31, 2024

  8,425   8,353   4,549 
    

Term Loan

  15.50% (11) 

Prime

  7.00%  10.25%  -   2.50% 

March 31, 2024

  8,425   8,229   4,481 
    

Term Loan

  15.50% (11) 

Prime

  7.00%  10.25%  -   2.50% 

March 31, 2024

  8,425   8,229   4,481 
    

Term Loan

  15.50% (11) 

Prime

  7.00%  10.25%  -   2.50% 

March 31, 2024

  5,617   5,480   2,984 
    

Term Loan

  15.50% (11) 

Prime

  7.00%  10.25%  -   2.50% 

March 31, 2024

  5,617   5,480   2,984 
    

Term Loan

  15.50% (11) 

Prime

  7.00%  10.25%  -   -  

March 31, 2024

  735   726   395 
    

Term Loan

  15.50% (11) 

Prime

  7.00%  10.25%  -   -  

March 31, 2024

  586   578   315 
    

Term Loan

  15.50% (11) 

Prime

  7.00%  10.25%  -   -  

March 31, 2024

  292   288   157 
    

Term Loan

  15.50% (11) 

Prime

  7.00%  10.25%  -   -  

March 31, 2024

  290   286   156 
    

Term Loan

  15.50% (11) 

Prime

  7.00%  10.25%  -   -  

March 31, 2024

  174   172   93 
    

Term Loan

  15.50% (11) 

Prime

  7.00%  10.25%  -   -  

March 31, 2024

  802   791   431 
    

Term Loan

  15.50% (11) 

Prime

  7.00%  10.25%  -   -  

March 31, 2024

  1,091   1,083   590 

Soli Organic, Inc. (2)(12)

 

Other Sustainability

 

Term Loan

  15.25% 

Prime

  6.75%  10.00%  -   2.75% 

April 1, 2026

  5,000   4,959   4,959 
    

Term Loan

  15.25% 

Prime

  6.75%  10.00%  -   2.75% 

April 1, 2026

  2,500   2,479   2,479 
    

Term Loan

  15.25% 

Prime

  6.75%  10.00%  -   2.75% 

May 1, 2026

  5,000   4,956   4,956 
    

Term Loan

  15.25% 

Prime

  6.75%  10.00%  -   2.75% 

May 1, 2026

  2,500   2,478   2,478 
    

Term Loan

  14.00% 

Prime

  5.50%  11.75%  -   2.75% 

December 1, 2026

  5,000   4,934   4,934 
    

Term Loan

  14.00% 

Prime

  5.50%  11.75%  -   2.75% 

December 1, 2026

  2,500   2,467   2,467 

Temperpack Technologies, Inc. (2)(12)

 

Other Sustainability

 

Term Loan

  15.25% 

Prime

  6.75%  10.00%  -   2.50% 

April 1, 2028

  3,750   3,694   3,694 
    

Term Loan

  15.25% 

Prime

  6.75%  10.00%  -   2.50% 

April 1, 2028

  3,750   3,694   3,694 
    

Term Loan

  15.25% 

Prime

  6.75%  10.00%  -   2.50% 

April 1, 2028

  7,500   7,379   7,379 
    

Term Loan

  15.25% 

Prime

  6.75%  10.00%  -   2.50% 

April 1, 2028

  3,750   3,690   3,690 
    

Term Loan

  15.25% 

Prime

  6.75%  10.00%  -   2.50% 

April 1, 2028

  3,750   3,690   3,690 
    

Term Loan

  14.50% 

Prime

  6.00%  10.00%  -   2.00% 

January 1,2029

  4,500   4,446   4,446 
    

Term Loan

  14.50% 

Prime

  6.00%  10.00%  -   2.00% 

January 1,2029

  2,000   1,976   1,976 

Total Non-Affiliate Debt Investments — Sustainability

                                  97,907   79,828 

Portfolio Company (1)(3)

 

Sector

 

Type of Investment (7)

 

Cash Rate (4)

 

Index

 

Margin

  

Floor

  

Ceiling

  

ETP (10)

  

Maturity Date

 

Principal Amount

  

Cost of Investments (6)(9)

  

Fair Value (9)

 

Non-Affiliate Debt Investments — Technology — 83.3% (8)

                                       

Axiom Space, Inc. (2)(12)

 

Communications

 

Term Loan

  14.50%

Prime

  6.00%  9.25%  -   2.50% 

June 1, 2026

  6,250   6,218   6,218 
    

Term Loan

  14.50%

Prime

  6.00%  9.25%  -   2.50% 

June 1, 2026

  6,250   6,218   6,218 
    

Term Loan

  14.50%

Prime

  6.00%  9.25%  -   2.50% 

June 1, 2026

  6,250   6,218   6,218 

CAMP NYC, Inc. (2)(12)

 

Consumer-related Technologies

 

Term Loan

  15.75%

Prime

  7.25%  10.50%  -   3.00% 

May 1, 2026

  3,383   3,356   3,356 

Clara Foods Co. (2)(12)

 

Consumer-related Technologies

 

Term Loan

  14.25%

Prime

  5.75%  9.00%  -   5.50% 

August 1, 2025

  1,667   1,656   1,656 
    

Term Loan

  14.25%

Prime

  5.75%  9.00%  -   5.50% 

August 1, 2025

  1,583   1,573   1,573 

Divergent Technologies, Inc. (2)(12)

 

Consumer-related Technologies

 

Term Loan

  11.25%

Prime

  6.00%  9.50%  11.25%  3.00% 

July 1, 2027

  3,750   3,608   3,608 
    

Term Loan

  11.25%

Prime

  6.00%  9.50%  11.25%  3.00% 

July 1, 2027

  1,250   1,242   1,242 
    

Term Loan

  11.25%

Prime

  6.00%  9.50%  11.25%  3.00% 

July 1, 2027

  3,750   3,726   3,726 
    

Term Loan

  11.25%

Prime

  6.00%  9.50%  11.25%  3.00% 

July 1, 2027

  1,250   1,242   1,242 
    

Term Loan

  11.25%

Prime

  6.00%  9.50%  11.25%  3.00% 

July 1, 2027

  3,750   3,726   3,726 
    

Term Loan

  11.25%

Prime

  6.00%  9.50%  11.25%  3.00% 

July 1, 2027

  1,250   1,242   1,242 
    

Term Loan

  11.25%

Prime

  6.00%  9.50%  11.25%  3.00% 

January 1, 2028

  3,750   3,712   3,712 
    

Term Loan

  11.25%

Prime

  6.00%  9.50%  11.25%  3.00% 

January 1, 2028

  3,750   3,712   3,712 
    

Term Loan

  11.25%

Prime

  6.00%  9.50%  11.25%  3.00% 

April 1, 2028

  3,750   3,706   3,706 
    

Term Loan

  11.25%

Prime

  6.00%  9.50%  11.25%  3.00% 

July 1, 2028

  3,750   3,707   3,707 
    

Term Loan

  11.25%

Prime

  6.00%  9.50%  11.25%  3.00% 

July 1, 2028

  3,750   3,707   3,707 

Havenly, Inc. (2)(12)

 

Consumer-related Technologies

 

Term Loan

  13.50%

Prime

  5.00%  5.00%  -   4.00% 

March 1, 2027

  2,000   1,421   1,421 
    

Term Loan

  13.50%

Prime

  5.00%  5.00%  -   4.00% 

March 1, 2027

  3,000   2,131   2,131 
    

Term Loan

  12.00%

Prime

  3.50%  10.50%  -   7.78% 

February 1, 2028

  2,813   2,813   2,813 
    

Term Loan

  12.00%

Prime

  3.50%  10.50%  -   7.78% 

February 1, 2028

  2,813   2,813   2,813 

Lyrical Foods, Inc. (2)(12)

 

Consumer-related Technologies

 

Term Loan

  12.00%

Prime

  3.50%  9.00%  -   1.00% 

September 1, 2027

  2,500   2,591   2,429 

MyForest Foods Co. (2)(12)

 

Consumer-related Technologies

 

Term Loan

  15.25%

Prime

  6.75%  10.00%  -   3.00% 

October 1, 2025

  3,667   3,647   3,647 
    

Term Loan

  15.25%

Prime

  6.75%  10.00%  -   3.00% 

October 1, 2025

  1,833   1,824   1,824 

NextCar Holding Company, Inc. (2)(12)

 

Consumer-related Technologies

 

Term Loan

  14.25% (11)

Prime

  5.75%  9.00%  -   5.25% 

October 31, 2023

  5,752   5,752   5,018 
    

Term Loan

  14.25% (11)

Prime

  5.75%  9.00%  -   5.25% 

October 31, 2023

  2,301   2,301   2,007 
    

Term Loan

  14.25% (11)

Prime

  5.75%  9.00%  -   5.25% 

October 31, 2023

  2,876   2,876   2,509 
    

Term Loan

  14.25% (11)

Prime

  5.75%  9.00%  -   5.25% 

October 31, 2023

  3,451   3,451   3,011 
    

Term Loan

  14.25% (11)

Prime

  5.75%  9.00%  -   5.25% 

October 31, 2023

  2,876   2,876   2,510 
    

Term Loan

  14.25% (11)

Prime

  5.75%  9.00%  -   5.25% 

October 31, 2023

  2,876   2,876   2,510 
    

Term Loan

  14.25% (11)

Prime

  5.75%  9.00%  -   5.25% 

October 31, 2023

  5,752   5,752   5,018 
    

Term Loan

  14.25% (11)

Prime

  5.75%  9.00%  -   5.25% 

October 31, 2023

  2,876   2,876   2,510 

Optoro, Inc. (2)(12)

 

Consumer-related Technologies

 

Term Loan

  14.75%

Prime

  6.25%  9.50%  -   4.00% 

August 1, 2027

  2,500   2,416   2,416 
    

Term Loan

  14.75%

Prime

  6.25%  9.50%  -   4.00% 

July 1, 2028

  1,875   1,787   1,787 

Unagi, Inc. (2)(12)(13)

 

Consumer-related Technologies

 

Term Loan

  16.25% (11)

Prime

  7.75%  11.00%  -   -  

May 1, 2027

  1,204   1,086   872 
    

Term Loan

  16.25% (11)

Prime

  7.75%  11.00%  -   -  

May 1, 2027

  602   543   436 
    

Term Loan

  16.25% (11)

Prime

  7.75%  11.00%  -   -  

May 1, 2027

  602   543   436 

Liqid, Inc. (2)(12)

 

Networking

 

Term Loan

  14.75%

Prime

  6.25%  9.50%  -   4.00% 

September 1, 2024

  1,500   1,481   1,481 
    

Term Loan

  14.75%

Prime

  6.25%  9.50%  -   4.00% 

September 1, 2024

  1,500   1,481   1,481 
    

Term Loan

  14.75%

Prime

  6.25%  9.50%  -   4.00% 

September 1, 2024

  750   740   740 
    

Term Loan

  14.75%

Prime

  6.25%  9.50%  -   4.00% 

September 1, 2024

  667   656   656 
    

Term Loan

  14.75%

Prime

  6.25%  9.50%  -   4.00% 

September 1, 2024

  750   729   729 

BriteCore Holdings, Inc. (2)(12)

 

Software

 

Term Loan

  14.00%

Prime

  5.50%  14.00%  -   3.00% 

October 1, 2028

  5,000   4,860   4,860 
    

Term Loan

  14.00%

Prime

  5.50%  14.00%  -   3.00% 

October 1, 2028

  2,500   2,466   2,466 
    

Term Loan

  14.00%

Prime

  5.50%  14.00%  -   3.00% 

October 1, 2028

  2,500   2,466   2,466 
    

Term Loan

  14.00%

Prime

  5.50%  14.00%  -   3.00% 

October 1, 2028

  2,500   2,466   2,466 

Portfolio Company (1)(3)

 

Sector

 

Type of Investment (7)

 

Cash Rate (4)

 

Index

 

Margin

  

Floor

  

Ceiling

  

ETP (10)

  

Maturity Date

 

Principal Amount

  

Cost of Investments (6)(9)

  

Fair Value (9)

 

Dropoff, Inc. (2)(12)

 

Software

 

Term Loan

  15.00% (19)

Prime

  6.50%  9.75%  -   3.50% 

April 1, 2026

  6,625   6,519   6,176 
    

Term Loan

  15.00% (19)

Prime

  6.50%  9.75%  -   3.50% 

April 1, 2026

  6,116   6,018   5,701 
    

Term Loan

  15.00% (19)

Prime

  6.50%  9.75%  -   3.50% 

August 1, 2026

  2,548   2,507   2,375 

Engage3, LLC (2)(12)

 

Software

 

Term Loan

  14.75%

Prime

  6.25%  9.75%  -   4.50% 

July 1, 2027

  3,750   3,728   3,728 
    

Term Loan

  14.75%

Prime

  6.25%  9.75%  -   4.50% 

July 1, 2027

  3,750   3,728   3,728 

Kodiak Robotics, Inc. (2)(12)

 

Software

 

Term Loan

  14.00%

Prime

  5.50%  10.25%  -   4.00% 

April 1, 2026

  10,000   9,895   9,895 
    

Term Loan

  14.00%

Prime

  5.50%  10.25%  -   4.00% 

April 1, 2026

  10,000   9,895   9,895 
    

Term Loan

  14.00%

Prime

  5.50%  10.25%  -   4.00% 

April 1, 2026

  5,000   4,947   4,947 
    

Term Loan

  14.00%

Prime

  5.50%  10.25%  -   4.00% 

April 1, 2026

  5,000   4,947   4,947 

Lemongrass Holdings, Inc. (2)(12)

 

Software

 

Term Loan

  15.00%

Prime

  6.50%  9.75%  -   2.50% 

March 1, 2026

  5,000   4,971   4,971 
    

Term Loan

  15.00%

Prime

  6.50%  9.75%  -   2.50% 

March 1, 2026

  2,500   2,486   2,486 

Lytics, Inc. (2)(12)

 

Software

 

Term Loan

  14.50%

Prime

  6.00%  14.25%  -   4.00% 

November 1, 2026

  2,500   2,471   2,373 
    

Term Loan

  14.50%

Prime

  6.00%  14.25%  -   4.00% 

December 1, 2026

  1,250   1,237   1,188 
    

Term Loan

  14.50%

Prime

  6.00%  14.25%  -   4.00% 

April 1, 2027

  1,000   994   954 

Mirantis, Inc. (2)(12)

 

Software

 

Term Loan

  12.00%

Prime

  3.50%  11.75%  -   4.00% 

October 1, 2028

  5,000   4,779   4,779 
    

Term Loan

  12.00%

Prime

  3.50%  11.75%  -   4.00% 

October 1, 2028

  5,000   4,915   4,915 
    

Term Loan

  12.00%

Prime

  3.50%  11.75%  -   4.00% 

October 1, 2028

  5,000   4,915   4,915 
    

Term Loan

  12.00%

Prime

  3.50%  11.75%  -   4.00% 

October 1, 2028

  5,000   4,915   4,915 

Noodle Partners, Inc. (2)(12)

 

Software

 

Term Loan

  13.50%

Prime

  5.00%  12.00%  -   3.00% 

March 1, 2027

  10,000   9,885   9,885 
    

Term Loan

  13.50%

Prime

  5.00%  12.00%  -   3.00% 

March 1, 2027

  5,000   4,942   4,942 
    

Term Loan

  13.50%

Prime

  5.00%  12.00%  -   3.00% 

March 1, 2027

  5,000   4,942   4,942 

Reputation Institute, Inc. (2)(12)

 

Software

 

Term Loan

  15.75%

Prime

  7.25%  10.50%  -   3.00% 

August 1, 2025

  3,667   3,625   3,625 

Slingshot Aerospace, Inc. (2)(12)

 

Software

 

Term Loan

  14.25%

Prime

  5.75%  9.75%  -   5.00% 

August 1, 2026

  5,000   4,959   4,959 
    

Term Loan

  14.25%

Prime

  5.75%  9.75%  -   5.00% 

August 1, 2026

  5,000   4,959   4,959 
    

Term Loan

  14.25%

Prime

  5.75%  9.75%  -   5.00% 

August 1, 2026

  5,000   4,959   4,959 
    

Term Loan

  14.25%

Prime

  5.75%  9.75%  -   5.00% 

August 1, 2026

  5,000   4,959   4,959 

Supply Network Visibility Holdings LLC (2)(12)

 

Software

 

Term Loan

  12.75%

Prime

  4.25%  12.00%  -   2.50% 

June 1, 2028

  2,500   2,457   2,457 
    

Term Loan

  12.75%

Prime

  4.25%  12.00%  -   2.50% 

June 1, 2028

  3,500   3,489   3,489 
    

Term Loan

  12.75%

Prime

  4.25%  12.00%  -   2.50% 

June 1, 2028

  2,500   2,492   2,492 
    

Term Loan

  12.75%

Prime

  4.25%  12.00%  -   2.50% 

June 1, 2028

  1,500   1,495   1,495 

Viken Detection Corporation (2)(12)

 

Software

 

Term Loan

  12.50%

Prime

  4.00%  11.75%  -   3.50% 

June 1, 2027

  5,000   4,773   4,773 
    

Term Loan

  12.50%

Prime

  4.00%  11.75%  -   3.50% 

June 1, 2027

  2,500   2,467   2,467 
    

Term Loan

  12.50%

Prime

  4.00%  11.75%  -   3.50% 

June 1, 2027

  2,500   2,467   2,467 

Total Non-Affiliate Debt Investments — Technology

                                 275,026   269,790 

Non-Affiliate Debt Investments — Healthcare information and services — 21.5% (8)

                                       

Hound Labs inc. (2) (12)

 

Diagnostics

 

Term Loan

  14.50%

Prime

  6.00%  9.25%  -   3.50% 

June 1, 2026

  2,500   2,484   2,484 
    

Term Loan

  14.50%

Prime

  6.00%  9.25%  -   3.50% 

June 1, 2026

  2,500   2,484   2,484 
    

Term Loan

  14.50%

Prime

  6.00%  9.25%  -   3.50% 

June 1, 2026

  5,000   4,968   4,968 

Parse Biosciences, Inc. (2)(12)

 

Diagnostics

 

Term Loan

  11.75%

Prime

  3.25%  11.50%  -   5.00% 

January 1, 2028

  5,000   4,633   4,633 
    

Term Loan

  11.75%

Prime

  3.25%  11.50%  -   5.00% 

January 1, 2028

  5,000   4,884   4,884 

BrightInsight, Inc. (2)(12)

 

Software

 

Term Loan

  14.00%

Prime

  5.50%  9.50%  -   3.00% 

August 1, 2027

  7,000   6,684   6,684 
    

Term Loan

  14.00%

Prime

  5.50%  9.50%  -   3.00% 

August 1, 2027

  3,500   3,463   3,463 
    

Term Loan

  14.00%

Prime

  5.50%  9.50%  -   3.00% 

August 1, 2027

  3,500   3,463   3,463 
    

Term Loan

  14.00%

Prime

  5.50%  9.50%  -   3.00% 

April 1, 2028

  2,750   2,710   2,710 

Elligo Health Research, Inc. (2)(12)

 

Software

 

Term Loan

  12.00%

Prime

  3.50%  11.75%  -   4.00% 

October 1, 2027

  10,000   9,656   9,656 
    

Term Loan

  12.00%

Prime

  3.50%  11.75%  -   4.00% 

October 1, 2027

  5,000   4,925   4,925 
    

Term Loan

  12.00%

Prime

  3.50%  11.75%  -   4.00% 

October 1, 2027

  5,000   4,925   4,925 
    

Term Loan

  12.00%

Prime

  3.50%  11.75%  -   4.00% 

October 1, 2027

  5,000   4,925   4,925 

SafelyYou, Inc. (2)(12)

 

Software

 

Term Loan

  11.75%

Prime

  3.25%  11.00%  -   5.00% 

June 1, 2027

  5,000   4,648   4,648 
    

Term Loan

  11.75%

Prime

  3.25%  11.00%  -   5.00% 

June 1, 2027

  5,000   4,918   4,918 

Total Non-Affiliate Debt Investments — Healthcare information and services

                                 69,770   69,770 

Total Non- Affiliate Debt Investments

                                 692,345   664,203 
          

Cost of

  

Fair

 

Portfolio Company (1)(3)

 

Sector

 

Type of Investment (7)

 

Number of Shares

  

Investments (6)(9)

  

Value (9)

 

Non-Affiliate Warrant Investments — 7.6% (8)

                

Non-Affiliate Warrants — Life Science — 2.3% (8)

                

Avalo Therapeutics, Inc. (2)(5)(12)

 

Biotechnology

 

Common Stock Warrant

  117   311   — 

Castle Creek Biosciences, Inc. (2)(12)

 

Biotechnology

 

Preferred Stock Warrant

  7,404   214   318 

Emalex Biosciences, Inc. (2)(12)

 

Biotechnology

 

Preferred Stock Warrant

  110,402   178   246 

Imunon, Inc. (2)(5)(12)

 

Biotechnology

 

Common Stock Warrant

  19,671   65   — 

KSQ Therapeutics, Inc. (2) (12)

 

Biotechnology

 

Preferred Stock Warrant

  48,076   50   53 

Mustang Bio, Inc. (2)(5)(12)

 

Biotechnology

 

Common Stock Warrant

  16,611   146   — 

Native Microbials, Inc (2)(12)

 

Biotechnology

 

Preferred Stock Warrant

  103,679   64   157 

PDS Biotechnology Corporation (2)(5)(12)

 

Biotechnology

 

Common Stock Warrant

  299,848   160   606 

Provivi, Inc. (2)(12)

 

Biotechnology

 

Common Stock Warrant

  175,098   278   — 

Provivi, Inc. (2)(12)

 

Biotechnology

 

Preferred Stock Warrant

  691,895   312   225 

Stealth Biotherapeutics Inc. (2)(12)

 

Biotechnology

 

Common Stock Warrant

  318,181   264   113 

Tallac Therapeutics, Inc. (2)(12)

 

Biotechnology

 

Preferred Stock Warrant

  1,600,002   194   172 

Xeris Pharmaceuticals, Inc. (2)(5)(12)

 

Biotechnology

 

Common Stock Warrant

  126,000   72   33 

AccuVein Inc. (2)(12)

 

Medical Device

 

Common Stock Warrant

  1,175   24   — 

Aerin Medical, Inc. (2)(12)

 

Medical Device

 

Preferred Stock Warrant

  1,818,183   66   1,199 

Aerobiotix, LLC (2)(12)

 

Medical Device

 

Preferred Stock Warrant

  8,800   48   9 

Canary Medical Inc. (2)(12)

 

Medical Device

 

Preferred Stock Warrant

  12,153   86   1,305 

Candesant Biomedical, Inc. (2)(12)

 

Medical Device

 

Preferred Stock Warrant

  93,336   152   135 

Ceribell, Inc. (2)(12)

 

Medical Device

 

Preferred Stock Warrant

  145,483   69   229 

Cognoa, Inc. (2)(12)

 

Medical Device

 

Preferred Stock Warrant

  4,106,174   149   167 

Conventus Orthopaedics, Inc. (2)(12)

 

Medical Device

 

Preferred Stock Warrant

  7,972,222   221   206 

CSA Medical, Inc. (2)(12)

 

Medical Device

 

Preferred Stock Warrant

  3,341,376   174   124 

CVRx, Inc. (2)(5)(12)

 

Medical Device

 

Common Stock Warrant

  47,410   76   980 

Infobionic, Inc. (2)(12)

 

Medical Device

 

Preferred Stock Warrant

  2,010,424   124   26 

Magnolia Medical Technologies, Inc. (2)(12)

 

Medical Device

 

Preferred Stock Warrant

  809,931   194   368 

Meditrina, Inc. (12)

 

Medical Device

 

Preferred Stock Warrant

  233,993   83   93 

MicroTransponder, Inc. (2)(12)

 

Medical Device

 

Preferred Stock Warrant

  103,172   47   47 

Scientia Vascular, Inc (2)(12)

 

Medical Device

 

Preferred Stock Warrant

  34,410   103   215 

Sonex Health, Inc. (2)(12)

 

Medical Device

 

Preferred Stock Warrant

  2,637,043   275   269 

VERO Biotech LLC (2)(12)

 

Medical Device

 

Preferred Stock Warrant

  4,109   432   379 

Swift Health Systems Inc. (2)(12)

 

Medical Device

 

Preferred Stock Warrant

  135,484   71   1 

Total Non-Affiliate Warrants — Life Science

          4,702   7,675 
          

Cost of

  

Fair

 

Portfolio Company (1)(3)

 

Sector

 

Type of Investment (7)

 

Number of Shares

  

Investments (6)(9)

  

Value (9)

 

Non-Affiliate Warrants — Sustainability — 0.2% (8)

                

New Aerofarms, Inc. assignee of Aerofarms, Inc. (2)(12)(15)

 

Other Sustainability

 

Preferred Stock Warrant

  400,000   81   72 

LiquiGlide, Inc. (2)(12)

 

Other Sustainability

 

Common Stock Warrant

  61,359   39   50 

Nexii Building Solutions, Inc. (2)(12)(14)(18)

 

Other Sustainability

 

Common Stock Warrant

  215,171   490   — 

Soli Organic, Inc. (2)(12)

 

Other Sustainability

 

Preferred Stock Warrant

  681   214   340 

Temperpack Technologies, Inc. (2)(12)

 

Other Sustainability

 

Preferred Stock Warrant

  46,311   175   80 

Total Non-Affiliate Warrants — Sustainability

     999   542 

Non-Affiliate Warrants — Technology — 4.5% (8)

                

Axiom Space, Inc. (2)(12)

 

Communications

 

Common Stock Warrant

  1,991   47   61 

Intelepeer Holdings, Inc. (2)(12)

 

Communications

 

Preferred Stock Warrant

  2,936,535   138   3,036 

PebblePost, Inc. (2)(12)

 

Communications

 

Preferred Stock Warrant

  598,850   92   131 

Alula Holdings, Inc. (2)(12)

 

Consumer-related Technologies

 

Preferred Stock Warrant

  20,000   93   — 

Aterian, Inc. (2)(5)(12)

 

Consumer-related Technologies

 

Common Stock Warrant

  76,923   195   — 

Caastle, Inc. (2)(12)

 

Consumer-related Technologies

 

Preferred Stock Warrant

  268,591   65   1,055 

CAMP NYC, Inc. (2)(12)

 

Consumer-related Technologies

 

Preferred Stock Warrant

  75,997   22   27 

Clara Foods Co. (2)(12)

 

Consumer-related Technologies

 

Preferred Stock Warrant

  46,745   29   122 

CZV, Inc. (2)(12)

 

Consumer-related Technologies

 

Common Stock Warrant

  65,569   81   71 

Divergent Technologies, Inc. (2)(12)

 

Consumer-related Technologies

 

Preferred Stock Warrant

  37,282   94   250 

Havenly, Inc. (2)(12)

 

Consumer-related Technologies

 

Common Stock Warrant

  1,312,500   2,947   2,259 

MyForest Foods Co. (2)(12)

 

Consumer-related Technologies

 

Preferred Stock Warrant

  250   29   56 

NextCar Holding Company, Inc. (2)(12)

 

Consumer-related Technologies

 

Common Stock Warrant

  12,618   188   — 

NextCar Holding Company, Inc. (2)(12)

 

Consumer-related Technologies

 

Preferred Stock Warrant

  1,224,752   9   — 

Optoro, Inc. (2)(12)

 

Consumer-related Technologies

 

Preferred Stock Warrant

  11,550   182   145 

Primary Kids, Inc. (2)(12)

 

Consumer-related Technologies

 

Preferred Stock Warrant

  553,778   57   591 

Quip NYC Inc. (2)(12)

 

Consumer-related Technologies

 

Preferred Stock Warrant

  6,191   325   533 

Unagi, Inc. (2)(12)

 

Consumer-related Technologies

 

Preferred Stock Warrant

  171,081   32   — 

Updater, Inc. (2)(12)

 

Consumer-related Technologies

 

Preferred Stock Warrant

  114,659   34   — 

CPG Beyond, Inc. (2)(12)

 

Data Storage

 

Preferred Stock Warrant

  500,000   242   294 

Silk, Inc. (2)(12)

 

Data Storage

 

Preferred Stock Warrant

  394,110   175   124 

Global Worldwide LLC (2)(12)

 

Internet and Media

 

Preferred Stock Warrant

  245,810   75   63 

Rocket Lawyer Incorporated (2)(12)

 

Internet and Media

 

Preferred Stock Warrant

  261,721   92   318 

Skillshare, Inc. (2)(12)

 

Internet and Media

 

Preferred Stock Warrant

  139,074   162   1,201 

Liqid, Inc. (2)(12)

 

Networking

 

Preferred Stock Warrant

  344,102   364   210 

Halio, Inc. (2)(12)

 

Power Management

 

Common Stock Warrant

  38,241,466   1,585   2,700 

Avalanche Technology, Inc. (2)(12)

 

Semiconductors

 

Preferred Stock Warrant

  5,938   45   — 

BriteCore Holdings, Inc. (2)(12)

 

Software

 

Preferred Stock Warrant

  161,215   98   174 

Dropoff, Inc. (2)(12)

 

Software

 

Common Stock Warrant

  516,732   455   46 

E La Carte, Inc. (2)(5)(12)

 

Software

 

Common Stock Warrant

  147,361   60   — 

Everstream Holdings, LLC (2)(12)

 

Software

 

Preferred Stock Warrant

  350,000   70   63 

Kodiak Robotics, Inc. (2)(12)

 

Software

 

Preferred Stock Warrant

  639,918   273   13 

Lemongrass Holdings, Inc. (2)(12)

 

Software

 

Preferred Stock Warrant

  101,308   32   120 

Lotame Solutions, Inc. (2)(12)

 

Software

 

Preferred Stock Warrant

  71,305   18   42 

Lytics, Inc. (2)(12)

 

Software

 

Preferred Stock Warrant

  85,543   43   1 

Mirantis, Inc. (2)(12)

 

Software

 

Common Stock Warrant

  948,275   223   247 

Noodle Partners, Inc. (2)(12)

 

Software

 

Preferred Stock Warrant

  84,037   115   2 

Reputation Institute, Inc. (2)(12)

 

Software

 

Preferred Stock Warrant

  3,731   56   80 

Revinate Holdings, Inc. (2)(12)

 

Software

 

Preferred Stock Warrant

  682,034   44   91 

SIGNiX, Inc. (12)

 

Software

 

Preferred Stock Warrant

  186,235   225   — 

Slingshot Aerospace, Inc. (2)(12)

 

Software

 

Preferred Stock Warrant

  309,208   123   135 

Supply Network Visibility Holdings LLC (2)(12)

 

Software

 

Preferred Stock Warrant

  682   64   135 

Topia Mobility, Inc. (2)(12)

 

Software

 

Preferred Stock Warrant

  3,049,607   138   — 

Viken Detection Corporation (2)(12)

 

Software

 

Preferred Stock Warrant

  345,443   120   105 

xAd, Inc. (2)(12)

 

Software

 

Preferred Stock Warrant

  4,343,348   177   5 

Total Non-Affiliate Warrants — Technology

      9,733   14,506 
          

Cost of

  

Fair

 

Portfolio Company (1)(3)

 

Sector

 

Type of Investment (7)

 

Number of Shares

  

Investments (6)(9)

  

Value (9)

 

Non-Affiliate Warrants — Healthcare information and services — 0.6% (8)

                

Hound Labs, Inc (2) (12)

 

Diagnostics

 

Preferred Stock Warrant

  171,370   46   12 

Parse Biosciences, Inc. (2)(12)

 

Diagnostics

 

Common Stock Warrant

  32,244   70   70 

Parse Biosciences, Inc. (2)(12)

 

Diagnostics

 

Preferred Stock Warrant

  184,253   166   166 

Kate Farms, Inc. (2)(12)

 

Other Healthcare

 

Preferred Stock Warrant

  82,965   102   1,366 

BrightInsight, Inc. (2)(12)

 

Software

 

Preferred Stock Warrant

  85,066   167   — 

Elligo Health Research, Inc. (2)(12)

 

Software

 

Preferred Stock Warrant

  652,250   192   99 

Medsphere Systems Corporation (2)(12)

 

Software

 

Preferred Stock Warrant

  7,097,792   60   108 

SafelyYou, Inc. (2)(12)

 

Software

 

Preferred Stock Warrant

  150,353   163   50 

Total Non-Affiliate Warrants — Healthcare information and services

      966   1,871 

Total Non-Affiliate Warrants

      16,400   24,594 

Non-Affiliate Other Investments — Life Science — 0.1% (8)

                

Lumithera, Inc. (12)

 

Medical Device

 

Royalty Agreement

      1,200   200 

ZetrOZ, Inc. (12)

 

Medical Device

 

Royalty Agreement

      —   — 

Total Non-Affiliate Other Investments

      1,200   200 

Non-Affiliate Equity — 1.5% (8)

                

Cadrenal Therapeutics, Inc. (5)

 

Biotechnology

 

Common Stock

  600,000   —   443 

Castle Creek Biosciences, Inc. (12)

 

Biotechnology

 

Common Stock

  1,162   250   250 

Emalex Biosciences, Inc. (12)

 

Biotechnology

 

Common Stock

  32,831   355   355 

Axiom Space, Inc. (12)

 

Communication

 

Preferred Stock

  1,810   261   306 

Getaround, Inc. (2)(5)

 

Consumer-related Technologies

 

Common Stock

  87,082   253   20 

NextCar Holding Company, Inc. (2)(12)

 

Consumer-related Technologies

 

Preferred Stock

  2,688,971   89   89 

SnagAJob.com, Inc. (12)

 

Consumer-related Technologies

 

Common Stock

  82,974   9   83 

Lumithera, Inc. (12)

 

Medical Device

 

Common Stock

  392,651   2,000   1,700 

Tigo Energy, Inc. (5)

 

Other Sustainability

 

Common Stock

  5,205   111   13 

Decisyon, Inc. (12)

 

Software

 

Preferred Stock

  280,000   2,800   1,281 

Lotame, Inc. (12)

 

Software

 

Preferred Stock

  66,127   4   193 

Total Non-Affiliate Equity

      6,132   4,733 

Total Non-Affiliate Portfolio Investment Assets

     $716,077  $693,730 

Portfolio Company (1)(3)

 

Sector

 

Type of Investment (7)

 

Cash Rate (4)

 

Index

 

Margin

  

Floor

  

Ceiling

  

ETP (10)

 

Maturity Date

 

Principal Amount

  

Cost of Investments (6)(9)

  

Fair Value (9)

 

Non-Controlled Affiliate Investments — 0.3% (8)

                                      

Non-Controlled Affiliate Debt Investments — Life Sciences — 0.3% (8)

                                      

Evelo Biosciences, Inc. (2)(5)(12)(13)

 

Biotechnology

 

Term Loan

  12.75% (11)

Prime

  4.25%  11.00%  -   2.27%

January 1, 2028

  5,532   5,228   222 
    

Term Loan

  12.75% (11)

Prime

  4.25%  11.00%  -   2.27%

January 1, 2028

  8,298   7,867   336 
    

Term Loan

  12.75% (11)

Prime

  4.25%  11.00%  -   2.27%

January 1, 2028

  3,319   3,137   133 
    

Term Loan

  12.75% (11)

Prime

  4.25%  11.00%  -   2.27%

January 1, 2028

  3,319   3,137   133 
    

Term Loan

  12.75% (11)

Prime

  4.25%  11.00%  -   2.27%

January 1, 2028

  2,213   2,091   88 
    

Term Loan

  12.75% (11)

Prime

  4.25%  11.00%  -   2.27%

January 1, 2028

  2,213   2,091   88 

Total Non-Controlled Affiliate Debt Investments

                            23,551   1,000 
          

Cost of

  

Fair

 

Portfolio Company (1)(3)

 

Sector

 

Type of Investment (7)

 

Number of Shares

  

Investments (6)(9)

  

Value (9)

 

Non-controlled Affiliate Equity — Life Sciences — 0.0% (8)

                

Aulea Medical, Inc. (12)(16)

 

Medical Device

 

Common Stock

  660,537   —   — 

Evelo Biosciences, Inc. (5)

 

Biotechnology

 

Common Stock

  2,164,502   5,000   132 

Total Non-Controlled Affiliate Equity

     5,000   132 

Non-controlled Affiliate Warrants — Life Sciences — 0.0% (8)

                

Evelo Biosciences, Inc. (2)(5)(12)

 

Biotechnology

 

Common Stock

  23,196   126   — 

Total Non-Controlled Affiliate Warrants

      126   — 

Total Non-Controlled Affiliate Portfolio Investment Assets

     $28,677  $1,132

Portfolio Company (1)(3)

 

Sector

 

Type of Investment (7)

 

Cash Rate (4)

 

Index

 

Margin

  

Floor

  

Ceiling

  

ETP (10)

 

Maturity Date

 

Principal Amount

  

Cost of Investments (6)(9)

  

Fair Value (9)

 

Controlled Affiliate Investments — 4.4% (8)

                                      

Controlled Affiliate Debt Investments — Technology — 1.6% (8)

                                      

Better Place Forests Co. (12)

 

Consumer-related Technologies

 

Term Loan

  12.25% (11)

Prime

  3.75%  12.00%  -   1.85%

August 1, 2029

  3,547   3,585   3,339 
    

Term Loan

  12.25% (11)

Prime

  3.75%  12.00%  -   1.85%

August 1, 2029

  1,773   1,750   1,630 

Total Controlled Affiliate Debt Investments

                            5,335   4,969 
          

Cost of

  

Fair

 

Portfolio Company (1)(3)

 

Sector

 

Type of Investment (7)

 

Number of Shares

  

Investments (6)(9)

  

Value (9)

 

Controlled Affiliate Equity — Technology — 0.9% (8)

                

Better Place Forests Co. (12)

 

Consumer-related Technologies

 

Common Stock

  2,278,272   2,061   2,165 

Better Place Forests Co. (12)

 

Consumer-related Technologies

 

Preferred Stock

  3,124,448   1,250   859 

Total Controlled Affiliate Equity

      3,311   3,024 

Controlled Affiliate Other Investments — Life Sciences — 1.9% (8)

                

HIMV LLC (12)(17)

 

Biotechnology

 

Other Investment

      5,782   6,230 

Total Controlled Affiliate Other

      5,782   6,230 

Total Controlled Affiliate Portfolio Investment Assets

     $14,428  $14,223 

Total Portfolio Investment Assets — 218.9% (8)

     $759,182  $709,085 

Portfolio Company (1)(3)

 

Sector

 

Type of Investment (7)

 

Cash Rate (4)

 

Index

 

Margin

  

Floor

  

Ceiling

  

ETP (10)

  

Maturity Date

 

Principal Amount

  

Cost of Investments (6)(9)

  

Fair Value (9)

 

Non-Affiliate Investments — 226.1% (8)

                                       

Non-Affiliate Debt Investments — 215.5% (8)

                                       

Non-Affiliate Debt Investments — Life Science — 99.7% (8)

                                       

Avalo Therapeutics, Inc. (2)(5)(12)

 

Biotechnology

 

Term Loan

  13.75%

Prime

  6.25%  9.50%  -   3.00% 

January 1, 2025

 $2,885  $2,853  $2,777 
    

Term Loan

  13.75%

Prime

  6.25%  9.50%  -   3.00% 

January 1, 2025

  2,885   2,823   2,750 
    

Term Loan

  13.75%

Prime

  6.25%  9.50%  -   3.00% 

January 1, 2025

  1,442   1,411   1,374 
    

Term Loan

  13.75%

Prime

  6.25%  9.50%  -   3.00% 

February 1, 2025

  2,885   2,821   2,748 
    

Term Loan

  13.75%

Prime

  6.25%  9.50%  -   3.00% 

February 1, 2025

  2,885   2,821   2,748 
    

Term Loan

  13.75%

Prime

  6.25%  9.50%  -   3.00% 

April 1, 2025

  1,442   1,408   1,371 
    

Term Loan

  13.75%

Prime

  6.25%  9.50%  -   3.00% 

April 1, 2025

  1,442   1,408   1,371 

Castle Creek Biosciences, Inc. (2)(12)

 

Biotechnology

 

Term Loan

  12.50%

Prime

  6.05%  9.55%  13.50%  5.50% 

May 1, 2026

  5,000   4,891   4,891 
    

Term Loan

  12.50%

Prime

  6.05%  9.55%  13.50%  5.50% 

May 1, 2026

  5,000   4,963   4,963 
    

Term Loan

  12.50%

Prime

  6.05%  9.55%  13.50%  5.50% 

May 1, 2026

  3,000   2,978   2,978 
    

Term Loan

  12.50%

Prime

  6.05%  9.55%  13.50%  5.50% 

May 1, 2026

  5,000   4,963   4,963 
    

Term Loan

  12.50%

Prime

  6.05%  9.55%  13.50%  5.50% 

May 1, 2026

  5,000   4,963   4,963 
    

Term Loan

  12.50%

Prime

  6.05%  9.55%  13.50%  5.50% 

May 1, 2026

  3,000   2,978   2,978 

Emalex Biosciences, Inc. (2)(12)

 

Biotechnology

 

Term Loan

  12.07%

Libor

  7.90%  9.75%  -   5.00% 

June 1, 2024

  1,979   1,962   1,962 
    

Term Loan

  12.07%

Libor

  7.90%  9.75%  -   5.00% 

June 1, 2024

  1,979   1,963   1,963 
    

Term Loan

  12.07%

Libor

  7.90%  9.75%  -   5.00% 

November 1, 2025

  5,000   4,923   4,923 
    

Term Loan

  12.07%

Libor

  7.90%  9.75%  -   5.00% 

May 1, 2026

  5,000   4,912   4,912 

Evelo Biosciences, Inc. (2)(5)(12)

 

Biotechnology

 

Term Loan

  11.75%

Prime

  4.75%  11.00%  -   4.25% 

January 1, 2028

  10,000   9,872   9,872 
    

Term Loan

  11.75%

Prime

  4.75%  11.00%  -   4.25% 

January 1, 2028

  15,000   14,808   14,808 
    

Term Loan

  11.75%

Prime

  4.75%  11.00%  -   4.25% 

January 1, 2028

  6,000   5,923   5,923 
    

Term Loan

  11.75%

Prime

  4.75%  11.00%  -   4.25% 

January 1, 2028

  6,000   5,923   5,923 
    

Term Loan

  11.75%

Prime

  4.75%  11.00%  -   4.25% 

January 1, 2028

  4,000   3,949   3,949 
    

Term Loan

  11.75%

Prime

  4.75%  11.00%  -   4.25% 

January 1, 2028

  4,000   3,949   3,949 

F-Star Therapeutics, Inc. (2)(5)(12)

 

Biotechnology

 

Term Loan

  13.25%

Prime

  6.25%  9.50%  -   4.00% 

April 1, 2025

  2,500   2,476   2,476 
    

Term Loan

  13.25%

Prime

  6.25%  9.50%  -   4.00% 

July 1, 2025

  2,500   2,473   2,473 

Greenlight Biosciences, Inc. (2)(5)(12)

 

Biotechnology

 

Term Loan

  13.25%

Prime

  5.75%  9.00%  -   3.00% 

July 1, 2025

  5,000   4,857   4,857 
    

Term Loan

  13.25%

Prime

  5.75%  9.00%  -   3.00% 

July 1, 2025

  2,500   2,430   2,430 

IMV Inc. (2)(5)(12)(14)

 

Biotechnology

 

Term Loan

  13.25%

Prime

  5.75%  9.00%  -   5.00% 

July 1, 2025

  5,000   4,946   4,946 
    

Term Loan

  13.25%

Prime

  5.75%  9.00%  -   5.00% 

July 1, 2025

  2,500   2,473   2,473 
    

Term Loan

  13.25%

Prime

  5.75%  9.00%  -   5.00% 

January 1, 2026

  5,000   4,947   4,947 
    

Term Loan

  13.25%

Prime

  5.75%  9.00%  -   5.00% 

January 1, 2026

  5,000   4,947   4,947 

KSQ Therapeutics, Inc. (2) (12)

 

Biotechnology

 

Term Loan

  12.25%

Prime

  4.75%  8.50%  -   5.50% 

May 1, 2027

  6,250   6,077   6,077 
    

Term Loan

  12.25%

Prime

  4.75%  8.50%  -   5.50% 

May 1, 2027

  6,250   6,177   6,177 

Native Microbials, Inc (2) (12)

 

Biotechnology

 

Term Loan

  12.75%

Prime

  5.25%  8.50%  -   5.00% 

November 1, 2026

  3,750   3,630   3,630 
    

Term Loan

  12.75%

Prime

  5.25%  8.50%  -   5.00% 

November 1, 2026

  2,500   2,469   2,469 

PDS Biotechnology Corporation (2)(5)(12)

 

Biotechnology

 

Term Loan

  13.25%

Prime

  5.75%  9.75%  -   3.75% 

September 1, 2026

  10,000   9,701   9,701 
    

Term Loan

  13.25%

Prime

  5.75%  9.75%  -   3.75% 

September 1, 2026

  3,750   3,697   3,697 
    

Term Loan

  13.25%

Prime

  5.75%  9.75%  -   3.75% 

September 1, 2026

  3,750   3,697   3,697 

Provivi, Inc. (2)(12)

 

Biotechnology

 

Term Loan

  12.67%

Libor

  8.50%  9.50%  -   5.50% 

December 1, 2024

  4,667   4,597   4,597 
    

Term Loan

  12.67%

Libor

  8.50%  9.50%  -   5.50% 

December 1, 2024

  4,667   4,597   4,597 
    

Term Loan

  12.67%

Libor

  8.50%  9.50%  -   5.50% 

December 1, 2024

  2,333   2,280   2,280 
    

Term Loan

  12.67%

Libor

  8.50%  9.50%  -   5.50% 

December 1, 2024

  2,333   2,280   2,280 
    

Term Loan

  12.67%

Libor

  8.50%  9.50%  -   5.50% 

December 1, 2024

  2,333   2,274   2,274 
    

Term Loan

  12.67%

Libor

  8.50%  9.50%  -   5.50% 

December 1, 2024

  2,333   2,274   2,274 

Stealth Biotherapeutics Inc. (2)(12)

 

Biotechnology

 

Term Loan

  13.00%

Prime

  5.50%  8.75%  -   6.00% 

October 1, 2025

  5,000   4,914   4,914 
    

Term Loan

  13.00%

Prime

  5.50%  8.75%  -   6.00% 

October 1, 2025

  2,500   2,457   2,457 

Aerobiotix, LLC (2)(12)

 

Medical Device

 

Term Loan

  13.75%

Prime

  6.25%  9.50%  -   6.00% 

April 1, 2026

  2,500   2,463   2,364 
    

Term Loan

  13.75%

Prime

  6.25%  9.50%  -   6.00% 

April 1, 2026

  2,500   2,463   2,364 

Canary Medical Inc. (2)(12)

 

Medical Device

 

Term Loan

  12.75%

Prime

  5.75%  9.00%  -   7.00% 

November 1, 2024

  2,500   2,475   2,475 
    

Term Loan

  12.75%

Prime

  5.75%  9.00%  -   7.00% 

November 1, 2024

  2,500   2,489   2,489 
    

Term Loan

  12.75%

Prime

  5.75%  9.00%  -   7.00% 

November 1, 2024

  2,500   2,473   2,473 

Ceribell, Inc. (2)(12)

 

Medical Device

 

Term Loan

  10.50%

Prime

  3.50%  8.25%  -   5.50% 

October 1, 2024

  5,000   4,973   4,973 
    

Term Loan

  10.50%

Prime

  3.50%  8.25%  -   5.50% 

October 1, 2024

  5,000   4,973   4,973 
    

Term Loan

  10.50%

Prime

  3.50%  8.25%  -   5.50% 

October 1, 2024

  2,500   2,478   2,478 
    

Term Loan

  10.50%

Prime

  3.50%  8.25%  -   5.50% 

October 1, 2024

  2,500   2,478   2,478 

Cognoa, Inc. (2)(12)

 

Medical Device

 

Term Loan

  13.00%

Prime

  5.50%  8.75%  -   6.00% 

August 1, 2026

  2,500   2,466   2,466 
    

Term Loan

  13.00%

Prime

  5.50%  8.75%  -   6.00% 

August 1, 2026

  5,000   4,932   4,932 

Conventus Orthopaedics, Inc. (2)(12)

 

Medical Device

 

Term Loan

  12.17%

Libor

  8.00%  9.25%  -   10.36% 

July 1, 2025

  3,960   3,898   3,898 
    

Term Loan

  12.17%

Libor

  8.00%  9.25%  -   10.36% 

July 1, 2025

  3,960   3,898   3,898 

Portfolio Company (1)(3)

 

Sector

 

Type of Investment (7)

 

Cash Rate (4)

 

Index

 

Margin

  

Floor

  

Ceiling

  

ETP (10)

  

Maturity Date

 

Principal Amount

  

Cost of Investments (6)(9)

  

Fair Value (9)

 

Corinth Medtech, Inc. (2)(12)

 

Medical Device

 

Term Loan

  12.25%

Prime

  5.25%  8.50%  -   20.00% 

September 15, 2022

  2,500   2,500   2,500 
    

Term Loan

  12.25%

Prime

  5.25%  8.50%  -   20.00% 

September 15, 2022

  2,500   2,500   2,500 

CSA Medical, Inc. (2)(12)

 

Medical Device

 

Term Loan

  12.37%

Libor

  8.20%  10.00%  -   5.00% 

January 1, 2024

  1,625   1,610   1,610 
    

Term Loan

  12.37%

Libor

  8.20%  10.00%  -   5.00% 

January 1, 2024

  108   107   107 
    

Term Loan

  12.37%

Libor

  8.20%  10.00%  -   5.00% 

March 1, 2024

  2,000   1,983   1,983 

Embody, Inc. (2)(12)

 

Medical Device

 

Term Loan

  14.00%

Prime

  6.50%  9.75%  -   28.00% 

August 1, 2026

  2,500   2,482   2,482 

InfoBionic, Inc. (2)(12)

 

Medical Device

 

Term Loan

  13.25%

Prime

  6.25%  9.50%  -   4.00% 

October 1, 2024

  3,208   3,143   3,143 
    

Term Loan

  13.25%

Prime

  6.25%  9.50%  -   4.00% 

June 1, 2025

  1,000   974   974 

Magnolia Medical Technologies, Inc. (2)(12)

 

Medical Device

 

Term Loan

  12.00%

Prime

  5.00%  9.75%  -   4.00% 

March 1, 2025

  5,000   4,939   4,939 
    

Term Loan

  12.00%

Prime

  5.00%  9.75%  -   4.00% 

March 1, 2025

  5,000   4,939   4,939 
    

Term Loan

  12.00%

Prime

  5.00%  9.75%  -   4.00% 

March 1, 2025

  5,000   4,933   4,933 
    

Term Loan

  12.00%

Prime

  5.00%  9.75%  -   4.00% 

March 1, 2025

  5,000   4,933   4,933 
    

Term Loan

  12.50%

Prime

  5.00%  9.75%  -   4.00% 

January 1, 2027

  5,000   4,913   4,913 
    

Term Loan

  12.50%

Prime

  5.00%  9.75%  -   4.00% 

January 1, 2027

  5,000   4,913   4,913 

Robin Healthcare, Inc. (2)(12)

 

Medical Device

 

Term Loan

  13.00%

Prime

  5.50%  10.25%  -   4.00% 

November 1, 2026

  3,500   3,360   3,360 
    

Term Loan

  13.00%

Prime

  5.50%  10.25%  -   4.00% 

November 1, 2026

  3,500   3,460   3,460 

Scientia Vascular, Inc. (2)(12)

 

Medical Device

 

Term Loan

  11.75%

Prime

  4.75%  8.50%  -   5.00% 

January 1, 2027

  3,750   3,597   3,597 
    

Term Loan

  11.75%

Prime

  4.75%  8.50%  -   5.00% 

January 1, 2027

  3,750   3,706   3,706 

Sonex Health, Inc. (2)(12)

 

Medical Device

 

Term Loan

  13.50%

Prime

  6.50%  9.75%  -   8.00% 

June 1, 2025

  2,500   2,476   2,476 
    

Term Loan

  13.50%

Prime

  6.50%  9.75%  -   8.00% 

June 1, 2025

  2,500   2,476   2,476 
    

Term Loan

  13.50%

Prime

  6.50%  9.75%  -   8.00% 

June 1, 2025

  2,500   2,476   2,476 
    

Term Loan

  13.50%

Prime

  6.50%  9.75%  -   8.00% 

April 1, 2026

  2,500   2,453   2,453 
    

Term Loan

  13.50%

Prime

  6.50%  9.75%  -   8.00% 

May 1, 2026

  2,500   2,455   2,455 

Spineology, Inc. (2)(12)

 

Medical Device

 

Term Loan

  14.50%

Prime

  7.00%  10.25%  -   1.00% 

October 1, 2025

  5,000   4,966   4,966 
    

Term Loan

  14.50%

Prime

  7.00%  10.25%  -   1.00% 

April 1, 2026

  2,500   2,481   2,481 

Swift Health Systems Inc. (2)(12)

 

Medical Device

 

Term Loan

  12.25%

Prime

  5.25%  9.00%  -   5.00% 

July 1, 2027

  3,500   3,349   3,349 
    

Term Loan

  12.25%

Prime

  5.25%  9.00%  -   5.00% 

July 1, 2027

  3,500   3,454   3,454 

Total Non-Affiliate Debt Investments — Life Science

                             318,172   317,568 

Non-Affiliate Debt Investments — Sustainability — 26.3% (8)

                                       

Aerofarms, Inc. (2)(12)

 

Other Sustainability

 

Term Loan

  14.25%

Prime

  6.75%  10.00%  -   3.00% 

April 1, 2026

  3,750   3,699   3,699 
    

Term Loan

  14.25%

Prime

  6.75%  10.00%  -   3.00% 

April 1, 2026

  3,750   3,699   3,699 

Nexii Building Solutions, Inc. (2)(12)(14)

 

Other Sustainability

 

Term Loan

  14.50%

Prime

  7.00%  10.25%  -   2.50% 

September 1, 2025

  7,500   7,371   7,371 
    

Term Loan

  14.50%

Prime

  7.00%  10.25%  -   2.50% 

September 1, 2025

  7,500   7,371   7,371 
    

Term Loan

  14.50%

Prime

  7.00%  10.25%  -   2.50% 

September 1, 2025

  7,500   7,371   7,371 
    

Term Loan

  14.50%

Prime

  7.00%  10.25%  -   2.50% 

July 1, 2026

  5,000   4,903   4,903 
    

Term Loan

  14.50%

Prime

  7.00%  10.25%  -   2.50% 

July 1, 2026

  5,000   4,903   4,903 

Soli Organic, Inc. (2)(12)

 

Other Sustainability

 

Term Loan

  14.25%

Prime

  6.75%  10.00%  -   2.75% 

April 1, 2026

  2,500   2,463   2,463 
    

Term Loan

  14.25%

Prime

  6.75%  10.00%  -   2.75% 

April 1, 2026

  5,000   4,927   4,927 
    

Term Loan

  14.25%

Prime

  6.75%  10.00%  -   2.75% 

May 1, 2026

  5,000   4,924   4,924 
    

Term Loan

  14.25%

Prime

  6.75%  10.00%  -   2.75% 

May 1, 2026

  2,500   2,462   2,462 
    

Term Loan

  13.00%

Prime

  5.50%  10.00%  -   2.75% 

December 1, 2026

  5,000   4,900   4,900 
    

Term Loan

  13.00%

Prime

  5.50%  10.00%  -   2.75% 

December 1, 2026

  2,500   2,450   2,450 

Temperpack Technologies, Inc. (2)(12)

 

Other Sustainability

 

Term Loan

  14.25%

Prime

  6.75%  10.00%  -   2.50% 

June 1, 2025

  3,750   3,697   3,697 
    

Term Loan

  14.25%

Prime

  6.75%  10.00%  -   2.50% 

June 1, 2025

  3,750   3,717   3,717 
    

Term Loan

  14.25%

Prime

  6.75%  10.00%  -   2.50% 

October 1, 2025

  7,500   7,424   7,424 
    

Term Loan

  14.25%

Prime

  6.75%  10.00%  -   2.50% 

October 1, 2025

  3,750   3,712   3,712 
    

Term Loan

  14.25%

Prime

  6.75%  10.00%  -   2.50% 

October 1, 2025

  3,750   3,712   3,712 

Total Non-Affiliate Debt Investments — Sustainability

                             83,705   83,705 

Non-Affiliate Debt Investments — Technology — 81.4% (8)

                                       

Axiom Space, Inc. (2)(12)

 

Communications

 

Term Loan

  13.00%

Prime

  6.00%  9.25%  -   2.50% 

June 1, 2026

  7,500   7,455   7,455 
    

Term Loan

  13.00%

Prime

  6.00%  9.25%  -   2.50% 

June 1, 2026

  7,500   7,455   7,455 
    

Term Loan

  13.00%

Prime

  6.00%  9.25%  -   2.50% 

June 1, 2026

  7,500   7,455   7,455 
    

Convertible Note

  3.00%                  

July 1, 2023

  250   250   306 

Alula Holdings, Inc. (2)(12)

 

Consumer-related Technologies

 

Term Loan

  13.75%

Prime

  6.75%  10.00%  -   3.00% 

January 1, 2025

  5,000   4,966   4,966 
    

Term Loan

  13.75%

Prime

  6.75%  10.00%  -   3.00% 

January 1, 2025

  5,000   4,966   4,966 
    

Term Loan

  13.75%

Prime

  6.75%  10.00%  -   3.00% 

January 1, 2025

  3,000   2,979   2,979 
    

Term Loan

  13.75%

Prime

  6.75%  10.00%  -   3.00% 

December 1, 2025

  1,000   976   976 
    

Term Loan

  13.75%

Prime

  6.75%  10.00%  -   3.00% 

February 1, 2026

  1,000   977   977 

Better Place Forests Co. (2)(12)(13)

 

Consumer-related Technologies

 

Term Loan

  13.75%

Prime

  6.25%  9.50%  -   1.85% 

July 1, 2025

  5,000   4,951   3,834 
    

Term Loan

  13.75%

Prime

  6.25%  9.50%  -   1.85% 

October 1, 2025

  2,500   2,474   1,916 

CAMP NYC, Inc. (2)(12)

 

Consumer-related Technologies

 

Term Loan

  14.75%

Prime

  7.25%  10.50%  -   3.00% 

May 1, 2026

  3,500   3,461   3,461 

Clara Foods Co. (2)(12)

 

Consumer-related Technologies

 

Term Loan

  12.75%

Prime

  5.75%  9.00%  -   5.50% 

August 1, 2025

  2,500   2,482   2,482 
    

Term Loan

  12.75%

Prime

  5.75%  9.00%  -   5.50% 

August 1, 2025

  2,500   2,482   2,482 

Portfolio Company (1)(3)

 

Sector

 

Type of Investment (7)

 

Cash Rate (4)

 

Index

 

Margin

  

Floor

  

Ceiling

  

ETP (10)

  

Maturity Date

 

Principal Amount

  

Cost of Investments (6)(9)

  

Fair Value (9)

 

Divergent Technologies, Inc. (2)(12)

 

Consumer-related Technologies

 

Term Loan

  11.25%

Prime

  6.00%  9.50%  11.25%  3.00% 

July 1, 2027

  3,750   3,478   3,478 
    

Term Loan

  11.25%

Prime

  6.00%  9.50%  11.25%  3.00% 

July 1, 2027

  1,250   1,238   1,238 
    

Term Loan

  11.25%

Prime

  6.00%  9.50%  11.25%  3.00% 

July 1, 2027

  3,750   3,715   3,715 
    

Term Loan

  11.25%

Prime

  6.00%  9.50%  11.25%  3.00% 

July 1, 2027

  1,250   1,238   1,238 
    

Term Loan

  11.25%

Prime

  6.00%  9.50%  11.25%  3.00% 

July 1, 2027

  3,750   3,715   3,715 
    

Term Loan

  11.25%

Prime

  6.00%  9.50%  11.25%  3.00% 

July 1, 2027

  1,250   1,238   1,238 
    

Term Loan

  11.25%

Prime

  6.00%  9.50%  11.25%  3.00% 

January 1, 2028

  3,750   3,698   3,698 
    

Term Loan

  11.25%

Prime

  6.00%  9.50%  11.25%  3.00% 

January 1, 2028

  3,750   3,698   3,698 

Havenly, Inc. (2)(12)

 

Consumer-related Technologies

 

Term Loan

  12.50%

Prime

  5.00%  5.00%  -   4.00% 

March 1, 2027

  2,000   1,082   1,082 
    

Term Loan

  12.50%

Prime

  5.00%  5.00%  -   4.00% 

March 1, 2027

  3,000   1,623   1,623 
    

Term Loan

  11.00%

Prime

  3.50%  10.50%  -   7.78% 

February 1, 2028

  2,813   2,813   2,813 
    

Term Loan

  11.00%

Prime

  3.50%  10.50%  -   7.78% 

February 1, 2028

  2,813   2,813   2,813 

Interior Define, Inc. (2)(12)(13)

 

Consumer-related Technologies

 

Term Loan

  13.50%

Prime

  6.50%  9.75%  -   4.00% 

January 1, 2026

  3,210   3,151   — 
    

Term Loan

  13.50%

Prime

  6.50%  9.75%  -   4.00% 

January 1, 2026

  2,963   2,886   — 

Lyrical Foods, Inc. (2)(12)

 

Consumer-related Technologies

 

Term Loan

  10.00%

Prime

  6.75%  10.00%  -   -  

September 1, 2027

  2,500   2,588   2,279 

MyForest Foods Co. (2)(12)

 

Consumer-related Technologies

 

Term Loan

  14.25%

Prime

  6.75%  10.00%  -   3.00% 

October 1, 2025

  5,000   4,954   4,954 
    

Term Loan

  14.25%

Prime

  6.75%  10.00%  -   3.00% 

October 1, 2025

  2,500   2,477   2,477 

NextCar Holding Company, Inc. (2)(12)

 

Consumer-related Technologies

 

Term Loan

  12.75%

Prime

  5.75%  9.00%  -   2.00% 

December 30, 2022

  5,000   4,943   4,715 
    

Term Loan

  12.75%

Prime

  5.75%  9.00%  -   2.00% 

December 30, 2022

  2,000   1,981   1,890 
    

Term Loan

  12.75%

Prime

  5.75%  9.00%  -   2.00% 

December 30, 2022

  2,500   2,477   2,363 
    

Term Loan

  12.75%

Prime

  5.75%  9.00%  -   2.00% 

December 30, 2022

  3,000   2,971   2,835 
    

Term Loan

  12.75%

Prime

  5.75%  9.00%  -   2.00% 

December 30, 2022

  2,500   2,459   2,345 
    

Term Loan

  12.75%

Prime

  5.75%  9.00%  -   2.00% 

December 30, 2022

  2,500   2,459   2,345 
    

Term Loan

  12.75%

Prime

  5.75%  9.00%  -   2.00% 

December 30, 2022

  5,000   4,914   4,688 
    

Term Loan

  12.75%

Prime

  5.75%  9.00%  -   2.00% 

December 30, 2022

  2,500   2,456   2,342 

Optoro, Inc. (2)(12)

 

Consumer-related Technologies

 

Term Loan

  13.25%

Prime

  6.25%  9.50%  -   4.00% 

August 1, 2027

  2,500   2,347   2,347 

Primary Kids, Inc. (2)(12)

 

Consumer-related Technologies

 

Term Loan

  14.25%

Prime

  7.25%  10.50%  -   3.00% 

March 1, 2025

  2,700   2,673   2,673 
    

Term Loan

  14.25%

Prime

  7.25%  10.50%  -   3.00% 

March 1, 2025

  2,700   2,673   2,673 
    

Term Loan

  14.25%

Prime

  7.25%  10.50%  -   3.00% 

September 1, 2025

  3,000   2,967   2,967 

Unagi, Inc. (2)(12)

 

Consumer-related Technologies

 

Term Loan

  15.25%

Prime

  7.75%  11.00%  -   -  

July 1, 2025

  2,500   2,473   2,473 
    

Term Loan

  15.25%

Prime

  7.75%  11.00%  -   -  

July 1, 2025

  1,250   1,236   1,236 
    

Term Loan

  15.25%

Prime

  7.75%  11.00%  -   -  

July 1, 2025

  1,250   1,236   1,236 

Liqid, Inc. (2)(12)

 

Networking

 

Term Loan

  13.25%

Prime

  6.25%  9.50%  -   4.00% 

September 1, 2024

  3,333   3,286   3,286 
    

Term Loan

  13.25%

Prime

  6.25%  9.50%  -   4.00% 

September 1, 2024

  3,333   3,286   3,286 
    

Term Loan

  13.25%

Prime

  6.25%  9.50%  -   4.00% 

September 1, 2024

  1,667   1,641   1,641 
    

Term Loan

  13.25%

Prime

  6.25%  9.50%  -   4.00% 

September 1, 2024

  1,667   1,641   1,641 
    

Term Loan

  13.25%

Prime

  6.25%  9.50%  -   4.00% 

September 1, 2024

  1,667   1,613   1,613 

BriteCore Holdings, Inc. (2)(12)

 

Software

 

Term Loan

  13.75%

Prime

  6.75%  10.00%  -   5.00% 

March 1, 2026

  2,500   2,421   2,421 
    

Term Loan

  13.75%

Prime

  6.75%  10.00%  -   5.00% 

March 1, 2026

  2,500   2,487   2,487 

Decisyon, Inc. (12)

 

Software

 

Term Loan

  16.93%

Prime

  9.43%  12.68%  -   50.43% 

December 31, 2022

  3,295   3,295   3,295 

Dropoff, Inc. (2)(12)

 

Software

 

Term Loan

  14.00%

Prime

  6.50%  9.75%  -   3.50% 

April 1, 2026

  6,500   6,347   6,347 
    

Term Loan

  14.00%

Prime

  6.50%  9.75%  -   3.50% 

April 1, 2026

  6,000   5,859   5,859 
    

Term Loan

  14.00%

Prime

  6.50%  9.75%  -   3.50% 

August 1, 2026

  2,500   2,436   2,436 

Engage3, LLC (2)(12)

 

Software

 

Term Loan

  13.25%

Prime

  6.25%  9.75%  -   4.50% 

July 1, 2027

  3,750   3,678   3,678 
    

Term Loan

  13.25%

Prime

  6.25%  9.75%  -   4.50% 

July 1, 2027

  3,750   3,718   3,718 

Groundspeed Analytics, Inc. (2)(12)

 

Software

 

Term Loan

  13.00%

Prime

  5.50%  11.00%  18.00%  3.00% 

December 1, 2026

  5,000   4,798   4,798 
    

Term Loan

  13.00%

Prime

  5.50%  11.00%  18.00%  3.00% 

December 1, 2026

  5,000   4,948   4,948 

Kodiak Robotics, Inc. (2)(12)

 

Software

 

Term Loan

  13.00%

Prime

  5.50%  10.25%  -   4.00% 

April 1, 2026

  10,000   9,826   9,826 
    

Term Loan

  13.00%

Prime

  5.50%  10.25%  -   4.00% 

April 1, 2026

  10,000   9,826   9,826 
    

Term Loan

  13.00%

Prime

  5.50%  10.25%  -   4.00% 

April 1, 2026

  5,000   4,913   4,913 
    

Term Loan

  13.00%

Prime

  5.50%  10.25%  -   4.00% 

April 1, 2026

  5,000   4,913   4,913 

Lemongrass Holdings, Inc. (2)(12)

 

Software

 

Term Loan

  14.00%

Prime

  6.50%  9.75%  -   2.50% 

March 1, 2026

  5,000   4,947   4,947 
    

Term Loan

  14.00%

Prime

  6.50%  9.75%  -   2.50% 

March 1, 2026

  2,500   2,474   2,474 

Lytics, Inc. (2)(12)

 

Software

 

Term Loan

  13.00%

Prime

  6.00%  9.25%  -   3.00% 

July 1, 2025

  2,500   2,396   2,396 
    

Term Loan

  13.00%

Prime

  6.00%  12.25%  -   3.00% 

December 1, 2026

  1,250   1,231   1,231 

Reputation Institute, Inc. (2)(12)

 

Software

 

Term Loan

  14.25%

Prime

  7.25%  10.50%  -   3.00% 

August 1, 2025

  5,000   4,932   4,932 

Slingshot Aerospace, Inc. (2)(12)

 

Software

 

Term Loan

  13.25%

Prime

  5.75%  9.75%  -   5.00% 

August 1, 2026

  5,000   4,870   4,870 
    

Term Loan

  13.25%

Prime

  5.75%  9.75%  -   5.00% 

August 1, 2026

  5,000   4,933   4,933 
    

Term Loan

  13.25%

Prime

  5.75%  9.75%  -   5.00% 

August 1, 2026

  5,000   4,933   4,933 
    

Term Loan

  13.25%

Prime

  5.75%  9.75%  -   5.00% 

August 1, 2026

  5,000   4,933   4,933 

Supply Network Visibility Holdings LLC (2)(12)

 

Software

 

Term Loan

  13.50%

Prime

  6.50%  9.75%  -   4.00% 

February 1, 2025

  3,500   3,472   3,472 
    

Term Loan

  13.50%

Prime

  6.50%  9.75%  -   4.00% 

February 1, 2025

  3,500   3,472   3,472 
    

Term Loan

  13.50%

Prime

  6.50%  9.75%  -   4.00% 

December 1, 2025

  2,500   2,472   2,472 
    

Term Loan

  13.50%

Prime

  6.50%  9.75%  -   4.00% 

December 1, 2025

  2,500   2,472   2,472 

Total Non-Affiliate Debt Investments — Technology

                             268,468   259,366 

Non-Affiliate Debt Investments — Healthcare information and services — 8.1% (8)

                                       

Hound Labs inc. (2) (12)

 

Diagnostics

 

Term Loan

  13.50%

Prime

  6.00%  9.25%  -   3.50% 

June 1, 2026

  2,500   2,385   2,385 
    

Term Loan

  13.50%

Prime

  6.00%  9.25%  -   3.50% 

June 1, 2026

  2,500   2,473   2,473 
    

Term Loan

  13.50%

Prime

  6.00%  9.25%  -   3.50% 

June 1, 2026

  5,000   4,946   4,946 

Secure Transfusion Services, Inc. (2)(12)(13)

 

Other Healthcare

 

Term Loan

  13.25%

Prime

  5.75%  9.00%  -   4.00% 

October 1, 2025

  4,943   4,943   1,668 
    

Term Loan

  13.25%

Prime

  5.75%  9.00%  -   4.00% 

December 31, 2025

  2,500   2,467   832 

BrightInsight, Inc. (2)(12)

 

Software

 

Term Loan

  12.50%

Prime

  5.50%  9.50%  -   3.00% 

August 1, 2027

  7,000   6,619   6,619 
    

Term Loan

  12.50%

Prime

  5.50%  9.50%  -   3.00% 

August 1, 2027

  3,500   3,448   3,448 
    

Term Loan

  12.50%

Prime

  5.50%  9.50%  -   3.00% 

August 1, 2027

  3,500   3,448   3,448 

Total Non-Affiliate Debt Investments — Healthcare information and services

                             30,729   25,819 

Total Non- Affiliate Debt Investments

                             701,074   686,458 
          

Cost of

  

Fair

 

Portfolio Company (1)(3)

 

Sector

 

Type of Investment (7)

 

Number of Shares

  

Investments (6)(9)

  

Value (9)

 

Non-Affiliate Warrant Investments — 9.4% (8)

                

Non-Affiliate Warrants — Life Science — 3.1% (8)

                

Avalo Therapeutics, Inc. (2)(5)(12)

 

Biotechnology

 

Common Stock Warrant

  26,442   311   — 

Castle Creek Biosciences, Inc. (2)(12)

 

Biotechnology

 

Preferred Stock Warrant

  7,404   214   335 

Corvium, Inc. (2)(12)

 

Biotechnology

 

Preferred Stock Warrant

  661,956   53   — 

Emalex Biosciences, Inc. (2)(12)

 

Biotechnology

 

Preferred Stock Warrant

  110,402   176   263 

Evelo Biosciences, Inc. (2)(5)(12)

 

Biotechnology

 

Common Stock Warrant

  463,915   126   125 

F-Star Therapeutics, Inc. (2)(5)(12)

 

Biotechnology

 

Common Stock Warrant

  21,120   35   — 

Greenlight Biosciences, Inc. (2)(5)(12)

 

Biotechnology

 

Common Stock Warrant

  47,452   366   — 

Imunon, Inc. (2)(5)(12)

 

Biotechnology

 

Common Stock Warrant

  16,502   66   — 

IMV Inc. (2)(5)(12)(14)

 

Biotechnology

 

Common Stock Warrant

  39,774   67   — 

KSQ Therapeutics, Inc. (2) (12)

 

Biotechnology

 

Preferred Stock Warrant

  48,077   51   60 

Mustang Bio, Inc. (2)(5)(12)

 

Biotechnology

 

Common Stock Warrant

  252,161   146   — 

Native Microbials, Inc (2) (12)

 

Biotechnology

 

Preferred Stock Warrant

  103,679   64   162 

PDS Biotechnology Corporation (2)(5)(12)

 

Biotechnology

 

Common Stock Warrant

  299,848   160   3,024 

Provivi, Inc. (2)(12)

 

Biotechnology

 

Preferred Stock Warrant

  203,017   399   648 

Rocket Pharmaceuticals Corporation (5)(12)

 

Biotechnology

 

Common Stock Warrant

  7,051   17   14 

Stealth Biotherapeutics Inc. (2)(12)

 

Biotechnology

 

Common Stock Warrant

  318,181   264   37 

vTv Therapeutics Inc. (2)(5)(12)

 

Biotechnology

 

Common Stock Warrant

  95,293   44   — 

Xeris Pharmaceuticals, Inc. (2)(5)(12)

 

Biotechnology

 

Common Stock Warrant

  126,000   72   3 

AccuVein Inc. (2)(12)

 

Medical Device

 

Common Stock Warrant

  1,175   24   — 

Aerin Medical, Inc. (2)(12)

 

Medical Device

 

Preferred Stock Warrant

  1,818,183   64   1,200 

Aerobiotix, LLC (2)(12)

 

Medical Device

 

Preferred Stock Warrant

  27,330   48   31 

Canary Medical Inc. (2)(12)

 

Medical Device

 

Preferred Stock Warrant

  12,153   84   1,864 

Ceribell, Inc. (2)(12)

 

Medical Device

 

Preferred Stock Warrant

  145,483   69   209 

Cognoa, Inc. (2)(12)

 

Medical Device

 

Preferred Stock Warrant

  775,000   148   179 

Conventus Orthopaedics, Inc. (2)(12)

 

Medical Device

 

Preferred Stock Warrant

  7,972,222   221   226 

CSA Medical, Inc. (2)(12)

 

Medical Device

 

Preferred Stock Warrant

  1,375,727   153   150 

CVRx, Inc. (2)(5)(12)

 

Medical Device

 

Common Stock Warrant

  47,410   76   394 

Infobionic, Inc. (2)(12)

 

Medical Device

 

Preferred Stock Warrant

  317,647   124   113 

Magnolia Medical Technologies, Inc. (2)(12)

 

Medical Device

 

Preferred Stock Warrant

  809,931   194   385 

Meditrina, Inc. (2)(12)

 

Medical Device

 

Preferred Stock Warrant

  233,993   83   101 

Robin Healthcare, Inc. (2)(12)

 

Medical Device

 

Preferred Stock Warrant

  86,066   16   16 

Scientia Vascular, Inc (2)(12)

 

Medical Device

 

Preferred Stock Warrant

  19,662   40   46 

Sonex Health, Inc. (2)(12)

 

Medical Device

 

Preferred Stock Warrant

  605,313   98   123 

VERO Biotech LLC (2)(12)

 

Medical Device

 

Preferred Stock Warrant

  408   53   1 

Swift Health Systems Inc. (2)(12)

 

Medical Device

 

Preferred Stock Warrant

  135,484   71   83 

Total Non-Affiliate Warrants — Life Science

     4,197   9,792 

Non-Affiliate Warrants — Sustainability — 0.6% (8)

                

Aerofarms, Inc. (2)(12)

 

Other Sustainability

 

Preferred Stock Warrant

  201,537   61   74 

LiquiGlide, Inc. (2)(12)

 

Other Sustainability

 

Common Stock Warrant

  61,539   39   55 

Nexii Building Solutions, Inc. (2)(12)(14)

 

Other Sustainability

 

Common Stock Warrant

  204,832   488   1,061 

Soli Organic, Inc. (2)(12)

 

Other Sustainability

 

Preferred Stock Warrant

  681   214   361 

Temperpack Technologies, Inc. (2)(12)

 

Other Sustainability

 

Preferred Stock Warrant

  35,906   126   268 

Total Non-Affiliate Warrants — Sustainability

     928   1,819 
          

Cost of

  

Fair

 

Portfolio Company (1)(3)

 

Sector

 

Type of Investment (7)

 

Number of Shares

  

Investments (6)(9)

  

Value (9)

 

Non-Affiliate Warrants — Technology — 5.1% (8)

                

Axiom Space, Inc. (2)(12)

 

Communications

 

Common Stock Warrant

  1,991   46   67 

Intelepeer Holdings, Inc. (2)(12)

 

Communications

 

Preferred Stock Warrant

  2,936,535   139   3,265 

PebblePost, Inc. (2)(12)

 

Communications

 

Preferred Stock Warrant

  598,850   92   173 

Alula Holdings, Inc. (2)(12)

 

Consumer-related Technologies

 

Preferred Stock Warrant

  20,000   93   64 

Aterian, Inc. (2)(5)(12)

 

Consumer-related Technologies

 

Common Stock Warrant

  76,923   195   — 

Better Place Forests Co. (2)(12)

 

Consumer-related Technologies

 

Preferred Stock Warrant

  10,690   26   — 

Caastle, Inc. (2)(12)

 

Consumer-related Technologies

 

Preferred Stock Warrant

  268,591   68   1,069 

CAMP NYC, Inc. (2)(12)

 

Consumer-related Technologies

 

Preferred Stock Warrant

  17,605   20   61 

Clara Foods Co. (2)(12)

 

Consumer-related Technologies

 

Preferred Stock Warrant

  46,745   30   125 

Divergent Technologies, Inc. (2)(12)

 

Consumer-related Technologies

 

Preferred Stock Warrant

  31,966   56   233 

Havenly, Inc. (2)(12)

 

Consumer-related Technologies

 

Common Stock Warrant

  1,312,500   2,947   2,947 

Interior Define, Inc. (2)(12)

 

Consumer-related Technologies

 

Preferred Stock Warrant

  553,710   103   — 

MyForest Foods Co. (2)(12)

 

Consumer-related Technologies

 

Preferred Stock Warrant

  143   29   37 

NextCar Holding Company, Inc. (2)(12)

 

Consumer-related Technologies

 

Preferred Stock Warrant

  1,261,253   197   17 

Optoro, Inc. (2)(12)

 

Consumer-related Technologies

 

Preferred Stock Warrant

  6,600   104   104 

Primary Kids, Inc. (2)(12)

 

Consumer-related Technologies

 

Preferred Stock Warrant

  553,778   57   429 

Quip NYC Inc. (2)(12)

 

Consumer-related Technologies

 

Preferred Stock Warrant

  6,191   325   534 

Unagi, Inc. (2)(12)

 

Consumer-related Technologies

 

Preferred Stock Warrant

  171,081   32   22 

Updater, Inc.(2)(12)

 

Consumer-related Technologies

 

Common Stock Warrant

  108,333   34   42 

CPG Beyond, Inc. (2)(12)

 

Data Storage

 

Preferred Stock Warrant

  500,000   242   909 

Silk, Inc. (2)(12)

 

Data Storage

 

Preferred Stock Warrant

  442,110   234   407 

Global Worldwide LLC (2)(12)

 

Internet and Media

 

Preferred Stock Warrant

  245,810   75   — 

Rocket Lawyer Incorporated (2)(12)

 

Internet and Media

 

Preferred Stock Warrant

  261,721   92   357 

Skillshare, Inc. (2)(12)

 

Internet and Media

 

Preferred Stock Warrant

  139,074   162   802 

Liqid, Inc. (2)(12)

 

Networking

 

Preferred Stock Warrant

  344,102   364   243 

Halio, Inc. (2)(12)

 

Power Management

 

Preferred Stock Warrant

  5,002,574   1,585   2,610 

Avalanche Technology, Inc. (2)(12)

 

Semiconductors

 

Preferred and Common Stock Warrants

  6,081   56   — 

BriteCore Holdings, Inc. (2)(12)

 

Software

 

Preferred Stock Warrant

  77,828   21   69 

Decisyon, Inc. (12)

 

Software

 

Common Stock Warrant

  82,967   46   — 

Dropoff, Inc. (2)(12)

 

Software

 

Common Stock Warrant

  516,732   455   197 

E La Carte, Inc. (2)(5)(12)

 

Software

 

Common Stock Warrant

  147,361   60   3 

Groundspeed Analytics, Inc. (2)(12)

 

Software

 

Preferred Stock Warrant

  86,300   6   6 

Kodiak Robotics, Inc. (2)(12)

 

Software

 

Preferred Stock Warrant

  639,918   273   296 

Lemongrass Holdings, Inc. (2)(12)

 

Software

 

Preferred Stock Warrant

  101,308   34   41 

Lotame Solutions, Inc. (2)(12)

 

Software

 

Preferred Stock Warrant

  288,115   22   312 

Lytics, Inc. (2)(12)

 

Software

 

Preferred Stock Warrant

  80,197   40   44 

Reputation Institute, Inc. (2)(12)

 

Software

 

Preferred Stock Warrant

  3,731   56   39 

Revinate Holdings, Inc. (2)(12)

 

Software

 

Preferred Stock Warrant

  682,034   46   99 

Riv Data Corp. (2)(12)

 

Software

 

Preferred Stock Warrant

  321,428   12   296 

SIGNiX, Inc. (12)

 

Software

 

Preferred Stock Warrant

  186,235   225   — 

Skyword, Inc. (12)

 

Software

 

Preferred and Common Stock Warrants

  301,055   48   1 

Slingshot Aerospace, Inc. (2)(12)

 

Software

 

Preferred Stock Warrant

  309,208   123   133 

Supply Network Visibility Holdings LLC (2)(12)

 

Software

 

Preferred Stock Warrant

  682   64   83 

Topia Mobility, Inc. (2)(12)

 

Software

 

Preferred Stock Warrant

  3,049,607   138   — 

xAd, Inc. (2)(12)

 

Software

 

Preferred Stock Warrant

  4,343,348   177   12 

Total Non-Affiliate Warrants — Technology

      9,249   16,148 

Non-Affiliate Warrants — Healthcare information and services — 0.6% (8)

            

Hound Labs, Inc (2) (12)

 

Diagnostics

 

Preferred Stock Warrant

  159,893   47   54 

Kate Farms, Inc. (2)(12)

 

Other Healthcare

 

Preferred Stock Warrant

  82,965   102   1,370 

Secure Transfusion Services, Inc. (2)(12)

 

Other Healthcare

 

Preferred Stock Warrant

  77,690   47   — 

BrightInsight, Inc. (2)(12)

 

Software

 

Preferred Stock Warrant

  80,544   160   170 

Medsphere Systems Corporation (2)(12)

 

Software

 

Preferred Stock Warrant

  7,097,792   60   359 

Total Non-Affiliate Warrants — Healthcare information and services

      416   1,953 

Total Non-Affiliate Warrants

      14,790   29,712 

Non-Affiliate Other Investments — 0.4% (8)

                

Lumithera, Inc. (2)

 

Medical Device

 

Royalty Agreement

      1,200   1,100 

ZetrOZ, Inc. (12)

 

Medical Device

 

Royalty Agreement

      —   200 

Total Non-Affiliate Other Investments

      1,200   1,300 

Non-Affiliate Equity — 0.8% (8)

                

Castle Creek Biosciences, Inc. (12)

 

Biotechnology

 

Common Stock

  1,162   250   250 

Emalex Biosciences, Inc. (2)(12)

 

Biotechnology

 

Common Stock

  32,831   356   356 

Getaround, Inc. (2)(5)

 

Consumer-related Technologies

 

Common Stock

  87,082   253   57 

SnagAJob.com, Inc. (12)

 

Consumer-related Technologies

 

Common Stock

  82,974   8   83 

Lumithera, Inc. (2)

 

Medical Device

 

Common Stock

  392,651   2,000   1,700 

Tigo Energy, Inc. (2)

 

Other Sustainability

 

Preferred

  22,313   8   27 

Branded Online, Inc. (2)(5)

 

Software

 

Common Stock

  108,004   1,079   83 

Decisyon, Inc. (12)

 

Software

 

Preferred and Common Stock

  72,638,663   230   — 

Total Non-Affiliate Equity

      4,184   2,556 

Total Non-Affiliate Portfolio Investment Assets

     $721,248  $720,026 

Total Portfolio Investment Assets — 226.1% (8)

     $721,248  $720,026