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Consolidated Schedule of Investments (Unaudited) (Tables)
 9 Months Ended
Sep. 30, 2024
Notes Tables  
Investment [Table Text Block]

Portfolio Company (1)(3)

 

Sector

 

Type of Investment (7)

 

Cash Rate (4)

 

Index

 

Margin

  

Floor

  

Ceiling

  

ETP (10)

 

Maturity Date

 

Principal Amount

  

Cost of Investments (6)(9)

  

Fair Value (9)

 

Non-Affiliate Investments — 191.6% (8)

                                      

Non-Affiliate Debt Investments — 182.9% (8)

                                      

Non-Affiliate Debt Investments — Life Science — 76.0% (8)

                                      

Castle Creek Biosciences, Inc. (2)(12)

 

Biotechnology

 

Term Loan

  13.25%

Prime

  4.75%  9.55%  13.50%  5.50%

May 1, 2026

 $3,958  $3,948  $3,948 
    

Term Loan

  13.25%

Prime

  4.75%  9.55%  13.50%  5.50%

May 1, 2026

  3,958   3,948   3,948 
    

Term Loan

  13.25%

Prime

  4.75%  9.55%  13.50%  5.50%

May 1, 2026

  2,375   2,368   2,368 
    

Term Loan

  13.25%

Prime

  4.75%  9.55%  13.50%  5.50%

May 1, 2026

  3,958   3,948   3,948 
    

Term Loan

  13.25%

Prime

  4.75%  9.55%  13.50%  5.50%

May 1, 2026

  3,958   3,949   3,949 
    

Term Loan

  13.25%

Prime

  4.75%  9.55%  13.50%  5.50%

May 1, 2026

  2,375   2,369   2,369 

Emalex Biosciences, Inc. (2)(12)

 

Biotechnology

 

Term Loan

  12.72%

Prime

  4.72%  9.75%  —   5.00%

November 1, 2025

  5,000   4,970   4,970 
    

Term Loan

  12.72%

Prime

  4.72%  9.75%  —   5.00%

May 1, 2026

  5,000   4,975   4,975 

Greenlight Biosciences, Inc. (2)(12)

 

Biotechnology

 

Term Loan

  13.75%

Prime

  5.75%  9.00%  —   3.00%

July 1, 2025

  1,667   1,624   1,624 
    

Term Loan

  13.75%

Prime

  5.75%  9.00%  —   3.00%

July 1, 2025

  833   812   812 

KSQ Therapeutics, Inc. (2)(12)

 

Biotechnology

 

Term Loan

  12.75%

Prime

  4.75%  8.50%  —   5.50%

May 1, 2027

  6,250   6,215   6,215 
    

Term Loan

  12.75%

Prime

  4.75%  8.50%  —   5.50%

May 1, 2027

  6,250   6,215   6,215 

Native Microbials, Inc (2)(12)

 

Biotechnology

 

Term Loan

  13.25%

Prime

  5.25%  8.50%  —   5.00%

November 1, 2026

  3,250   3,234   3,234 
    

Term Loan

  13.25%

Prime

  5.25%  8.50%  —   5.00%

November 1, 2026

  2,167   2,156   2,156 

PDS Biotechnology Corporation (2)(5)(12)

 

Biotechnology

 

Term Loan

  13.75%

Prime

  5.75%  9.75%  —   3.75%

September 1, 2026

  10,000   9,950   9,950 
    

Term Loan

  13.75%

Prime

  5.75%  9.75%  —   3.75%

September 1, 2026

  3,750   3,731   3,731 
    

Term Loan

  13.75%

Prime

  5.75%  9.75%  —   3.75%

September 1, 2026

  3,750   3,731   3,731 

Provivi, Inc. (2)(12)

 

Biotechnology

 

Term Loan

  13.36%

Prime

  5.36%  9.50%  —   4.30%

January 1, 2027

  3,482   3,410   3,218 
    

Term Loan

  13.36%

Prime

  5.36%  9.50%  —   4.30%

January 1, 2027

  3,482   3,410   3,218 
    

Term Loan

  13.36%

Prime

  5.36%  9.50%  —   4.31%

January 1, 2027

  1,741   1,701   1,605 
    

Term Loan

  13.36%

Prime

  5.36%  9.50%  —   4.31%

January 1, 2027

  1,741   1,701   1,605 
    

Term Loan

  13.36%

Prime

  5.36%  9.50%  —   4.31%

January 1, 2027

  1,741   1,699   1,604 
    

Term Loan

  13.36%

Prime

  5.36%  9.50%  —   4.31%

January 1, 2027

  1,741   1,699   1,604 

Stealth Biotherapeutics Inc. (2)(12)

 

Biotechnology

 

Term Loan

  13.50%

Prime

  5.50%  8.75%  —   6.00%

October 1, 2025

  2,631   2,598   2,598 
    

Term Loan

  13.50%

Prime

  5.50%  8.75%  —   6.00%

October 1, 2025

  1,315   1,299   1,299 

Tallac Therapeutics, Inc. (2)(12)

 

Biotechnology

 

Term Loan

  12.25%

Prime

  4.25%  12.25%  —   4.00%

August 1, 2027

  2,500   2,468   2,468 
    

Term Loan

  12.25%

Prime

  4.25%  12.25%  —   4.00%

August 1, 2027

  2,500   2,468   2,468 

Aerobiotix, LLC (2)(12)

 

Medical Device

 

Term Loan

  9.00%

Fixed

  —   —   —   18.00%

April 1, 2028

  2,500   2,477   2,205 
    

Term Loan

  9.00%

Fixed

  —   —   —   18.00%

April 1, 2028

  2,500   2,477   2,205 
    

Term Loan

  9.00%

Fixed

  —   —   —   18.00%

April 1, 2028

  200   188   168 

Portfolio Company (1)(3)

 

Sector

 

Type of Investment (7)

 

Cash Rate (4)

 

Index

 

Margin

  

Floor

  

Ceiling

  

ETP (10)

 

Maturity Date

 

Principal Amount

  

Cost of Investments (6)(9)

  

Fair Value (9)

 

Candesant Biomedical, Inc. (2)(12)

 

Medical Device

 

Term Loan

  11.50%

Prime

  3.50%  11.50%  —   5.00%

September 1, 2027

  5,000   4,777   4,777 
    

Term Loan

  11.50%

Prime

  3.50%  11.50%  —   5.00%

September 1, 2027

  2,500   2,464   2,464 
    

Term Loan

  11.50%

Prime

  3.50%  11.50%  —   5.00%

September 1, 2027

  2,500   2,464   2,464 

Ceribell, Inc. (2)(12)

 

Medical Device

 

Term Loan

  10.75%

Prime

  2.75%  9.25%  —   4.00%

March 1, 2029

  5,000   4,817   4,817 
    

Term Loan

  10.75%

Prime

  2.75%  9.25%  —   4.00%

March 1, 2029

  5,000   4,938   4,938 
    

Term Loan

  10.75%

Prime

  2.75%  9.25%  —   4.00%

March 1, 2029

  4,000   3,950   3,950 

Cognoa, Inc. (2)(12)

 

Medical Device

 

Term Loan

  13.50%

Prime

  5.50%  8.75%  —   6.00%

August 1, 2026

  3,611   3,584   3,356 
    

Term Loan

  13.50%

Prime

  5.50%  8.75%  —   6.00%

August 1, 2026

  1,806   1,792   1,678 

Conventus Orthopaedics, Inc. (2)(12)

 

Medical Device

 

Term Loan

  12.82%

Prime

  4.82%  9.25%  —   10.36%

July 1, 2025

  3,477   3,448   3,448 
    

Term Loan

  12.82%

Prime

  4.82%  9.25%  —   10.36%

July 1, 2025

  3,477   3,448   3,448 

Infobionic, Inc. (2)(12)

 

Medical Device

 

Term Loan

  13.00%

Prime

  4.50%  12.00%  —   2.00%

September 1, 2029

  5,000   4,916   4,916 
    

Term Loan

  13.00%

Prime

  4.50%  12.00%  —   2.00%

September 1, 2029

  5,000   4,916   4,916 
    

Term Loan

  13.00%

Prime

  4.50%  12.00%  —   2.00%

September 1, 2029

  5,000   4,916   4,916 

MicroTransponder, Inc. (2)(12)

 

Medical Device

 

Term Loan

  12.25%

Prime

  3.75%  12.25%  —   3.50%

January 1, 2029

  3,750   3,696   3,696 
    

Term Loan

  12.25%

Prime

  3.75%  12.25%  —   3.50%

January 1, 2029

  3,750   3,696   3,696 

Scientia Vascular, Inc. (2)(12)

 

Medical Device

 

Term Loan

  13.25%

Prime

  4.75%  8.50%  —   5.00%

January 1, 2027

  3,750   3,734   3,734 
    

Term Loan

  13.25%

Prime

  4.75%  8.50%  —   5.00%

January 1, 2027

  3,750   3,733   3,733 
    

Term Loan

  13.75%

Prime

  5.25%  9.00%  —   5.00%

January 1, 2027

  5,000   4,959   4,959 
    

Term Loan

  13.75%

Prime

  5.25%  9.00%  —   5.00%

January 1, 2027

  5,000   4,927   4,927 

Sonex Health, Inc. (2)(12)

 

Medical Device

 

Term Loan

  12.00%

Prime

  3.50%  11.75%  —   8.00%

September 1, 2027

  2,500   2,479   2,479 
    

Term Loan

  12.00%

Prime

  3.50%  11.75%  —   8.00%

September 1, 2027

  2,500   2,479   2,479 
    

Term Loan

  12.00%

Prime

  3.50%  11.75%  —   8.00%

September 1, 2027

  5,000   4,957   4,957 
    

Term Loan

  12.00%

Prime

  3.50%  11.75%  —   8.00%

September 1, 2027

  5,000   4,957   4,957 
    

Term Loan

  12.00%

Prime

  3.50%  11.75%  —   8.00%

April 1, 2028

  3,750   3,711   3,711 
    

Term Loan

  12.00%

Prime

  3.50%  11.75%  —   8.00%

April 1, 2028

  3,750   3,711   3,711 
    

Term Loan

  12.00%

Prime

  3.50%  11.75%  —   8.00%

April 1, 2028

  3,750   3,711   3,711 
    

Term Loan

  12.00%

Prime

  3.50%  11.75%  —   8.00%

April 1, 2028

  3,750   3,711   3,711 

Spineology, Inc. (2)(12)

 

Medical Device

 

Term Loan

  13.00%

Prime

  5.00%  12.00%  —   1.00%

August 1, 2029

  5,000   4,911   4,911 
    

Term Loan

  13.00%

Prime

  5.00%  12.00%  —   1.00%

August 1, 2029

  4,250   4,174   4,174 
    

Term Loan

  13.00%

Prime

  5.00%  12.00%  —   1.00%

August 1, 2029

  4,250   4,174   4,174 
    

Term Loan

  13.00%

Prime

  5.00%  12.00%  —   1.00%

August 1, 2029

  2,500   2,455   2,455 

Swift Health Systems Inc. (2)(12)(14)

 

Medical Device

 

Term Loan

  13.75%

Prime

  5.25%  9.00%  —   5.00%

July 1, 2027

  3,500   3,510   3,509 
    

Term Loan

  13.75%

Prime

  5.25%  9.00%  —   5.00%

July 1, 2027

  3,500   3,475   3,474 
    

Term Loan

  13.75%

Prime

  5.25%  9.00%  —   5.00%

July 1, 2027

  3,500   3,469   3,468 
    

Term Loan

  13.75%

Prime

  5.25%  9.00%  —   5.00%

July 1, 2027

  3,500   3,469   3,468 

Portfolio Company (1)(3)

 

Sector

 

Type of Investment (7)

 

Cash Rate (4)

 

Index

 

Margin

  

Floor

  

Ceiling

  

ETP (10)

 

Maturity Date

 

Principal Amount

  

Cost of Investments (6)(9)

  

Fair Value (9)

 
    

Term Loan

  13.75%

Prime

  5.25%  9.00%  —   100.00%

July 1, 2027

  300   300   300 
    

Term Loan

  13.75%

Prime

  5.25%  9.00%  —   100.00%

July 1, 2027

  150   150   150 
    

Term Loan

  13.75%

Prime

  5.25%  9.00%  —   — 

July 1, 2027

  200   200   200 
    

Term Loan

  13.25%

Prime

  5.25%  9.00%  —   — 

July 1, 2027

  350   350   350 

Vero Biotech, Inc. (2)(12)

 

Medical Device

 

Term Loan

  12.25%

Prime

  3.75%  12.25%  —   4.00%

January 1, 2029

  15,000   14,719   14,117 
    

Term Loan

  12.25%

Prime

  3.75%  12.25%  —   4.00%

January 1, 2029

  10,000   9,813   9,411 
    

Term Loan

  12.25%

Prime

  3.75%  12.25%  —   4.00%

January 1, 2029

  5,000   4,907   4,706 
    

Term Loan

  12.25%

Prime

  3.75%  12.25%  —   4.00%

January 1, 2029

  2,500   2,453   2,353 

Total Non-Affiliate Debt Investments — Life Science

                                263,158   260,177 

Non-Affiliate Debt Investments — Sustainability — 19.8% (8)

                                      

Pivot Bio, Inc.(2)(12)

 

Energy Efficiency

 

Term Loan

  12.00%

Prime

  4.00%  12.00%  —   4.00%

February 1, 2029

  5,000   4,739   4,739 
    

Term Loan

  12.00%

Prime

  4.00%  12.00%  —   4.00%

February 1, 2029

  5,000   4,948   4,948 

New Aerofarms, Inc. assignee of Aerofarms, Inc. (2)(12)(15)

 

Other Sustainability

 

Term Loan

  14.75%

Prime

  6.75%  10.00%  —   4.33%

December 1, 2026

  3,750   3,712   3,712 
    

Term Loan

  14.75%

Prime

  6.75%  10.00%  —   4.33%

December 1, 2026

  3,750   3,712   3,712 

Soli Organic, Inc. (2)(12)

 

Other Sustainability

 

Term Loan

  14.75%

Prime

  6.75%  10.00%  —   2.75%

April 1, 2026

  5,000   4,937   4,937 
    

Term Loan

  14.75%

Prime

  6.75%  10.00%  —   2.75%

April 1, 2026

  2,500   2,469   2,469 
    

Term Loan

  14.75%

Prime

  6.75%  10.00%  —   2.75%

May 1, 2026

  5,000   4,938   4,938 
    

Term Loan

  14.75%

Prime

  6.75%  10.00%  —   2.75%

May 1, 2026

  2,500   2,469   2,469 
    

Term Loan

  13.50%

Prime

  5.50%  11.75%  —   2.75%

December 1, 2026

  5,000   4,946   4,946 
    

Term Loan

  13.50%

Prime

  5.50%  11.75%  —   2.75%

December 1, 2026

  2,500   2,473   2,473 

Temperpack Technologies, Inc. (2)(12)

 

Other Sustainability

 

Term Loan

  14.75%

Prime

  6.75%  10.00%  —   2.50%

April 1, 2028

  3,750   3,703   3,703 
    

Term Loan

  14.75%

Prime

  6.75%  10.00%  —   2.50%

April 1, 2028

  3,750   3,703   3,703 
    

Term Loan

  14.75%

Prime

  6.75%  10.00%  —   2.50%

April 1, 2028

  7,500   7,400   7,400 
    

Term Loan

  14.75%

Prime

  6.75%  10.00%  —   2.50%

April 1, 2028

  3,750   3,700   3,700 
    

Term Loan

  14.75%

Prime

  6.75%  10.00%  —   2.50%

April 1, 2028

  3,750   3,700   3,700 
    

Term Loan

  14.00%

Prime

  6.00%  10.00%  —   2.00%

January 1, 2029

  4,500   4,452   4,452 
    

Term Loan

  14.00%

Prime

  6.00%  10.00%  —   2.00%

January 1, 2029

  2,000   1,979   1,979 

Total Non-Affiliate Debt Investments — Sustainability

                                67,980   67,980 

Non-Affiliate Debt Investments — Technology — 56.7% (8)

                                      

Axiom Space, Inc. (2)(12)

 Communications 

Term Loan

  14.50%

Prime

  6.00%  9.25%  —   2.50%

June 1, 2026

  4,375   4,354   4,354 
    

Term Loan

  14.50%

Prime

  6.00%  9.25%  —   2.50%

June 1, 2026

  4,375   4,353   4,353 
    

Term Loan

  14.50%

Prime

  6.00%  9.25%  —   2.50%

June 1, 2026

  4,375   4,353   4,353 

CAMP NYC, Inc. (2)(12)

 

Consumer-related Technologies

 

Term Loan

  15.25%

Prime

  7.25%  10.50%  —   3.00%

March 1, 2027

  2,033   1,980   1,922 

Portfolio Company (1)(3)

 

Sector

 

Type of Investment (7)

 

Cash Rate (4)

 

Index

 

Margin

  

Floor

  

Ceiling

  

ETP (10)

 

Maturity Date

 

Principal Amount

  

Cost of Investments (6)(9)

  

Fair Value (9)

 

Clara Foods Co. (2)(12)

 

Consumer-related Technologies

 

Term Loan

  14.25%

Prime

  5.75%  9.00%  —   5.50%

August 1, 2025

  833   828   828 
    

Term Loan

  14.25%

Prime

  5.75%  9.00%  —   5.50%

August 1, 2025

  833   828   828 

Havenly, Inc. (2)(12)

 

Consumer-related Technologies

 

Term Loan

  13.00%

Prime

  5.00%  5.00%  —   10.40%

March 1, 2027

  2,000   1,467   1,467 
    

Term Loan

  13.00%

Prime

  5.00%  5.00%  —   10.40%

March 1, 2027

  3,000   2,441   2,441 
    

Term Loan

  11.50%

Prime

  3.50%  10.50%  —   7.78%

February 1, 2028

  2,813   2,813   2,813 
    

Term Loan

  11.50%

Prime

  3.50%  10.50%  —   7.78%

February 1, 2028

  2,813   2,813   2,813 

Lyrical Foods, Inc. (2)(12)

 

Consumer-related Technologies

 

Term Loan

  11.50% (11)

Prime

  3.50%  9.00%  —   5.00%

July 1, 2028

  2,603   2,692   2,341 

NextCar Holding Company, Inc. (2)(12)(13)

 

Consumer-related Technologies

 

Term Loan

  14.25% (11)

Prime

  5.75%  9.00%  —   5.25%

October 31, 2023

  5,908   5,489   3,256 
    

Term Loan

  14.25% (11)

Prime

  5.75%  9.00%  —   5.25%

October 31, 2023

  2,363   2,196   1,303 
    

Term Loan

  14.25% (11)

Prime

  5.75%  9.00%  —   5.25%

October 31, 2023

  2,954   2,745   1,628 
    

Term Loan

  14.25% (11)

Prime

  5.75%  9.00%  —   5.25%

October 31, 2023

  3,545   3,294   1,953 
    

Term Loan

  14.25% (11)

Prime

  5.75%  9.00%  —   5.25%

October 31, 2023

  2,954   2,745   1,628 
    

Term Loan

  14.25% (11)

Prime

  5.75%  9.00%  —   5.25%

October 31, 2023

  2,954   2,745   1,628 
    

Term Loan

  14.25% (11)

Prime

  5.75%  9.00%  —   5.25%

October 31, 2023

  5,908   5,489   3,255 
    

Term Loan

  14.25% (11)

Prime

  5.75%  9.00%  —   5.25%

October 31, 2023

  2,954   2,745   1,628 

Optoro, Inc. (2)(12)

 

Consumer-related Technologies

 

Term Loan

  14.75%

Prime

  6.25%  9.50%  —   4.00%

August 1, 2027

  2,500   2,440   2,440 
    

Term Loan

  14.75%

Prime

  6.25%  9.50%  —   4.00%

July 1, 2028

  1,875   1,800   1,800 

Standvast Holdings, LLC (2)(12)

 

Consumer-related Technologies

 

Term Loan

  12.75%

Prime

  4.25%  12.75%  —   3.00%

June 1, 2028

  2,500   2,245   2,245 
    

Term Loan

  12.75%

Prime

  4.25%  12.75%  —   3.00%

June 1, 2028

  2,500   2,421   2,421 

Unagi, Inc. (2)(12)(13)

 

Consumer-related Technologies

 

Term Loan

  15.75% (11)

Prime

  7.75%  11.00%  —   — 

May 1, 2027

  1,361   1,086   228 
    

Term Loan

  15.75% (11)

Prime

  7.75%  11.00%  —   — 

May 1, 2027

  680   543   114 
    

Term Loan

  15.75% (11)

Prime

  7.75%  11.00%  —   — 

May 1, 2027

  680   543   114 

Fictiv, Inc. (2)(12)

 

Networking

 

Term Loan

  11.25%

Prime

  3.25%  10.00%  —   4.00%

April 1, 2029

  5,000   4,703   4,703 
    

Term Loan

  11.25%

Prime

  3.25%  10.00%  —   4.00%

April 1, 2029

  5,000   4,938   4,938 

BriteCore Holdings, Inc. (2)(12)

 

Software

 

Term Loan

  14.00%

Prime

  5.50%  14.00%  —   3.00%

October 1, 2028

  5,000   4,905   4,905 
    

Term Loan

  14.00%

Prime

  5.50%  14.00%  —   3.00%

October 1, 2028

  2,500   2,471   2,471 
    

Term Loan

  14.00%

Prime

  5.50%  14.00%  —   3.00%

October 1, 2028

  2,500   2,471   2,471 
    

Term Loan

  14.00%

Prime

  5.50%  14.00%  —   3.00%

October 1, 2028

  2,500   2,471   2,471 
    

Term Loan

  14.00%

Prime

  5.50%  14.00%  —   3.00%

April 1, 2029

  2,500   2,467   2,467 

Dropoff, Inc. (2)(12)

 Software Term Loan  14.50%

Prime

  6.50%  9.75%  —   3.50%

June 1, 2026

  6,804   6,729   6,337 
    

Term Loan

  14.50%

Prime

  6.50%  9.75%  —   3.50%

June 1, 2026

  6,280   6,211   5,849 
    

Term Loan

  14.50%

Prime

  6.50%  9.75%  —   3.50%

June 1, 2026

  2,617   2,590   2,439 

Portfolio Company (1)(3)

 

Sector

 

Type of Investment (7)

 

Cash Rate (4)

 

Index

 

Margin

  

Floor

  

Ceiling

  

ETP (10)

 

Maturity Date

 

Principal Amount

  

Cost of Investments (6)(9)

  

Fair Value (9)

 

Kodiak Robotics, Inc. (2)(12)

 

Software

 

Term Loan

  13.50%

Prime

  5.50%  10.25%  —   4.00%

April 1, 2026

  10,000   9,946   9,946 
    

Term Loan

  13.50%

Prime

  5.50%  10.25%  —   4.00%

April 1, 2026

  10,000   9,946   9,946 
    

Term Loan

  13.50%

Prime

  5.50%  10.25%  —   4.00%

April 1, 2026

  5,000   4,973   4,973 
    

Term Loan

  13.50%

Prime

  5.50%  10.25%  —   4.00%

April 1, 2026

  5,000   4,973   4,973 

Lytics, Inc. (2)(12)

 

Software

 

Term Loan

  14.50%

Prime

  6.00%  14.25%  —   5.00%

November 1, 2026

  2,500   2,479   2,479 
    

Term Loan

  14.50%

Prime

  6.00%  14.25%  —   5.00%

December 1, 2026

  1,250   1,242   1,242 
    

Term Loan

  14.50%

Prime

  6.00%  14.25%  —   5.00%

April 1, 2027

  1,000   996   996 

Mirantis, Inc. (2)(12)

 

Software

 

Term Loan

  12.00%

Prime

  3.50%  11.75%  —   4.00%

October 1, 2028

  5,000   4,929   4,929 
    

Term Loan

  12.00%

Prime

  3.50%  11.75%  —   4.00%

October 1, 2028

  5,000   4,929   4,929 
    

Term Loan

  12.00%

Prime

  3.50%  11.75%  —   4.00%

October 1, 2028

  5,000   4,929   4,929 
    

Term Loan

  12.00%

Prime

  3.50%  11.75%  —   4.00%

October 1, 2028

  5,000   4,929   4,929 

Noodle Partners, Inc. (2)(12)

 

Software

 

Term Loan

  13.00%

Prime

  5.00%  12.00%  —   3.00%

March 1, 2027

  10,000   9,916   9,916 
    

Term Loan

  13.00%

Prime

  5.00%  12.00%  —   3.00%

March 1, 2027

  5,000   4,958   4,958 
    

Term Loan

  13.00%

Prime

  5.00%  12.00%  —   3.00%

March 1, 2027

  5,000   4,958   4,958 

Reputation Institute, Inc. (2)(12)

 

Software

 

Term Loan

  15.75%

Prime

  7.25%  10.50%  —   3.00%

August 1, 2025

  1,933   1,901   1,901 

Supply Network Visibility Holdings LLC (2)(12)

 

Software

 

Term Loan

  12.25%

Prime

  4.25%  12.00%  —   2.50%

June 1, 2028

  2,500   2,476   2,476 
    

Term Loan

  12.25%

Prime

  4.25%  12.00%  —   2.50%

June 1, 2028

  3,500   3,491   3,491 
    

Term Loan

  12.25%

Prime

  4.25%  12.00%  —   2.50%

June 1, 2028

  2,500   2,493   2,493 
    

Term Loan

  12.25%

Prime

  4.25%  12.00%  —   2.50%

June 1, 2028

  1,500   1,496   1,496 
    

Term Loan

  12.25%

Prime

  4.25%  12.00%  —   2.50%

July 1, 2029

  5,000   4,983   4,983 

Viken Detection Corporation (2)(12)

 

Software

 

Term Loan

  12.00%

Prime

  4.00%  11.75%  —   3.50%

June 1, 2027

  5,000   4,951   4,951 
    

Term Loan

  12.00%

Prime

  4.00%  11.75%  —   3.50%

June 1, 2027

  2,500   2,476   2,476 
    

Term Loan

  12.00%

Prime

  4.00%  11.75%  —   3.50%

June 1, 2027

  2,500   2,476   2,476 

Total Non-Affiliate Debt Investments — Technology

                            208,250   194,051 

Non-Affiliate Debt Investments — Healthcare information and services — 30.4% (8)

                                      

Hound Labs Inc. (12)(13)

 

Diagnostics

 

Term Loan

  14.00%

Prime

  6.00%  9.25%  —   3.50%

June 1, 2026

  1,607   1,577   1,034 
    

Term Loan

  14.00%

Prime

  6.00%  9.25%  —   3.50%

June 1, 2026

  1,607   1,577   1,034 
    

Term Loan

  14.00%

Prime

  6.00%  9.25%  —   3.50%

June 1, 2026

  3,214   3,151   2,068 
    

Term Loan

  14.00%

Fixed

  —   —   —   50.00%

March 1, 2025

  300   300   197 
    

Term Loan

  14.00%

Fixed

  —   —   —   100.00%

March 1, 2025

  250   250   164 

Parse Biosciences, Inc. (2)(12)

 

Diagnostics

 

Term Loan

  11.75%

Prime

  3.25%  11.50%  —   5.00%

January 1, 2028

  5,000   4,652   4,652 
    

Term Loan

  11.75%

Prime

  3.25%  11.50%  —   5.00%

January 1, 2028

  5,000   4,903   4,903 

Portfolio Company (1)(3)

 

Sector

 

Type of Investment (7)

 

Cash Rate (4)

 

Index

 

Margin

  

Floor

  

Ceiling

  

ETP (10)

 

Maturity Date

 

Principal Amount

  

Cost of Investments (6)(9)

  

Fair Value (9)

 

BrightInsight, Inc. (2)(12)

 

Software

 

Term Loan

  14.00%

Prime

  5.50%  9.50%  —   3.00%

August 1, 2027

  7,000   6,814   6,814 
    

Term Loan

  14.00%

Prime

  5.50%  9.50%  —   3.00%

August 1, 2027

  3,500   3,473   3,473 
    

Term Loan

  14.00%

Prime

  5.50%  9.50%  —   3.00%

August 1, 2027

  3,500   3,473   3,473 
    

Term Loan

  14.00%

Prime

  5.50%  9.50%  —   3.00%

April 1, 2028

  2,750   2,717   2,717 

Elligo Health Research, Inc. (2)(12)

 

Software

 

Term Loan

  11.75%

Prime

  3.50%  11.75%  —   4.00%

October 1, 2027

  10,000   9,783   9,783 
    

Term Loan

  11.75%

Prime

  3.50%  11.75%  —   4.00%

October 1, 2027

  5,000   4,940   4,940 
    

Term Loan

  11.75%

Prime

  3.50%  11.75%  —   4.00%

October 1, 2027

  5,000   4,940   4,940 
    

Term Loan

  11.75%

Prime

  3.50%  11.75%  —   4.00%

October 1, 2027

  5,000   4,940   4,940 

SafelyYou, Inc. (2)(12)

 

Software

 

Term Loan

  11.25%

Prime

  3.25%  11.00%  —   5.00%

June 1, 2027

  5,000   4,791   4,791 
    

Term Loan

  11.25%

Prime

  3.25%  11.00%  —   5.00%

June 1, 2027

  5,000   4,938   4,938 

GT Medical Technologies, Inc. (2)(12)

 

Other Healthcare Services

 

Term Loan

  11.25%

Prime

  3.25%  11.25%  —   4.00%

October 1, 2029

  3,750   3,592   3,592 
    

Term Loan

  11.25%

Prime

  3.25%  11.25%  —   4.00%

October 1, 2029

  3,750   3,692   3,692 
    

Term Loan

  11.25%

Prime

  3.25%  11.25%  —   4.00%

October 1, 2029

  7,500   7,384   7,384 

Hometeam Technologies, Inc. (2)(12)

 

Other Healthcare Services

 

Term Loan

  11.25%

Prime

  3.25%  11.25%  —   3.50%

August 1, 2029

  5,000   4,851   4,851 
    

Term Loan

  11.25%

Prime

  3.25%  11.25%  —   3.50%

August 1, 2029

  5,000   4,951   4,951 
    

Term Loan

  11.25%

Prime

  3.25%  11.25%  —   3.50%

August 1, 2029

  5,000   4,951   4,951 
    

Term Loan

  11.25%

Prime

  3.25%  11.25%  —   3.50%

August 1, 2029

  5,000   4,951   4,951 
    

Term Loan

  11.25%

Prime

  3.25%  11.25%  —   3.50%

August 1, 2029

  5,000   4,951   4,951 

Total Non-Affiliate Debt Investments — Healthcare information and services

                           $106,542  $104,184 

Total Non- Affiliate Debt Investments

                           $645,930  $626,392 
          

Cost of

  

Fair

 

Portfolio Company (1)(3)

 

Sector

 

Type of Investment (7)

 

Number of Shares

  

Investments (6)(9)

  

Value (9)

 

Non-Affiliate Warrant Investments — 5.5% (8)

                

Non-Affiliate Warrants — Life Science — 1.5% (8)

                

Avalo Therapeutics, Inc. (2)(5)(12)

 

Biotechnology

 

Common Stock Warrant

  117  $311  $— 

Castle Creek Biosciences, Inc. (2)(12)

 

Biotechnology

 

Preferred Stock Warrant

  7,404   214   169 

Emalex Biosciences, Inc. (2)(12)

 

Biotechnology

 

Preferred Stock Warrant

  110,402   176   127 

Imunon, Inc. (2)(5)(12)

 

Biotechnology

 

Common Stock Warrant

  19,671   64   — 

KSQ Therapeutics, Inc. (2)(12)

 

Biotechnology

 

Preferred Stock Warrant

  48,076   49   53 

Mustang Bio, Inc. (2)(5)(12)

 

Biotechnology

 

Common Stock Warrant

  16,611   146   — 

Native Microbials, Inc (2)(12)

 

Biotechnology

 

Preferred Stock Warrant

  103,679   64   58 

PDS Biotechnology Corporation (2)(5)(12)

 

Biotechnology

 

Common Stock Warrant

  299,848   160   316 

Provivi, Inc. (2)(12)

 

Biotechnology

 

Common Stock Warrant

  175,098   278   — 

Provivi, Inc. (2)(12)

 

Biotechnology

 

Preferred Stock Warrant

  709,981   312   222 

Stealth Biotherapeutics Inc. (2)(12)

 

Biotechnology

 

Common Stock Warrant

  318,181   265   110 

Tallac Therapeutics, Inc. (2)(12)

 

Biotechnology

 

Preferred Stock Warrant

  1,600,002   195   167 

Xeris Pharmaceuticals, Inc. (2)(5)(12)

 

Biotechnology

 

Common Stock Warrant

  126,000   73   64 

AccuVein Inc. (2)(12)

 

Medical Device

 

Common Stock Warrant

  271   7   — 

Aerin Medical, Inc. (2)(12)

 

Medical Device

 

Preferred Stock Warrant

  1,818,183   66   1,048 

Aerobiotix, LLC (2)(12)

 

Medical Device

 

Preferred Stock Warrant

  8,800   48   9 

Canary Medical Inc. (2)(12)

 

Medical Device

 

Preferred Stock Warrant

  12,153   87   171 

Candesant Biomedical, Inc. (2)(12)

 

Medical Device

 

Preferred Stock Warrant

  93,336   152   131 

Ceribell, Inc. (2)(12)

 

Medical Device

 

Preferred Stock Warrant

  231,050   147   192 

Cognoa, Inc. (2)(12)

 

Medical Device

 

Common Stock Warrant

  30,585   —   — 

Cognoa, Inc. (2)(12)

 

Medical Device

 

Preferred Stock Warrant

  4,635,992   162   13 

Conventus Orthopaedics, Inc. (2)(12)

 

Medical Device

 

Preferred Stock Warrant

  9,313,541   256   197 

CSA Medical, Inc. (2)(12)

 

Medical Device

 

Preferred Stock Warrant

  4,917,794   174   471 

CVRx, Inc. (2)(5)(12)

 

Medical Device

 

Common Stock Warrant

  47,410   76   50 

Infobionic, Inc. (2)(12)

 

Medical Device

 

Preferred Stock Warrant

  5,361,130   231   169 
          

Cost of

  

Fair

 

Portfolio Company (1)(3)

 

Sector

 

Type of Investment (7)

 

Number of Shares

  

Investments (6)(9)

  

Value (9)

 

Magnolia Medical Technologies, Inc. (2)(12)

 

Medical Device

 

Preferred Stock Warrant

  

809,931

   

194

   

304

 

Meditrina, Inc. (2)(12)

 

Medical Device

 

Preferred Stock Warrant

  

233,993

   

83

   

29

 

MicroTransponder, Inc. (2)(12)

 

Medical Device

 

Preferred Stock Warrant

  

103,172

   

48

   

48

 

Scientia Vascular, Inc (2)(12)

 

Medical Device

 

Preferred Stock Warrant

  

34,410

   

103

   

273

 

Sonex Health, Inc. (2)(12)

 

Medical Device

 

Preferred Stock Warrant

  

2,637,133

   

275

   

262

 

VERO Biotech LLC (2)(12)

 

Medical Device

 

Preferred Stock Warrant

  

4,109

   

432

   

196

 

Spineology, Inc. (2)(12)

 

Medical Device

 

Common Stock Warrant

  

2,714,033

   

143

   

108

 

Spineology, Inc. (2)(12)

 

Medical Device

 

Preferred Stock Warrant

  

2,255,155

   

16

   

27

 

Swift Health Systems Inc. (2)(12)

 

Medical Device

 

Preferred Stock Warrant

  

135,484

   

71

   

—

 

Total Non-Affiliate Warrants — Life Science

      

5,078

   

4,984

 

Non-Affiliate Warrants — Sustainability — 0.2% (8)

                

New Aerofarms, Inc. assignee of Aerofarms, Inc. (2)(12)(15)

 

Other Sustainability

 

Preferred Stock Warrant

  

400,000

   

82

   

69

 

LiquiGlide, Inc. (2)(12)

 

Other Sustainability

 

Preferred Stock Warrant

  

61,359

   

40

   

25

 

Soli Organic, Inc. (2)(12)

 

Other Sustainability

 

Common Stock Warrant

  

65

   

20

   

19

 

Soli Organic, Inc. (2)(12)

 

Other Sustainability

 

Preferred Stock Warrant

  

1,103

   

382

   

489

 

Temperpack Technologies, Inc. (2)(12)

 

Other Sustainability

 

Preferred Stock Warrant

  

49,693

   

178

   

91

 

Pivot Bio, Inc. (2)(12)

 

Energy Efficiency

 

Preferred Stock Warrant

  

210,418

   

14

   

14

 

Total Non-Affiliate Warrants — Sustainability

      

716

   

707

 

Non-Affiliate Warrants — Technology — 3.5% (8)

                

Axiom Space Holdings, Inc. (2)(12)

 

Communications

 

Common Stock Warrant

  

1,991

   

46

   

57

 

Intelepeer Holdings, Inc. (2)(12)

 

Communications

 

Preferred Stock Warrant

  

2,936,535

   

137

   

2,100

 

Alula Holdings, Inc. (2)(12)

 

Consumer-related Technologies

 

Preferred Stock Warrant

  

20,000

   

93

   

7

 

CAMP NYC, Inc. (2)(12)

 

Consumer-related Technologies

 

Preferred Stock Warrant

  

112,356

   

36

   

39

 

Clara Foods Co. (2)(12)

 

Consumer-related Technologies

 

Preferred Stock Warrant

  

46,745

   

30

   

121

 

Divergent Technologies, Inc. (2)(12)

 

Consumer-related Technologies

 

Common Stock Warrant

  

9,801

   

79

   

55

 

Divergent Technologies, Inc. (2)(12)

 

Consumer-related Technologies

 

Preferred Stock Warrant

  

53,264

   

454

   

622

 

Havenly, Inc. (2)(12)

 

Consumer-related Technologies

 

Common Stock Warrant

  

1,446,429

   

3,178

   

2,489

 

MyForest Foods Co. (2)(12)

 

Consumer-related Technologies

 

Preferred Stock Warrant

  

250

   

28

   

24

 

NextCar Holding Company, Inc. (2)(12)

 

Consumer-related Technologies

 

Common Stock Warrant

  

12,618

   

188

   

—

 

NextCar Holding Company, Inc. (2)(12)

 

Consumer-related Technologies

 

Preferred Stock Warrant

  

3,913,723

   

9

   

—

 

Optoro, Inc. (2)(12)

 

Consumer-related Technologies

 

Preferred Stock Warrant

  

11,550

   

181

   

144

 

Primary Kids, Inc. (2)(12)

 

Consumer-related Technologies

 

Preferred Stock Warrant

  

553,778

   

57

   

587

 

Quip NYC Inc. (2)(12)

 

Consumer-related Technologies

 

Preferred Stock Warrant

  

6,191

   

325

   

—

 

Standvast Holdings, LLC (2)(12)

 

Consumer-related Technologies

 

Preferred Stock Warrant

  

1,225,492

   

275

   

258

 

Unagi, Inc. (2)(12)

 

Consumer-related Technologies

 

Preferred Stock Warrant

  

171,081

   

29

   

—

 

Updater, Inc.(2)(12)

 

Consumer-related Technologies

 

Preferred Stock Warrant

  

108,333

   

34

   

26

 

CPG Beyond, Inc. (2)(12)

 

Data Storage

 

Preferred Stock Warrant

  

500,000

   

242

   

290

 

Silk, Inc. (2)(12)

 

Data Storage

 

Preferred Stock Warrant

  

394,110

   

175

   

119

 

Global Worldwide LLC (2)(12)

 

Internet and Media

 

Preferred Stock Warrant

  

245,810

   

75

   

—

 

Rocket Lawyer Incorporated (2)(12)

 

Internet and Media

 

Preferred Stock Warrant

  

261,721

   

92

   

313

 

Skillshare, Inc. (2)(12)

 

Internet and Media

 

Preferred Stock Warrant

  

139,074

   

162

   

671

 

Liqid, Inc. (2)(12)

 

Networking

 

Preferred Stock Warrant

  

344,102

   

364

   

103

 

Fictiv, Inc. (2)(12)

 

Networking

 

Common Stock Warrant

  

126,841

   

59

   

74

 

Halio, Inc. (2)(12)

 

Power Management

 

Common Stock Warrant

  

38,241,466

   

1,585

   

2,700

 

Avalanche Technology, Inc. (2)(12)

 

Semiconductors

 

Preferred Stock Warrant

  

5,938

   

45

   

—

 

BriteCore Holdings, Inc. (2)(12)

 

Software

 

Preferred Stock Warrant

  

161,215

   

98

   

254

 

Dropoff, Inc. (2)(12)

 

Software

 

Common Stock Warrant

  

516,732

   

455

   

90

 

E La Carte, Inc. (2)(5)(12)

 

Software

 

Common Stock Warrant

  

147,361

   

60

   

—

 

Everstream Holdings, LLC (2)(12)

 

Software

 

Preferred Stock Warrant

  

350,000

   

70

   

21

 

Kodiak Robotics, Inc. (2)(12)

 

Software

 

Preferred Stock Warrant

  

639,918

   

273

   

9

 

Lemongrass Holdings, Inc. (2)(12)

 

Software

 

Preferred Stock Warrant

  

101,308

   

34

   

83

 

Lotame Solutions, Inc. (2)(12)

 

Software

 

Preferred Stock Warrant

  

71,305

   

18

   

40

 

Lytics, Inc. (2)(12)

 

Software

 

Preferred Stock Warrant

  

85,543

   

43

   

—

 

Mirantis, Inc. (2)(12)

 

Software

 

Common Stock Warrant

  

948,275

   

223

   

240

 
          

Cost of

  

Fair

 

Portfolio Company (1)(3)

 

Sector

 

Type of Investment (7)

 

Number of Shares

  

Investments (6)(9)

  

Value (9)

 

Noodle Partners, Inc. (2)(12)

 

Software

 

Preferred Stock Warrant

  

84,037

   

116

   

—

 

Reputation Institute, Inc. (2)(12)

 

Software

 

Preferred Stock Warrant

  

4,104

   

63

   

33

 

Revinate Holdings, Inc. (2)(12)

 

Software

 

Preferred Stock Warrant

  

682,034

   

44

   

90

 

SIGNiX, Inc. (12)

 

Software

 

Preferred Stock Warrant

  

186,235

   

225

   

—

 

Slingshot Aerospace, Inc. (2)(12)

 

Software

 

Preferred Stock Warrant

  

309,208

   

123

   

79

 

Supply Network Visibility Holdings LLC (2)(12)

 

Software

 

Preferred Stock Warrant

  

682

   

65

   

75

 

Topia Mobility, Inc. (2)(12)

 

Software

 

Preferred Stock Warrant

  

3,049,607

   

137

   

—

 

Viken Detection Corporation (2)(12)

 

Software

 

Preferred Stock Warrant

  

345,443

   

120

   

203

 

xAd, Inc. (2)(12)

 

Software

 

Preferred Stock Warrant

  

4,343,348

   

176

   

7

 

Total Non-Affiliate Warrants — Technology

      

10,321

   

12,023

 

Non-Affiliate Warrants — Healthcare information and services — 0.3% (8)

                

Hound Labs, Inc (12)

 

Diagnostics

 

Preferred Stock Warrant

  

451,796

   

45

   

—

 

Parse Biosciences, Inc. (2)(12)

 

Diagnostics

 

Common Stock Warrant

  

32,244

   

71

   

15

 

Parse Biosciences, Inc. (2)(12)

 

Diagnostics

 

Preferred Stock Warrant

  

184,253

   

166

   

47

 

Kate Farms, Inc. (2)(12)

 

Other Healthcare

 

Preferred Stock Warrant

  

82,965

   

103

   

777

 

GT Medical Technologies, Inc. (2)(12)

 

Other Healthcare

 

Preferred Stock Warrant

  

255,871

   

85

   

86

 

BrightInsight, Inc. (2)(12)

 

Software

 

Preferred Stock Warrant

  

85,066

   

167

   

—

 

Elligo Health Research, Inc. (2)(12)

 

Software

 

Preferred Stock Warrant

  

652,250

   

191

   

85

 

Medsphere Systems Corporation (2)(12)

 

Software

 

Preferred Stock Warrant

  

7,097,792

   

61

   

—

 

SafelyYou, Inc. (2)(12)

 

Software

 

Preferred Stock Warrant

  

150,353

   

163

   

11

 

Total Non-Affiliate Warrants — Healthcare information and services

      

1,052

   

1,021

 

Total Non-Affiliate Warrants

      

17,167

   

18,735

 

Non-Affiliate Other Investments — Life Science — 1.5% (8)

                

Lumithera, Inc. (12)

 

Medical Device

 

Royalty Agreement

      

1,147

   

100

 

Robin Healthcare, Inc. (2)(12)

 

Medical Device

 

Royalty Agreement

      

7,271

   

3,247

 

ZetrOZ, Inc. (12)

 

Medical Device

 

Royalty Agreement

      

—

   

—

 

Total Non-Affiliate Other Investments

      

8,418

   

3,347

 

Non-Affiliate Equity — 2.2% (8)

                

Cadrenal Therapeutics, Inc. (5)

 

Biotechnology

 

Common Stock

  

600,000

   

—

   

546

 

Castle Creek Biosciences, Inc. (12)

 

Biotechnology

 

Common Stock

  

1,162

   

250

   

250

 

Emalex Biosciences, Inc. (12)

 

Biotechnology

 

Common Stock

  

32,831

   

356

   

356

 

Axiom Space, Inc. (12)

 

Communications

 

Preferred Stock

  

1,810

   

261

   

306

 

PebblePost, Inc. (2)(12)

 

Communications

 

Preferred Stock

  

598,850

   

73

   

73

 

Caastle, Inc. (2)(12)

 

Consumer-related Technologies

 

Preferred Stock

  

242,180

   

2,681

   

2,687

 

Getaround, Inc. (2)(5)

 

Consumer-related Technologies

 

Common Stock

  

87,082

   

253

   

5

 

NextCar Holding Company, Inc. (2)(12)

 

Consumer-related Technologies

 

Preferred Stock

  

2,688,971

   

89

   

—

 

SnagAJob.com, Inc. (12)

 

Consumer-related Technologies

 

Common Stock

  

82,974

   

7

   

83

 

Lumithera, Inc. (12)

 

Medical Device

 

Common Stock

  

392,651

   

2,000

   

1,700

 

Tigo Energy, Inc. (5)

 

Other Sustainability

 

Common Stock

  

5,205

   

111

   

11

 

Decisyon, Inc. (12)

 

Software

 

Preferred Stock

  

280,000

   

2,800

   

1,281

 

Lotame, Inc. (12)

 

Software

 

Preferred Stock

  

66,127

   

5

   

190

 

Total Non-Affiliate Equity

      

8,886

   

7,488

 

Total Non-Affiliate Portfolio Investment Assets

      

$680,401

   

$655,962

 

Portfolio Company (1)(3)

 

Sector

 

Type of Investment (7)

 

Cash Rate (4)

 

Index

 

Margin

  

Floor

  

Ceiling

  

ETP (10)

 

Maturity Date

 

Principal Amount

  

Cost of Investments (6)(9)

  

Fair Value (9)

 

Non-Controlled Affiliate Investments — 2.4% (8)

                                      

Non-Controlled Affiliate Other Investments — 2.4% (8)

                                      

Evelo Holdings, Inc. (2)(5)(12)(17)

 

Biotechnology

 

Other Investment

  12.25% (11)

Prime

  4.25%  11.00%  —   4.25%

January 1, 2028

 $5,770  $4,910  $1,825 
    

Other Investment

  12.25% (11)

Prime

  4.25%  11.00%  —   4.25%

January 1, 2028

  8,656   7,621   2,832 
    

Other Investment

  12.25% (11)

Prime

  4.25%  11.00%  —   4.25%

January 1, 2028

  3,462   2,947   1,095 
    

Other Investment

  12.25% (11)

Prime

  4.25%  11.00%  —   4.25%

January 1, 2028

  3,462   2,947   1,095 
    

Other Investment

  12.25% (11)

Prime

  4.25%  11.00%  —   4.25%

January 1, 2028

  2,308   1,964   730 
    

Other Investment

  12.25% (11)

Prime

  4.25%  11.00%  —   4.25%

January 1, 2028

  2,308   1,964   730 

Total Non-Controlled Affiliate Other Investments

                            22,353   8,307 
          

Cost of

  

Fair

 

Portfolio Company (1)(3)

 

Sector

 

Type of Investment (7)

 

Number of Shares

  

Investments (6)(9)

  

Value (9)

 

Non-controlled Affiliate Equity — 0.0% (8)

                

Aulea Medical, Inc. (12)

 

Medical Device

 

Common Stock

  660,537  $—  $— 

Evelo Holdings, Inc. (2)(5)(12)

 

Biotechnology

 

Common Stock

  2,164,502   5,000   — 

Total Non-Controlled Affiliate Equity

      5,000   — 

Non-controlled Affiliate Warrants — 0.0% (8)

                

Evelo Holdings, Inc. (2)(5)(12)

 

Biotechnology

 

Common Stock

  23,196   125   — 

Total Non-Controlled Affiliate Warrants

      125   — 

Total Non-Controlled Affiliate Portfolio Investment Assets

     $27,478  $8,307 

Portfolio Company (1)(3)

 

Sector

 

Type of Investment (7)

 

Cash Rate (4)

 

Index

 

Margin

  

Floor

  

Ceiling

  

ETP (10)

 

Maturity Date

 

Principal Amount

  

Cost of Investments (6)(9)

  

Fair Value (9)

 

Controlled Affiliate Investments — 5.7% (8)

                                      

Controlled Affiliate Debt Investments — 2.0% (8)

                                      

Better Place Forests Co. (12)

 

Consumer-related Technologies

 

Term Loan

  12.00% (11)

Prime

  3.75%  12.00%  —   2.78%

August 1, 2029

 $3,891  $3,935  $3,234 
    

Term Loan

  12.00% (11)

Prime

  3.75%  12.00%  —   2.78%

August 1, 2029

  1,946   1,927   1,583 
    

Term Loan

  12.00% (11)

Prime

  3.75%  12.00%  —   — 

August 1, 2025

  521   521   489 
    

Term Loan

  12.00% (11)

Prime

  3.75%  12.00%  —   — 

August 1, 2025

  516   517   484 
    

Term Loan

  12.00% (11)

Prime

  3.75%  12.00%  —   — 

August 1, 2025

  506   507   474 

Nexii, Inc. (12)

 

Other Sustainability

 

Term Loan

  10.00%

Fixed

  —   —   —   — 

July 1, 2027

  790   790   628 

Total Controlled Affiliate Debt Investments

                            8,197   6,892 
          

Cost of

  

Fair

 

Portfolio Company (1)(3)

 

Sector

 

Type of Investment (7)

 

Number of Shares

  

Investments (6)(9)

  

Value (9)

 

Controlled Affiliate Equity — 1.9% (8)

                

Better Place Forests Co. (12)

 

Consumer-related Technologies

 

Common Stock

  2,278,272   2,060   — 

Better Place Forests Co. (12)

 

Consumer-related Technologies

 

Preferred Stock

  5,350,142   2,500   — 

Nexii, Inc. (2)(12)

 

Other Sustainability

 

Common Stock

  108,320   3,297   3,309 

Nexii, Inc. (2)(12)

 

Other Sustainability

 

Preferred Stock

  542   3,419   3,240 

Total Controlled Affiliate Equity

      11,276   6,549 

Controlled Affiliate Other Investments — 1.8% (8)

                

HIMV LLC (12)(16)

 

Biotechnology

 

Other Investment

      5,880   6,290 

Total Controlled Affiliate Other

      5,880   6,290 

Total Controlled Affiliate Portfolio Investment Assets

     $25,353  $19,731 

Total Portfolio Investment Assets — 199.7% (8)

     $733,232  $684,000 

Short Term Investments - Unrestricted Investments - 9.1% (8)

        

US Bank Money Market Deposit Account

  31,080   31,080 

Total Short Term Investments - Unrestricted Investments

 $31,080  $31,080 
         

Short Term Investments - Restricted Investments - 1.0% (8)

        

US Bank Money Market Deposit Account

  3,266   3,266 

Total Short Term Investments - Restricted Investments

 $3,266  $3,266 

Portfolio Company (1)(3)

 

Sector

 

Type of Investment (7)

 

Cash Rate (4)

 

Index

 

Margin

  

Floor

  

Ceiling

  

ETP (10)

 

Maturity Date

 

Principal Amount

  

Cost of Investments (6)(9)

  

Fair Value (9)

 

Non-Affiliate Investments — 214.2% (8)

                                      

Non-Affiliate Debt Investments — 205.0% (8)

                                      

Non-Affiliate Debt Investments — Life Science — 75.6% (8)

                                      

Castle Creek Biosciences, Inc. (2)(12)

 

Biotechnology

 

Term Loan

  13.25%

Prime

  4.75%  9.55%  13.50%  5.50%

May 1, 2026

 $5,000  $4,979  $4,979 
    

Term Loan

  13.25%

Prime

  4.75%  9.55%  13.50%  5.50%

May 1, 2026

  5,000   4,979   4,979 
    

Term Loan

  13.25%

Prime

  4.75%  9.55%  13.50%  5.50%

May 1, 2026

  3,000   2,987   2,987 
    

Term Loan

  13.25%

Prime

  4.75%  9.55%  13.50%  5.50%

May 1, 2026

  5,000   4,979   4,979 
    

Term Loan

  13.25%

Prime

  4.75%  9.55%  13.50%  5.50%

May 1, 2026

  5,000   4,979   4,979 
    

Term Loan

  13.25%

Prime

  4.75%  9.55%  13.50%  5.50%

May 1, 2026

  3,000   2,987   2,987 

Emalex Biosciences, Inc. (2)(12)

 

Biotechnology

 

Term Loan

  13.22%

Prime

  4.72%  9.75%  —   5.00%

June 1, 2024

  1,414   1,410   1,410 
    

Term Loan

  13.22%

Prime

  4.72%  9.75%  —   5.00%

June 1, 2024

  1,414   1,410   1,410 
    

Term Loan

  13.22%

Prime

  4.72%  9.75%  —   5.00%

November 1, 2025

  5,000   4,950   4,950 
    

Term Loan

  13.22%

Prime

  4.72%  9.75%  —   5.00%

May 1, 2026

  5,000   4,949   4,949 

Greenlight Biosciences, Inc. (2)(12)

 

Biotechnology

 

Term Loan

  14.25%

Prime

  5.75%  9.00%  —   3.00%

July 1, 2025

  3,000   2,914   2,870 
    

Term Loan

  14.25%

Prime

  5.75%  9.00%  —   3.00%

July 1, 2025

  1,500   1,458   1,436 

KSQ Therapeutics, Inc. (2)(12)

 

Biotechnology

 

Term Loan

  13.25%

Prime

  4.75%  8.50%  —   5.50%

May 1, 2027

  6,250   6,199   6,199 
    

Term Loan

  13.25%

Prime

  4.75%  8.50%  —   5.50%

May 1, 2027

  6,250   6,199   6,199 

Native Microbials, Inc (2)(12)

 

Biotechnology

 

Term Loan

  13.75%

Prime

  5.25%  8.50%  —   5.00%

November 1, 2026

  3,750   3,716   3,716 
    

Term Loan

  13.75%

Prime

  5.25%  8.50%  —   5.00%

November 1, 2026

  2,500   2,478   2,478 

PDS Biotechnology Corporation (2)(5)(12)

 

Biotechnology

 

Term Loan

  14.25%

Prime

  5.75%  9.75%  —   3.75%

September 1, 2026

  10,000   9,911   9,911 
    

Term Loan

  14.25%

Prime

  5.75%  9.75%  —   3.75%

September 1, 2026

  3,750   3,717   3,717 
    

Term Loan

  14.25%

Prime

  5.75%  9.75%  —   3.75%

September 1, 2026

  3,750   3,717   3,717 

Provivi, Inc. (2)(12)

 

Biotechnology

 

Term Loan

  13.86%

Prime

  5.36%  9.50%  —   5.50%

December 1, 2024

  4,666   4,579   4,414 
    

Term Loan

  13.86%

Prime

  5.36%  9.50%  —   5.50%

December 1, 2024

  4,666   4,579   4,414 
    

Term Loan

  13.86%

Prime

  5.36%  9.50%  —   5.50%

December 1, 2024

  2,333   2,281   2,199 
    

Term Loan

  13.86%

Prime

  5.36%  9.50%  —   5.50%

December 1, 2024

  2,333   2,281   2,199 
    

Term Loan

  13.86%

Prime

  5.36%  9.50%  —   5.50%

December 1, 2024

  2,333   2,278   2,196 
    

Term Loan

  13.86%

Prime

  5.36%  9.50%  —   5.50%

December 1, 2024

  2,333   2,278   2,196 

Stealth Biotherapeutics Inc. (2)(12)

 

Biotechnology

 

Term Loan

  14.00%

Prime

  5.50%  8.75%  —   6.00%

October 1, 2025

  4,250   4,193   4,193 
    

Term Loan

  14.00%

Prime

  5.50%  8.75%  —   6.00%

October 1, 2025

     2,096   2,096 

Tallac Therapeutics, Inc. (2)(12)

 

Biotechnology

 

Term Loan

  12.75%

Prime

  4.25%  12.25%  —   4.00%

August 1, 2027

  2,500   2,230   2,230 
    

Term Loan

  12.75%

Prime

  4.25%  12.25%  —   4.00%

August 1, 2027

  2,500   2,459   2,459 

Aerobiotix, LLC (2)(12)

 

Medical Device

 

Term Loan

  9.00%

Fixed

  —   —   —   18.00%

April 1, 2028

  2,500   2,468   2,342 
    

Term Loan

  9.00%

Fixed

  —   —   —   18.00%

April 1, 2028

  2,500   2,468   2,342 
    

Term Loan

  9.00%

Fixed

  —   —   —   18.00%

June 30, 2024

  200   200   190 

Candesant Biomedical, Inc. (2)(12)

 

Medical Device

 

Term Loan

  12.00%

Prime

  3.50%  11.50%  —   5.00%

September 1, 2027

  5,000   4,757   4,757 
    

Term Loan

  12.00%

Prime

  3.50%  11.50%  —   5.00%

September 1, 2027

  2,500   2,454   2,454 
    

Term Loan

  12.00%

Prime

  3.50%  11.50%  —   5.00%

September 1, 2027

  2,500   2,454   2,454 

Ceribell, Inc. (2)(12)

 

Medical Device

 

Term Loan

  12.00%

Prime

  3.50%  8.25%  —   5.50%

October 1, 2024

  3,750   3,738   3,738 
    

Term Loan

  12.00%

Prime

  3.50%  8.25%  —   5.50%

October 1, 2024

  3,750   3,738   3,738 
    

Term Loan

  12.00%

Prime

  3.50%  8.25%  —   5.50%

October 1, 2024

  1,875   1,866   1,866 
    

Term Loan

  12.00%

Prime

  3.50%  8.25%  —   5.50%

October 1, 2024

  1,875   1,866   1,866 

Cognoa, Inc. (2)(12)

 

Medical Device

 

Term Loan

  14.00%

Prime

  5.50%  8.75%  —   6.00%

August 1, 2026

  4,583   4,546   4,546 
    

Term Loan

  14.00%

Prime

  5.50%  8.75%  —   6.00%

August 1, 2026

  2,292   2,273   2,273 

Conventus Orthopaedics, Inc. (2)(12)

 

Medical Device

 

Term Loan

  13.32%

Prime

  4.82%  9.25%  —   10.36%

July 1, 2025

  3,960   3,923   3,923 
    

Term Loan

  13.32%

Prime

  4.82%  9.25%  —   10.36%

July 1, 2025

  3,960   3,923   3,923 

CSA Medical, Inc. (2)(12)

 

Medical Device

 

Term Loan

  13.59%

Prime

  5.09%  10.00%  —   5.00%

January 1, 2024

  500   500   500 
    

Term Loan

  13.59%

Prime

  5.09%  10.00%  —   5.00%

January 1, 2024

  33   33   33 
    

Term Loan

  13.59%

Prime

  5.09%  10.00%  —   5.00%

March 1, 2024

  800   794   794 

MicroTransponder, Inc. (2)(12)

 

Medical Device

 

Term Loan

  12.25%

Prime

  3.75%  12.25%  —   3.50%

January 1, 2029

  3,750   3,689   3,689 
    

Term Loan

  12.25%

Prime

  3.75%  12.25%  —   3.50%

January 1, 2029

  3,750   3,689   3,689 

Portfolio Company (1)(3)

 

Sector

 

Type of Investment (7)

 

Cash Rate (4)

 

Index

 

Margin

  

Floor

  

Ceiling

  

ETP (10)

 

Maturity Date

 

Principal Amount

  

Cost of Investments (6)(9)

  

Fair Value (9)

 

Robin Healthcare, Inc. (2)(12)(13)

 

Medical Device

 

Term Loan

  14.00%

Prime

  5.50%  10.25%  —   4.00%

November 1, 2026

  3,500   3,469   1,574 
    

Term Loan

  14.00%

Prime

  5.50%  10.25%  —   4.00%

November 1, 2026

  3,500   3,563   1,617 

Scientia Vascular, Inc. (2)(12)

 

Medical Device

 

Term Loan

  13.25%

Prime

  4.75%  8.50%  —   5.00%

January 1, 2027

  3,750   3,722   3,722 
    

Term Loan

  13.25%

Prime

  4.75%  8.50%  —   5.00%

January 1, 2027

  3,750   3,722   3,722 
    

Term Loan

  13.75%

Prime

  5.25%  9.00%  —   5.00%

January 1, 2027

  5,000   4,943   4,943 
    

Term Loan

  13.75%

Prime

  5.25%  9.00%  —   5.00%

January 1, 2027

  5,000   4,900   4,900 

Sonex Health, Inc. (2)(12)

 

Medical Device

 

Term Loan

  12.00%

Prime

  3.50%  11.75%  —   8.00%

September 1, 2027

  2,500   2,297   2,297 
    

Term Loan

  12.00%

Prime

  3.50%  11.75%  —   8.00%

September 1, 2027

  2,500   2,473   2,473 
    

Term Loan

  12.00%

Prime

  3.50%  11.75%  —   8.00%

September 1, 2027

  5,000   4,946   4,946 
    

Term Loan

  12.00%

Prime

  3.50%  11.75%  —   8.00%

September 1, 2027

  5,000   4,946   4,946 

Spineology, Inc. (2)(12)

 

Medical Device

 

Term Loan

  15.50%

Prime

  7.00%  10.25%  —   1.00%

October 1, 2025

  5,000   4,978   4,978 
    

Term Loan

  15.50%

Prime

  7.00%  10.25%  —   1.00%

April 1, 2026

  2,500   2,489   2,489 

Swift Health Systems Inc. (2)(12)

 

Medical Device

 

Term Loan

  13.75%

Prime

  5.25%  9.00%  —   5.00%

July 1, 2027

  3,500   3,467   3,467 
    

Term Loan

  13.75%

Prime

  5.25%  9.00%  —   5.00%

July 1, 2027

  3,500   3,467   3,467 
    

Term Loan

  13.75%

Prime

  5.25%  9.00%  —   5.00%

July 1, 2027

  3,500   3,456   3,456 
    

Term Loan

  13.75%

Prime

  5.25%  9.00%  —   5.00%

July 1, 2027

  3,500   3,456   3,456 

Vero Biotech, Inc. (2)(12)

 

Medical Device

 

Term Loan

  12.25%

Prime

  3.75%  12.25%  —   4.00%

January 1, 2029

  15,000   14,675   14,675 
    

Term Loan

  12.25%

Prime

  3.75%  12.25%  —   4.00%

January 1, 2029

  10,000   9,784   9,784 
    

Term Loan

  12.25%

Prime

  3.75%  12.25%  —   4.00%

January 1, 2029

  5,000   4,892   4,892 
    

Term Loan

  12.25%

Prime

  3.75%  12.25%  —   4.00%

January 1, 2029

  2,500   2,446   2,446 

Total Non-Affiliate Debt Investments — Life Science

                            249,642   244,815 

Non-Affiliate Debt Investments — Sustainability — 24.6% (8)

                                      

New Aerofarms, Inc. assignee of Aerofarms, Inc. (2)(12)(15)

 

Other Sustainability

 

Term Loan

  15.25%

Prime

  6.75%  10.00%  —   4.33%

December 1, 2026

  3,750   3,685   3,685 
    

Term Loan

  15.25%

Prime

  6.75%  10.00%  —   4.33%

December 1, 2026

  3,750   3,685   3,685 

Nexii Building Solutions, Inc. (2)(12)(13)(14)(18)

 

Other Sustainability

 

Term Loan

  15.50% (11)

Prime

  7.00%  10.25%  —   2.50%

March 31, 2024

  8,425   8,353   4,549 
    

Term Loan

  15.50% (11)

Prime

  7.00%  10.25%  —   2.50%

March 31, 2024

  8,425   8,229   4,481 
    

Term Loan

  15.50% (11)

Prime

  7.00%  10.25%  —   2.50%

March 31, 2024

  8,425   8,229   4,481 
    

Term Loan

  15.50% (11)

Prime

  7.00%  10.25%  —   2.50%

March 31, 2024

  5,617   5,480   2,984 
    

Term Loan

  15.50% (11)

Prime

  7.00%  10.25%  —   2.50%

March 31, 2024

  5,617   5,480   2,984 
    

Term Loan

  15.50% (11)

Prime

  7.00%  10.25%  —   — 

March 31, 2024

  735   726   395 
    

Term Loan

  15.50% (11)

Prime

  7.00%  10.25%  —   — 

March 31, 2024

  586   578   315 
    

Term Loan

  15.50% (11)

Prime

  7.00%  10.25%  —   — 

March 31, 2024

  292   288   157 
    

Term Loan

  15.50% (11)

Prime

  7.00%  10.25%  —   — 

March 31, 2024

  290   286   156 
    

Term Loan

  15.50% (11)

Prime

  7.00%  10.25%  —   — 

March 31, 2024

  174   172   93 
    

Term Loan

  15.50% (11)

Prime

  7.00%  10.25%  —   — 

March 31, 2024

  802   791   431 
    

Term Loan

  15.50% (11)

Prime

  7.00%  10.25%  —   — 

March 31, 2024

  1,091   1,083   590 

Soli Organic, Inc. (2)(12)

 

Other Sustainability

 

Term Loan

  15.25%

Prime

  6.75%  10.00%  —   2.75%

April 1, 2026

  5,000   4,959   4,959 
    

Term Loan

  15.25%

Prime

  6.75%  10.00%  —   2.75%

April 1, 2026

  2,500   2,479   2,479 
    

Term Loan

  15.25%

Prime

  6.75%  10.00%  —   2.75%

May 1, 2026

  5,000   4,956   4,956 
    

Term Loan

  15.25%

Prime

  6.75%  10.00%  —   2.75%

May 1, 2026

  2,500   2,478   2,478 
    

Term Loan

  14.00%

Prime

  5.50%  11.75%  —   2.75%

December 1, 2026

  5,000   4,934   4,934 
    

Term Loan

  14.00%

Prime

  5.50%  11.75%  —   2.75%

December 1, 2026

  2,500   2,467   2,467 

Temperpack Technologies, Inc. (2)(12)

 

Other Sustainability

 

Term Loan

  15.25%

Prime

  6.75%  10.00%  —   2.50%

April 1, 2028

  3,750   3,694   3,694 
    

Term Loan

  15.25%

Prime

  6.75%  10.00%  —   2.50%

April 1, 2028

  3,750   3,694   3,694 
    

Term Loan

  15.25%

Prime

  6.75%  10.00%  —   2.50%

April 1, 2028

  7,500   7,379   7,379 
    

Term Loan

  15.25%

Prime

  6.75%  10.00%  —   2.50%

April 1, 2028

  3,750   3,690   3,690 
    

Term Loan

  15.25%

Prime

  6.75%  10.00%  —   2.50%

April 1, 2028

  3,750   3,690   3,690 
    

Term Loan

  14.50%

Prime

  6.00%  10.00%  —   2.00%

January 1,2029

  4,500   4,446   4,446 
    

Term Loan

  14.50%

Prime

  6.00%  10.00%  —   2.00%

January 1,2029

  2,000   1,976   1,976 

Total Non-Affiliate Debt Investments — Sustainability

                            97,907   79,828 

Portfolio Company (1)(3)

 

Sector

 

Type of Investment (7)

 

Cash Rate (4)

 

Index

 

Margin

  

Floor

  

Ceiling

  

ETP (10)

 

Maturity Date

 

Principal Amount

  

Cost of Investments (6)(9)

  

Fair Value (9)

 

Non-Affiliate Debt Investments — Technology — 83.3% (8)

                                      

Axiom Space, Inc. (2)(12)

 

Communications

 

Term Loan

  14.50%

Prime

  6.00%  9.25%  —   2.50%

June 1, 2026

  6,250   6,218   6,218 
    

Term Loan

  14.50%

Prime

  6.00%  9.25%  —   2.50%

June 1, 2026

  6,250   6,218   6,218 
    

Term Loan

  14.50%

Prime

  6.00%  9.25%  —   2.50%

June 1, 2026

  6,250   6,218   6,218 

CAMP NYC, Inc. (2)(12)

 

Consumer-related Technologies

 

Term Loan

  15.75%

Prime

  7.25%  10.50%  —   3.00%

May 1, 2026

  3,383   3,356   3,356 

Clara Foods Co. (2)(12)

 

Consumer-related Technologies

 

Term Loan

  14.25%

Prime

  5.75%  9.00%  —   5.50%

August 1, 2025

  1,667   1,656   1,656 
    

Term Loan

  14.25%

Prime

  5.75%  9.00%  —   5.50%

August 1, 2025

  1,583   1,573   1,573 

Divergent Technologies, Inc. (2)(12)

 

Consumer-related Technologies

 

Term Loan

  11.25%

Prime

  6.00%  9.50%  11.25%  3.00%

July 1, 2027

  3,750   3,608   3,608 
    

Term Loan

  11.25%

Prime

  6.00%  9.50%  11.25%  3.00%

July 1, 2027

  1,250   1,242   1,242 
    

Term Loan

  11.25%

Prime

  6.00%  9.50%  11.25%  3.00%

July 1, 2027

  3,750   3,726   3,726 
    

Term Loan

  11.25%

Prime

  6.00%  9.50%  11.25%  3.00%

July 1, 2027

  1,250   1,242   1,242 
    

Term Loan

  11.25%

Prime

  6.00%  9.50%  11.25%  3.00%

July 1, 2027

  3,750   3,726   3,726 
    

Term Loan

  11.25%

Prime

  6.00%  9.50%  11.25%  3.00%

July 1, 2027

  1,250   1,242   1,242 
    

Term Loan

  11.25%

Prime

  6.00%  9.50%  11.25%  3.00%

January 1, 2028

  3,750   3,712   3,712 
    

Term Loan

  11.25%

Prime

  6.00%  9.50%  11.25%  3.00%

January 1, 2028

  3,750   3,712   3,712 
    

Term Loan

  11.25%

Prime

  6.00%  9.50%  11.25%  3.00%

April 1, 2028

  3,750   3,706   3,706 
    

Term Loan

  11.25%

Prime

  6.00%  9.50%  11.25%  3.00%

July 1, 2028

  3,750   3,707   3,707 
    

Term Loan

  11.25%

Prime

  6.00%  9.50%  11.25%  3.00%

July 1, 2028

  3,750   3,707   3,707 

Havenly, Inc. (2)(12)

 

Consumer-related Technologies

 

Term Loan

  13.50%

Prime

  5.00%  5.00%  —   4.00%

March 1, 2027

  2,000   1,421   1,421 
    

Term Loan

  13.50%

Prime

  5.00%  5.00%  —   4.00%

March 1, 2027

  3,000   2,131   2,131 
    

Term Loan

  12.00%

Prime

  3.50%  10.50%  —   7.78%

February 1, 2028

  2,813   2,813   2,813 
    

Term Loan

  12.00%

Prime

  3.50%  10.50%  —   7.78%

February 1, 2028

  2,813   2,813   2,813 

Lyrical Foods, Inc. (2)(12)

 

Consumer-related Technologies

 

Term Loan

  12.00%

Prime

  3.50%  9.00%  —   1.00%

September 1, 2027

  2,500   2,591   2,429 

MyForest Foods Co. (2)(12)

 

Consumer-related Technologies

 

Term Loan

  15.25%

Prime

  6.75%  10.00%  —   3.00%

October 1, 2025

  3,667   3,647   3,647 
    

Term Loan

  15.25%

Prime

  6.75%  10.00%  —   3.00%

October 1, 2025

  1,833   1,824   1,824 

NextCar Holding Company, Inc. (2)(12)

 

Consumer-related Technologies

 

Term Loan

  14.25% (11)

Prime

  5.75%  9.00%  —   5.25%

October 31, 2023

  5,752   5,752   5,018 
    

Term Loan

  14.25% (11)

Prime

  5.75%  9.00%  —   5.25%

October 31, 2023

  2,301   2,301   2,007 
    

Term Loan

  14.25% (11)

Prime

  5.75%  9.00%  —   5.25%

October 31, 2023

  2,876   2,876   2,509 
    

Term Loan

  14.25% (11)

Prime

  5.75%  9.00%  —   5.25%

October 31, 2023

  3,451   3,451   3,011 
    

Term Loan

  14.25% (11)

Prime

  5.75%  9.00%  —   5.25%

October 31, 2023

  2,876   2,876   2,510 
    

Term Loan

  14.25% (11)

Prime

  5.75%  9.00%  —   5.25%

October 31, 2023

  2,876   2,876   2,510 
    

Term Loan

  14.25% (11)

Prime

  5.75%  9.00%  —   5.25%

October 31, 2023

  5,752   5,752   5,018 
    

Term Loan

  14.25% (11)

Prime

  5.75%  9.00%  —   5.25%

October 31, 2023

  2,876   2,876   2,510 

Optoro, Inc. (2)(12)

 

Consumer-related Technologies

 

Term Loan

  14.75%

Prime

  6.25%  9.50%  —   4.00%

August 1, 2027

  2,500   2,416   2,416 
    

Term Loan

  14.75%

Prime

  6.25%  9.50%  —   4.00%

July 1, 2028

  1,875   1,787   1,787 

Unagi, Inc. (2)(12)(13)

 

Consumer-related Technologies

 

Term Loan

  16.25% (11)

Prime

  7.75%  11.00%  —   — 

May 1, 2027

  1,204   1,086   872 
    

Term Loan

  16.25% (11)

Prime

  7.75%  11.00%  —   — 

May 1, 2027

  602   543   436 
    

Term Loan

  16.25% (11)

Prime

  7.75%  11.00%  —   — 

May 1, 2027

  602   543   436 

Liqid, Inc. (2)(12)

 

Networking

 

Term Loan

  14.75%

Prime

  6.25%  9.50%  —   4.00%

September 1, 2024

  1,500   1,481   1,481 
    

Term Loan

  14.75%

Prime

  6.25%  9.50%  —   4.00%

September 1, 2024

  1,500   1,481   1,481 
    

Term Loan

  14.75%

Prime

  6.25%  9.50%  —   4.00%

September 1, 2024

  750   740   740 
    

Term Loan

  14.75%

Prime

  6.25%  9.50%  —   4.00%

September 1, 2024

  667   656   656 
    

Term Loan

  14.75%

Prime

  6.25%  9.50%  —   4.00%

September 1, 2024

  750   729   729 

BriteCore Holdings, Inc. (2)(12)

 

Software

 

Term Loan

  14.00%

Prime

  5.50%  14.00%  —   3.00%

October 1, 2028

  5,000   4,860   4,860 
    

Term Loan

  14.00%

Prime

  5.50%  14.00%  —   3.00%

October 1, 2028

  2,500   2,466   2,466 
    

Term Loan

  14.00%

Prime

  5.50%  14.00%  —   3.00%

October 1, 2028

  2,500   2,466   2,466 
    

Term Loan

  14.00%

Prime

  5.50%  14.00%  —   3.00%

October 1, 2028

  2,500   2,466   2,466 

Portfolio Company (1)(3)

 

Sector

 

Type of Investment (7)

 

Cash Rate (4)

 

Index

 

Margin

  

Floor

  

Ceiling

  

ETP (10)

 

Maturity Date

 

Principal Amount

  

Cost of Investments (6)(9)

  

Fair Value (9)

 

Dropoff, Inc. (2)(12)

 

Software

 

Term Loan

  15.00% (19)

Prime

  6.50%  9.75%  —   3.50%

April 1, 2026

  6,625   6,519   6,176 
    

Term Loan

  15.00% (19)

Prime

  6.50%  9.75%  —   3.50%

April 1, 2026

  6,116   6,018   5,701 
    

Term Loan

  15.00% (19)

Prime

  6.50%  9.75%  —   3.50%

August 1, 2026

  2,548   2,507   2,375 

Engage3, LLC (2)(12)

 

Software

 

Term Loan

  14.75%

Prime

  6.25%  9.75%  —   4.50%

July 1, 2027

  3,750   3,728   3,728 
    

Term Loan

  14.75%

Prime

  6.25%  9.75%  —   4.50%

July 1, 2027

  3,750   3,728   3,728 

Kodiak Robotics, Inc. (2)(12)

 

Software

 

Term Loan

  14.00%

Prime

  5.50%  10.25%  —   4.00%

April 1, 2026

  10,000   9,895   9,895 
    

Term Loan

  14.00%

Prime

  5.50%  10.25%  —   4.00%

April 1, 2026

  10,000   9,895   9,895 
    

Term Loan

  14.00%

Prime

  5.50%  10.25%  —   4.00%

April 1, 2026

  5,000   4,947   4,947 
    

Term Loan

  14.00%

Prime

  5.50%  10.25%  —   4.00%

April 1, 2026

  5,000   4,947   4,947 

Lemongrass Holdings, Inc. (2)(12)

 

Software

 

Term Loan

  15.00%

Prime

  6.50%  9.75%  —   2.50%

March 1, 2026

  5,000   4,971   4,971 
    

Term Loan

  15.00%

Prime

  6.50%  9.75%  —   2.50%

March 1, 2026

  2,500   2,486   2,486 

Lytics, Inc. (2)(12)

 

Software

 

Term Loan

  14.50%

Prime

  6.00%  14.25%  —   4.00%

November 1, 2026

  2,500   2,471   2,373 
    

Term Loan

  14.50%

Prime

  6.00%  14.25%  —   4.00%

December 1, 2026

  1,250   1,237   1,188 
    

Term Loan

  14.50%

Prime

  6.00%  14.25%  —   4.00%

April 1, 2027

  1,000   994   954 

Mirantis, Inc. (2)(12)

 

Software

 

Term Loan

  12.00%

Prime

  3.50%  11.75%  —   4.00%

October 1, 2028

  5,000   4,779   4,779 
    

Term Loan

  12.00%

Prime

  3.50%  11.75%  —   4.00%

October 1, 2028

  5,000   4,915   4,915 
    

Term Loan

  12.00%

Prime

  3.50%  11.75%  —   4.00%

October 1, 2028

  5,000   4,915   4,915 
    

Term Loan

  12.00%

Prime

  3.50%  11.75%  —   4.00%

October 1, 2028

  5,000   4,915   4,915 

Noodle Partners, Inc. (2)(12)

 

Software

 

Term Loan

  13.50%

Prime

  5.00%  12.00%  —   3.00%

March 1, 2027

  10,000   9,885   9,885 
    

Term Loan

  13.50%

Prime

  5.00%  12.00%  —   3.00%

March 1, 2027

  5,000   4,942   4,942 
    

Term Loan

  13.50%

Prime

  5.00%  12.00%  —   3.00%

March 1, 2027

  5,000   4,942   4,942 

Reputation Institute, Inc. (2)(12)

 

Software

 

Term Loan

  15.75%

Prime

  7.25%  10.50%  —   3.00%

August 1, 2025

  3,667   3,625   3,625 

Slingshot Aerospace, Inc. (2)(12)

 

Software

 

Term Loan

  14.25%

Prime

  5.75%  9.75%  —   5.00%

August 1, 2026

  5,000   4,959   4,959 
    

Term Loan

  14.25%

Prime

  5.75%  9.75%  —   5.00%

August 1, 2026

  5,000   4,959   4,959 
    

Term Loan

  14.25%

Prime

  5.75%  9.75%  —   5.00%

August 1, 2026

  5,000   4,959   4,959 
    

Term Loan

  14.25%

Prime

  5.75%  9.75%  —   5.00%

August 1, 2026

  5,000   4,959   4,959 

Supply Network Visibility Holdings LLC (2)(12)

 

Software

 

Term Loan

  12.75%

Prime

  4.25%  12.00%  —   2.50%

June 1, 2028

  2,500   2,457   2,457 
    

Term Loan

  12.75%

Prime

  4.25%  12.00%  —   2.50%

June 1, 2028

  3,500   3,489   3,489 
    

Term Loan

  12.75%

Prime

  4.25%  12.00%  —   2.50%

June 1, 2028

  2,500   2,492   2,492 
    

Term Loan

  12.75%

Prime

  4.25%  12.00%  —   2.50%

June 1, 2028

  1,500   1,495   1,495 

Viken Detection Corporation (2)(12)

 

Software

 

Term Loan

  12.50%

Prime

  4.00%  11.75%  —   3.50%

June 1, 2027

  5,000   4,773   4,773 
    

Term Loan

  12.50%

Prime

  4.00%  11.75%  —   3.50%

June 1, 2027

  2,500   2,467   2,467 
    

Term Loan

  12.50%

Prime

  4.00%  11.75%  —   3.50%

June 1, 2027

  2,500   2,467   2,467 

Total Non-Affiliate Debt Investments — Technology

                            275,026   269,790 

Non-Affiliate Debt Investments — Healthcare information and services — 21.5% (8)

                                      

Hound Labs inc. (2) (12)

 

Diagnostics

 

Term Loan

  14.50%

Prime

  6.00%  9.25%  —   3.50%

June 1, 2026

  2,500   2,484   2,484 
    

Term Loan

  14.50%

Prime

  6.00%  9.25%  —   3.50%

June 1, 2026

  2,500   2,484   2,484 
    

Term Loan

  14.50%

Prime

  6.00%  9.25%  —   3.50%

June 1, 2026

  5,000   4,968   4,968 

Parse Biosciences, Inc. (2)(12)

 

Diagnostics

 

Term Loan

  11.75%

Prime

  3.25%  11.50%  —   5.00%

January 1, 2028

  5,000   4,633   4,633 
    

Term Loan

  11.75%

Prime

  3.25%  11.50%  —   5.00%

January 1, 2028

  5,000   4,884   4,884 

BrightInsight, Inc. (2)(12)

 

Software

 

Term Loan

  14.00%

Prime

  5.50%  9.50%  —   3.00%

August 1, 2027

  7,000   6,684   6,684 
    

Term Loan

  14.00%

Prime

  5.50%  9.50%  —   3.00%

August 1, 2027

  3,500   3,463   3,463 
    

Term Loan

  14.00%

Prime

  5.50%  9.50%  —   3.00%

August 1, 2027

  3,500   3,463   3,463 
    

Term Loan

  14.00%

Prime

  5.50%  9.50%  —   3.00%

April 1, 2028

  2,750   2,710   2,710 

Elligo Health Research, Inc. (2)(12)

 

Software

 

Term Loan

  12.00%

Prime

  3.50%  11.75%  —   4.00%

October 1, 2027

  10,000   9,656   9,656 
    

Term Loan

  12.00%

Prime

  3.50%  11.75%  —   4.00%

October 1, 2027

  5,000   4,925   4,925 
    

Term Loan

  12.00%

Prime

  3.50%  11.75%  —   4.00%

October 1, 2027

  5,000   4,925   4,925 
    

Term Loan

  12.00%

Prime

  3.50%  11.75%  —   4.00%

October 1, 2027

  5,000   4,925   4,925 

SafelyYou, Inc. (2)(12)

 

Software

 

Term Loan

  11.75%

Prime

  3.25%  11.00%  —   5.00%

June 1, 2027

  5,000   4,648   4,648 
    

Term Loan

  11.75%

Prime

  3.25%  11.00%  —   5.00%

June 1, 2027

  5,000   4,918   4,918 

Total Non-Affiliate Debt Investments — Healthcare information and services

                            69,770   69,770 

Total Non- Affiliate Debt Investments

                            692,345   664,203 
          

Cost of

  

Fair

 

Portfolio Company (1)(3)

 

Sector

 

Type of Investment (7)

 

Number of Shares

  

Investments (6)(9)

  

Value (9)

 

Non-Affiliate Warrant Investments — 7.6% (8)

                

Non-Affiliate Warrants — Life Science — 2.3% (8)

                

Avalo Therapeutics, Inc. (2)(5)(12)

 

Biotechnology

 

Common Stock Warrant

  

117

   

311

   

—

 

Castle Creek Biosciences, Inc. (2)(12)

 

Biotechnology

 

Preferred Stock Warrant

  

7,404

   

214

   

318

 

Emalex Biosciences, Inc. (2)(12)

 

Biotechnology

 

Preferred Stock Warrant

  

110,402

   

178

   

246

 

Imunon, Inc. (2)(5)(12)

 

Biotechnology

 

Common Stock Warrant

  

19,671

   

65

   

—

 

KSQ Therapeutics, Inc. (2) (12)

 

Biotechnology

 

Preferred Stock Warrant

  

48,076

   

50

   

53

 

Mustang Bio, Inc. (2)(5)(12)

 

Biotechnology

 

Common Stock Warrant

  

16,611

   

146

   

—

 

Native Microbials, Inc (2)(12)

 

Biotechnology

 

Preferred Stock Warrant

  

103,679

   

64

   

157

 

PDS Biotechnology Corporation (2)(5)(12)

 

Biotechnology

 

Common Stock Warrant

  

299,848

   

160

   

606

 

Provivi, Inc. (2)(12)

 

Biotechnology

 

Common Stock Warrant

  

175,098

   

278

   

—

 

Provivi, Inc. (2)(12)

 

Biotechnology

 

Preferred Stock Warrant

  

691,895

   

312

   

225

 

Stealth Biotherapeutics Inc. (2)(12)

 

Biotechnology

 

Common Stock Warrant

  

318,181

   

264

   

113

 

Tallac Therapeutics, Inc. (2)(12)

 

Biotechnology

 

Preferred Stock Warrant

  

1,600,002

   

194

   

172

 

Xeris Pharmaceuticals, Inc. (2)(5)(12)

 

Biotechnology

 

Common Stock Warrant

  

126,000

   

72

   

33

 

AccuVein Inc. (2)(12)

 

Medical Device

 

Common Stock Warrant

  

1,175

   

24

   

—

 

Aerin Medical, Inc. (2)(12)

 

Medical Device

 

Preferred Stock Warrant

  

1,818,183

   

66

   

1,199

 

Aerobiotix, LLC (2)(12)

 

Medical Device

 

Preferred Stock Warrant

  

8,800

   

48

   

9

 

Canary Medical Inc. (2)(12)

 

Medical Device

 

Preferred Stock Warrant

  

12,153

   

86

   

1,305

 

Candesant Biomedical, Inc. (2)(12)

 

Medical Device

 

Preferred Stock Warrant

  

93,336

   

152

   

135

 

Ceribell, Inc. (2)(12)

 

Medical Device

 

Preferred Stock Warrant

  

145,483

   

69

   

229

 

Cognoa, Inc. (2)(12)

 

Medical Device

 

Preferred Stock Warrant

  

4,106,174

   

149

   

167

 

Conventus Orthopaedics, Inc. (2)(12)

 

Medical Device

 

Preferred Stock Warrant

  

7,972,222

   

221

   

206

 

CSA Medical, Inc. (2)(12)

 

Medical Device

 

Preferred Stock Warrant

  

3,341,376

   

174

   

124

 

CVRx, Inc. (2)(5)(12)

 

Medical Device

 

Common Stock Warrant

  

47,410

   

76

   

980

 

Infobionic, Inc. (2)(12)

 

Medical Device

 

Preferred Stock Warrant

  

2,010,424

   

124

   

26

 

Magnolia Medical Technologies, Inc. (2)(12)

 

Medical Device

 

Preferred Stock Warrant

  

809,931

   

194

   

368

 

Meditrina, Inc. (12)

 

Medical Device

 

Preferred Stock Warrant

  

233,993

   

83

   

93

 

MicroTransponder, Inc. (2)(12)

 

Medical Device

 

Preferred Stock Warrant

  

103,172

   

47

   

47

 

Scientia Vascular, Inc (2)(12)

 

Medical Device

 

Preferred Stock Warrant

  

34,410

   

103

   

215

 

Sonex Health, Inc. (2)(12)

 

Medical Device

 

Preferred Stock Warrant

  

2,637,043

   

275

   

269

 

VERO Biotech LLC (2)(12)

 

Medical Device

 

Preferred Stock Warrant

  

4,109

   

432

   

379

 

Swift Health Systems Inc. (2)(12)

 

Medical Device

 

Preferred Stock Warrant

  

135,484

   

71

   

1

 

Total Non-Affiliate Warrants — Life Science

      

4,702

   

7,675

 
          

Cost of

  

Fair

 

Portfolio Company (1)(3)

 

Sector

 

Type of Investment (7)

 

Number of Shares

  

Investments (6)(9)

  

Value (9)

 

Non-Affiliate Warrants — Sustainability — 0.2% (8)

            

New Aerofarms, Inc. assignee of Aerofarms, Inc. (2)(12)(15)

 

Other Sustainability

 

Preferred Stock Warrant

  

400,000

   

81

   

72

 

LiquiGlide, Inc. (2)(12)

 

Other Sustainability

 

Common Stock Warrant

  

61,359

   

39

   

50

 

Nexii Building Solutions, Inc. (2)(12)(14)(18)

 

Other Sustainability

 

Common Stock Warrant

  

215,171

   

490

   

—

 

Soli Organic, Inc. (2)(12)

 

Other Sustainability

 

Preferred Stock Warrant

  

681

   

214

   

340

 

Temperpack Technologies, Inc. (2)(12)

 

Other Sustainability

 

Preferred Stock Warrant

  

46,311

   

175

   

80

 

Total Non-Affiliate Warrants — Sustainability

     

999

   

542

 

Non-Affiliate Warrants — Technology — 4.5% (8)

                

Axiom Space, Inc. (2)(12)

 

Communications

 

Common Stock Warrant

  

1,991

   

47

   

61

 

Intelepeer Holdings, Inc. (2)(12)

 

Communications

 

Preferred Stock Warrant

  

2,936,535

   

138

   

3,036

 

PebblePost, Inc. (2)(12)

 

Communications

 

Preferred Stock Warrant

  

598,850

   

92

   

131

 

Alula Holdings, Inc. (2)(12)

 

Consumer-related Technologies

 

Preferred Stock Warrant

  

20,000

   

93

   

—

 

Aterian, Inc. (2)(5)(12)

 

Consumer-related Technologies

 

Common Stock Warrant

  

76,923

   

195

   

—

 

Caastle, Inc. (2)(12)

 

Consumer-related Technologies

 

Preferred Stock Warrant

  

268,591

   

65

   

1,055

 

CAMP NYC, Inc. (2)(12)

 

Consumer-related Technologies

 

Preferred Stock Warrant

  

75,997

   

22

   

27

 

Clara Foods Co. (2)(12)

 

Consumer-related Technologies

 

Preferred Stock Warrant

  

46,745

   

29

   

122

 

CZV, Inc. (2)(12)

 

Consumer-related Technologies

 

Common Stock Warrant

  

65,569

   

81

   

71

 

Divergent Technologies, Inc. (2)(12)

 

Consumer-related Technologies

 

Preferred Stock Warrant

  

37,282

   

94

   

250

 

Havenly, Inc. (2)(12)

 

Consumer-related Technologies

 

Common Stock Warrant

  

1,312,500

   

2,947

   

2,259

 

MyForest Foods Co. (2)(12)

 

Consumer-related Technologies

 

Preferred Stock Warrant

  

250

   

29

   

56

 

NextCar Holding Company, Inc. (2)(12)

 

Consumer-related Technologies

 

Common Stock Warrant

  

12,618

   

188

   

—

 

NextCar Holding Company, Inc. (2)(12)

 

Consumer-related Technologies

 

Preferred Stock Warrant

  

1,224,752

   

9

   

—

 

Optoro, Inc. (2)(12)

 

Consumer-related Technologies

 

Preferred Stock Warrant

  

11,550

   

182

   

145

 

Primary Kids, Inc. (2)(12)

 

Consumer-related Technologies

 

Preferred Stock Warrant

  

553,778

   

57

   

591

 

Quip NYC Inc. (2)(12)

 

Consumer-related Technologies

 

Preferred Stock Warrant

  

6,191

   

325

   

533

 

Unagi, Inc. (2)(12)

 

Consumer-related Technologies

 

Preferred Stock Warrant

  

171,081

   

32

   

—

 

Updater, Inc. (2)(12)

 

Consumer-related Technologies

 

Preferred Stock Warrant

  

114,659

   

34

   

—

 

CPG Beyond, Inc. (2)(12)

 

Data Storage

 

Preferred Stock Warrant

  

500,000

   

242

   

294

 

Silk, Inc. (2)(12)

 

Data Storage

 

Preferred Stock Warrant

  

394,110

   

175

   

124

 

Global Worldwide LLC (2)(12)

 

Internet and Media

 

Preferred Stock Warrant

  

245,810

   

75

   

63

 

Rocket Lawyer Incorporated (2)(12)

 

Internet and Media

 

Preferred Stock Warrant

  

261,721

   

92

   

318

 

Skillshare, Inc. (2)(12)

 

Internet and Media

 

Preferred Stock Warrant

  

139,074

   

162

   

1,201

 

Liqid, Inc. (2)(12)

 

Networking

 

Preferred Stock Warrant

  

344,102

   

364

   

210

 

Halio, Inc. (2)(12)

 

Power Management

 

Common Stock Warrant

  

38,241,466

   

1,585

   

2,700

 

Avalanche Technology, Inc. (2)(12)

 

Semiconductors

 

Preferred Stock Warrant

  

5,938

   

45

   

—

 

BriteCore Holdings, Inc. (2)(12)

 

Software

 

Preferred Stock Warrant

  

161,215

   

98

   

174

 

Dropoff, Inc. (2)(12)

 

Software

 

Common Stock Warrant

  

516,732

   

455

   

46

 

E La Carte, Inc. (2)(5)(12)

 

Software

 

Common Stock Warrant

  

147,361

   

60

   

—

 

Everstream Holdings, LLC (2)(12)

 

Software

 

Preferred Stock Warrant

  

350,000

   

70

   

63

 

Kodiak Robotics, Inc. (2)(12)

 

Software

 

Preferred Stock Warrant

  

639,918

   

273

   

13

 

Lemongrass Holdings, Inc. (2)(12)

 

Software

 

Preferred Stock Warrant

  

101,308

   

32

   

120

 

Lotame Solutions, Inc. (2)(12)

 

Software

 

Preferred Stock Warrant

  

71,305

   

18

   

42

 

Lytics, Inc. (2)(12)

 

Software

 

Preferred Stock Warrant

  

85,543

   

43

   

1

 

Mirantis, Inc. (2)(12)

 

Software

 

Common Stock Warrant

  

948,275

   

223

   

247

 

Noodle Partners, Inc. (2)(12)

 

Software

 

Preferred Stock Warrant

  

84,037

   

115

   

2

 

Reputation Institute, Inc. (2)(12)

 

Software

 

Preferred Stock Warrant

  

3,731

   

56

   

80

 

Revinate Holdings, Inc. (2)(12)

 

Software

 

Preferred Stock Warrant

  

682,034

   

44

   

91

 

SIGNiX, Inc. (12)

 

Software

 

Preferred Stock Warrant

  

186,235

   

225

   

—

 

Slingshot Aerospace, Inc. (2)(12)

 

Software

 

Preferred Stock Warrant

  

309,208

   

123

   

135

 

Supply Network Visibility Holdings LLC (2)(12)

 

Software

 

Preferred Stock Warrant

  

682

   

64

   

135

 

Topia Mobility, Inc. (2)(12)

 

Software

 

Preferred Stock Warrant

  

3,049,607

   

138

   

—

 

Viken Detection Corporation (2)(12)

 

Software

 

Preferred Stock Warrant

  

345,443

   

120

   

105

 

xAd, Inc. (2)(12)

 

Software

 

Preferred Stock Warrant

  

4,343,348

   

177

   

5

 

Total Non-Affiliate Warrants — Technology

      

9,733

   

14,506

 
             
          

Cost of

  

Fair

 

Portfolio Company (1)(3)

 

Sector

 

Type of Investment (7)

 

Number of Shares

  

Investments (6)(9)

  

Value (9)

 

Non-Affiliate Warrants — Healthcare information and services — 0.6% (8)

                

Hound Labs, Inc (2) (12)

 

Diagnostics

 

Preferred Stock Warrant

  

171,370

   

46

   

12

 

Parse Biosciences, Inc. (2)(12)

 

Diagnostics

 

Common Stock Warrant

  

32,244

   

70

   

70

 

Parse Biosciences, Inc. (2)(12)

 

Diagnostics

 

Preferred Stock Warrant

  

184,253

   

166

   

166

 

Kate Farms, Inc. (2)(12)

 

Other Healthcare

 

Preferred Stock Warrant

  

82,965

   

102

   

1,366

 

BrightInsight, Inc. (2)(12)

 

Software

 

Preferred Stock Warrant

  

85,066

   

167

   

—

 

Elligo Health Research, Inc. (2)(12)

 

Software

 

Preferred Stock Warrant

  

652,250

   

192

   

99

 

Medsphere Systems Corporation (2)(12)

 

Software

 

Preferred Stock Warrant

  

7,097,792

   

60

   

108

 

SafelyYou, Inc. (2)(12)

 

Software

 

Preferred Stock Warrant

  

150,353

   

163

   

50

 

Total Non-Affiliate Warrants — Healthcare information and services

      

966

   

1,871

 

Total Non-Affiliate Warrants

      

16,400

   

24,594

 

Non-Affiliate Other Investments — Life Science — 0.1% (8)

                

Lumithera, Inc. (12)

 

Medical Device

 

Royalty Agreement

      

1,200

   

200

 

ZetrOZ, Inc. (12)

 

Medical Device

 

Royalty Agreement

      

—

   

—

 

Total Non-Affiliate Other Investments

      

1,200

   

200

 

Non-Affiliate Equity — 1.5% (8)

                

Cadrenal Therapeutics, Inc. (5)

 

Biotechnology

 

Common Stock

  

600,000

   

—

   

443

 

Castle Creek Biosciences, Inc. (12)

 

Biotechnology

 

Common Stock

  

1,162

   

250

   

250

 

Emalex Biosciences, Inc. (12)

 

Biotechnology

 

Common Stock

  

32,831

   

355

   

355

 

Axiom Space, Inc. (12)

 

Communication

 

Preferred Stock

  

1,810

   

261

   

306

 

Getaround, Inc. (2)(5)

 

Consumer-related Technologies

 

Common Stock

  

87,082

   

253

   

20

 

NextCar Holding Company, Inc. (2)(12)

 

Consumer-related Technologies

 

Preferred Stock

  

2,688,971

   

89

   

89

 

SnagAJob.com, Inc. (12)

 

Consumer-related Technologies

 

Common Stock

  

82,974

   

9

   

83

 

Lumithera, Inc. (12)

 

Medical Device

 

Common Stock

  

392,651

   

2,000

   

1,700

 

Tigo Energy, Inc. (5)

 

Other Sustainability

 

Common Stock

  

5,205

   

111

   

13

 

Decisyon, Inc. (12)

 

Software

 

Preferred Stock

  

280,000

   

2,800

   

1,281

 

Lotame, Inc. (12)

 

Software

 

Preferred Stock

  

66,127

   

4

   

193

 

Total Non-Affiliate Equity

      

6,132

   

4,733

 

Total Non-Affiliate Portfolio Investment Assets

      

$716,077

   

$693,730

 

Portfolio Company (1)(3)

 

Sector

 

Type of Investment (7)

 

Cash Rate (4)

 

Index

 

Margin

  

Floor

  

Ceiling

  

ETP (10)

 

Maturity Date

 

Principal Amount

  

Cost of Investments (6)(9)

  

Fair Value (9)

 

Non-Controlled Affiliate Investments — 0.3% (8)

                                      

Non-Controlled Affiliate Debt Investments — Life Sciences — 0.3% (8)

                                      

Evelo Biosciences, Inc. (2)(5)(12)(13)

 

Biotechnology

 

Term Loan

  12.75% (11)

Prime

  4.25%  11.00%  —   2.27%

January 1, 2028

  5,532   5,228   222 
    

Term Loan

  12.75% (11)

Prime

  4.25%  11.00%  —   2.27%

January 1, 2028

  8,298   7,867   336 
    

Term Loan

  12.75% (11)

Prime

  4.25%  11.00%  —   2.27%

January 1, 2028

  3,319   3,137   133 
    

Term Loan

  12.75% (11)

Prime

  4.25%  11.00%  —   2.27%

January 1, 2028

  3,319   3,137   133 
    

Term Loan

  12.75% (11)

Prime

  4.25%  11.00%  —   2.27%

January 1, 2028

  2,213   2,091   88 
    

Term Loan

  12.75% (11)

Prime

  4.25%  11.00%  —   2.27%

January 1, 2028

  2,213   2,091   88 

Total Non-Controlled Affiliate Debt Investments

                            23,551   1,000 
          

Cost of

  

Fair

 

Portfolio Company (1)(3)

 

Sector

 

Type of Investment (7)

 

Number of Shares

  

Investments (6)(9)

  

Value (9)

 

Non-controlled Affiliate Equity — Life Sciences — 0.0% (8)

                

Aulea Medical, Inc. (12)(16)

 

Medical Device

 

Common Stock

  

660,537

   

—

   

—

 

Evelo Biosciences, Inc. (5)

 

Biotechnology

 

Common Stock

  

2,164,502

   

5,000

   

132

 

Total Non-Controlled Affiliate Equity

     

5,000

   

132

 

Non-controlled Affiliate Warrants — Life Sciences — 0.0% (8)

                

Evelo Biosciences, Inc. (2)(5)(12)

 

Biotechnology

 

Common Stock

  

23,196

   

126

   

—

 

Total Non-Controlled Affiliate Warrants

      

126

   

—

 

Total Non-Controlled Affiliate Portfolio Investment Assets

      

$28,677

   

$1,132

 

Portfolio Company (1)(3)

 

Sector

 

Type of Investment (7)

 

Cash Rate (4)

 

Index

 

Margin

  

Floor

  

Ceiling

  

ETP (10)

 

Maturity Date

 

Principal Amount

  

Cost of Investments (6)(9)

  

Fair Value (9)

 

Controlled Affiliate Investments — 4.4% (8)

                                      

Controlled Affiliate Debt Investments — Technology — 1.6% (8)

                                      

Better Place Forests Co. (12)

 

Consumer-related Technologies

 

Term Loan

  12.25% (11)

Prime

  3.75%  12.00%  —   1.85%

August 1, 2029

  3,547   3,585   3,339 
    

Term Loan

  12.25% (11)

Prime

  3.75%  12.00%  —   1.85%

August 1, 2029

  1,773   1,750   1,630 

Total Controlled Affiliate Debt Investments

                            5,335   4,969 
          

Cost of

  

Fair

 

Portfolio Company (1)(3)

 

Sector

 

Type of Investment (7)

 

Number of Shares

  

Investments (6)(9)

  

Value (9)

 

Controlled Affiliate Equity — Technology — 0.9% (8)

                

Better Place Forests Co. (12)

 

Consumer-related Technologies

 

Common Stock

  

2,278,272

   

2,061

   

2,165

 

Better Place Forests Co. (12)

 

Consumer-related Technologies

 

Preferred Stock

  

3,124,448

   

1,250

   

859

 

Total Controlled Affiliate Equity

         

3,311

   

3,024

 

Controlled Affiliate Other Investments — Life Sciences — 1.9% (8)

                

HIMV LLC (12)(17)

 

Biotechnology

 

Other Investment

      

5,782

   

6,230

 

Total Controlled Affiliate Other

      

5,782

   

6,230

 

Total Controlled Affiliate Portfolio Investment Assets

      

$14,428

   

$14,223

 

Total Portfolio Investment Assets — 218.9% (8)

      

$759,182

   

$709,085

 

Short Term Investments - Unrestricted Investments - 1.0% (8)

        

US Bank Money Market Deposit Account

  26,450   26,450 

Total Short Term Investments - Unrestricted Investments

 $26,450  $26,450 
         

Short Term Investments - Restricted Investments - 0.8% (8)

        

US Bank Money Market Deposit Account

  2,642   2,642 

Total Short Term Investments - Restricted Investments

 $2,642  $2,642