XML 36 R25.htm IDEA: XBRL DOCUMENT

Note 5 - Transactions With Affiliated Companies (Tables)

9 Months Ended

Sep. 30, 2024

Notes Tables

Investments in and Advances to Affiliates [Table Text Block]

										*Three months ended September 30, 2024*

		*Fair value at*												*Transfers*								*Net*								*Fair value at*
Portfolio		*June 30,*								*Principal*				*in/(out) at*				*Discount*				*unrealized*				*Net realized*				*September 30,*
Company		*2024*				*Purchases*				*payments*				*fair value*				*accretion*				*gain/(loss)*				*gain/(loss)*				*2024*
		(In thousands)
Aulea Medical, Inc.		$	—			$	—			$	—			$	—			$	—			$	—			$	—			$	—
Evelo Biosciences, Inc.			3,503				—				(318	)			—				—				(1,360	)			—				1,825
			5,340				127				(476	)			—				—				(2,159	)			—				2,832
			2,101				—				(191	)			—				—				(815	)			—				1,095
			2,101				—				(191	)			—				—				(815	)			—				1,095
			1,401				—				(127	)			—				—				(544	)			—				730
			1,401				—				(127	)			—				—				(544	)			—				730
Total non-controlled affiliates		$	15,847			$	127			$	(1,430	)		$	—			$	—			$	(6,237	)		$	—			$	8,307

										*Three months ended September 30, 2023*

		*Fair value at*												*Transfers*								*Net*								*Fair value at*
Portfolio		*June 30,*								*Principal*				*in/(out) at*				*Discount*				*unrealized*				*Net realized*				*September 30,*				*Interest*
Company		*2023*				*Purchases*				*payments*				*fair value*				*accretion*				*gain/(loss)*				*gain/(loss)*				*2023*				*income*
		(In thousands)
Aulea Medical, Inc.		$	—			$	—			$	—			$	—			$	—			$	—			$	—			$	—			$	—
Cadrenal Therapeutics, Inc. (1)			906				—				—				(906	)			—				—				—				—				—
Evelo Biosciences, Inc.			—				—				—				7,665				8				(5,007	)			—				2,666				277
			—				—				—				11,496				11				(7,510	)			—				3,997				415
			—				—				—				4,612				5				(3,013	)			—				1,604				166
			—				—				—				4,598				3				(3,004	)			—				1,597				163
			—				—				—				3,067				4				(2,003	)			—				1,068				114
			—				—				—				3,067				4				(2,003	)			—				1,068				111
			—				—				—				5,000				—				3,485				—				8,485				—
Total non-controlled affiliates		$	906			$	—			$	—			$	38,599			$	35			$	(19,055	)		$	—			$	20,485			$	1,246

										*Nine months ended September 30, 2024*
		*Fair value at*												*Transfers*								*Net*								*Fair value at*
Portfolio		*December 31,*								*Principal*				*in/(out) at*				*Discount*				*unrealized*				*Net realized*				*September 30,*				*Interest*
Company		*2023*				*Purchases*				*payments*				*fair value*				*accretion*				*gain/(loss)*				*gain/(loss)*				*2024*				*income*
		(In thousands)
Aulea Medical, Inc.		$	—			$	3			$	(40	)		$	—			$	—			$	—			$	37			$	—			$	—
Evelo Biosciences, Inc.			222				—				(318	)			—				—				1,921				—				1,825				—
			336				231				(476	)			—				—				2,741				—				2,832				—
			133				—				(191	)			—				—				1,153				—				1,095				—
			133				—				(191	)			—				—				1,153				—				1,095				—
			88				—				(127	)			—				—				769				—				730				—
			88				—				(127	)			—				—				769				—				730				—
			132				—				—				—				—				(132	)			—				—				—
Total non-controlled affiliates		$	1,132			$	234			$	(1,470	)		$	—			$	—			$	8,374			$	37			$	8,307			$	—

										*Nine months ended September 30, 2023*

		*Fair value at*												*Transfers*								*Net*								*Fair value at*
Portfolio		*December 31,*								Principal				*in/(out) at*				*Discount*				*unrealized*				*Net realized*				*September 30,*				*Interest*
Company		*2022*				*Purchases*				*payments*				*fair value*				*accretion*				*gain/(loss)*				*gain/(loss)*				*2023*				*income*
		(In thousands)
Aulea Medical, Inc.		$	—			$	—			$	—			$	—			$	—			$	—			$	—			$	—			$	—
Cadrenal Therapeutics, Inc. (1)			—				—				—				(906	)			—				906				—				—				—
Evelo Biosciences, Inc.			—				—				—				7,665				8				(5,007	)			—				2,666				277
			—				—				—				11,496				11				(7,510	)			—				3,997				415
			—				—				—				4,612				5				(3,013	)			—				1,604				166
			—				—				—				4,598				3				(3,004	)			—				1,597				163
			—				—				—				3,067				4				(2,003	)			—				1,068				114
			—				—				—				3,067				4				(2,003	)			—				1,068				111
			—				—				—				5,000				—				3,485				—				8,485				—
Total non-controlled affiliates		$	—			$	—			$	—			$	38,599			$	35			$	(18,149	)		$	—			$	20,485			$	1,246

										*Three months ended September 30, 2024*

		*Fair value at*																*Transfers*								*Net*								*Fair value at*
Portfolio		*June 30,*								*Principal*								*in/(out) at*				*Discount*				*unrealized*				*Net realized*				*September 30,*				*Interest*
Company		*2024*				*Purchases*				*payments*				*PIK*				*fair value*				*accretion*				*gain/(loss)*				*gain/(loss)*				*2024*				*income*
		(In thousands)
Better Place Forests Co.		$	3,166			$	—			$	—			$	119			$	—			$	2			$	(53	)		$	—			$	3,234			$	125
			1,549				—				—				59				—				1				(26	)			—				1,583				63
			420				—				—				16				—				—				53				—				489				16
			415				—				—				16				—				—				53				—				484				16
			—				500				—				6				—				—				(32	)			—				474				6
HIMV LLC			5,836				—				(45	)			—				—				—				499				—				6,290				—
Nexii, Inc.			—				—				—				—				6,716				—				(167	)			—				6,549				15
			—				790				—				—				—				—				(162	)			—				628				—
Total controlled affiliates		$	11,386			$	1,290			$	(45	)		$	216			$	6,716			$	3			$	165			$	—			$	19,731			$	241

										*Three months ended September 30, 2023*

		*Fair value at*																*Transfers*								*Net*								*Fair value at*
Portfolio		*June 30,*								*Principal*								*in/(out) at*				*Discount*				*unrealized*				*Net realized*				*September 30,*				*Interest*
Company		*2023*				*Purchases*				*payments*				*PIK*				*fair value*				*accretion*				*gain/(loss)*				*gain/(loss)*				*2023*				*income*
		(In thousands)
Better Place Forests Co.		$	—			$	59			$	—			$	105			$	1,759			$	2			$	1,080			$	—			$	3,005			$	111
			—				—				—				53				844				1				536				—				1,434				55
			—				—				—				—				2,061				—				—				—				2,061				—
			—				750				—				—				—				—				(259	)			—				491				—
HIMV LLC			—				—				—				—				6,154				—				—				—				6,154				—
Total controlled affiliates		$	—			$	809			$	—			$	158			$	10,818			$	3			$	1,357			$	—			$	13,145			$	166

										*Nine months ended September 30, 2024*

		*Fair value at*																*Transfers*								*Net*								*Fair value at*
Portfolio		*December 31,*								*Principal*								*in/(out) at*				*Discount*				*unrealized*				*Net realized*				*September 30,*				*Interest*
Company		*2023*				*Purchases*				*payments*				*PIK*				*fair value*				*accretion*				*gain/(loss)*				*gain/(loss)*				*2024*				*income*
		(In thousands)
Better Place Forests Co.		$	3,339			$	—			$	—			$	345			$	—			$	6			$	(456	)		$	—			$	3,234			$	363
			1,630				—				—				171				—				4				(222	)			—				1,583				184
			—				500				—				21				—				—				(32	)			—				489				21
			—				500				—				17				—				—				(33	)			—				484				17
			—				500				—				6				—				—				(32	)			—				474				6
			3,024				1,250				—				—				—				—				(4,274	)			—				—				—
HIMV LLC			6,230				227				(592	)			—				463				—				(38	)			—				6,290				—
Nexii, Inc.			—				—				—				—				6,716				—				(167	)			—				6,549				15
			—				790				—				—				—				—				(162	)			—				628				—
Total controlled affiliates		$	14,223			$	3,767			$	(592	)		$	560			$	7,179			$	10			$	(5,416	)		$	—			$	19,731			$	606

										*Nine months ended September 30, 2023*

		*Fair value at*																*Transfers*								*Net*								*Fair value at*
Portfolio		*December 31,*								*Principal*								*in/(out) at*				*Discount*				*unrealized*				*Net realized*				*September 30,*				*Interest*
Company		*2022*				*Purchases*				*payments*				*PIK*				*fair value*				*accretion*				*gain/(loss)*				*gain/(loss)*				*2023*				*income*
		(In thousands)
Better Place Forests Co.		$	—			$	59			$	—			$	105			$	1,759			$	2			$	1,080			$	—			$	3,005			$	111
			—				—				—				53				844				1				536				—				1,434				55
			—				—				—				—				2,061				—				—				—				2,061				—
			—				750				—				—				—				—				(259	)			—				491				—
HIMV LLC			—				—				—				—				6,154				—				—				—				6,154				—
Total controlled affiliates		$	—			$	809			$	—			$	158			$	10,818			$	3			$	1,357			$	—			$	13,145			$	166