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Consolidated Schedule of Investments (Unaudited) (Tables)
 9 Months Ended
Sep. 30, 2025
Notes Tables  
Investment [Table Text Block]

Portfolio Company (1)(3)

 

Sector

 

Type of Investment (7)

 

Cash Rate (4)

  

Index

 

Margin

  

Floor

  

Ceiling

  

ETP (10)

  

Maturity Date

 

Principal Amount

  

Cost of Investments (6)(9)

  

Fair Value (9)

 

Non-Affiliate Investments — 176.6% (8)

                                 

Non-Affiliate Debt Investments — 169.1% (8)

                             

Non-Affiliate Debt Investments — Life Science — 84.4% (8)

                         

Castle Creek Biosciences, Inc. (2)(12)

 

Biotechnology

 

Term Loan

  12.00% 

Prime

  4.25%  12.00%  —   4.00% 

March 1, 2028

  10,000   9,940   9,940 
    

Term Loan

  12.00% 

Prime

  4.25%  12.00%  —   4.00% 

March 1, 2028

  5,500   5,467   5,467 
    

Term Loan

  12.00% 

Prime

  4.25%  12.00%  —   4.00% 

March 1, 2028

  5,000   4,970   4,970 
    

Term Loan

  12.00% 

Prime

  4.25%  12.00%  —   4.00% 

March 1, 2028

  5,000   4,970   4,970 

Emalex Biosciences, Inc. (2)(12)

 

Biotechnology

 

Term Loan

  11.97% 

Prime

  4.72%  9.75%  —   5.00% 

November 1, 2025

  417   414   414 
    

Term Loan

  11.97% 

Prime

  4.72%  9.75%  —   5.00% 

May 1, 2026

  2,917   2,911   2,911 

KSQ Therapeutics, Inc. (2)(12)

 

Biotechnology

 

Term Loan

  11.00% 

Prime

  3.75%  10.75%  —   5.00% 

April 1, 2030

  4,500   4,485   4,485 
    

Term Loan

  11.00% 

Prime

  3.75%  10.75%  —   5.00% 

April 1, 2030

  4,500   4,485   4,485 
    

Term Loan

  11.00% 

Prime

  3.75%  10.75%  —   5.00% 

April 1, 2030

  4,500   4,485   4,485 
    

Term Loan

  11.00% 

Prime

  3.75%  10.75%  —   5.00% 

April 1, 2030

  4,500   4,485   4,485 

Long Grove Pharmaceuticals, LLC (2)(12)

 

Biotechnology

 

Term Loan

  8.28% (11) 

1-month SOFR

  4.00%  6.00%  —   —  

February 27, 2031

  10,217   10,004   10,004 

Provivi, Inc. (2)(12)(13)

 

Biotechnology

 

Term Loan

  12.61% (11) 

Prime

  5.36%  9.50%  —   4.30% 

January 1, 2027

  2,092   1,934   1,010 
    

Term Loan

  12.61% (11) 

Prime

  5.36%  9.50%  —   4.30% 

January 1, 2027

  2,092   1,934   1,010 
    

Term Loan

  12.61% (11) 

Prime

  5.36%  9.50%  —   4.31% 

January 1, 2027

  1,046   964   503 
    

Term Loan

  12.61% (11) 

Prime

  5.36%  9.50%  —   4.31% 

January 1, 2027

  1,046   964   503 
    

Term Loan

  12.61% (11) 

Prime

  5.36%  9.50%  —   4.31% 

January 1, 2027

  1,046   963   503 
    

Term Loan

  12.61% (11) 

Prime

  5.36%  9.50%  —   4.31% 

January 1, 2027

  1,046   963   503 

Stealth Biotherapeutics Inc. (2)(12)

 

Biotechnology

 

Term Loan

  12.75% 

Prime

  5.50%  8.75%  —   6.00% 

October 1, 2025

  202   202   202 
    

Term Loan

  12.75% 

Prime

  5.50%  8.75%     6.00% 

October 1, 2025

  101   101   101 
    

Term Loan (18)

  12.75% 

Prime

  5.50%  8.75%  —   6.00% 

October 1, 2025

  304   41   304 

Tallac Therapeutics, Inc. (2)(12)(13)

 

Biotechnology

 

Term Loan

  12.25% 

Prime

  4.25%  12.25%  —   14.00% 

August 1, 2027

  1,500   1,478   200 
    

Term Loan

  12.25% 

Prime

  4.25%  12.25%  —   14.00% 

August 1, 2027

  1,500   1,478   200 

Portfolio Company (1)(3)

 

Sector

 

Type of Investment (7)

 

Cash Rate (4)

  

Index

 

Margin

  

Floor

  

Ceiling

  

ETP (10)

  

Maturity Date

 

Principal Amount

  

Cost of Investments (6)(9)

  

Fair Value (9)

 

Ceribell, Inc. (2)(5)(12)

 

Medical Device

 

Term Loan

  10.00% 

Prime

  2.75%  9.25%  —   4.00% 

March 1, 2029

  5,000   4,830   4,830 
    

Term Loan

  10.00% 

Prime

  2.75%  9.25%  —   4.00% 

March 1, 2029

  5,000   4,950   4,950 
    

Term Loan

  10.00% 

Prime

  2.75%  9.25%  —   4.00% 

March 1, 2029

  4,000   3,960   3,960 

Conventus Orthopaedics, Inc. (2)(12)

 

Medical Device

 

Term Loan

  13.57% 

Prime

  6.32%  10.75%  —   10.88% 

July 1, 2026

  2,801   2,777   2,777 
    

Term Loan

  13.57% 

Prime

  6.32%  10.75%  —   10.88% 

July 1, 2026

  2,801   2,777   2,777 

Infobionic, Inc. (2)(12)

 

Medical Device

 

Term Loan

  12.00% 

Prime

  4.50%  12.00%  —   2.00% 

September 1, 2029

  5,000   4,933   4,933 
    

Term Loan

  12.00% 

Prime

  4.50%  12.00%  —   2.00% 

September 1, 2029

  5,000   4,933   4,933 
    

Term Loan

  12.00% 

Prime

  4.50%  12.00%  —   2.00% 

September 1, 2029

  5,000   4,933   4,933 

MicroTransponder, Inc. (2)(12)

 

Medical Device

 

Term Loan

  12.25% 

Prime

  3.75%  12.25%  —   3.50% 

January 1, 2029

  3,750   3,707   3,707 
    

Term Loan

  12.25% 

Prime

  3.75%  12.25%  —   3.50% 

January 1, 2029

  3,750   3,707   3,707 

MML US, Inc. (2)(12)

 

Medical Device

 

Term Loan

  10.25% (11) 

Prime

  3.00%  10.00%  —   3.00% 

March 1, 2030

  2,545   2,423   2,423 
    

Term Loan

  10.25% (11) 

Prime

  3.00%  10.00%  —   3.00% 

March 1, 2030

  2,545   2,523   2,523 
    

Term Loan

  10.25% (11) 

Prime

  3.00%  10.00%  —   3.00% 

March 1, 2030

  5,090   5,046   5,046 
    

Term Loan

  10.25% (11) 

Prime

  3.00%  10.00%  —   3.00% 

March 1, 2030

  5,090   5,046   5,046 
    

Term Loan

  10.25% (11) 

Prime

  3.00%  10.00%  —   3.00% 

March 1, 2030

  5,052   5,005   5,005 
    

Term Loan

  10.25% (11) 

Prime

  3.00%  10.00%  —   3.00% 

March 1, 2030

  5,052   5,005   5,005 

Onkos Surgical, Inc. (2)(12)

 

Medical Device

 

Term Loan

  10.75% 

Prime

  3.25%  10.75%  —   4.00% 

January 1, 2030

  10,000   9,867   9,867 
    

Term Loan

  10.75% 

Prime

  3.25%  10.75%  —   4.00% 

January 1, 2030

  10,000   9,867   9,867 
    

Term Loan

  10.75% 

Prime

  3.25%  10.75%  —   4.00% 

January 1, 2030

  5,000   4,933   4,933 
    

Term Loan

  10.75% 

Prime

  3.25%  10.75%  —   4.00% 

January 1, 2030

  5,000   4,933   4,933 
    

Term Loan

  10.75% 

Prime

  3.25%  10.75%  —   4.00% 

October 1, 2030

  5,000   4,923   4,923 

Scientia Vascular, Inc. (2)(12)

 

Medical Device

 

Term Loan

  10.25% 

Prime

  2.75%  10.25%  —   4.00% 

July 1, 2030

  10,000   9,843   9,843 
    

Term Loan

  10.25% 

Prime

  2.75%  10.25%  —   4.00% 

July 1, 2030

  10,000   9,885   9,885 
    

Term Loan

  10.25% 

Prime

  2.75%  10.25%  —   4.00% 

July 1, 2030

  5,000   4,942   4,942 
    

Term Loan

  10.25% 

Prime

  2.75%  10.25%  —   4.00% 

July 1, 2030

  1,500   1,483   1,483 

Sonex Health, Inc. (2)(12)

 

Medical Device

 

Term Loan

  11.75% 

Prime

  3.50%  11.75%  —   8.00% 

September 1, 2027

  2,500   2,486   2,486 
    

Term Loan

  11.75% 

Prime

  3.50%  11.75%  —   8.00% 

September 1, 2027

  2,500   2,486   2,486 
    

Term Loan

  11.75% 

Prime

  3.50%  11.75%  —   8.00% 

September 1, 2027

  5,000   4,973   4,973 
    

Term Loan

  11.75% 

Prime

  3.50%  11.75%  —   8.00% 

September 1, 2027

  5,000   4,973   4,973 
    

Term Loan

  11.75% 

Prime

  3.50%  11.75%  —   8.00% 

April 1, 2028

  3,750   3,722   3,722 
    

Term Loan

  11.75% 

Prime

  3.50%  11.75%  —   8.00% 

April 1, 2028

  3,750   3,722   3,722 
    

Term Loan

  11.75% 

Prime

  3.50%  11.75%  —   8.00% 

April 1, 2028

  3,750   3,722   3,722 
    

Term Loan

  11.75% 

Prime

  3.50%  11.75%  —   8.00% 

April 1, 2028

  3,750   3,722   3,722 

Portfolio Company (1)(3)

 

Sector

 

Type of Investment (7)

 

Cash Rate (4)

  

Index

 

Margin

  

Floor

  

Ceiling

  

ETP (10)

  

Maturity Date

 

Principal Amount

  

Cost of Investments (6)(9)

  

Fair Value (9)

 

Spineology, Inc. (2)(12)

 

Medical Device

 

Term Loan

  12.25% 

Prime

  5.00%  12.00%  —   1.00% 

August 1, 2029

  5,000   4,931   4,931 
    

Term Loan

  12.25% 

Prime

  5.00%  12.00%  —   1.00% 

August 1, 2029

  4,250   4,191   4,191 
    

Term Loan

  12.25% 

Prime

  5.00%  12.00%  —   1.00% 

August 1, 2029

  4,250   4,191   4,191 
    

Term Loan

  12.25% 

Prime

  5.00%  12.00%  —   1.00% 

August 1, 2029

  2,500   2,465   2,465 

Vero Biotech, Inc. (2)(12)

 

Medical Device

 

Term Loan

  12.25% 

Prime

  3.75%  12.25%  —   4.00% 

January 1, 2029

  15,000   14,785   14,785 
    

Term Loan

  12.25% 

Prime

  3.75%  12.25%  —   4.00% 

January 1, 2029

  10,000   9,857   9,857 
    

Term Loan

  12.25% 

Prime

  3.75%  12.25%  —   4.00% 

January 1, 2029

  5,000   4,927   4,927 
    

Term Loan

  12.25% 

Prime

  3.75%  12.25%  —   4.00% 

January 1, 2029

  2,500   2,463   2,463 

Total Non-Affiliate Debt Investments — Life Science

                 272,485   266,502 

Non-Affiliate Debt Investments — Sustainability — 1.5% (8)

                       

SparkCharge, Inc. (2)(12)

 

Alternative Energy

 

Term Loan

  12.00% 

Prime

  4.00%  12.00%  —   5.00% 

May 1, 2029

  2,500   2,346   2,346 
    

Term Loan

  12.00% 

Prime

  4.00%  12.00%  —   5.00% 

May 1, 2029

  2,500   2,468   2,468 

Total Non-Affiliate Debt Investments — Sustainability

              4,814   4,814 

Portfolio Company (1)(3)

 

Sector

 

Type of Investment (7)

 

Cash Rate (4)

  

Index

 

Margin

  

Floor

  

Ceiling

  

ETP (10)

  

Maturity Date

 

Principal Amount

  

Cost of Investments (6)(9)

  

Fair Value (9)

 

Non-Affiliate Debt Investments — Technology — 50.7% (8)

                           

Havenly, Inc. (2)(12)

 

Consumer-related Technologies

 

Term Loan

  12.25% 

Prime

  5.00%  5.00%  —   10.40% 

March 1, 2027

  1,333   1,145   1,145 
    

Term Loan

  12.25% 

Prime

  5.00%  5.00%  —   10.40% 

March 1, 2027

  2,000   1,753   1,753 
    

Term Loan (18)

  10.75% 

Prime

  3.50%  10.50%  —   7.78% 

February 1, 2028

  3,375   1,915   3,375 
    

Term Loan

  10.75% 

Prime

  3.50%  10.50%  —   7.78% 

February 1, 2028

  2,813   2,813   2,813 
    

Term Loan

  10.75% 

Prime

  3.50%  10.50%  —   7.78% 

February 1, 2028

  2,813   2,813   2,813 

Lyrical Foods, Inc. (2)(12)

 

Consumer-related Technologies

 

Term Loan

  10.75% 

Prime

  3.50%  9.00%  —   5.00% 

July 1, 2028

  2,679   2,770   2,383 
    

Term Loan (18)

  10.75% 

Prime

  3.50%  9.00%  —   5.00% 

July 1, 2028

  2,679   1,286   2,304 

NextCar Holding Company, Inc. (2)(12)(13)

 

Consumer-related Technologies

 

Term Loan

  13.25% (11) 

Prime

  5.75%  9.00%  —   5.25% 

October 31, 2023

  6,441   5,187   879 
    

Term Loan

  13.25% (11) 

Prime

  5.75%  9.00%  —   5.25% 

October 31, 2023

  2,576   2,075   352 
    

Term Loan

  13.25% (11) 

Prime

  5.75%  9.00%  —   5.25% 

October 31, 2023

  3,220   2,594   439 
    

Term Loan

  13.25% (11) 

Prime

  5.75%  9.00%  —   5.25% 

October 31, 2023

  3,865   3,112   527 
    

Term Loan

  13.25% (11) 

Prime

  5.75%  9.00%  —   5.25% 

October 31, 2023

  3,220   2,594   439 
    

Term Loan

  13.25% (11) 

Prime

  5.75%  9.00%  —   5.25% 

October 31, 2023

  3,220   2,594   439 
    

Term Loan

  13.25% (11) 

Prime

  5.75%  9.00%  —   5.25% 

October 31, 2023

  6,441   5,187   879 
    

Term Loan

  13.25% (11) 

Prime

  5.75%  9.00%  —   5.25% 

October 31, 2023

  3,220   2,594   439 

BriteCore Holdings, Inc. (2)(12)

 

Software

 

Term Loan

  14.00% 

Prime

  5.50%  14.00%  —   3.00% 

October 1, 2028

  5,000   4,956   4,956 
    

Term Loan

  14.00% 

Prime

  5.50%  14.00%  —   3.00% 

October 1, 2028

  2,500   2,478   2,478 
    

Term Loan

  14.00% 

Prime

  5.50%  14.00%  —   3.00% 

October 1, 2028

  2,500   2,474   2,474 
    

Term Loan

  14.00% 

Prime

  5.50%  14.00%  —   3.00% 

October 1, 2028

  2,500   2,468   2,468 
    

Term Loan

  14.00% 

Prime

  5.50%  14.00%  —   3.00% 

April 1, 2029

  2,500   2,478   2,478 
    

Term Loan

  14.00% 

Prime

  5.50%  14.00%  —   3.00% 

February 1, 2030

  2,500   2,478   2,478 

Crafty Holdings, Inc. (2)(12)

 

Software

 

Term Loan

  12.00% 

Prime

  4.50%  12.00%  —   4.00% 

January 1, 2029

  5,000   4,862   4,862 
    

Term Loan

  12.00% 

Prime

  4.50%  12.00%  —   4.00% 

January 1, 2029

  5,000   4,927   4,927 
    

Term Loan

  12.00% 

Prime

  4.50%  12.00%  —   4.00% 

January 1, 2029

  5,000   4,927   4,927 

Dropoff, Inc. (2)(12)

 

Software

 

Term Loan (18)

  13.75% 

Prime

  6.50%  9.75%  —   3.50% 

June 1, 2026

  7,850   2,449   4,329 
    

Term Loan

  13.75% 

Prime

  6.50%  9.75%  —   3.50% 

June 1, 2026

  6,804   6,773   3,735 
    

Term Loan

  13.75% 

Prime

  6.50%  9.75%  —   3.50% 

June 1, 2026

  6,280   6,252   3,447 
    

Term Loan

  13.75% 

Prime

  6.50%  9.75%  —   3.50% 

June 1, 2026

  2,617   2,608   1,438 

HappyCo, Inc. (2)(12)

 

Software

 

Term Loan

  11.38% 

Prime

  3.75%  11.00%  —   2.75% 

February 1, 2030

  3,000   2,942   2,942 
    

Term Loan

  11.38% 

Prime

  3.75%  11.00%  —   2.75% 

February 1, 2030

  3,000   2,967   2,967 
    

Term Loan

  11.38% 

Prime

  3.75%  11.00%  —   2.75% 

February 1, 2030

  2,000   1,977   1,977 

Portfolio Company (1)(3)

 

Sector

 

Type of Investment (7)

 

Cash Rate (4)

  

Index

 

Margin

  

Floor

  

Ceiling

  

ETP (10)

  

Maturity Date

 

Principal Amount

  

Cost of Investments (6)(9)

  

Fair Value (9)

 

Kodiak Robotics, Inc. (2)(12)

 

Software

 

Term Loan

  12.75% 

Prime

  5.50%  10.25%  —   4.00% 

April 1, 2026

  6,667   6,656   6,656 
    

Term Loan

  12.75% 

Prime

  5.50%  10.25%  —   4.00% 

April 1, 2026

  6,667   6,656   6,656 
    

Term Loan

  12.75% 

Prime

  5.50%  10.25%  —   4.00% 

April 1, 2026

  3,333   3,328   3,328 
    

Term Loan

  12.75% 

Prime

  5.50%  10.25%  —   4.00% 

April 1, 2026

  3,333   3,328   3,328 

MasteryPrep, LLC (2)(12)

 

Software

 

Term Loan

  11.50% 

Prime

  4.00%  11.50%  —   3.75% 

July 1, 2029

  7,500   7,379   7,379 
    

Term Loan

  11.50% 

Prime

  4.00%  11.50%  —   3.75% 

July 1, 2029

  7,500   7,429   7,429 

Mirantis, Inc. (2)(12)

 

Software

 

Term Loan

  11.75% 

Prime

  3.50%  11.75%  —   4.00% 

October 1, 2028

  5,000   4,951   4,951 
    

Term Loan

  11.75% 

Prime

  3.50%  11.75%  —   4.00% 

October 1, 2028

  5,000   4,951   4,951 
    

Term Loan

  11.75% 

Prime

  3.50%  11.75%  —   4.00% 

October 1, 2028

  5,000   4,951   4,951 
    

Term Loan

  11.75% 

Prime

  3.50%  11.75%  —   4.00% 

October 1, 2028

  5,000   4,951   4,951 

Supply Network Visibility Holdings LLC (2)(12)

 

Software

 

Term Loan

  12.00% 

Prime

  4.25%  12.00%  —   2.50% 

June 1, 2028

  2,500   2,433   2,433 
    

Term Loan

  12.00% 

Prime

  4.25%  12.00%  —   2.50% 

June 1, 2028

  3,500   3,494   3,494 
    

Term Loan

  12.00% 

Prime

  4.25%  12.00%  —   2.50% 

June 1, 2028

  2,500   2,495   2,495 
    

Term Loan

  12.00% 

Prime

  4.25%  12.00%  —   2.50% 

June 1, 2028

  1,500   1,497   1,497 
    

Term Loan

  12.00% 

Prime

  4.25%  12.00%  —   2.50% 

July 1, 2029

  5,000   4,987   4,987 

Ursa Space Systems, Inc. (2)(12)

 

Software

 

Term Loan

  12.00% 

Prime

  4.00%  12.00%  —   3.00% 

November 1, 2028

  2,500   2,455   2,455 
    

Term Loan

  12.00% 

Prime

  4.00%  12.00%  —   3.00% 

November 1, 2028

  2,500   2,455   2,455 
    

Term Loan

  12.00% 

Prime

  4.00%  12.00%  —   3.00% 

November 1, 2028

  2,500   2,437   2,437 
    

Term Loan

  12.00% 

Prime

  4.00%  12.00%  —   3.00% 

November 1, 2028

  2,500   2,437   2,437 

Viken Detection Corporation (2)(12)

 

Software

 

Term Loan

  11.75% 

Prime

  4.00%  11.75%  —   3.50% 

June 1, 2027

  3,500   3,476   3,476 
    

Term Loan

  11.75% 

Prime

  4.00%  11.75%  —   3.50% 

June 1, 2027

  1,750   1,738   1,738 
    

Term Loan

  11.75% 

Prime

  4.00%  11.75%  —   3.50% 

June 1, 2027

  1,750   1,738   1,738 

Total Non-Affiliate Debt Investments — Technology

                    184,670   160,084 

Non-Affiliate Debt Investments — Healthcare information and services — 32.5% (8)

               

Hound Labs Inc. (12)

 

Diagnostics

 

Term Loan

  13.25% 

Prime

  6.00%  9.25%  —   3.50% 

June 1, 2026

  1,929   300   1,820 
    

Term Loan

  13.25% 

Prime

  6.00%  9.25%  —   3.50% 

June 1, 2026

  1,607   1,644   1,561 
    

Term Loan

  13.25% 

Prime

  6.00%  9.25%  —   3.50% 

June 1, 2026

  1,607   1,596   1,516 
    

Term Loan

  13.25% 

Prime

  6.00%  9.25%  —   3.50% 

June 1, 2026

  964   150   910 
    

Term Loan

  13.25% 

Prime

  6.00%  9.25%  —   3.50% 

June 1, 2026

  3,214   3,194   3,033 
    

Term Loan

  14.00% 

Fixed

  —   —   —   50.00% 

March 1, 2025

  300   300   283 
    

Term Loan

  14.00% 

Fixed

  —   —   —   100.00% 

March 1, 2025

  250   250   236 

Parse Biosciences, Inc. (2)(12)

 

Diagnostics

 

Term Loan

  11.50% 

Prime

  3.25%  11.50%  —   5.00% 

January 1, 2028

  5,000   4,932   4,932 
    

Term Loan

  11.50% 

Prime

  3.25%  11.50%  —   5.00% 

January 1, 2028

  5,000   4,932   4,932 

Portfolio Company (1)(3)

 

Sector

 

Type of Investment (7)

 

Cash Rate (4)

  

Index

 

Margin

  

Floor

  

Ceiling

  

ETP (10)

  

Maturity Date

 

Principal Amount

  

Cost of Investments (6)(9)

  

Fair Value (9)

 

BrightInsight, Inc. (2)(12)

 

Software

 

Term Loan (18)

  13.00% 

Prime

  5.50%  9.50%  —   3.00% 

August 1, 2027

  5,750   3,155   5,566 
    

Term Loan

  13.00% 

Prime

  5.50%  9.50%  —   3.00% 

August 1, 2027

  6,708   6,683   6,470 
    

Term Loan

  13.00% 

Prime

  5.50%  9.50%  —   3.00% 

August 1, 2027

  3,354   3,342   3,235 
    

Term Loan

  13.00% 

Prime

  5.50%  9.50%  —   3.00% 

August 1, 2027

  3,354   3,342   3,235 
    

Term Loan

  13.00% 

Prime

  5.50%  9.50%  —   3.00% 

April 1, 2028

  2,750   2,727   2,639 
    

Term Loan (18)

  13.00% 

Prime

  5.50%  9.50%  —   3.00% 

April 1, 2028

  2,250   1,277   2,178 

Elligo Health Research, Inc. (2)(12)

 

Software

 

Term Loan

  11.75% 

Prime

  3.50%  11.75%  —   4.00% 

October 1, 2027

  10,000   9,924   9,924 
    

Term Loan

  11.75% 

Prime

  3.50%  11.75%  —   4.00% 

October 1, 2027

  5,000   4,962   4,962 
    

Term Loan

  11.75% 

Prime

  3.50%  11.75%  —   4.00% 

October 1, 2027

  5,000   4,962   4,962 
    

Term Loan

  11.75% 

Prime

  3.50%  11.75%  —   4.00% 

October 1, 2027

  5,000   4,962   4,962 

GT Medical Technologies, Inc. (2)(12)

 

Other Healthcare Services

 

Term Loan

  11.25% 

Prime

  3.25%  11.25%  —   4.00% 

October 1, 2029

  3,750   3,602   3,602 
    

Term Loan

  11.25% 

Prime

  3.25%  11.25%  —   4.00% 

October 1, 2029

  3,750   3,702   3,702 
    

Term Loan

  11.25% 

Prime

  3.25%  11.25%  —   4.00% 

October 1, 2029

  7,500   7,404   7,404 

Hometeam Technologies, Inc. (2)(12)(14)

 

Other Healthcare Services

 

Term Loan

  11.25% 

Prime

  3.25%  11.25%  —   3.50% 

August 1, 2029

  5,000   4,961   4,117 
    

Term Loan

  11.25% 

Prime

  3.25%  11.25%  —   3.50% 

August 1, 2029

  5,000   4,961   4,116 
    

Term Loan

  11.25% 

Prime

  3.25%  11.25%  —   3.50% 

August 1, 2029

  5,000   4,861   4,034 
    

Term Loan

  11.25% 

Prime

  3.25%  11.25%  —   3.50% 

August 1, 2029

  5,000   4,961   4,116 
    

Term Loan

  11.25% 

Prime

  3.25%  11.25%  —   3.50% 

August 1, 2029

  5,000   4,961   4,116 

Total Non-Affiliate Debt Investments — Healthcare information and services

                  102,047   102,563 

Total Non- Affiliate Debt Investments

                             $564,016  $533,963 
          

Cost of

  

Fair

 

Portfolio Company (1)(3)

 

Sector

 

Type of Investment (7)

 

Number of Shares

  

Investments (6)(9)

  

Value (9)

 

Non-Affiliate Warrant Investments — 5.2% (8)

         

Non-Affiliate Warrants — Life Science — 2.0% (8)

         

Avalo Therapeutics, Inc. (2)(5)(12)

 

Biotechnology

 

Common Stock Warrant

  149   311   — 

BioVaxys Technology Corp. (5)(12)

 

Biotechnology

 

Common Stock Warrant

  400,000   5   1 

Castle Creek Biosciences, Inc. (2)(12)

 

Biotechnology

 

Preferred Stock Warrant

  13,821   372   413 

Emalex Biosciences, Inc. (2)(12)

 

Biotechnology

 

Preferred Stock Warrant

  110,402   176   448 

Imunon, Inc. (2)(5)(12)

 

Biotechnology

 

Common Stock Warrant

  19,671   65   — 

KSQ Therapeutics, Inc. (2)(12)

 

Biotechnology

 

Preferred Stock Warrant

  134,614   139   12 

Mustang Bio, Inc. (2)(5)(12)

 

Biotechnology

 

Common Stock Warrant

  568   146   — 

Native Microbials, Inc (2)(12)

 

Biotechnology

 

Preferred Stock Warrant

  178,631   93   4 

PDS Biotechnology Corporation (2)(5)(12)

 

Biotechnology

 

Common Stock Warrant

  381,625   161   — 

Provivi, Inc. (2)(12)

 

Biotechnology

 

Common Stock Warrant

  175,098   278   — 

Provivi, Inc. (2)(12)

 

Biotechnology

 

Preferred Stock Warrant

  709,980   312   — 

Stealth Biotherapeutics Inc. (2)(12)

 

Biotechnology

 

Common Stock Warrant

  454,544   267   6 

Xeris Pharmaceuticals, Inc. (2)(5)(12)

 

Biotechnology

 

Common Stock Warrant

  126,000   73   738 

Tallac Therapeutics, Inc. (2)(12)

 

Biotechnology

 

Preferred Stock Warrant

  2,266,669   198   — 

Aerin Medical, Inc. (2)(12)

 

Medical Device

 

Preferred Stock Warrant

  1,818,183   65   1,347 

Canary Medical Inc. (2)(12)

 

Medical Device

 

Preferred Stock Warrant

  12,153   86   1 

Ceribell, Inc. (2)(5)(12)

 

Medical Device

 

Common Stock Warrant

  89,903   147   328 

Cognoa, Inc. (2)(12)

 

Medical Device

 

Common Stock Warrant

  61,170   —   2 

Cognoa, Inc. (2)(12)

 

Medical Device

 

Preferred Stock Warrant

  7,152,669   162   3 

Conventus Orthopaedics, Inc. (2)(12)

 

Medical Device

 

Preferred Stock Warrant

  13,203,395   268   1 

CSA Medical, Inc. (2)(12)

 

Medical Device

 

Preferred Stock Warrant

  4,939,813   174   464 

CVRx, Inc. (2)(5)(12)

 

Medical Device

 

Common Stock Warrant

  47,410   76   33 

Infobionic, Inc. (2)(12)

 

Medical Device

 

Preferred Stock Warrant

  7,371,554   267   324 
          

Cost of

  

Fair

 

Portfolio Company (1)(3)

 

Sector

 

Type of Investment (7)

 

Number of Shares

  

Investments (6)(9)

  

Value (9)

 

Magnolia Medical Technologies, Inc. (2)(12)

 

Medical Device

 

Preferred Stock Warrant

  900,043   194   545 

Meditrina, Inc. (12)

 

Medical Device

 

Preferred Stock Warrant

  233,993   83   25 

MicroTransponder, Inc. (2)(12)

 

Medical Device

 

Preferred Stock Warrant

  103,172   47   50 

Onkos Surgical, Inc. (2)(12)

 

Medical Device

 

Preferred Stock Warrant

  443,674   192   223 

Scientia Vascular, Inc (2)(12)

 

Medical Device

 

Common Stock Warrant

  24,000   60   60 

Scientia Vascular, Inc (2)(12)

 

Medical Device

 

Preferred Stock Warrant

  49,157   206   604 

Sonex Health, Inc. (2)(12)

 

Medical Device

 

Preferred Stock Warrant

  2,637,133   275   159 

Spineology, Inc. (2)(12)

 

Medical Device

 

Common Stock Warrant

  27,139   137   108 

Spineology, Inc. (2)(12)

 

Medical Device

 

Preferred Stock Warrant

  45,101   37   53 

VERO Biotech LLC (2)(12)

 

Medical Device

 

Preferred Stock Warrant

  3,701   379   195 

Total Non-Affiliate Warrants — Life Science

      5,451   6,147 

Non-Affiliate Warrants — Sustainability — 0.0% (8)

            

SparkCharge, Inc. (2)(12)

 

Alternative Energy

 

Preferred Stock Warrant

  2,264,151   45   31 

Pivot Bio, Inc. (2)(12)

 

Energy Efficiency

 

Preferred Stock Warrant

  210,418   14   12 

New Aerofarms, Inc. assignee of Aerofarms, Inc. (2)(12)(15)

 

Other Sustainability

 

Preferred Stock Warrant

  800,000   88   2 

LiquiGlide, Inc. (2)(12)

 

Other Sustainability

 

Preferred Stock Warrant

  122,717   53   46 

Temperpack Technologies, Inc. (2)(12)

 

Other Sustainability

 

Preferred Stock Warrant

  66,605   185   29 

Total Non-Affiliate Warrants — Sustainability

      385   120 

Non-Affiliate Warrants — Technology — 3.1% (8)

            

Axiom Space Holdings, Inc. (2)(12)

 

Communications

 

Common Stock Warrant

  2,654   50   31 

Intelepeer Holdings, Inc. (2)(12)

 

Communications

 

Preferred Stock Warrant

  2,936,535   138   2,911 

Alula Holdings, Inc. (2)(12)

 

Consumer-related Technologies

 

Preferred Stock Warrant

  20,000   93   6 

CAMP NYC, Inc. (2)(12)

 

Consumer-related Technologies

 

Preferred Stock Warrant

  224,712   57   76 

Clara Foods Co. (2)(12)

 

Consumer-related Technologies

 

Preferred Stock Warrant

  46,745   30   41 

Divergent Technologies, Inc. (2)(12)

 

Consumer-related Technologies

 

Common Stock Warrant

  13,068   80   64 

Divergent Technologies, Inc. (2)(12)

 

Consumer-related Technologies

 

Preferred Stock Warrant

  71,014   538   791 

Havenly, Inc. (2)(12)

 

Consumer-related Technologies

 

Common Stock Warrant

  1,633,929   3,463   3,510 

MyForest Foods Co. (2)(12)

 

Consumer-related Technologies

 

Preferred Stock Warrant

  500   41   47 

NextCar Holding Company, Inc. (2)(12)

 

Consumer-related Technologies

 

Common Stock Warrant

  12,618   188   — 

NextCar Holding Company, Inc. (2)(12)

 

Consumer-related Technologies

 

Preferred Stock Warrant

  3,913,723   9   — 

Primary Kids, Inc. (2)(12)

 

Consumer-related Technologies

 

Preferred Stock Warrant

  553,778   57   135 

Quip NYC Inc. (2)(12)

 

Consumer-related Technologies

 

Preferred Stock Warrant

  10,833   325   — 

Updater, Inc.(2)(12)

 

Consumer-related Technologies

 

Preferred Stock Warrant

  108,333   34   26 

CPG Beyond, Inc. (2)(12)

 

Data Storage

 

Preferred Stock Warrant

  500,000   242   57 

Silk, Inc. (2)(12)

 

Data Storage

 

Preferred Stock Warrant

  394,110   175   106 

Global Worldwide LLC (2)(12)

 

Internet and Media

 

Preferred Stock Warrant

  245,810   75   — 

Rocket Lawyer Incorporated (2)(12)

 

Internet and Media

 

Preferred Stock Warrant

  261,721   92   151 

Skillshare, Inc. (2)(12)

 

Internet and Media

 

Preferred Stock Warrant

  139,316   162   — 

Liqid, Inc. (2)(12)

 

Networking

 

Preferred Stock Warrant

  344,102   364   119 

BriteCore Holdings, Inc. (2)(12)

 

Software

 

Preferred Stock Warrant

  161,215   98   348 

Crafty Holdings, Inc. (2)(12)

 

Software

 

Common Stock Warrant

  243,278   132   132 

Dropoff, Inc. (2)(12)

 

Software

 

Common Stock Warrant

  723,228   455   — 

E La Carte, Inc. (2)(5)(12)

 

Software

 

Common Stock Warrant

  294,723   60   — 

HappyCo, Inc. (2)(12)

 

Software

 

Preferred Stock Warrant

  96,228   26   24 

Everstream Holdings, LLC (2)(12)

 

Software

 

Preferred Stock Warrant

  525,000   82   6 

Lemongrass Holdings, Inc. (2)(12)

 

Software

 

Preferred Stock Warrant

  202,616   57   96 

Mirantis, Inc. (2)(12)

 

Software

 

Common Stock Warrant

  948,275   223   422 
          

Cost of

  

Fair

 

Portfolio Company (1)(3)

 

Sector

 

Type of Investment (7)

 

Number of Shares

  

Investments (6)(9)

  

Value (9)

 

Noodle Partners, Inc. (2)(12)

 

Software

 

Preferred Stock Warrant

  84,037   116   — 

OneNetworks, Inc. (2)(12)

 

Software

 

Preferred Stock Warrant

  184,646   3   2 

Revinate Holdings, Inc. (2)(12)

 

Software

 

Preferred Stock Warrant

  682,034   44   86 

SIGNiX, Inc. (12)

 

Software

 

Preferred Stock Warrant

  186,235   177   — 

Slingshot Aerospace, Inc. (2)(12)

 

Software

 

Preferred Stock Warrant

  309,208   123   21 

Supply Network Visibility Holdings LLC (2)(12)

 

Software

 

Preferred Stock Warrant

  682   64   71 

Topia Mobility, Inc. (2)(12)

 

Software

 

Common Stock Warrant

  30,496   138   — 

Ursa Space Systems, Inc. (2)(12)

 

Software

 

Preferred Stock Warrant

  1,075,072   151   140 

Viken Detection Corporation (2)(12)

 

Software

 

Preferred Stock Warrant

  345,443   120   372 

xAd, Inc. (2)(12)

 

Software

 

Preferred Stock Warrant

  4,343,348   177   6 

Total Non-Affiliate Warrants — Technology

      8,459   9,797 

Non-Affiliate Warrants — Healthcare information and services — 0.1% (8)

                

Hound Labs, Inc (12)

 

Diagnostics

 

Preferred Stock Warrant

  451,796   46   — 

Parse Biosciences, Inc. (2)(12)

 

Diagnostics

 

Common Stock Warrant

  32,244   71   22 

Parse Biosciences, Inc. (2)(12)

 

Diagnostics

 

Preferred Stock Warrant

  184,253   166   64 

GT Medical Technologies, Inc. (2)(12)

 

Other Healthcare

 

Preferred Stock Warrant

  326,640   144   152 

BrightInsight, Inc. (2)(12)

 

Software

 

Preferred Stock Warrant

  123,284   167   — 

Elligo Health Research, Inc. (2)(12)

 

Software

 

Preferred Stock Warrant

  652,250   191   — 

SafelyYou, Inc. (2)(12)

 

Software

 

Preferred Stock Warrant

  206,983   163   142 

Total Non-Affiliate Warrants — Healthcare information and services

      948   380 

Total Non-Affiliate Warrants

      15,243   16,444 

Non-Affiliate Other Investments — 0.6% (8)

                

Non-Affiliate Other Investments — Life Science — 0.6% (8)

                

BioVaxys Technology Corp. (12)

 

Biotechnology

 

Royalty Agreement

      5,073   — 

Aerobiotix, LLC (12)

 

Medical Device

 

Royalty Agreement

      1,538   1,448 

Lumithera, Inc. (12)

 

Medical Device

 

Royalty Agreement

      1,116   383 

Robin Healthcare, Inc. (2)(12)

 

Medical Device

 

Royalty Agreement

      7,330   — 

Total Non-Affiliate Other Investments — Life Science

      15,057   1,831 

Non-Affiliate Other Investments — Technology — 0.0% (8)

                

Better Place Forests Co. (12)(17)

 

Consumer-related Technologies

 

Other Investment

      11,010   — 

Total Non-Affiliate Other Investments — Technology

      11,010   — 

Total Non-Affiliate Other Investments

      26,067   1,831 

Non-Affiliate Equity — 1.7% (8)

                

BioVaxys Technology Corp. (5)(12)

 

Biotechnology

 

Common Stock

  66,170   14   14 

Cadrenal Therapeutics, Inc. (5)

 

Biotechnology

 

Common Stock

  40,000   —   553 

Castle Creek Biosciences, Inc. (12)

 

Biotechnology

 

Common Stock

  1,162   250   250 

Emalex Biosciences, Inc. (12)

 

Biotechnology

 

Preferred Stock

  47,461   545   656 

Axiom Space, Inc. (12)

 

Communications

 

Preferred Stock

  1,810   261   306 

PebblePost, Inc. (2)(12)

 

Communications

 

Preferred Stock

  56,212   73   73 

Caastle, Inc. (2)(12)

 

Consumer-related Technologies

 

Preferred Stock

  242,180   2,681   — 

Getaround, Inc. (2)(5)

 

Consumer-related Technologies

 

Common Stock

  87,082   253   — 

NextCar Holding Company, Inc. (2)(12)

 

Consumer-related Technologies

 

Preferred Stock

  2,688,971   89   — 

SnagAJob.com, Inc. (12)

 

Consumer-related Technologies

 

Common Stock

  82,974   9   — 

Cognoa, Inc. (2)(12)

 

Medical Device

 

Common Stock

  16,247,754   976   975 

Cognoa, Inc. (2)(12)

 

Medical Device

 

Preferred Stock

  2,119,272   500   500 

Tigo Energy, Inc. (5)

 

Other Sustainability

 

Common Stock

  5,205   111   13 

Decisyon, Inc. (12)

 

Software

 

Preferred Stock

  280,000   2,800   — 

Kodiak Robotics, Inc. (2)(5)(12)

 

Software

 

Common Stock

  292,892   2,600   2,004 

Total Non-Affiliate Equity

      11,162   5,344 

Total Non-Affiliate Portfolio Investment Assets

     $616,488  $557,582 

Portfolio Company (1)(3)

 

Sector

 

Type of Investment (7)

 

Cash Rate (4)

 

Index

 

Margin

  

Floor

  

Ceiling

  

ETP (10)

 

Maturity Date

 

Principal Amount

  

Cost of Investments (6)(9)

  

Fair Value (9)

 

Non-Controlled Affiliate Investments — 14.2% (8)

                                      

Non-Controlled Affiliate Debt Investments — 8.0% (8)

                                      

Shengrow, Inc. aka Soli Organic, Inc. (2)(12)

 

Other Sustainability

 

Term Loan (18)

  11.75% (11) 

Prime

  4.50%  11.75%  —   2.75%

September 1, 2028

  5,092   273   5,092 
    

Term Loan

  11.75% (11) 

Prime

  4.50%  11.75%  —   2.75%

September 1, 2028

  3,394   3,339   3,339 
    

Term Loan

  11.75% (11) 

Prime

  4.50%  11.75%  —   2.75%

September 1, 2028

  1,697   1,669   1,669 
    

Term Loan

  11.75% (11) 

Prime

  4.50%  11.75%  —   2.75%

September 1, 2028

  3,394   3,338   3,338 
    

Term Loan

  11.75% (11) 

Prime

  4.50%  11.75%  —   2.75%

September 1, 2028

  1,697   1,669   1,669 
    

Term Loan

  11.75% (11) 

Prime

  4.50%  11.75%  —   2.75%

September 1, 2028

  3,394   3,336   3,336 
    

Term Loan

  11.75% (11) 

Prime

  4.50%  11.75%  —   2.75%

September 1, 2028

  1,697   1,668   1,668 
    

Revolver

  9.75%

Prime

  2.50%  9.75%  —   — 

September 1, 2026

  5,000   5,000   5,000 
                                 20,292   25,111 
          

Cost of

  

Fair

 

Portfolio Company (1)(3)

 

Sector

 

Type of Investment (7)

 

Number of Shares

  

Investments (6)(9)

  

Value (9)

 

Non-Controlled Affiliate Other Investments — 0.4% (8)

                

Evelo Holdings, Inc. (2)(5)(12)(16)

 

Biotechnology

 

Other Investment

    $20,342  $1,350 

Total Non-Controlled Affiliate Other Investments

      20,342   1,350 

Non-controlled Affiliate Equity — 5.8% (8)

                

Aulea Medical, Inc. (12)

 

Medical Device

 

Common Stock

  660,537   —   — 

Evelo Holdings, Inc. (2)(5)(12)

 

Biotechnology

 

Common Stock

  2,164,502   5,000   — 

Shengrow, Inc. aka Soli Organic, Inc. (2)(12)

 

Other Sustainability

 

Preferred Stock

  1,835,534   13,209   18,355 

Total Non-Controlled Affiliate Equity

      18,209   18,355 

Non-controlled Affiliate Warrants — 0.0% (8)

                

Evelo Holdings, Inc. (2)(5)(12)

 

Biotechnology

 

Common Stock

  23,196   127   — 

Total Non-Controlled Affiliate Warrants

      127   — 

Total Non-Controlled Affiliate Portfolio Investment Assets

     $58,970  $44,816 

Portfolio Company (1)(3)

 

Sector

 

Type of Investment (7)

 

Cash Rate (4)

 

Index

 

Margin

  

Floor

  

Ceiling

  

ETP (10)

 

Maturity Date

 

Principal Amount

  

Cost of Investments (6)(9)

  

Fair Value (9)

 

Controlled Affiliate Investments — 0.4% (8)

                                      

Controlled Affiliate Debt Investments — 0.4% (8)

                                      

Nexii, Inc. (12)

 

Other Sustainability

 

Term Loan

  10.00%

Fixed

  —   —   —   — 

July 1, 2027

 $790  $811  $812 
    

Term Loan (18)

  10.00%

Fixed

  —   —   —   — 

July 1, 2027

  304   173   304 

Total Controlled Affiliate Debt Investments

                           $984  $1,116 
          

Cost of

  

Fair

 

Portfolio Company (1)(3)

 

Sector

 

Type of Investment (7)

 

Number of Shares

  

Investments (6)(9)

  

Value (9)

 

Controlled Affiliate Equity — 0.0% (8)

                

Nexii, Inc. (2)(12)

 

Other Sustainability

 

Preferred Stock

  168,377   9,751   — 

Total Controlled Affiliate Equity

      9,751   — 

Total Controlled Affiliate Portfolio Investment Assets

      10,735  $1,116 

Total Portfolio Investment Assets — 191.2% (8)

     $686,193  $603,514 

Short Term Investments - Unrestricted Investments - 13.9% (8)

        

US Bank Money Market Deposit Account

  43,828   43,828 

Total Short Term Investments - Unrestricted Investments

 $43,828  $43,828 
         

Short Term Investments - Restricted Investments - 0.8% (8)

        

US Bank Money Market Deposit Account

  2,417   2,417 

Total Short Term Investments - Restricted Investments

 $2,417  $2,417 

Portfolio Company (1)(3)

 

Sector

 

Type of Investment (7)

 

Cash Rate (4)

  

Index

 

Margin

  

Floor

  

Ceiling

  

ETP (10)

  

Maturity Date

 

Principal Amount

  

Cost of Investments (6)(9)

  

Fair Value (9)

 

Non-Affiliate Investments — 195.6% (8)

                   

Non-Affiliate Debt Investments — 187.7% (8)

                   

Non-Affiliate Debt Investments — Life Science — 77.8% (8)

                   

Castle Creek Biosciences, Inc. (2)(12)

 

Biotechnology

 

Term Loan

  12.88% 

Prime

  5.13%  9.55%  13.50%  5.50% 

May 1, 2026

 $3,333  $3,326  $3,326 
    

Term Loan

  12.88% 

Prime

  5.13%  9.55%  13.50%  5.50% 

May 1, 2026

  3,333   3,326   3,326 
    

Term Loan

  12.88% 

Prime

  5.13%  9.55%  13.50%  5.50% 

May 1, 2026

  2,000   1,996   1,996 
    

Term Loan

  12.88% 

Prime

  5.13%  9.55%  13.50%  5.50% 

May 1, 2026

  3,333   3,326   3,326 
    

Term Loan

  12.88% 

Prime

  5.13%  9.55%  13.50%  5.50% 

May 1, 2026

  3,333   3,326   3,326 
    

Term Loan

  12.88% 

Prime

  5.13%  9.55%  13.50%  5.50% 

May 1, 2026

  2,000   1,996   1,996 

Emalex Biosciences, Inc. (2)(12)

 

Biotechnology

 

Term Loan

  12.22% 

Prime

  4.72%  9.75%  —   5.00% 

November 1, 2025

  4,167   4,144   4,144 
    

Term Loan

  12.22% 

Prime

  4.72%  9.75%  —   5.00% 

May 1, 2026

  5,000   4,982   4,982 

Greenlight Biosciences, Inc. (2)(12)

 

Biotechnology

 

Term Loan

  13.25% 

Prime

  5.75%  9.00%  —   3.00% 

July 1, 2025

  1,000   971   971 
    

Term Loan

  13.25% 

Prime

  5.75%  9.00%  —   3.00% 

July 1, 2025

  500   486   486 

KSQ Therapeutics, Inc. (2)(12)

 

Biotechnology

 

Term Loan

  12.25% 

Prime

  4.75%  8.50%  —   5.50% 

May 1, 2027

  6,250   6,220   6,220 
    

Term Loan

  12.25% 

Prime

  4.75%  8.50%  —   5.50% 

May 1, 2027

  6,250   6,220   6,220 

Native Microbials, Inc (2)(12)

 

Biotechnology

 

Term Loan

  12.75% 

Prime

  5.25%  8.50%  —   5.00% 

November 1, 2026

  2,875   2,862   2,862 
    

Term Loan

  12.75% 

Prime

  5.25%  8.50%  —   5.00% 

November 1, 2026

  1,917   1,906   1,906 

PDS Biotechnology Corporation (2)(5)(12)

 

Biotechnology

 

Term Loan

  13.25% 

Prime

  5.75%  9.75%  —   3.75% 

September 1, 2026

  8,750   8,712   8,712 
    

Term Loan

  13.25% 

Prime

  5.75%  9.75%  —   3.75% 

September 1, 2026

  3,281   3,267   3,267 
    

Term Loan

  13.25% 

Prime

  5.75%  9.75%  —   3.75% 

September 1, 2026

  3,281   3,267   3,267 

Provivi, Inc. (2)(12)

 

Biotechnology

 

Term Loan

  12.86% 

Prime

  5.36%  9.50%  —   4.30% 

January 1, 2027

  3,482   3,418   3,182 
    

Term Loan

  12.86% 

Prime

  5.36%  9.50%  —   4.30% 

January 1, 2027

  3,482   3,418   3,182 
    

Term Loan

  12.86% 

Prime

  5.36%  9.50%  —   4.31% 

January 1, 2027

  1,741   1,705   1,588 
    

Term Loan

  12.86% 

Prime

  5.36%  9.50%  —   4.31% 

January 1, 2027

  1,741   1,705   1,588 
    

Term Loan

  12.86% 

Prime

  5.36%  9.50%  —   4.31% 

January 1, 2027

  1,741   1,704   1,587 
    

Term Loan

  12.86% 

Prime

  5.36%  9.50%  —   4.31% 

January 1, 2027

  1,741   1,704   1,587 

Stealth Biotherapeutics Inc. (2)(12)

 

Biotechnology

 

Term Loan

  13.00% 

Prime

  5.50%  8.75%  —   6.00% 

October 1, 2025

  2,024   1,999   1,999 
    

Term Loan

  13.00% 

Prime

  5.50%  8.75%  —   6.00% 

October 1, 2025

  1,012   1,000   1,000 

Tallac Therapeutics, Inc. (2)(12)

 

Biotechnology

 

Term Loan

  12.25% 

Prime

  4.25%  12.25%  —   4.00% 

August 1, 2027

  2,500   2,471   2,471 
    

Term Loan

  12.25% 

Prime

  4.25%  12.25%  —   4.00% 

August 1, 2027

  2,500   2,471   2,471 

Aerobiotix, LLC (2)(12)

 

Medical Device

 

Term Loan

  9.00% 

Fixed

  —   —   —   18.00% 

April 1, 2028

  2,500   2,480   2,085 
    

Term Loan

  9.00% 

Fixed

  —   —   —   18.00% 

April 1, 2028

  2,500   2,480   2,085 
    

Term Loan

  9.00% 

Fixed

  —   —   —   18.00% 

April 1, 2028

  200   190   160 

Portfolio Company (1)(3)

 

Sector

 

Type of Investment (7)

 

Cash Rate (4)

 

Index

 

Margin

  

Floor

  

Ceiling

  

ETP (10)

 

Maturity Date

 

Principal Amount

  

Cost of Investments (6)(9)

  

Fair Value (9)

 

Candesant Biomedical, Inc. (2)(12)

 

Medical Device

 

Term Loan

  11.50%

Prime

  3.50%  11.50%  —   5.00%

September 1, 2027

  5,000   4,785   4,785 
    

Term Loan

  11.50%

Prime

  3.50%  11.50%  —   5.00%

September 1, 2027

  2,500   2,468   2,468 
    

Term Loan

  11.50%

Prime

  3.50%  11.50%  —   5.00%

September 1, 2027

  2,500   2,468   2,468 

Ceribell, Inc. (2)(5)(12)

 

Medical Device

 

Term Loan

  10.25%

Prime

  2.75%  9.25%  —   4.00%

March 1, 2029

  5,000   4,820   4,820 
    

Term Loan

  10.25%

Prime

  2.75%  9.25%  —   4.00%

March 1, 2029

  5,000   4,941   4,941 
    

Term Loan

  10.25%

Prime

  2.75%  9.25%  —   4.00%

March 1, 2029

  4,000   3,952   3,952 

Conventus Orthopaedics, Inc. (2)(12)

 

Medical Device

 

Term Loan

  12.32%

Prime

  4.82%  9.25%  —   10.36%

July 1, 2025

  3,187   3,168   3,168 
    

Term Loan

  12.32%

Prime

  4.82%  9.25%  —   10.36%

July 1, 2025

  3,187   3,168   3,168 

Infobionic, Inc. (2)(12)

 

Medical Device

 

Term Loan

  12.25%

Prime

  4.50%  12.00%  —   2.00%

September 1, 2029

  5,000   4,920   4,920 
    

Term Loan

  12.25%

Prime

  4.50%  12.00%  —   2.00%

September 1, 2029

  5,000   4,920   4,920 
    

Term Loan

  12.25%

Prime

  4.50%  12.00%  —   2.00%

September 1, 2029

  5,000   4,920   4,920 

MicroTransponder, Inc. (2)(12)

 

Medical Device

 

Term Loan

  12.25%

Prime

  3.75%  12.25%  —   3.50%

January 1, 2029

  3,750   3,699   3,699 
    

Term Loan

  12.25%

Prime

  3.75%  12.25%  —   3.50%

January 1, 2029

  3,750   3,699   3,699 

Onkos Surgical, Inc. (2)(12)

 

Medical Device

 

Term Loan

  10.75%

Prime

  3.25%  10.75%  —   4.00%

January 1, 2030

  10,000   9,818   9,818 
    

Term Loan

  10.75%

Prime

  3.25%  10.75%  —   4.00%

January 1, 2030

  10,000   9,845   9,845 
    

Term Loan

  10.75%

Prime

  3.25%  10.75%  —   4.00%

January 1, 2030

  5,000   4,923   4,923 
    

Term Loan

  10.75%

Prime

  3.25%  10.75%  —   4.00%

January 1, 2030

  5,000   4,923   4,923 

Scientia Vascular, Inc. (2)(12)

 

Medical Device

 

Term Loan

  12.50%

Prime

  4.75%  8.50%  —   5.00%

January 1, 2027

  3,750   3,735   3,735 
    

Term Loan

  12.50%

Prime

  4.75%  8.50%  —   5.00%

January 1, 2027

  3,750   3,735   3,735 
    

Term Loan

  13.00%

Prime

  5.25%  9.00%  —   5.00%

January 1, 2027

  5,000   4,964   4,964 
    

Term Loan

  13.00%

Prime

  5.25%  9.00%  —   5.00%

January 1, 2027

  5,000   4,937   4,937 

Sonex Health, Inc. (2)(12)

 

Medical Device

 

Term Loan

  11.75%

Prime

  3.50%  11.75%  —   8.00%

September 1, 2027

  2,500   2,480   2,480 
    

Term Loan

  11.75%

Prime

  3.50%  11.75%  —   8.00%

September 1, 2027

  2,500   2,480   2,480 
    

Term Loan

  11.75%

Prime

  3.50%  11.75%  —   8.00%

September 1, 2027

  5,000   4,961   4,961 
    

Term Loan

  11.75%

Prime

  3.50%  11.75%  —   8.00%

September 1, 2027

  5,000   4,961   4,961 
    

Term Loan

  11.75%

Prime

  3.50%  11.75%  —   8.00%

April 1, 2028

  3,750   3,714   3,714 
    

Term Loan

  11.75%

Prime

  3.50%  11.75%  —   8.00%

April 1, 2028

  3,750   3,714   3,714 
    

Term Loan

  11.75%

Prime

  3.50%  11.75%  —   8.00%

April 1, 2028

  3,750   3,714   3,714 
    

Term Loan

  11.75%

Prime

  3.50%  11.75%  —   8.00%

April 1, 2028

  3,750   3,714   3,714 

Spineology, Inc. (2)(12)

 

Medical Device

 

Term Loan

  12.50%

Prime

  5.00%  12.00%  —   1.00%

August 1, 2029

  5,000   4,916   4,916 
    

Term Loan

  12.50%

Prime

  5.00%  12.00%  —   1.00%

August 1, 2029

  4,250   4,178   4,178 
    

Term Loan

  12.50%

Prime

  5.00%  12.00%  —   1.00%

August 1, 2029

  4,250   4,178   4,178 
    

Term Loan

  12.50%

Prime

  5.00%  12.00%  —   1.00%

August 1, 2029

  2,500   2,458   2,458 

Portfolio Company (1)(3)

 

Sector

 

Type of Investment (7)

 

Cash Rate (4)

 

Index

 

Margin

  

Floor

  

Ceiling

  

ETP (10)

 

Maturity Date

 

Principal Amount

  

Cost of Investments (6)(9)

  

Fair Value (9)

 

Vero Biotech, Inc. (2)(12)

 

Medical Device

 

Term Loan

  12.25%

Prime

  3.75%  12.25%  —   4.00%

January 1, 2029

  15,000   14,735   14,735 
    

Term Loan

  12.25%

Prime

  3.75%  12.25%  —   4.00%

January 1, 2029

  10,000   9,823   9,823 
    

Term Loan

  12.25%

Prime

  3.75%  12.25%  —   4.00%

January 1, 2029

  5,000   4,912   4,912 
    

Term Loan

  12.25%

Prime

  3.75%  12.25%  —   4.00%

January 1, 2029

  2,500   2,456   2,456 

Total Non-Affiliate Debt Investments — Life Science

                                263,280   261,520 

Non-Affiliate Debt Investments — Sustainability — 19.9% (8)

                                      

Pivot Bio, Inc.(2)(12)

 

Energy Efficiency

 

Term Loan

  12.00%

Prime

  4.00%  12.00%  —   4.00%

February 1, 2029

  5,000   4,742   4,742 
    

Term Loan

  12.00%

Prime

  4.00%  12.00%  —   4.00%

February 1, 2029

  5,000   4,951   4,951 

New Aerofarms, Inc. assignee of Aerofarms, Inc. (2)(12)(14)

 

Other Sustainability

 

Term Loan

  14.25%

Prime

  6.75%  10.00%  —   4.33%

December 1, 2026

  3,594   3,564   3,564 
    

Term Loan

  14.25%

Prime

  6.75%  10.00%  —   4.33%

December 1, 2026

  3,594   3,564   3,564 

Soli Organic, Inc. (2)(12)

 

Other Sustainability

 

Term Loan

  14.25%

Prime

  6.75%  10.00%  —   2.75%

April 1, 2026

  5,000   4,922   4,792 
    

Term Loan

  14.25%

Prime

  6.75%  10.00%  —   2.75%

April 1, 2026

  2,500   2,461   2,396 
    

Term Loan

  14.25%

Prime

  6.75%  10.00%  —   2.75%

May 1, 2026

  5,000   4,922   4,792 
    

Term Loan

  14.25%

Prime

  6.75%  10.00%  —   2.75%

May 1, 2026

  2,500   2,461   2,396 
    

Term Loan

  13.00%

Prime

  5.50%  11.75%  —   2.75%

December 1, 2026

  5,000   4,925   4,795 
    

Term Loan

  13.00%

Prime

  5.50%  11.75%  —   2.75%

December 1, 2026

  2,500   2,462   2,397 

Temperpack Technologies, Inc. (2)(12)

 

Other Sustainability

 

Term Loan

  14.25%

Prime

  6.75%  10.00%  —   2.50%

April 1, 2028

  3,750   3,707   3,707 
    

Term Loan

  14.25%

Prime

  6.75%  10.00%  —   2.50%

April 1, 2028

  3,750   3,707   3,707 
    

Term Loan

  14.25%

Prime

  6.75%  10.00%  —   2.50%

April 1, 2028

  7,500   7,407   7,407 
    

Term Loan

  14.25%

Prime

  6.75%  10.00%  —   2.50%

April 1, 2028

  3,750   3,704   3,704 
    

Term Loan

  14.25%

Prime

  6.75%  10.00%  —   2.50%

April 1, 2028

  3,750   3,704   3,704 
    

Term Loan

  13.50%

Prime

  6.00%  10.00%  —   2.00%

January 1, 2029

  4,500   4,454   4,454 
    

Term Loan

  13.50%

Prime

  6.00%  10.00%  —   2.00%

January 1, 2029

  2,000   1,980   1,980 

Total Non-Affiliate Debt Investments — Sustainability

                                67,637   67,052 

Non-Affiliate Debt Investments — Technology — 59.0% (8)

                                      

Axiom Space, Inc. (2)(12)

 

Communications

 

Term Loan

  13.75%

Prime

  6.00%  9.25%  —   2.50%

June 1, 2026

  3,750   3,731   3,731 
    

Term Loan

  13.75%

Prime

  6.00%  9.25%  —   2.50%

June 1, 2026

  3,750   3,731   3,731 
    

Term Loan

  13.75%

Prime

  6.00%  9.25%  —   2.50%

June 1, 2026

  3,750   3,731   3,731 

Portfolio Company (1)(3)

 

Sector

 

Type of Investment (7)

 

Cash Rate (4)

 

Index

 

Margin

  

Floor

  

Ceiling

  

ETP (10)

 

Maturity Date

 

Principal Amount

  

Cost of Investments (6)(9)

  

Fair Value (9)

 

Havenly, Inc. (2)(12)

 

Consumer-related Technologies

 

Term Loan

  12.50%

Prime

  5.00%  5.00%  —   10.40%

March 1, 2027

  2,000   1,568   1,568 
    

Term Loan

  12.50%

Prime

  5.00%  5.00%  —   10.40%

March 1, 2027

  3,000   2,529   2,529 
    

Term Loan

  11.00%

Prime

  3.50%  10.50%  —   7.78%

February 1, 2028

  2,813   2,813   2,813 
    

Term Loan

  11.00%

Prime

  3.50%  10.50%  —   7.78%

February 1, 2028

  2,813   2,813   2,813 

Lyrical Foods, Inc. (2)(12)

 

Consumer-related Technologies

 

Term Loan

  11.00% (11)

Prime

  3.50%  9.00%  —   5.00%

July 1, 2028

  2,679   2,768   2,405 

NextCar Holding Company, Inc. (2)(12)(13)

 

Consumer-related Technologies

 

Term Loan

  13.50% (11)

Prime

  5.75%  9.00%  —   5.25%

October 31, 2023

  6,042   5,415   1,271 
    

Term Loan

  13.50% (11)

Prime

  5.75%  9.00%  —   5.25%

October 31, 2023

  3,021   2,707   635 
    

Term Loan

  13.50% (11)

Prime

  5.75%  9.00%  —   5.25%

October 31, 2023

  2,417   2,166   508 
    

Term Loan

  13.50% (11)

Prime

  5.75%  9.00%  —   5.25%

October 31, 2023

  3,021   2,707   635 
    

Term Loan

  13.50% (11)

Prime

  5.75%  9.00%  —   5.25%

October 31, 2023

  3,625   3,249   762 
    

Term Loan

  13.50% (11)

Prime

  5.75%  9.00%  —   5.25%

October 31, 2023

  3,021   2,707   635 
    

Term Loan

  13.50% (11)

Prime

  5.75%  9.00%  —   5.25%

October 31, 2023

  6,042   5,415   1,271 
    

Term Loan

  13.50% (11)

Prime

  5.75%  9.00%  —   5.25%

October 31, 2023

  3,021   2,707   635 

Optoro, Inc. (2)(12)

 

Consumer-related Technologies

 

Term Loan

  14.00%

Prime

  6.25%  9.50%  —   4.00%

August 1, 2027

  2,500   2,448   2,448 
    

Term Loan

  14.00%

Prime

  6.25%  9.50%  —   4.00%

July 1, 2028

  1,875   1,805   1,805 

Standvast Holdings, LLC (2)(12)

 

Consumer-related Technologies

 

Term Loan

  12.75%

Prime

  4.25%  12.75%  —   3.00%

June 1, 2028

  2,500   2,339   2,267 
    

Term Loan

  12.75%

Prime

  4.25%  12.75%  —   3.00%

June 1, 2028

  2,500   2,426   2,352 
    

Term Loan

  12.75%

Prime

  4.25%  12.75%  —   3.00%

November 1, 2028

  2,500   2,417   2,343 

Unagi, Inc. (2)(12)(13)

 

Consumer-related Technologies

 

Term Loan

  15.25% (11)

Prime

  7.75%  11.00%  —   — 

May 1, 2027

  1,415   1,086   — 
    

Term Loan

  15.25% (11)

Prime

  7.75%  11.00%  —   — 

May 1, 2027

  708   543   — 
    

Term Loan

  15.25% (11)

Prime

  7.75%  11.00%  —   — 

May 1, 2027

  708   543   — 

Fictiv, Inc. (2)(12)

 

Networking

 

Term Loan

  10.88%

Prime

  3.375%  10.00%  —   4.00%

April 1, 2029

  5,000   4,706   4,706 
    

Term Loan

  10.88%

Prime

  3.375%  10.00%  —   4.00%

April 1, 2029

  5,000   4,941   4,941 

BriteCore Holdings, Inc. (2)(12)

 

Software

 

Term Loan

  14.00%

Prime

  5.50%  14.00%  —   3.00%

October 1, 2028

  5,000   4,909   4,909 
    

Term Loan

  14.00%

Prime

  5.50%  14.00%  —   3.00%

October 1, 2028

  2,500   2,472   2,472 
    

Term Loan

  14.00%

Prime

  5.50%  14.00%  —   3.00%

October 1, 2028

  2,500   2,472   2,472 
    

Term Loan

  14.00%

Prime

  5.50%  14.00%  —   3.00%

October 1, 2028

  2,500   2,472   2,472 
    

Term Loan

  14.00%

Prime

  5.50%  14.00%  —   3.00%

April 1, 2029

  2,500   2,469   2,469 

Crafty Holdings, Inc. (2)(12)

 

Software

 

Term Loan

  12.00%

Prime

  4.50%  12.00%  —   4.00%

January 1, 2029

  5,000   4,846   4,846 
    

Term Loan

  12.00%

Prime

  4.50%  12.00%  —   4.00%

January 1, 2029

  5,000   4,911   4,911 
    

Term Loan

  12.00%

Prime

  4.50%  12.00%  —   4.00%

January 1, 2029

  5,000   4,911   4,911 

OneNetworks, Inc. (2)(12)

 

Software

 

Term Loan

  11.125%

Prime

  3.625%  11.00%  —   3.75%

January 1, 2030

  2,500   2,448   2,448 
    

Term Loan

  11.125%

Prime

  3.625%  11.00%  —   3.75%

January 1, 2030

  2,500   2,474   2,474 

Dropoff, Inc. (2)(12)

 

Software

 

Term Loan

  14.00%

Prime

  6.50%  9.75%  —   3.50%

June 1, 2026

  6,804   6,740   6,362 
    

Term Loan

  14.00%

Prime

  6.50%  9.75%  —   3.50%

June 1, 2026

  6,280   6,221   5,872 
    

Term Loan

  14.00%

Prime

  6.50%  9.75%  —   3.50%

June 1, 2026

  2,617   2,595   2,449 

Portfolio Company (1)(3)

 

Sector

 

Type of Investment (7)

 

Cash Rate (4)

 

Index

 

Margin

  

Floor

  

Ceiling

  

ETP (10)

 

Maturity Date

 

Principal Amount

  

Cost of Investments (6)(9)

  

Fair Value (9)

 

Kodiak Robotics, Inc. (2)(12)

 

Software

 

Term Loan

  13.00%

Prime

  5.50%  10.25%  —   4.00%

April 1, 2026

  10,000   9,977   9,977 
    

Term Loan

  13.00%

Prime

  5.50%  10.25%  —   4.00%

April 1, 2026

  10,000   9,955   9,955 
    

Term Loan

  13.00%

Prime

  5.50%  10.25%  —   4.00%

April 1, 2026

  5,000   4,978   4,978 
    

Term Loan

  13.00%

Prime

  5.50%  10.25%  —   4.00%

April 1, 2026

  5,000   4,978   4,978 

Mirantis, Inc. (2)(12)

 

Software

 

Term Loan

  11.75%

Prime

  3.50%  11.75%  —   4.00%

October 1, 2028

  5,000   4,934   4,934 
    

Term Loan

  11.75%

Prime

  3.50%  11.75%  —   4.00%

October 1, 2028

  5,000   4,934   4,934 
    

Term Loan

  11.75%

Prime

  3.50%  11.75%  —   4.00%

October 1, 2028

  5,000   4,934   4,934 
    

Term Loan

  11.75%

Prime

  3.50%  11.75%  —   4.00%

October 1, 2028

  5,000   4,934   4,934 

Noodle Partners, Inc. (2)(12)

 

Software

 

Term Loan

  12.50%

Prime

  5.00%  12.00%  —   3.00%

March 1, 2027

  10,000   9,928   9,928 
    

Term Loan

  12.50%

Prime

  5.00%  12.00%  —   3.00%

March 1, 2027

  5,000   4,964   4,964 
    

Term Loan

  12.50%

Prime

  5.00%  12.00%  —   3.00%

March 1, 2027

  5,000   4,964   4,964 

Supply Network Visibility Holdings LLC (2)(12)

 

Software

 

Term Loan

  12.00%

Prime

  4.25%  12.00%  —   2.50%

June 1, 2028

  2,500   2,414   2,414 
    

Term Loan

  12.00%

Prime

  4.25%  12.00%  —   2.50%

June 1, 2028

  3,500   3,492   3,492 
    

Term Loan

  12.00%

Prime

  4.25%  12.00%  —   2.50%

June 1, 2028

  2,500   2,494   2,494 
    

Term Loan

  12.00%

Prime

  4.25%  12.00%  —   2.50%

June 1, 2028

  1,500   1,496   1,496 
    

Term Loan

  12.00%

Prime

  4.25%  12.00%  —   2.50%

July 1, 2029

  5,000   4,984   4,984 

Ursa Space Systems, Inc. (2)(12)

 

Software

 

Term Loan

  12.00%

Prime

  4.00%  12.00%  —   3.00%

November 1, 2028

  2,500   2,365   2,365 
    

Term Loan

  12.00%

Prime

  4.00%  12.00%  —   3.00%

November 1, 2028

  2,500   2,440   2,440 

Viken Detection Corporation (2)(12)

 

Software

 

Term Loan

  11.75%

Prime

  4.00%  11.75%  —   3.50%

June 1, 2027

  4,833   4,791   4,791 
    

Term Loan

  11.75%

Prime

  4.00%  11.75%  —   3.50%

June 1, 2027

  2,417   2,396   2,396 
    

Term Loan

  11.75%

Prime

  4.00%  11.75%  —   3.50%

June 1, 2027

  2,417   2,396   2,396 

Total Non-Affiliate Debt Investments — Technology

                            222,699   198,350 

Non-Affiliate Debt Investments — Healthcare information and services — 31.0% (8)

                                      

Hound Labs Inc. (12)(13)

 

Diagnostics

 

Term Loan

  13.50%

Prime

  6.00%  9.25%  —   3.50%

June 1, 2026

  1,607   1,576   943 
    

Term Loan

  13.50%

Prime

  6.00%  9.25%  —   3.50%

June 1, 2026

  1,607   1,576   943 
    

Term Loan

  13.50%

Prime

  6.00%  9.25%  —   3.50%

June 1, 2026

  3,214   3,151   1,886 
    

Term Loan

  14.00%

Fixed

  —   —   —   50.00%

March 1, 2025

  300   300   180 
    

Term Loan

  14.00%

Fixed

  —   —   —   100.00%

March 1, 2025

  250   250   150 

Parse Biosciences, Inc. (2)(12)

 

Diagnostics

 

Term Loan

  11.50%

Prime

  3.25%  11.50%  —   5.00%

January 1, 2028

  5,000   4,659   4,659 
    

Term Loan

  11.50%

Prime

  3.25%  11.50%  —   5.00%

January 1, 2028

  5,000   4,910   4,910 

Portfolio Company (1)(3)

 

Sector

 

Type of Investment (7)

 

Cash Rate (4)

 

Index

 

Margin

  

Floor

  

Ceiling

  

ETP (10)

 

Maturity Date

 

Principal Amount

  

Cost of Investments (6)(9)

  

Fair Value (9)

 

BrightInsight, Inc. (2)(12)

 

Software

 

Term Loan

  13.25%

Prime

  5.50%  9.50%  —   3.00%

August 1, 2027

  7,000   6,954   6,954 
    

Term Loan

  13.25%

Prime

  5.50%  9.50%  —   3.00%

August 1, 2027

  3,500   3,477   3,477 
    

Term Loan

  13.25%

Prime

  5.50%  9.50%  —   3.00%

August 1, 2027

  3,500   3,477   3,477 
    

Term Loan

  13.25%

Prime

  5.50%  9.50%  —   3.00%

April 1, 2028

  2,750   2,719   2,719 

Elligo Health Research, Inc. (2)(12)

 

Software

 

Term Loan

  11.75%

Prime

  3.50%  11.75%  —   4.00%

October 1, 2027

  10,000   9,890   9,890 
    

Term Loan

  11.75%

Prime

  3.50%  11.75%  —   4.00%

October 1, 2027

  5,000   4,945   4,945 
    

Term Loan

  11.75%

Prime

  3.50%  11.75%  —   4.00%

October 1, 2027

  5,000   4,945   4,945 
    

Term Loan

  11.75%

Prime

  3.50%  11.75%  —   4.00%

October 1, 2027

  5,000   4,945   4,945 

SafelyYou, Inc. (2)(12)

 

Software

 

Term Loan

  11.00%

Prime

  3.25%  11.00%  —   5.00%

June 1, 2027

  5,000   4,872   4,872 
    

Term Loan

  11.00%

Prime

  3.25%  11.00%  —   5.00%

June 1, 2027

  5,000   4,945   4,945 

GT Medical Technologies, Inc. (2)(12)

 

Other Healthcare Services

 

Term Loan

  11.25%

Prime

  3.25%  11.25%  —   4.00%

October 1, 2029

  3,750   3,595   3,595 
    

Term Loan

  11.25%

Prime

  3.25%  11.25%  —   4.00%

October 1, 2029

  3,750   3,695   3,695 
    

Term Loan

  11.25%

Prime

  3.25%  11.25%  —   4.00%

October 1, 2029

  7,500   7,389   7,389 

Hometeam Technologies, Inc. (2)(12)

 

Other Healthcare Services

 

Term Loan

  11.25%

Prime

  3.25%  11.25%  —   3.50%

August 1, 2029

  5,000   4,854   4,854 
    

Term Loan

  11.25%

Prime

  3.25%  11.25%  —   3.50%

August 1, 2029

  5,000   4,954   4,954 
    

Term Loan

  11.25%

Prime

  3.25%  11.25%  —   3.50%

August 1, 2029

  5,000   4,954   4,954 
    

Term Loan

  11.25%

Prime

  3.25%  11.25%  —   3.50%

August 1, 2029

  5,000   4,954   4,954 
    

Term Loan

  11.25%

Prime

  3.25%  11.25%  —   3.50%

August 1, 2029

  5,000   4,954   4,954 

Total Non-Affiliate Debt Investments — Healthcare information and services

                                106,940   104,189 

Total Non- Affiliate Debt Investments

                           $660,556  $631,111 
          

Cost of

  

Fair

 

Portfolio Company (1)(3)

 

Sector

 

Type of Investment (7)

 

Number of Shares

  

Investments (6)(9)

  

Value (9)

 

Non-Affiliate Warrant Investments — 5.4% (8)

                

Non-Affiliate Warrants — Life Science — 1.9% (8)

                

Avalo Therapeutics, Inc. (2)(5)(12)

 

Biotechnology

 

Common Stock Warrant

  117  $311  $— 

Castle Creek Biosciences, Inc. (2)(12)

 

Biotechnology

 

Preferred Stock Warrant

  7,404   214   270 

Emalex Biosciences, Inc. (2)(12)

 

Biotechnology

 

Preferred Stock Warrant

  110,402   176   129 

Imunon, Inc. (2)(5)(12)

 

Biotechnology

 

Common Stock Warrant

  19,671   65   — 

KSQ Therapeutics, Inc. (2)(12)

 

Biotechnology

 

Preferred Stock Warrant

  48,076   50   53 

Mustang Bio, Inc. (2)(5)(12)

 

Biotechnology

 

Common Stock Warrant

  16,611   146   — 

Native Microbials, Inc (2)(12)

 

Biotechnology

 

Preferred Stock Warrant

  112,879   73   68 

PDS Biotechnology Corporation (2)(5)(12)

 

Biotechnology

 

Common Stock Warrant

  299,848   160   14 

Provivi, Inc. (2)(12)

 

Biotechnology

 

Common Stock Warrant

  175,098   278   — 

Provivi, Inc. (2)(12)

 

Biotechnology

 

Preferred Stock Warrant

  709,980   312   59 

Stealth Biotherapeutics Inc. (2)(12)

 

Biotechnology

 

Common Stock Warrant

  318,181   264   — 

Tallac Therapeutics, Inc. (2)(12)

 

Biotechnology

 

Preferred Stock Warrant

  1,600,002   194   167 

Xeris Pharmaceuticals, Inc. (2)(5)(12)

 

Biotechnology

 

Common Stock Warrant

  126,000   73   91 

AccuVein Inc. (2)(12)

 

Medical Device

 

Common Stock Warrant

  271   7   — 

Aerin Medical, Inc. (2)(12)

 

Medical Device

 

Preferred Stock Warrant

  1,818,183   65   1,418 

Aerobiotix, LLC (2)(12)

 

Medical Device

 

Preferred Stock Warrant

  8,800   48   16 

Canary Medical Inc. (2)(12)

 

Medical Device

 

Preferred Stock Warrant

  12,153   86   2 

Candesant Biomedical, Inc. (2)(12)

 

Medical Device

 

Preferred Stock Warrant

  93,336   152   78 

Ceribell, Inc. (2)(5)(12)

 

Medical Device

 

Preferred Stock Warrant

  89,903   147   1,573 

Cognoa, Inc. (2)(12)

 

Medical Device

 

Common Stock Warrant

  30,585   —   2 

Cognoa, Inc. (2)(12)

 

Medical Device

 

Preferred Stock Warrant

  4,635,991   162   1 

Conventus Orthopaedics, Inc. (2)(12)

 

Medical Device

 

Preferred Stock Warrant

  9,313,541   256   102 

CSA Medical, Inc. (2)(12)

 

Medical Device

 

Preferred Stock Warrant

  4,917,794   174   479 

CVRx, Inc. (2)(5)(12)

 

Medical Device

 

Common Stock Warrant

  47,410   76   160 

Infobionic, Inc. (2)(12)

 

Medical Device

 

Preferred Stock Warrant

  5,361,130   231   175 
          

Cost of

  

Fair

 

Portfolio Company (1)(3)

 

Sector

 

Type of Investment (7)

 

Number of Shares

  

Investments (6)(9)

  

Value (9)

 

Magnolia Medical Technologies, Inc. (2)(12)

 

Medical Device

 

Preferred Stock Warrant

  809,931   194   368 

Meditrina, Inc. (2)(12)

 

Medical Device

 

Preferred Stock Warrant

  233,993   83   34 

MicroTransponder, Inc. (2)(12)

 

Medical Device

 

Preferred Stock Warrant

  103,172   47   66 

Onkos Surgical, Inc. (2)(12)

 

Medical Device

 

Preferred Stock Warrant

  443,674   192   187 

Scientia Vascular, Inc (2)(12)

 

Medical Device

 

Preferred Stock Warrant

  34,410   103   262 

Sonex Health, Inc. (2)(12)

 

Medical Device

 

Preferred Stock Warrant

  2,637,133   275   266 

VERO Biotech LLC (2)(12)

 

Medical Device

 

Preferred Stock Warrant

  3,701   376   198 

Spineology, Inc. (2)(12)

 

Medical Device

 

Common Stock Warrant

  2,714,033   143   108 

Spineology, Inc. (2)(12)

 

Medical Device

 

Preferred Stock Warrant

  2,255,155   16   28 

Total Non-Affiliate Warrants — Life Science

      5,149   6,374 

Non-Affiliate Warrants — Sustainability — 0.1% (8)

                

New Aerofarms, Inc. assignee of Aerofarms, Inc. (2)(12)(14)

 

Other Sustainability

 

Preferred Stock Warrant

  400,000   82   17 

LiquiGlide, Inc. (2)(12)

 

Other Sustainability

 

Preferred Stock Warrant

  61,359   39   25 

Soli Organic, Inc. (2)(12)

 

Other Sustainability

 

Common Stock Warrant

  296   20   19 

Soli Organic, Inc. (2)(12)

 

Other Sustainability

 

Preferred Stock Warrant

  1,075   382   10 

Temperpack Technologies, Inc. (2)(12)

 

Other Sustainability

 

Preferred Stock Warrant

  49,693   178   102 

Pivot Bio, Inc. (2)(12)

 

Energy Efficiency

 

Preferred Stock Warrant

  210,418   14   14 

Total Non-Affiliate Warrants — Sustainability

      715   187 

Non-Affiliate Warrants — Technology — 3.1% (8)

                

Axiom Space Holdings, Inc. (2)(12)

 

Communications

 

Common Stock Warrant

  1,991   46   35 

Intelepeer Holdings, Inc. (2)(12)

 

Communications

 

Preferred Stock Warrant

  2,936,535   138   3,156 

Alula Holdings, Inc. (2)(12)

 

Consumer-related Technologies

 

Preferred Stock Warrant

  20,000   93   7 

CAMP NYC, Inc. (2)(12)

 

Consumer-related Technologies

 

Preferred Stock Warrant

  112,356   36   40 

Clara Foods Co. (2)(12)

 

Consumer-related Technologies

 

Preferred Stock Warrant

  46,745   30   43 

Divergent Technologies, Inc. (2)(12)

 

Consumer-related Technologies

 

Common Stock Warrant

  9,801   79   7 

Divergent Technologies, Inc. (2)(12)

 

Consumer-related Technologies

 

Preferred Stock Warrant

  45,273   454   440 

Havenly, Inc. (2)(12)

 

Consumer-related Technologies

 

Common Stock Warrant

  1,446,429   3,178   3,106 

MyForest Foods Co. (2)(12)

 

Consumer-related Technologies

 

Preferred Stock Warrant

  250   29   25 

NextCar Holding Company, Inc. (2)(12)

 

Consumer-related Technologies

 

Common Stock Warrant

  12,618   188   — 

NextCar Holding Company, Inc. (2)(12)

 

Consumer-related Technologies

 

Preferred Stock Warrant

  3,913,723   9   — 

Optoro, Inc. (2)(12)

 

Consumer-related Technologies

 

Preferred Stock Warrant

  11,550   182   99 

Primary Kids, Inc. (2)(12)

 

Consumer-related Technologies

 

Preferred Stock Warrant

  553,778   57   412 

Quip NYC Inc. (2)(12)

 

Consumer-related Technologies

 

Preferred Stock Warrant

  6,191   325   — 

Standvast Holdings, LLC (2)(12)

 

Consumer-related Technologies

 

Preferred Stock Warrant

  1,225,492   275   — 

Unagi, Inc. (2)(12)

 

Consumer-related Technologies

 

Preferred Stock Warrant

  171,081   32   — 

Updater, Inc.(2)(12)

 

Consumer-related Technologies

 

Preferred Stock Warrant

  108,333   34   26 

CPG Beyond, Inc. (2)(12)

 

Data Storage

 

Preferred Stock Warrant

  500,000   242   231 

Silk, Inc. (2)(12)

 

Data Storage

 

Preferred Stock Warrant

  394,110   175   119 

Global Worldwide LLC (2)(12)

 

Internet and Media

 

Preferred Stock Warrant

  245,810   75   — 

Rocket Lawyer Incorporated (2)(12)

 

Internet and Media

 

Preferred Stock Warrant

  261,721   92   319 

Skillshare, Inc. (2)(12)

 

Internet and Media

 

Preferred Stock Warrant

  139,074   162   680 

Liqid, Inc. (2)(12)

 

Networking

 

Preferred Stock Warrant

  344,102   364   103 

Fictiv, Inc. (2)(12)

 

Networking

 

Common Stock Warrant

  126,841   59   77 

Avalanche Technology, Inc. (2)(12)

 

Semiconductors

 

Preferred Stock Warrant

  5,938   45   — 

BriteCore Holdings, Inc. (2)(12)

 

Software

 

Preferred Stock Warrant

  161,215   98   289 

Crafty Holdings, Inc. (2)(12)

 

Software

 

Common Stock Warrant

  243,278   132   132 

Dropoff, Inc. (2)(12)

 

Software

 

Common Stock Warrant

  516,535   455   — 

E La Carte, Inc. (2)(5)(12)

 

Software

 

Common Stock Warrant

  147,361   60   — 

Everstream Holdings, LLC (2)(12)

 

Software

 

Preferred Stock Warrant

  525,000   82   34 

Kodiak Robotics, Inc. (2)(12)

 

Software

 

Preferred Stock Warrant

  639,918   273   15 

Lemongrass Holdings, Inc. (2)(12)

 

Software

 

Preferred Stock Warrant

  101,308   34   48 

Mirantis, Inc. (2)(12)

 

Software

 

Common Stock Warrant

  948,275   223   585 
          

Cost of

  

Fair

 

Portfolio Company (1)(3)

 

Sector

 

Type of Investment (7)

 

Number of Shares

  

Investments (6)(9)

  

Value (9)

 

Noodle Partners, Inc. (2)(12)

 

Software

 

Preferred Stock Warrant

  84,037   116   — 

OneNetworks, Inc. (2)(12)

 

Software

 

Preferred Stock Warrant

  184,646   3   3 

Revinate Holdings, Inc. (2)(12)

 

Software

 

Preferred Stock Warrant

  682,034   44   90 

SIGNiX, Inc. (12)

 

Software

 

Preferred Stock Warrant

  186,235   225   — 

Slingshot Aerospace, Inc. (2)(12)

 

Software

 

Preferred Stock Warrant

  309,208   123   66 

Supply Network Visibility Holdings LLC (2)(12)

 

Software

 

Preferred Stock Warrant

  682   65   75 

Topia Mobility, Inc. (2)(12)

 

Software

 

Common Stock Warrant

  30,496   138   — 

Ursa Space Systems, Inc. (2)(12)

 

Software

 

Preferred Stock Warrant

  1,075,072   151   148 

Viken Detection Corporation (2)(12)

 

Software

 

Preferred Stock Warrant

  345,443   120   234 

xAd, Inc. (2)(12)

 

Software

 

Preferred Stock Warrant

  4,343,348   177   6 

Total Non-Affiliate Warrants — Technology

      8,918   10,650 

Non-Affiliate Warrants — Healthcare information and services — 0.3% (8)

                

Hound Labs, Inc (12)

 

Diagnostics

 

Preferred Stock Warrant

  451,796   45   — 

Parse Biosciences, Inc. (2)(12)

 

Diagnostics

 

Common Stock Warrant

  32,244   71   15 

Parse Biosciences, Inc. (2)(12)

 

Diagnostics

 

Preferred Stock Warrant

  184,253   166   15 

Kate Farms, Inc. (2)(12)

 

Other Healthcare

 

Preferred Stock Warrant

  82,965   101   700 

GT Medical Technologies, Inc. (2)(12)

 

Other Healthcare

 

Preferred Stock Warrant

  195,984   83   95 

BrightInsight, Inc. (2)(12)

 

Software

 

Preferred Stock Warrant

  85,066   167   — 

Elligo Health Research, Inc. (2)(12)

 

Software

 

Preferred Stock Warrant

  652,250   191   92 

Medsphere Systems Corporation (2)(12)

 

Software

 

Preferred Stock Warrant

  7,097,792   60   — 

SafelyYou, Inc. (2)(12)

 

Software

 

Preferred Stock Warrant

  150,353   163   149 

Total Non-Affiliate Warrants — Healthcare information and services

      1,047   1,066 

Total Non-Affiliate Warrants

      15,829   18,277 

Non-Affiliate Other Investments — Life Science — 0.0% (8)

                

Lumithera, Inc. (12)

 

Medical Device

 

Royalty Agreement

      1,146   100 

Robin Healthcare, Inc. (2)(12)

 

Medical Device

 

Royalty Agreement

      7,319   — 

Total Non-Affiliate Other Investments

      8,465   100 

Non-Affiliate Equity — 2.5% (8)

                

Cadrenal Therapeutics, Inc. (5)

 

Biotechnology

 

Common Stock

  40,000   —   580 

Castle Creek Biosciences, Inc. (12)

 

Biotechnology

 

Common Stock

  1,162   250   250 

Emalex Biosciences, Inc. (12)

 

Biotechnology

 

Preferred Stock

  32,831   356   356 

Axiom Space, Inc. (12)

 

Communications

 

Preferred Stock

  1,810   261   306 

PebblePost, Inc. (2)(12)

 

Communications

 

Preferred Stock

  56,212   73   73 

Caastle, Inc. (2)(12)

 

Consumer-related Technologies

 

Preferred Stock

  242,180   2,681   2,681 

Getaround, Inc. (2)(5)

 

Consumer-related Technologies

 

Common Stock

  87,082   253   3 

NextCar Holding Company, Inc. (2)(12)

 

Consumer-related Technologies

 

Preferred Stock

  2,688,971   89   — 

SnagAJob.com, Inc. (12)

 

Consumer-related Technologies

 

Common Stock

  82,974   9   83 

Cognoa, Inc. (2)(12)

 

Medical Device

 

Common Stock

  8,123,877   487   487 

Cognoa, Inc. (2)(12)

 

Medical Device

 

Preferred Stock

  1,059,636   250   250 

Lumithera, Inc. (12)

 

Medical Device

 

Common Stock

  392,651   2,000   1,700 

Tigo Energy, Inc. (5)

 

Other Sustainability

 

Common Stock

  5,205   111   5 

Decisyon, Inc. (12)

 

Software

 

Preferred Stock

  280,000   2,800   1,281 

Lotame, Inc. (12)

 

Software

 

Preferred Stock

  66,127   4   193 

Lotame, Inc. (12)

 

Software

 

Preferred Stock

  9,381   29   29 

Total Non-Affiliate Equity

      9,653   8,277 

Total Non-Affiliate Portfolio Investment Assets

     $694,503  $657,765 

Portfolio Company (1)(3)

 

Sector

 

Type of Investment (7)

 

Cost of Investments (6)(9)

  

Fair Value (9)

 

Non-Controlled Affiliate Investments — 2.5% (8)

            

Non-Controlled Affiliate Other Investments — 2.5% (8)

            

Evelo Holdings, Inc. (2)(5)(12)(16)

 

Biotechnology

 

Other Investment

 $4,910  $1,825 
    

Other Investment

  7,634   2,832 
    

Other Investment

  2,946   1,095 
    

Other Investment

  2,946   1,095 
    

Other Investment

  1,964   730 
    

Other Investment

  1,964   730 

Total Non-Controlled Affiliate Other Investments

  22,364   8,307 
          

Cost of

  

Fair

 

Portfolio Company (1)(3)

 

Sector

 

Type of Investment (7)

 

Number of Shares

  

Investments (6)(9)

  

Value (9)

 

Non-controlled Affiliate Equity — 0.0% (8)

                

Aulea Medical, Inc. (12)

 

Medical Device

 

Common Stock

  660,537   —   — 

Evelo Holdings, Inc. (2)(5)(12)

 

Biotechnology

 

Common Stock

  2,164,502   5,000   — 

Total Non-Controlled Affiliate Equity

      5,000   — 

Non-controlled Affiliate Warrants — 0.0% (8)

                

Evelo Holdings, Inc. (2)(5)(12)

 

Biotechnology

 

Common Stock

  23,196   127   — 

Total Non-Controlled Affiliate Warrants

      127   — 

Total Non-Controlled Affiliate Portfolio Investment Assets

     $27,491  $8,307 

Portfolio Company (1)(3)

 

Sector

 

Type of Investment (7)

 

Cash Rate (4)

 

Index

 

Margin

  

Floor

  

Ceiling

  

ETP (10)

 

Maturity Date

 

Principal Amount

  

Cost of Investments (6)(9)

  

Fair Value (9)

 

Controlled Affiliate Investments — 9.5% (8)

                                      

Controlled Affiliate Debt Investments — 2.3% (8)

                                      

Better Place Forests Co. (12)(13)

 

Consumer-related Technologies

 

Term Loan

  12.00% (11)

Prime

  3.75%  12.00%  —   2.78%

August 1, 2029

 $4,012  $4,058  $— 
    

Term Loan

  12.00% (11)

Prime

  3.75%  12.00%  —   2.78%

August 1, 2029

  2,006   1,989   — 
    

Term Loan

  12.00% (11)

Prime

  3.75%  12.00%  —   — 

August 1, 2025

  538   538   — 
    

Term Loan

  12.00% (11)

Prime

  3.75%  12.00%  —   — 

August 1, 2025

  532   532   — 
    

Term Loan

  12.00% (11)

Prime

  3.75%  12.00%  —   — 

August 1, 2025

  521   521   — 
    

Term Loan

  12.00% (11)

Prime

  3.75%  12.00%  —   — 

August 1, 2025

  513   513   — 
    

Term Loan

  12.00% (11)

Prime

  3.75%  12.00%  —   — 

August 1, 2025

  505   505   — 

Nexii, Inc. (12)

 

Other Sustainability

 

Term Loan

  10.00%

Fixed

  —   —   —   — 

July 1, 2027

  790   790   638 

Swift Health Systems Inc. (2)(12)

 

Medical Device

 

Term Loan

  10.25% (11)

Prime

  2.50%  2.50%  —   9.14%

June 1, 2028

  1,948   1,925   1,658 
    

Term Loan

  10.25% (11)

Prime

  2.50%  2.50%  —   9.14%

June 1, 2028

  1,948   1,925   1,658 
    

Term Loan

  10.25% (11)

Prime

  2.50%  2.50%  —   9.14%

June 1, 2028

  1,948   1,922   1,654 
    

Term Loan

  10.25% (11)

Prime

  2.50%  2.50%  —   9.14%

June 1, 2028

  1,948   1,922   1,654 
    

Term Loan

  10.25% (11)

Prime

  2.50%  2.50%  —   100.00%

June 1, 2028

  315   315   271 
    

Term Loan

  10.25% (11)

Prime

  2.50%  2.50%  —   100.00%

June 1, 2028

  156   156   135 

Total Controlled Affiliate Debt Investments

                           $17,611  $7,668 
          

Cost of

  

Fair

 

Portfolio Company (1)(3)

 

Sector

 

Type of Investment (7)

 

Number of Shares

  

Investments (6)(9)

  

Value (9)

 

Controlled Affiliate Equity — 5.3% (8)

                

Better Place Forests Co. (12)

 

Consumer-related Technologies

 

Common Stock

  2,278,272   639   — 

Better Place Forests Co. (12)

 

Consumer-related Technologies

 

Preferred Stock

  5,350,142   3,922   — 

Nexii, Inc. (2)(12)

 

Other Sustainability

 

Common Stock

  108,320   3,297   — 

Nexii, Inc. (2)(12)

 

Other Sustainability

 

Preferred Stock

  542   3,419   7,909 

Swift Health Systems Inc. (2)(12)

 

Medical Device

 

Preferred Stock

  3,588,505   10,012   10,012 

Total Controlled Affiliate Equity

      21,289   17,921 

Controlled Affiliate Other Investments — 1.9% (8)

                

HIMV LLC (12)(15)

 

Biotechnology

 

Other Investment

      5,880   6,230 

Total Controlled Affiliate Other

      5,880   6,230 

Total Controlled Affiliate Portfolio Investment Assets

      44,780   31,819 

Total Portfolio Investment Assets — 207.6% (8)

     $766,774  $697,891 

Short Term Investments - Unrestricted Investments - 8.1% (8)

        

US Bank Money Market Deposit Account

  

27,266

   

27,266

 

Total Short Term Investments - Unrestricted Investments

  

$27,266

   

$27,266

 
         

Short Term Investments - Restricted Investments - 1.0% (8)

        

US Bank Money Market Deposit Account

  

3,338

   

3,338

 

Total Short Term Investments - Restricted Investments

  

$3,338

   

$3,338