<SEC-DOCUMENT>0001193125-14-293728.txt : 20140804
<SEC-HEADER>0001193125-14-293728.hdr.sgml : 20140804
<ACCEPTANCE-DATETIME>20140804171059
ACCESSION NUMBER:		0001193125-14-293728
CONFORMED SUBMISSION TYPE:	8-K
PUBLIC DOCUMENT COUNT:		3
CONFORMED PERIOD OF REPORT:	20140730
ITEM INFORMATION:		Entry into a Material Definitive Agreement
ITEM INFORMATION:		Unregistered Sales of Equity Securities
ITEM INFORMATION:		Financial Statements and Exhibits
FILED AS OF DATE:		20140804
DATE AS OF CHANGE:		20140804

FILER:

	COMPANY DATA:	
		COMPANY CONFORMED NAME:			FUELCELL ENERGY INC
		CENTRAL INDEX KEY:			0000886128
		STANDARD INDUSTRIAL CLASSIFICATION:	MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690]
		IRS NUMBER:				060853042
		STATE OF INCORPORATION:			DE
		FISCAL YEAR END:			1031

	FILING VALUES:
		FORM TYPE:		8-K
		SEC ACT:		1934 Act
		SEC FILE NUMBER:	001-14204
		FILM NUMBER:		141013752

	BUSINESS ADDRESS:	
		STREET 1:		3 GREAT PASTURE RD
		CITY:			DANBURY
		STATE:			CT
		ZIP:			06813
		BUSINESS PHONE:		2038256000

	MAIL ADDRESS:	
		STREET 1:		3 GREAT PASTURE ROAD
		CITY:			DANBURY
		STATE:			CT
		ZIP:			06813

	FORMER COMPANY:	
		FORMER CONFORMED NAME:	ENERGY RESEARCH CORP /NY/
		DATE OF NAME CHANGE:	19930328
</SEC-HEADER>
<DOCUMENT>
<TYPE>8-K
<SEQUENCE>1
<FILENAME>d768435d8k.htm
<DESCRIPTION>8-K
<TEXT>
<HTML><HEAD>
<TITLE>8-K</TITLE>
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 <P STYLE="line-height:1.0pt;margin-top:0pt;margin-bottom:0pt;border-bottom:1px solid #000000">&nbsp;</P>
<P STYLE="line-height:3.0pt;margin-top:0pt;margin-bottom:2pt;border-bottom:1px solid #000000">&nbsp;</P> <P STYLE="margin-top:4pt; margin-bottom:0pt; font-size:18pt; font-family:Times New Roman" ALIGN="center"><B>UNITED STATES </B></P>
<P STYLE="margin-top:0pt; margin-bottom:0pt; font-size:18pt; font-family:Times New Roman" ALIGN="center"><B>SECURITIES AND EXCHANGE COMMISSION </B></P>
<P STYLE="margin-top:0pt; margin-bottom:0pt; font-size:12pt; font-family:Times New Roman" ALIGN="center"><B>WASHINGTON, DC 20549 </B></P> <P STYLE="font-size:12pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P><center>
<P STYLE="line-height:6.0pt;margin-top:0pt;margin-bottom:2pt;border-bottom:1.00pt solid #000000;width:21%">&nbsp;</P></center> <P STYLE="margin-top:12pt; margin-bottom:0pt; font-size:18pt; font-family:Times New Roman" ALIGN="center"><B>FORM 8-K
</B></P> <P STYLE="font-size:12pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P><center> <P STYLE="line-height:6.0pt;margin-top:0pt;margin-bottom:2pt;border-bottom:1.00pt solid #000000;width:21%">&nbsp;</P></center>
<P STYLE="margin-top:12pt; margin-bottom:0pt; font-size:12pt; font-family:Times New Roman" ALIGN="center"><B>CURRENT REPORT </B></P> <P STYLE="margin-top:0pt; margin-bottom:0pt; font-size:12pt; font-family:Times New Roman" ALIGN="center"><B>Pursuant
To Section&nbsp;13 or 15(d) of the </B></P> <P STYLE="margin-top:0pt; margin-bottom:0pt; font-size:12pt; font-family:Times New Roman" ALIGN="center"><B>Securities Exchange Act of 1934 </B></P>
<P STYLE="margin-top:12pt; margin-bottom:0pt; font-size:12pt; font-family:Times New Roman" ALIGN="center"><B>Date of Report (Date of earliest event reported): July&nbsp;30, 2014 </B></P>
<P STYLE="font-size:12pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P><center> <P STYLE="line-height:6.0pt;margin-top:0pt;margin-bottom:2pt;border-bottom:1.00pt solid #000000;width:21%">&nbsp;</P></center>
<P STYLE="margin-top:12pt; margin-bottom:0pt; font-size:24pt; font-family:Times New Roman" ALIGN="center"><B>FUELCELL ENERGY, INC. </B></P>
<P STYLE="margin-top:0pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman" ALIGN="center"><B>(Exact Name of Registrant as Specified in Charter) </B></P> <P STYLE="font-size:12pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P><center>
<P STYLE="line-height:6.0pt;margin-top:0pt;margin-bottom:2pt;border-bottom:1.00pt solid #000000;width:21%">&nbsp;</P></center> <P STYLE="font-size:12pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P>
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<TD VALIGN="top" ALIGN="center"><B>Delaware</B></TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top" ALIGN="center"><B>1-14204</B></TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top" ALIGN="center"><B>06-0853042</B></TD></TR>
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<TD VALIGN="top" ALIGN="center"> <P STYLE="margin-top:0pt; margin-bottom:0pt; font-size:8pt; font-family:Times New Roman" ALIGN="center"><B>(State or Other Jurisdiction</B></P>
<P STYLE="margin-top:0pt; margin-bottom:1pt; font-size:8pt; font-family:Times New Roman" ALIGN="center"><B>of Incorporation)</B></P></TD>
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<TD VALIGN="top" ALIGN="center"> <P STYLE="margin-top:0pt; margin-bottom:0pt; font-size:8pt; font-family:Times New Roman" ALIGN="center"><B>(Commission</B></P>
<P STYLE="margin-top:0pt; margin-bottom:1pt; font-size:8pt; font-family:Times New Roman" ALIGN="center"><B>File Number)</B></P></TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top" ALIGN="center"> <P STYLE="margin-top:0pt; margin-bottom:0pt; font-size:8pt; font-family:Times New Roman" ALIGN="center"><B>(IRS Employer</B></P>
<P STYLE="margin-top:0pt; margin-bottom:1pt; font-size:8pt; font-family:Times New Roman" ALIGN="center"><B>Identification No.)</B></P></TD></TR>
</TABLE> <P STYLE="margin-top:12pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman" ALIGN="center"><B>3 Great Pasture Road </B></P>
<P STYLE="margin-top:0pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman" ALIGN="center"><B>Danbury, Connecticut 06813 </B></P>
<P STYLE="margin-top:0pt; margin-bottom:0pt; font-size:8pt; font-family:Times New Roman" ALIGN="center"><B>(Address of Principal Executive Offices) (Zip Code) </B></P>
<P STYLE="margin-top:12pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman" ALIGN="center"><B>Registrant&#146;s telephone number, including area code: (203)&nbsp;825-6000 </B></P>
<P STYLE="margin-top:12pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman" ALIGN="center"><B>Not Applicable </B></P> <P STYLE="margin-top:0pt; margin-bottom:0pt; font-size:8pt; font-family:Times New Roman" ALIGN="center"><B>(Former
Name or Former Address, if Changed Since Last Report) </B></P> <P STYLE="font-size:12pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P><center>
<P STYLE="line-height:6.0pt;margin-top:0pt;margin-bottom:2pt;border-bottom:1.00pt solid #000000;width:21%">&nbsp;</P></center> <P STYLE="margin-top:12pt; margin-bottom:0pt; text-indent:4%; font-size:10pt; font-family:Times New Roman">Check the
appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: </P> <P STYLE="font-size:6pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P>
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<TD ALIGN="left" VALIGN="top">Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) </TD></TR></TABLE> <P STYLE="font-size:6pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P>
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<TD ALIGN="left" VALIGN="top">Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) </TD></TR></TABLE> <P STYLE="font-size:6pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P>
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<TD WIDTH="4%" VALIGN="top" ALIGN="left"><FONT STYLE="FONT-FAMILY:WINGDINGS">&#168;</FONT></TD>
<TD ALIGN="left" VALIGN="top">Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) </TD></TR></TABLE> <P STYLE="font-size:6pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P>
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<TD ALIGN="left" VALIGN="top">Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) </TD></TR></TABLE> <P STYLE="font-size:10pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P>
<P STYLE="line-height:1.0pt;margin-top:0pt;margin-bottom:0pt;border-bottom:1px solid #000000">&nbsp;</P> <P STYLE="line-height:3.0pt;margin-top:0pt;margin-bottom:2pt;border-bottom:1px solid #000000">&nbsp;</P>

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 <P STYLE="margin-top:0pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman"><B>Item&nbsp;1.01. Entry into a Material Definitive Agreement </B></P>
<P STYLE="margin-top:6pt; margin-bottom:0pt; text-indent:4%; font-size:10pt; font-family:Times New Roman">On July&nbsp;30, 2014 (the &#147;Closing Date&#148;), FuelCell Energy, Inc. (the &#147;Company&#148;) entered into a Securities Purchase
Agreement (the &#147;Securities Purchase Agreement&#148;) with NRG Energy, Inc. (&#147;NRG&#148;) and issued 14,644,352 shares of the Company&#146;s common stock to NRG. As part of the transaction contemplated by the Securities Purchase Agreement,
the Company also issued a warrant (the &#147;Warrant&#148;) to NRG to purchase up to 2,000,000 shares of the Company&#146;s common stock pursuant to a Warrant Agreement (the &#147;Warrant Agreement&#148;). At the same time, the Company&#146;s
wholly-owned subsidiary, FuelCell Energy Finance, LLC (&#147;FuelCell Finance&#148;) entered into a Loan Agreement (the &#147;Loan Agreement&#148;) with NRG. Set forth below is a brief description of the material terms of each of the Securities
Purchase Agreement, the Warrant Agreement and the Loan Agreement. </P> <P STYLE="margin-top:18pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman"><B><I>The Securities Purchase Agreement </I></B></P>
<P STYLE="margin-top:6pt; margin-bottom:0pt; text-indent:4%; font-size:10pt; font-family:Times New Roman">Pursuant to the Securities Purchase Agreement, NRG purchased 14,644,352 shares (the &#147;Shares&#148;) of common stock of the Company at a per
share price of $2.39 for a total purchase price of $35,000,000. The per share price was equal to the per share closing NASDAQ market price on July&nbsp;29, 2014. The Company intends to use the proceeds received from the sale of the Shares for
project development, project finance, working capital and general corporate purposes. The Securities Purchase Agreement contains customary representations and warranties and covenants by the Company and NRG. It also provides for the Registration
Rights, Lock-Up, Stand-Still and Board Designation Rights as more fully described below. </P> <P STYLE="margin-top:12pt; margin-bottom:0pt; text-indent:4%; font-size:10pt; font-family:Times New Roman"><U>Registration Rights</U>. The Company has
agreed that upon demand by NRG or its permitted transferee (a &#147;holder&#148;), at any time after six months from the Closing Date and during the Registration Period (as defined below), the Company will file a registration statement to register
for resale the Shares and the shares issued upon exercise of the Warrant (the &#147;Warrant Shares&#148;). The Company is required to keep the registration statement effective until the earliest of (i)&nbsp;the two-year anniversary of the date that
the registration statement was declared effective; (ii)&nbsp;the date as of which the holder of the Shares or Warrant Shares may sell all of such shares covered by the registration statement without restriction pursuant to Rule&nbsp;144 promulgated
under the Securities Act (or successor thereto) or (iii)&nbsp;the date on which the holder shall have sold all the shares covered by such registration statement either pursuant to the registration statement or in one or more transactions in which
the holder obtained unlegended certificates representing the shares in accordance with applicable securities laws (the &#147;Registration Period&#148;). The registration rights include other customary covenants and indemnities by each of the Company
and any holder. </P> <P STYLE="margin-top:12pt; margin-bottom:0pt; text-indent:4%; font-size:10pt; font-family:Times New Roman"><I><U>Lock-Up</U>.</I> Subject to certain limitations, NRG agreed that it will not, for a period of twelve months
following the Closing Date, offer, sell, contract to sell, pledge, grant any option to purchase, make any short sale or otherwise dispose of any shares of the Company&#146;s common stock, or any securities convertible into, exchangeable for or that
represent the right to receive such shares. </P> <P STYLE="margin-top:12pt; margin-bottom:0pt; text-indent:4%; font-size:10pt; font-family:Times New Roman"><U>Director Designation Rights</U>. If requested by NRG, and for so long as NRG owns at least
5% of the outstanding shares of the Company&#146;s common stock, the Company will appoint a designee selected by NRG to serve on the Company&#146;s Board of Directors. Such designee must be reasonably acceptable to the Company and be approved in
accordance with the provisions of the Company&#146;s Nominating and Corporate Governance Charter. Following such designee&#146;s initial term, he or she will be nominated for reelection at the Company&#146;s annual meeting of stockholders subject to
the approval of the Company&#146;s stockholders. </P> <P STYLE="margin-top:12pt; margin-bottom:0pt; text-indent:4%; font-size:10pt; font-family:Times New Roman"><U>Standstill</U>. NRG agreed that for a period that is the longer of 18 months from the
Closing or the date that is one year from the last day that NRG&#146;s Board designee serves on the Company&#146;s Board of Directors, it will not participate in a transaction to gain control of the Company or engage in certain similar transactions
without the prior agreement of the Company. </P> <P STYLE="margin-top:18pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman"><B><I>The Warrant </I></B></P>
<P STYLE="margin-top:6pt; margin-bottom:0pt; text-indent:4%; font-size:10pt; font-family:Times New Roman">Pursuant to the Warrant Agreement, NRG has the right to purchase up to 2,000,000 shares of the Company&#146;s common stock at an exercise price
of $3.35 per share. The Warrant has a term of three years from the Closing Date. </P>
 <p STYLE="margin-top:0pt;margin-bottom:0pt ; font-size:8pt">&nbsp;</P> <P STYLE="margin-top:0pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman" ALIGN="center">2 </P>


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 <P STYLE="margin-top:0pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman"><B><I>The Loan Agreement </I></B></P>
<P STYLE="margin-top:6pt; margin-bottom:0pt; text-indent:4%; font-size:10pt; font-family:Times New Roman">Pursuant to the Loan Agreement, NRG has extended a $40 million revolving construction and term financing facility to FuelCell Finance for the
purpose of accelerating project development by the Company and its subsidiaries. FuelCell Finance and its subsidiaries may draw on the facility to finance the construction of projects through the commercial operating date &#147;COD&#148; of the
power plants. FuelCell Finance has the option to continue the financing term for each project after COD for a maximum term of five years per project. </P>
<P STYLE="margin-top:12pt; margin-bottom:0pt; text-indent:4%; font-size:10pt; font-family:Times New Roman">Draws under the Loan Agreement are subject to customary project finance conditions precedent, including the existence of a power purchase
agreement (&#147;PPA&#148;) with the end-user of the power and customary project documentation, economic performance and compliance with applicable laws and regulations. Projects must be located in the United States or pre-designated neighboring
countries including Canada and some Caribbean nations. The Company is expected to construct the projects and operate and maintain them for the term of the corresponding PPAs pursuant to arms&#146;-length agreements with the project companies,
whether or not the project companies continue to be subsidiaries of the Company. </P> <P STYLE="margin-top:12pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman">Key terms of the Loan Agreement are as follows; </P>
<P STYLE="margin-top:12pt; margin-bottom:0pt; text-indent:4%; font-size:10pt; font-family:Times New Roman"><I><U>Parent&nbsp;&amp; Borrowers.</U></I> The loan facility was extended to FuelCell Finance, which will be &#147;Parent&#148; of project
company subsidiaries who will be &#147;Co-Borrowers&#148; under the facility. Parent will establish Co-Borrowers as projects are developed. </P>
<P STYLE="margin-top:12pt; margin-bottom:0pt; text-indent:4%; font-size:10pt; font-family:Times New Roman"><I><U>Sponsor.</U></I> The Company is the &#147;Sponsor&#148; of this agreement and has guaranteed the payment obligations of FuelCell Finance
and the Co-Borrowers during the construction period of projects. If at any time while such guaranty is outstanding the &#147;Net Working Capital&#148; of the Sponsor is less than the product of (i)&nbsp;1.5 and (ii)&nbsp;the sum of the outstanding
principal and interest balance due on the Loan Agreement, NRG may demand that the Company post additional or replacement credit support for the repayment of the loans. <U>Net Working Capital</U> is defined as &#147;Current Assets&#148; minus
&#147;Current Liabilities&#148; as reported on and defined in the Sponsor&#146;s quarterly financial statements. The debt is non-recourse to the Sponsor upon conversion to term debt following the project completion. </P>
<P STYLE="margin-top:12pt; margin-bottom:0pt; text-indent:4%; font-size:10pt; font-family:Times New Roman"><I><U>Interest rate.</U></I> The interest rate is 8.5 percent per annum for construction-period financing and 8.0 percent thereafter. </P>
<P STYLE="margin-top:12pt; margin-bottom:0pt; text-indent:4%; font-size:10pt; font-family:Times New Roman"><I><U>Fees</U></I>. FuelCell Finance paid $400,000 to NRG on the Closing Date as a fee for making the loan facility available. </P>
<P STYLE="margin-top:12pt; margin-bottom:0pt; text-indent:4%; font-size:10pt; font-family:Times New Roman">FuelCell Finance will also pay to NRG (a)&nbsp;an annual fee equal to (i)&nbsp;the average daily unadvanced principal balance of the loan
facility for the one-year period preceding the most recent anniversary of the Agreement Date <U>multiplied</U> <U>by</U> (ii)&nbsp;0.50%, and (b)&nbsp;a one-time fee equal to 1% of the principal amount of each loan made to a Co-Borrower under the
loan facility. </P> <P STYLE="margin-top:12pt; margin-bottom:0pt; text-indent:4%; font-size:10pt; font-family:Times New Roman"><I><U>Term and Tenor.</U></I> FuelCell Finance and its subsidiaries may request loans under the Loan Agreement for a
period of five years after the Closing Date, and each such loan will have a maximum term of five years after first disbursement. FuelCell Finance is not obligated to borrow any loans under the loan facility and, other than the fees described above,
there are no early repayment or other fees or penalties. </P> <P STYLE="margin-top:12pt; margin-bottom:0pt; text-indent:4%; font-size:10pt; font-family:Times New Roman"><I><U>Project Debt Sizing.</U></I> A minimum of $2 million and a maximum of $25
million may be borrowed for an individual project. </P> <P STYLE="margin-top:12pt; margin-bottom:0pt; text-indent:4%; font-size:10pt; font-family:Times New Roman"><I><U>Debt Sizing Mechanic. </U></I>Loan amounts will be calculated based on a 1.3x
Debt Service Coverage Ratio (DSCR), based on contracted cash flows, and assumed amortization schedule of PPA duration less two years. </P>
<P STYLE="margin-top:12pt; margin-bottom:0pt; text-indent:4%; font-size:10pt; font-family:Times New Roman"><I><U>Minimum Debt Service Coverage Ratio.</U></I> With respect to a particular Project for any one-year period shall mean a DSCR of at least
1.30 &#150;to&#150; 1.00, based on the nameplate capacity of the Project or the ISO-corrected actual output of a Project, calculated on and following the Conversion Date until the Maturity Date. </P>
<P STYLE="margin-top:12pt; margin-bottom:0pt; text-indent:4%; font-size:10pt; font-family:Times New Roman"><I><U>Collatera</U>l.</I> The obligations of each Co-Borrower under the Loan Agreement will be secured by a first-priority security interest
in all of the assets of, and equity in, such Co-Borrower. Cash-flows and payments will be handled via a traditional project-finance waterfall governed by a depository agreement to be entered into among NRG, the applicable Co-Borrower and the
depository bank. </P>
 <p STYLE="margin-top:0pt;margin-bottom:0pt ; font-size:8pt">&nbsp;</P> <P STYLE="margin-top:0pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman" ALIGN="center">3 </P>


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 <P STYLE="margin-top:0pt; margin-bottom:0pt; text-indent:4%; font-size:10pt; font-family:Times New Roman"><I><U>Events of Default</U></I>. The Loan Agreement contains customary events of default,
including materiality qualifiers and cure periods, for financings of this type, including events of default arising from non-payment, breach of covenants (including financial covenants), material misrepresentations, termination or breach of
contractual arrangements, bankruptcy, failure of collateral, breach of applicable laws and adverse judgments. </P> <P STYLE="margin-top:18pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman"><B>Item&nbsp;3.02. Unregistered Sales of
Equity Securities </B></P> <P STYLE="margin-top:6pt; margin-bottom:0pt; text-indent:4%; font-size:10pt; font-family:Times New Roman">The information described above under Item&nbsp;1.01 is hereby incorporated herein by reference as applicable. </P>
<P STYLE="margin-top:12pt; margin-bottom:0pt; text-indent:4%; font-size:10pt; font-family:Times New Roman">On July&nbsp;30, 2014, the Company (i)&nbsp;issued to NRG an aggregate of 14,644,352 shares of common stock for $2.39 per share and for an
aggregate purchase price of $35,000,000 and (ii)&nbsp;issued to NRG the Warrant Agreement. Pursuant to the Warrant Agreement, NRG may purchase up to 2,000,000 shares of common stock during a three year term for a per share price of $3.35. The Shares
and the Warrant were issued in reliance on the exemption provided by Section&nbsp;4(2) and Regulation&nbsp;D of the Securities Act. The Company is relying upon the truth and accuracy of, and NRG&#146;s compliance with, the representations,
warranties, agreements, acknowledgments and understandings of NRG set forth in the Securities Purchase Agreement in order to determine the availability of such exemption and the eligibility of NRG to acquire the Shares and the Warrant. </P>
<P STYLE="margin-top:18pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman"><B>Item&nbsp;9.01. Financial Statements and Exhibits. </B></P> <P STYLE="margin-top:6pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman">(d)
Exhibits. </P> <P STYLE="font-size:12pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P>
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<TD VALIGN="bottom" NOWRAP> <P STYLE="border-bottom:1.00pt solid #000000; width:37.30pt; font-size:8pt; font-family:Times New Roman">Exhibit&nbsp;No.</P></TD>
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<TD VALIGN="top" NOWRAP>99.1</TD>
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<TD VALIGN="top">FuelCell Energy, Inc. Press Release issued July 31, 2014.</TD></TR>
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 <p STYLE="margin-top:0pt;margin-bottom:0pt ; font-size:8pt">&nbsp;</P> <P STYLE="margin-top:0pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman" ALIGN="center">4 </P>


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 <P STYLE="margin-top:0pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman" ALIGN="center"><B>SIGNATURES </B></P>
<P STYLE="margin-top:12pt; margin-bottom:0pt; text-indent:4%; font-size:10pt; font-family:Times New Roman">Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by
the undersigned hereunto duly authorized. </P> <P STYLE="font-size:12pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P>
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<TD VALIGN="bottom" COLSPAN="3">FUELCELL ENERGY, INC.</TD></TR>
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<TD VALIGN="top">Date:August 4, 2014</TD>
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<TD VALIGN="bottom">By:</TD>
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<TD VALIGN="bottom"> <P STYLE="margin-top:0pt; margin-bottom:1pt; border-bottom:1px solid #000000; font-size:10pt; font-family:Times New Roman">/s/ Michael S. Bishop</P></TD></TR>
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<TD VALIGN="bottom">Michael S. Bishop</TD></TR>
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<TD VALIGN="bottom">Senior Vice President, Chief Financial Officer,</TD></TR>
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<TD VALIGN="bottom">Corporate Secretary and Treasurer</TD></TR>
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<TD VALIGN="top" NOWRAP>99.1</TD>
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<TD VALIGN="top">FuelCell Energy, Inc. Press Release issued July 31, 2014.</TD></TR>
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 <P STYLE="margin-top:0pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman" ALIGN="right"><B>Exhibit 99.1 </B></P> <P STYLE="font-size:12pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P>
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 </P> <P STYLE="margin-top:12pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman" ALIGN="center"><B><U>FOR IMMEDIATE RELEASE </U></B></P>
<P STYLE="margin-top:12pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman" ALIGN="center"><B>FuelCell Energy Announces Strategic Financing Agreements with NRG Energy </B></P>
<P STYLE="font-size:6pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P>
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<TD ALIGN="left" VALIGN="top"><I></I><I>Company sells 14.6&nbsp;million shares of common stock to NRG at $2.39 per share for proceeds of $35 million </I></TD></TR></TABLE> <P STYLE="font-size:6pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P>
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<TD ALIGN="left" VALIGN="top"><I></I><I>Company enters into $40 million revolving construction / term financing facility with NRG for project development </I></TD></TR></TABLE> <P STYLE="font-size:6pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P>
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<TD ALIGN="left" VALIGN="top"><I></I><I>Financing commitments support and reinforce existing strategic relationship with NRG </I></TD></TR></TABLE>
<P STYLE="margin-top:12pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman"><B>DANBURY, CT &#150; July&nbsp;31, 2014 &#151;</B> <U>FuelCell Energy, Inc.</U> (Nasdaq: FCEL), a global leader in the design, manufacture, operation and
service of ultra-clean, efficient and reliable fuel cell power plants, announced a broadening and deepening of the existing relationship with <U>NRG Energy</U> (NYSE: NRG) including a $35.0 million investment in FuelCell Energy common stock by NRG
Energy and the establishment of a new $40.0 million revolving construction and term loan facility by NRG Energy for FuelCell Energy to use for project development. NRG Energy now owns approximately 17.0&nbsp;million shares of the Company&#146;s
common stock, or 6.0 percent, including 2.4&nbsp;million shares owned prior to this transaction. </P> <P STYLE="margin-top:12pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman">&#147;We believe that clean distributed power generation
from fuel cells will be one of the key technologies that drive our country toward a cleaner energy future,&#148; said Mauricio Gutierrez, Chief Operating Officer, NRG Energy, Inc. &#147;We want to actively participate in the construction of FuelCell
Energy power plants in order to promote choice and meet the specific needs of our existing and future customers.&#148; </P> <P STYLE="margin-top:12pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman">&#147;The continuing support of
NRG Energy is further validation of our power generation solutions and our business model,&#148; said Chip Bottone, Chief Executive Officer, FuelCell Energy, Inc. &#147;We are working closely with the NRG team and have developed a strong pipeline of
megawatt-class combined heat and power projects. These agreements strengthen the Company&#146;s liquidity position and are expected to accelerate deployment of multi-megawatt fuel cell projects in the U.S.&#148; </P>
<P STYLE="margin-top:12pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman">FuelCell Energy sold 14,644,352 shares of its common stock to NRG Energy in a private placement at a price of $2.39 per share, the closing market price for
the stock on July&nbsp;29, 2014, for total proceeds to the Company of $35.0 million. The transaction closed on July&nbsp;30, 2014. FuelCell Energy intends to use the net proceeds from the offering for project development, project finance, working
capital support and general corporate purposes. The terms of the equity transaction include a warrant giving NRG the right to purchase an additional 2.0&nbsp;million shares of common stock at a price $3.35 per share. The warrant has a term of three
years. </P> <P STYLE="margin-top:12pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman">In addition to the common stock investment, NRG Energy has extended a $40 million revolving construction and term financing facility for the
purpose of accelerating project development by FuelCell Energy and its subsidiaries. The Company&#146;s project finance subsidiaries may draw on the facility to finance the construction of projects through the commercial operating date (COD) of the
power plants. The Company has the option to continue the financing term for each project after COD for a maximum term of five years per project. The interest rate is 8.5 percent per annum for construction-period financing and 8.0 percent thereafter.
</P>

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 <P STYLE="margin-top:0pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman">&#147;A key advantage of this new credit facility is that it enables FuelCell Energy to undertake project
development and then sell the fully operational power plants to long term project investors,&#148; said Michael Bishop, Chief Financial Officer, FuelCell Energy, Inc. &#147;This facility should help us accelerate the pace of adoption and also
improve our margins as the access to credit will allow us to execute more quickly, thereby minimizing construction-period financing and allowing us to optimize the ownership and financing of projects once they are completed.&#148; </P>
<P STYLE="margin-top:12pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman">Draws under the credit facility are subject to traditional project finance conditions precedent, including the existence of a power purchase agreement (PPA)
with the end-user of the power and customary project documentation, economic performance and compliance with applicable laws and regulations. Projects must be located in the United States or pre-designated neighboring countries including Canada and
some Caribbean nations. FuelCell Energy is expected to construct the projects and operate and maintain them for the term of the corresponding PPAs pursuant to arms&#146;-length agreements with the project companies, whether or not the project
companies continue to be subsidiaries of FuelCell Energy. </P> <P STYLE="margin-top:12pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman">FuelCell Energy&#146;s stationary fuel cell power plants efficiently and cleanly provide
electricity and usable high quality heat near the point of use through an electrochemical process. The power plants are fuel flexible, capable of operating on clean natural gas, on-site renewable biogas, or directed biogas. The combination of
near-zero pollutants, modest land-use needs and quiet operating nature facilitates locating the Company&#146;s power plants in urban locations. </P>
<P STYLE="margin-top:18pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman"><B><I>About NRG </I></B></P> <P STYLE="margin-top:6pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman">NRG is leading a customer-driven change
in the U.S. energy industry by delivering cleaner and smarter energy choices, while building on the strength of the nation&#146;s largest and most diverse competitive power portfolio. A Fortune 250 company, NRG creates value through reliable and
efficient conventional generation while driving innovation in solar and renewable power, electric vehicle ecosystems, carbon capture technology and customer-centric energy solutions. NRG retail electricity providers serve almost 3&nbsp;million
residential and commercial customers throughout the country. More information is available at <U>www.nrg.com</U>. </P> <P STYLE="margin-top:18pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman"><B><I>About FuelCell Energy
</I></B></P> <P STYLE="margin-top:6pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman">Direct FuelCell<SUP STYLE="font-size:85%; vertical-align:top">&reg;</SUP> power plants are generating ultra-clean, efficient and reliable power at
more than 50 locations worldwide. With more than 300 megawatts of power generation capacity installed or in backlog, FuelCell Energy is a global leader in providing ultra-clean baseload distributed generation to utilities, industrial operations,
universities, municipal water treatment facilities, government installations and other customers around the world. The Company&#146;s power plants have generated more than 2.6 billion kilowatt hours of ultra-clean power using a variety of fuels
including renewable biogas from wastewater treatment and food processing, as well as clean natural gas. For more information, please visit <U>www.fuelcellenergy.com</U> </P>
<P STYLE="margin-top:0pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman">See us <U>on YouTube</U> </P> <P STYLE="margin-top:12pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman">Direct FuelCell, DFC, DFC/T, DFC-H2
and FuelCell Energy, Inc. are all registered trademarks of FuelCell Energy, Inc. DFC-ERG is a registered trademark jointly owned by Enbridge, Inc. and FuelCell Energy, Inc. </P>
<P STYLE="margin-top:18pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman"><B><I>Cautionary Language </I></B></P> <P STYLE="margin-top:6pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman">This news release contains
forward-looking statements within the meaning of the safe harbor provisions of the Private Securities Litigation Reform Act of 1995, including, without limitation, statements with respect to the Company&#146;s anticipated financial results and
statements regarding the Company&#146;s plans and expectations regarding the continuing development, commercialization and financing of its fuel cell technology and business plans. All forward-looking statements are subject to risks and
uncertainties that could cause actual results to differ materially from those projected. Factors that could cause such a difference include, without limitation, changes to projected deliveries and order flow, changes to production rate and product
costs, general risks associated with product development, manufacturing, changes in the regulatory environment, customer strategies, unanticipated manufacturing issues that impact power plant performance, changes in critical accounting policies,
potential volatility of energy prices, rapid technological change, competition, and the Company&#146;s ability to achieve its sales plans and cost reduction targets, as well as other risks set forth in the Company&#146;s filings with the Securities
and Exchange Commission. The forward-looking statements contained herein speak only as of the date of this press release. The Company expressly disclaims any obligation or undertaking to release publicly any updates or revisions to any such
statement to reflect any change in the Company&#146;s expectations or any change in events, conditions or circumstances on which any such statement is based. </P>

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<TD VALIGN="top"><B>Contact:</B></TD>
<TD VALIGN="bottom"><FONT STYLE="font-size:8pt">&nbsp;&nbsp;</FONT></TD>
<TD VALIGN="bottom"> <P STYLE="margin-top:0pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman">FuelCell Energy, Inc.</P> <P STYLE="margin-top:0pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman">Kurt Goddard, Vice
President Investor Relations</P> <P STYLE="margin-top:0pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman">203-830-7494</P>
<P STYLE="margin-top:0pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman"><U>ir@fce.com</U></P> <P STYLE="font-size:12pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P>
<P STYLE="margin-top:0pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman">NRG Energy, Inc.</P> <P STYLE="margin-top:0pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman">Karen Cleeve, Corporate Communications
&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Chad Plotkin, Investor Relations</P> <P STYLE="margin-top:0pt; margin-bottom:1pt; font-size:10pt; font-family:Times New Roman">609-524-4608
&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;
&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;609-524-4526</P></TD></TR>
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end
</TEXT>
</DOCUMENT>
</SEC-DOCUMENT>
