<SEC-DOCUMENT>0000897069-23-001683.txt : 20231128
<SEC-HEADER>0000897069-23-001683.hdr.sgml : 20231128
<ACCEPTANCE-DATETIME>20231128164859
ACCESSION NUMBER:		0000897069-23-001683
CONFORMED SUBMISSION TYPE:	4
PUBLIC DOCUMENT COUNT:		1
CONFORMED PERIOD OF REPORT:	20231124
FILED AS OF DATE:		20231128
DATE AS OF CHANGE:		20231128

REPORTING-OWNER:	

	OWNER DATA:	
		COMPANY CONFORMED NAME:			Leo Anthony
		CENTRAL INDEX KEY:			0001779363

	FILING VALUES:
		FORM TYPE:		4
		SEC ACT:		1934 Act
		SEC FILE NUMBER:	001-14204
		FILM NUMBER:		231447204

	MAIL ADDRESS:	
		STREET 1:		C/O FUELCELL ENERGY, INC.
		STREET 2:		3 GREAT PASTURE ROAD
		CITY:			DANBURY
		STATE:			CT
		ZIP:			06810

	FORMER NAME:	
		FORMER CONFORMED NAME:	leo Anthony
		DATE OF NAME CHANGE:	20190607

ISSUER:		

	COMPANY DATA:	
		COMPANY CONFORMED NAME:			FUELCELL ENERGY INC
		CENTRAL INDEX KEY:			0000886128
		STANDARD INDUSTRIAL CLASSIFICATION:	ELECTRICAL INDUSTRIAL APPARATUS [3620]
		IRS NUMBER:				060853042
		STATE OF INCORPORATION:			DE
		FISCAL YEAR END:			1031

	BUSINESS ADDRESS:	
		STREET 1:		3 GREAT PASTURE RD
		CITY:			DANBURY
		STATE:			CT
		ZIP:			06813
		BUSINESS PHONE:		2038256000

	MAIL ADDRESS:	
		STREET 1:		3 GREAT PASTURE ROAD
		CITY:			DANBURY
		STATE:			CT
		ZIP:			06813

	FORMER COMPANY:	
		FORMER CONFORMED NAME:	ENERGY RESEARCH CORP /NY/
		DATE OF NAME CHANGE:	19930328
</SEC-HEADER>
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            <rptOwnerState>CT</rptOwnerState>
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    <footnotes>
        <footnote id="F1">Restricted stock units were converted into common stock on a one-for-one basis.</footnote>
        <footnote id="F2">Represents shares withheld to satisfy tax obligations upon the vesting of restricted stock units.</footnote>
        <footnote id="F3">Each performance share unit represents the right to receive a single share of common stock, and the number of performance shares that could be earned could range up to two times the reported target number of performance share units (which was 16,855).</footnote>
        <footnote id="F4">Represents shares withheld to satisfy tax obligations upon the vesting of performance share units.</footnote>
        <footnote id="F5">Represents shares issued in settlement of earned performance share units.</footnote>
        <footnote id="F6">On November 24, 2020, the reporting person was granted restricted stock units, which vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment.</footnote>
        <footnote id="F7">On November 24, 2020, the reporting person was granted performance shares which were based on performance over the three-year performance period ended October 31, 2023, subject to continued employment until the third anniversary of the grant date (November 24, 2023). The performance goal was an increase in the Company's stock price during the performance period. The maximum number of performance shares that could be earned based on performance was two times the target number previously reported (16,855). The Compensation Committee certified achievement at 200% of the target number, resulting in the award of 33,710 shares.</footnote>
        <footnote id="F8">On November 24, 2020, the reporting person was granted performance shares which were based on performance over the three-year performance period ended October 31, 2023, subject to continued employment until the third anniversary of the grant date (November 24, 2023). The performance goal was the TSR of the Company relative to the TSR of the Russell 2000 Index during the performance period. The Compensation Committee certified achievement at 73.54% of the target number previously reported (16,855), resulting in the award of 12,395 shares.</footnote>
    </footnotes>

    <ownerSignature>
        <signatureName>/s/ Michael S. Bishop, As Power of Attorney</signatureName>
        <signatureDate>2023-11-28</signatureDate>
    </ownerSignature>
</ownershipDocument>
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</SEC-DOCUMENT>
