EX-99.77O RULE 10F-3 6 rft77o03.htm

Exhibit 77O

ROYCE FOCUS TRUST, INC.

Trade Date	Company Name	Ticker	Broker	Members of Selling Syndicate	Price	Total Shares Purchased	Compliance with Rule 10f-3
08/11/03	Direct General	DRCT	Keefe Bruyette	Keefe, Bruyette & Woods; Morgan Keegan; US Bancorp Piper Jaffray; SunTrust Capital Markets; Legg Mason Wood Walker; Raymond James; Advest; Avondale Partners; Ferris, Baker Watts; Putnam, Lovell NBF Securities; Wunderlich Securities	$ 21.00	100	Yes
11/14/03	Lecg Corp.	XPRT	UBS	UBS Securities; Lehman Brothers; Adams, Harknesss & Hill; Legg Mason Wood Walker	$ 17.00	100	Yes
11/14/03	Lecg Corp.	XPRT	Lehman Bros	UBS Securities; Lehman Brothers; Adams, Harknesss & Hill; Legg Mason Wood Walker	$ 17.00	200	Yes