<SEC-DOCUMENT>0000919574-14-006130.txt : 20141110
<SEC-HEADER>0000919574-14-006130.hdr.sgml : 20141110
<ACCEPTANCE-DATETIME>20141110171102
ACCESSION NUMBER:		0000919574-14-006130
CONFORMED SUBMISSION TYPE:	SC 13D/A
PUBLIC DOCUMENT COUNT:		1
FILED AS OF DATE:		20141110
DATE AS OF CHANGE:		20141110

SUBJECT COMPANY:	

	COMPANY DATA:	
		COMPANY CONFORMED NAME:			ROYCE FOCUS TRUST INC
		CENTRAL INDEX KEY:			0000825202
		IRS NUMBER:				592876580
		STATE OF INCORPORATION:			MD
		FISCAL YEAR END:			1231

	FILING VALUES:
		FORM TYPE:		SC 13D/A
		SEC ACT:		1934 Act
		SEC FILE NUMBER:	005-44423
		FILM NUMBER:		141209692

	BUSINESS ADDRESS:	
		STREET 1:		C/O ROYCE & ASSOCIATES, LLC
		STREET 2:		745 FIFTH AVENUE
		CITY:			NEW YORK
		STATE:			NY
		ZIP:			10151
		BUSINESS PHONE:		2125084578

	MAIL ADDRESS:	
		STREET 1:		C/O ROYCE & ASSOCIATES, LLC
		STREET 2:		745 FIFTH AVENUE
		CITY:			NEW YORK
		STATE:			NY
		ZIP:			10151

	FORMER COMPANY:	
		FORMER CONFORMED NAME:	ROYCE GLOBAL TRUST INC
		DATE OF NAME CHANGE:	19961203

	FORMER COMPANY:	
		FORMER CONFORMED NAME:	ALL SEASONS GLOBAL FUND INC
		DATE OF NAME CHANGE:	19950803

	FORMER COMPANY:	
		FORMER CONFORMED NAME:	AMERICAS ALL SEASON FUND INC
		DATE OF NAME CHANGE:	19920703

FILED BY:		

	COMPANY DATA:	
		COMPANY CONFORMED NAME:			GEORGE W WHITNEY
		CENTRAL INDEX KEY:			0001185838

	FILING VALUES:
		FORM TYPE:		SC 13D/A

	MAIL ADDRESS:	
		STREET 1:		C/O ROYCE & ASSOCIATES, LLC
		STREET 2:		745 FIFTH AVENUE
		CITY:			NEW YORK
		STATE:			NY
		ZIP:			10151
</SEC-HEADER>
<DOCUMENT>
<TYPE>SC 13D/A
<SEQUENCE>1
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<div style="FONT-SIZE: 10pt; FONT-FAMILY: ''Times New Roman'', Times, serif; FONT-WEIGHT: bold; TEXT-ALIGN: center; LINE-HEIGHT: 13.7pt">UNITED STATES</div>

<div style="FONT-SIZE: 10pt; FONT-FAMILY: ''Times New Roman'', Times, serif; FONT-WEIGHT: bold; TEXT-ALIGN: center; LINE-HEIGHT: 13.7pt">SECURITIES AND EXCHANGE COMMISSION</div>

<div style="FONT-SIZE: 10pt; FONT-FAMILY: ''Times New Roman'', Times, serif; FONT-WEIGHT: bold; TEXT-ALIGN: center; LINE-HEIGHT: 13.7pt">WASHINGTON, DC 20549</div>

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<div style="FONT-SIZE: 10pt; FONT-FAMILY: ''Times New Roman'', Times, serif; FONT-WEIGHT: bold; TEXT-ALIGN: center; LINE-HEIGHT: 13.7pt">SCHEDULE 13D</div>

<div style="FONT-SIZE: 10pt; FONT-FAMILY: ''Times New Roman'', Times, serif; TEXT-ALIGN: center; LINE-HEIGHT: 13.7pt">THE SECURITIES EXCHANGE ACT OF 1934</div>

<div style="FONT-SIZE: 10pt; FONT-FAMILY: ''Times New Roman'', Times, serif; TEXT-ALIGN: center; LINE-HEIGHT: 13.7pt">(Amendment No. 13)*</div>

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<div style="FONT-SIZE: 10pt; FONT-FAMILY: ''Times New Roman'', Times, serif; TEXT-ALIGN: center; LINE-HEIGHT: 13.7pt">Royce Focus Trust, Inc.</div>
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<div style="FONT-SIZE: 10pt; FONT-FAMILY: ''Times New Roman'', Times, serif; TEXT-ALIGN: center; LINE-HEIGHT: 13.7pt">Common Stock</div>
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<div style="FONT-SIZE: 10pt; FONT-FAMILY: ''Times New Roman'', Times, serif; TEXT-ALIGN: center; LINE-HEIGHT: 13.7pt">78080N108</div>
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<div style="FONT-SIZE: 10pt; FONT-FAMILY: ''Times New Roman'', Times, serif; TEXT-ALIGN: center; LINE-HEIGHT: 13.7pt">W. Whitney George, 745 Fifth Avenue, New York, New York 10151, (212) 508-4500</div>
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<div style="FONT-SIZE: 10pt; FONT-FAMILY: ''Times New Roman'', Times, serif; TEXT-ALIGN: center; LINE-HEIGHT: 13.7pt">Notices and Communications)</div>
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<div style="FONT-SIZE: 10pt; FONT-FAMILY: ''Times New Roman'', Times, serif; TEXT-ALIGN: center; LINE-HEIGHT: 13.7pt">November 10, 2014</div>
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<div style="FONT-SIZE: 10pt; FONT-FAMILY: ''Times New Roman'', Times, serif; TEXT-ALIGN: justify; LINE-HEIGHT: 13.7pt">If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of ss.240.13d-1(e), 240.13d&#8209;1(f) or 240.13d-1(g), check the following box [_].</div>

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<div style="FONT-SIZE: 10pt; FONT-FAMILY: ''Times New Roman'', Times, serif; TEXT-ALIGN: justify; LINE-HEIGHT: 13.7pt">*<font style="FONT-SIZE: 10pt; FONT-FAMILY: ''Times New Roman'', Times, serif; FONT-WEIGHT: bold">Note</font>: Six copies of this statement, including all exhibits, should be filed with the Commission.&#160; See Rule 13d-1(a) for other parties to whom copies are to be sent.</div>
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<div style="FONT-SIZE: 10pt; FONT-FAMILY: ''Times New Roman'', Times, serif; TEXT-ALIGN: left; LINE-HEIGHT: 13.7pt"><a name="_GoBack"><!--Anchor--></a>CUSIP No. <font style="FONT-SIZE: 10pt; FONT-FAMILY: ''Times New Roman'', Times, serif"><u>78080N108</u></font></div>
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<div style="FONT-SIZE: 10pt; FONT-FAMILY: ''Times New Roman'', Times, serif; TEXT-ALIGN: right; LINE-HEIGHT: 13.7pt">Page 2 of&#160;5 Pages</div>
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<div style="FONT-SIZE: 10pt; FONT-FAMILY: ''Times New Roman'', Times, serif; TEXT-ALIGN: left; LINE-HEIGHT: 13.7pt">1.</div>
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<div style="FONT-SIZE: 10pt; FONT-FAMILY: ''Times New Roman'', Times, serif; TEXT-ALIGN: left; LINE-HEIGHT: 13.7pt">NAME OF REPORTING PERSONS</div>
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<div style="FONT-SIZE: 10pt; FONT-FAMILY: ''Times New Roman'', Times, serif; TEXT-ALIGN: left; LINE-HEIGHT: 13.7pt">W. Whitney George</div>
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<div style="FONT-SIZE: 10pt; FONT-FAMILY: ''Times New Roman'', Times, serif; TEXT-ALIGN: left; LINE-HEIGHT: 13.7pt">CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP</div>
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<div style="FONT-SIZE: 10pt; FONT-FAMILY: ''Times New Roman'', Times, serif; TEXT-ALIGN: left; LINE-HEIGHT: 13.7pt">(a) [_]</div>
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<div style="FONT-SIZE: 10pt; FONT-FAMILY: ''Times New Roman'', Times, serif; TEXT-ALIGN: left; LINE-HEIGHT: 13.7pt">(b) [_]</div>
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<div style="FONT-SIZE: 10pt; FONT-FAMILY: ''Times New Roman'', Times, serif; TEXT-ALIGN: left; LINE-HEIGHT: 13.7pt">SEC USE ONLY</div>
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<div style="FONT-SIZE: 10pt; FONT-FAMILY: ''Times New Roman'', Times, serif; TEXT-ALIGN: left; LINE-HEIGHT: 13.7pt">SOURCE OF FUNDS</div>
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<div style="FONT-SIZE: 10pt; FONT-FAMILY: ''Times New Roman'', Times, serif; TEXT-ALIGN: left; LINE-HEIGHT: 13.7pt">5.</div>
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<div style="FONT-SIZE: 10pt; FONT-FAMILY: ''Times New Roman'', Times, serif; TEXT-ALIGN: left; LINE-HEIGHT: 13.7pt">CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)</div>
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<div style="FONT-SIZE: 10pt; FONT-FAMILY: ''Times New Roman'', Times, serif; TEXT-ALIGN: left; LINE-HEIGHT: 13.7pt"><font style="FONT-SIZE: 10pt; FONT-FAMILY: ''Times New Roman'', Times, serif"><br>
</font> &#160;&#160;&#160;&#160;&#160; [_]</div>
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<div style="FONT-SIZE: 10pt; FONT-FAMILY: ''Times New Roman'', Times, serif; TEXT-ALIGN: left; LINE-HEIGHT: 13.7pt">CITIZENSHIP OR PLACE OF ORGANIZATION</div>
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<div style="FONT-SIZE: 10pt; FONT-FAMILY: ''Times New Roman'', Times, serif; TEXT-ALIGN: left; LINE-HEIGHT: 13.7pt">U.S.A.</div>
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<div style="FONT-SIZE: 10pt; FONT-FAMILY: ''Times New Roman'', Times, serif; TEXT-ALIGN: left; LINE-HEIGHT: 13.7pt">NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH</div>
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<div style="FONT-SIZE: 10pt; FONT-FAMILY: ''Times New Roman'', Times, serif; TEXT-ALIGN: left; LINE-HEIGHT: 13.7pt">SOLE VOTING POWER</div>
</td>
<td style="WIDTH: 10.6%; VERTICAL-ALIGN: top">&#160;</td>
</tr>

<tr>
<td style="WIDTH: 8.12%; VERTICAL-ALIGN: top">&#160;</td>
<td style="WIDTH: 81.28%; VERTICAL-ALIGN: top">&#160;</td>
<td style="WIDTH: 10.6%; VERTICAL-ALIGN: top">&#160;</td>
</tr>

<tr>
<td style="WIDTH: 8.12%; VERTICAL-ALIGN: top">&#160;</td>
<td style="WIDTH: 81.28%; VERTICAL-ALIGN: top">
<div style="FONT-SIZE: 10pt; FONT-FAMILY: ''Times New Roman'', Times, serif; TEXT-ALIGN: left; LINE-HEIGHT: 13.7pt"><a name="OLE_LINK1"><!--Anchor--></a><a name="OLE_LINK2"><!--Anchor--></a>4,885,793</div>
</td>
<td style="WIDTH: 10.6%; VERTICAL-ALIGN: top">&#160;</td>
</tr>
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<div style="LINE-HEIGHT: 13.7pt"><br style="LINE-HEIGHT: 13.7pt">
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<table id="53f8541032e34bb6b7d883a1d7d2e169" style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman', Times, serif; WIDTH: 100%; BORDER-COLLAPSE: collapse" cellspacing="0" cellpadding="0">
<tr>
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<div style="FONT-SIZE: 10pt; FONT-FAMILY: ''Times New Roman'', Times, serif; TEXT-ALIGN: left; LINE-HEIGHT: 13.7pt">8.</div>
</td>
<td style="WIDTH: 81.28%; VERTICAL-ALIGN: top">
<div style="FONT-SIZE: 10pt; FONT-FAMILY: ''Times New Roman'', Times, serif; TEXT-ALIGN: left; LINE-HEIGHT: 13.7pt">SHARED VOTING POWER</div>
</td>
<td style="WIDTH: 10.6%; VERTICAL-ALIGN: top">&#160;</td>
</tr>

<tr>
<td style="WIDTH: 8.12%; VERTICAL-ALIGN: top">&#160;</td>
<td style="WIDTH: 81.28%; VERTICAL-ALIGN: top">&#160;</td>
<td style="WIDTH: 10.6%; VERTICAL-ALIGN: top">&#160;</td>
</tr>

<tr>
<td style="WIDTH: 8.12%; VERTICAL-ALIGN: top">&#160;</td>
<td style="WIDTH: 81.28%; VERTICAL-ALIGN: top">
<div style="FONT-SIZE: 10pt; FONT-FAMILY: ''Times New Roman'', Times, serif; TEXT-ALIGN: left; LINE-HEIGHT: 13.7pt">0</div>
</td>
<td style="WIDTH: 10.6%; VERTICAL-ALIGN: top">&#160;</td>
</tr>
</table>

<div style="LINE-HEIGHT: 13.7pt"><br style="LINE-HEIGHT: 13.7pt">
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<table id="91bdc893647d448c839725a4e714752c" style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman', Times, serif; WIDTH: 100%; BORDER-COLLAPSE: collapse" cellspacing="0" cellpadding="0">
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<td style="WIDTH: 8.12%; VERTICAL-ALIGN: top">
<div style="FONT-SIZE: 10pt; FONT-FAMILY: ''Times New Roman'', Times, serif; TEXT-ALIGN: left; LINE-HEIGHT: 13.7pt">9.</div>
</td>
<td style="WIDTH: 91.88%; VERTICAL-ALIGN: top" colspan="2">
<div style="FONT-SIZE: 10pt; FONT-FAMILY: ''Times New Roman'', Times, serif; TEXT-ALIGN: left; LINE-HEIGHT: 13.7pt">SOLE DISPOSITIVE POWER</div>
</td>
</tr>

<tr>
<td style="WIDTH: 8.12%; VERTICAL-ALIGN: top">&#160;</td>
<td style="WIDTH: 81.28%; VERTICAL-ALIGN: top">&#160;</td>
<td style="WIDTH: 10.6%; VERTICAL-ALIGN: top">&#160;</td>
</tr>

<tr>
<td style="WIDTH: 8.12%; VERTICAL-ALIGN: top">&#160;</td>
<td style="WIDTH: 81.28%; VERTICAL-ALIGN: top">
<div style="FONT-SIZE: 10pt; FONT-FAMILY: ''Times New Roman'', Times, serif; TEXT-ALIGN: left; LINE-HEIGHT: 13.7pt">4,885,793</div>
</td>
<td style="WIDTH: 10.6%; VERTICAL-ALIGN: top">&#160;</td>
</tr>
</table>

<div style="LINE-HEIGHT: 13.7pt"><br style="LINE-HEIGHT: 13.7pt">
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<table id="e4a72406e2594c6a8c71a7cf8f852c6c" style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman', Times, serif; WIDTH: 100%; BORDER-COLLAPSE: collapse" cellspacing="0" cellpadding="0">
<tr>
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<div style="FONT-SIZE: 10pt; FONT-FAMILY: ''Times New Roman'', Times, serif; TEXT-ALIGN: left; LINE-HEIGHT: 13.7pt">10.</div>
</td>
<td style="WIDTH: 81.28%; VERTICAL-ALIGN: top">
<div style="FONT-SIZE: 10pt; FONT-FAMILY: ''Times New Roman'', Times, serif; TEXT-ALIGN: left; LINE-HEIGHT: 13.7pt">SHARED DISPOSITIVE POWER</div>
</td>
<td style="WIDTH: 10.6%; VERTICAL-ALIGN: top">&#160;</td>
</tr>

<tr>
<td style="WIDTH: 8.12%; VERTICAL-ALIGN: top">&#160;</td>
<td style="WIDTH: 81.28%; VERTICAL-ALIGN: top">&#160;</td>
<td style="WIDTH: 10.6%; VERTICAL-ALIGN: top">&#160;</td>
</tr>

<tr>
<td style="WIDTH: 8.12%; VERTICAL-ALIGN: top">&#160;</td>
<td style="WIDTH: 81.28%; VERTICAL-ALIGN: top">
<div style="FONT-SIZE: 10pt; FONT-FAMILY: ''Times New Roman'', Times, serif; TEXT-ALIGN: left; LINE-HEIGHT: 13.7pt">0</div>
</td>
<td style="WIDTH: 10.6%; VERTICAL-ALIGN: top">&#160;</td>
</tr>
</table>

<div style="LINE-HEIGHT: 13.7pt">&#160;</div>

<table id="ac966c2b7d8145c2873f4a0d98fc63ee" style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman', Times, serif; WIDTH: 100%; BORDER-COLLAPSE: collapse" cellspacing="0" cellpadding="0">
<tr>
<td style="WIDTH: 8.12%; VERTICAL-ALIGN: top">
<div style="FONT-SIZE: 10pt; FONT-FAMILY: ''Times New Roman'', Times, serif; TEXT-ALIGN: left; LINE-HEIGHT: 13.7pt">11.</div>
</td>
<td style="WIDTH: 81.28%; VERTICAL-ALIGN: top">
<div style="FONT-SIZE: 10pt; FONT-FAMILY: ''Times New Roman'', Times, serif; TEXT-ALIGN: left; LINE-HEIGHT: 13.7pt">AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON</div>
</td>
<td style="WIDTH: 10.6%; VERTICAL-ALIGN: top">&#160;</td>
</tr>

<tr>
<td style="WIDTH: 8.12%; VERTICAL-ALIGN: top">&#160;</td>
<td style="WIDTH: 81.28%; VERTICAL-ALIGN: top">&#160;</td>
<td style="WIDTH: 10.6%; VERTICAL-ALIGN: top">&#160;</td>
</tr>

<tr>
<td style="WIDTH: 8.12%; VERTICAL-ALIGN: top">&#160;</td>
<td style="WIDTH: 81.28%; VERTICAL-ALIGN: top">
<div style="FONT-SIZE: 10pt; FONT-FAMILY: ''Times New Roman'', Times, serif; TEXT-ALIGN: left; LINE-HEIGHT: 13.7pt">4,885,793</div>
</td>
<td style="WIDTH: 10.6%; VERTICAL-ALIGN: top">&#160;</td>
</tr>
</table>

<div style="LINE-HEIGHT: 13.7pt"><br style="LINE-HEIGHT: 13.7pt">
</div>

<table id="f22df877812d402498127a88507695c7" style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman', Times, serif; WIDTH: 100%; BORDER-COLLAPSE: collapse" cellspacing="0" cellpadding="0">
<tr>
<td style="WIDTH: 8.12%; VERTICAL-ALIGN: top">
<div style="FONT-SIZE: 10pt; FONT-FAMILY: ''Times New Roman'', Times, serif; TEXT-ALIGN: left; LINE-HEIGHT: 13.7pt">12.</div>
</td>
<td style="WIDTH: 81.28%; VERTICAL-ALIGN: top">
<div style="FONT-SIZE: 10pt; FONT-FAMILY: ''Times New Roman'', Times, serif; TEXT-ALIGN: left; LINE-HEIGHT: 13.7pt">CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES</div>
</td>
<td style="WIDTH: 10.6%; VERTICAL-ALIGN: top">
<div style="FONT-SIZE: 10pt; FONT-FAMILY: ''Times New Roman'', Times, serif; TEXT-ALIGN: left; LINE-HEIGHT: 13.7pt"><font style="FONT-SIZE: 10pt; FONT-FAMILY: ''Times New Roman'', Times, serif"><br>
</font> &#160;&#160;&#160;&#160; [&#160;&#160;&#160;]</div>
</td>
</tr>
</table>

<div style="LINE-HEIGHT: 13.7pt"><br style="LINE-HEIGHT: 13.7pt">
</div>

<table id="62bafb3dbea540e5a8d05055bb1187ca" style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman', Times, serif; WIDTH: 100%; BORDER-COLLAPSE: collapse" cellspacing="0" cellpadding="0">
<tr>
<td style="WIDTH: 8.12%; VERTICAL-ALIGN: top">
<div style="FONT-SIZE: 10pt; FONT-FAMILY: ''Times New Roman'', Times, serif; TEXT-ALIGN: left; LINE-HEIGHT: 13.7pt">13.</div>
</td>
<td style="WIDTH: 81.28%; VERTICAL-ALIGN: top">
<div style="FONT-SIZE: 10pt; FONT-FAMILY: ''Times New Roman'', Times, serif; TEXT-ALIGN: left; LINE-HEIGHT: 13.7pt">PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)</div>
</td>
<td style="WIDTH: 10.6%; VERTICAL-ALIGN: top">&#160;</td>
</tr>

<tr>
<td style="WIDTH: 8.12%; VERTICAL-ALIGN: top">&#160;</td>
<td style="WIDTH: 81.28%; VERTICAL-ALIGN: top">&#160;</td>
<td style="WIDTH: 10.6%; VERTICAL-ALIGN: top">&#160;</td>
</tr>

<tr>
<td style="WIDTH: 8.12%; VERTICAL-ALIGN: top">&#160;</td>
<td style="WIDTH: 81.28%; VERTICAL-ALIGN: top">
<div style="FONT-SIZE: 10pt; FONT-FAMILY: ''Times New Roman'', Times, serif; TEXT-ALIGN: left; LINE-HEIGHT: 13.7pt">21.67%</div>
</td>
<td style="WIDTH: 10.6%; VERTICAL-ALIGN: top">&#160;</td>
</tr>
</table>

<div style="LINE-HEIGHT: 13.7pt"><br style="LINE-HEIGHT: 13.7pt">
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<table id="c37a2d258a09491b9daa31b9492654de" style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman', Times, serif; WIDTH: 100%; BORDER-COLLAPSE: collapse" cellspacing="0" cellpadding="0">
<tr>
<td style="WIDTH: 8.12%; VERTICAL-ALIGN: top">
<div style="FONT-SIZE: 10pt; FONT-FAMILY: ''Times New Roman'', Times, serif; TEXT-ALIGN: left; LINE-HEIGHT: 13.7pt">14.</div>
</td>
<td style="WIDTH: 81.28%; VERTICAL-ALIGN: top">
<div style="FONT-SIZE: 10pt; FONT-FAMILY: ''Times New Roman'', Times, serif; TEXT-ALIGN: left; LINE-HEIGHT: 13.7pt">TYPE OF REPORTING PERSON</div>
</td>
<td style="WIDTH: 10.6%; VERTICAL-ALIGN: top">&#160;</td>
</tr>

<tr>
<td style="WIDTH: 8.12%; VERTICAL-ALIGN: top">&#160;</td>
<td style="WIDTH: 81.28%; VERTICAL-ALIGN: top">&#160;</td>
<td style="WIDTH: 10.6%; VERTICAL-ALIGN: top">&#160;</td>
</tr>

<tr>
<td style="WIDTH: 8.12%; VERTICAL-ALIGN: top">&#160;</td>
<td style="WIDTH: 81.28%; VERTICAL-ALIGN: top">
<div style="FONT-SIZE: 10pt; FONT-FAMILY: ''Times New Roman'', Times, serif; TEXT-ALIGN: left; LINE-HEIGHT: 13.7pt">IN</div>
</td>
<td style="WIDTH: 10.6%; VERTICAL-ALIGN: top">&#160;</td>
</tr>

<tr>
<td style="WIDTH: 8.12%; VERTICAL-ALIGN: top; BORDER-BOTTOM-COLOR: ">&#160;</td>
<td style="WIDTH: 81.28%; VERTICAL-ALIGN: top; BORDER-BOTTOM-COLOR: ">&#160;</td>
<td style="WIDTH: 10.6%; VERTICAL-ALIGN: top; BORDER-BOTTOM-COLOR: ">&#160;</td>
</tr>
</table>

<div style="LINE-HEIGHT: 13.7pt"><br style="LINE-HEIGHT: 13.7pt">
 &#160;</div>

<div id="DSPFPageBreakArea" style="MARGIN-BOTTOM: 10pt; CLEAR: both; MARGIN-TOP: 10pt">
<hr id="DSPFPageBreak" style="BORDER-LEFT-WIDTH: 0px; HEIGHT: 2px; BORDER-RIGHT-WIDTH: 0px; WIDTH: 100%; BORDER-BOTTOM-WIDTH: 0px; PAGE-BREAK-AFTER: always; COLOR: #000000; CLEAR: both; MARGIN: 4px 0px; BORDER-TOP-WIDTH: 0px; BACKGROUND-COLOR: #000000" noshade="noshade">
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<div style="FONT-SIZE: 10pt; FONT-FAMILY: ''Times New Roman'', Times, serif; TEXT-ALIGN: left; LINE-HEIGHT: 13.7pt">&#160;</div>

<div style="LINE-HEIGHT: 13.7pt">
<table id="b294ae3b49534de5b014d9a23a59678d" style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman', Times, serif; WIDTH: 100%; BORDER-COLLAPSE: collapse" cellspacing="0" cellpadding="0">
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<div style="FONT-SIZE: 10pt; FONT-FAMILY: ''Times New Roman'', Times, serif; TEXT-ALIGN: left; LINE-HEIGHT: 13.7pt">CUSIP No. <font style="FONT-SIZE: 10pt; FONT-FAMILY: ''Times New Roman'', Times, serif"><u>78080N108</u></font></div>
</td>
<td style="WIDTH: 33.33%; VERTICAL-ALIGN: top">
<div style="FONT-SIZE: 10pt; FONT-FAMILY: ''Times New Roman'', Times, serif; TEXT-ALIGN: center; LINE-HEIGHT: 13.7pt">13D</div>
</td>
<td style="WIDTH: 33.33%; VERTICAL-ALIGN: top">
<div style="FONT-SIZE: 10pt; FONT-FAMILY: ''Times New Roman'', Times, serif; TEXT-ALIGN: right; LINE-HEIGHT: 13.7pt">Page&#160;3 of&#160;5 Pages</div>
</td>
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<div style="LINE-HEIGHT: 13.7pt">&#160;</div>

<div style="LINE-HEIGHT: 13.7pt">
<table id="f43cda78d16843f38cce441cb34a0207" style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman', Times, serif; WIDTH: 100%; BORDER-COLLAPSE: collapse" cellspacing="0" cellpadding="0">
<tr>
<td style="WIDTH: 11.14%; VERTICAL-ALIGN: top">
<div style="LINE-HEIGHT: 13.7pt">&#160;</div>

<div style="FONT-SIZE: 10pt; FONT-FAMILY: ''Times New Roman'', Times, serif; FONT-WEIGHT: bold; TEXT-ALIGN: left; LINE-HEIGHT: 13.7pt">Item 1.</div>
</td>
<td style="WIDTH: 84.44%; VERTICAL-ALIGN: top">
<div style="LINE-HEIGHT: 13.7pt">&#160;</div>

<div style="FONT-SIZE: 10pt; FONT-FAMILY: ''Times New Roman'', Times, serif; FONT-WEIGHT: bold; TEXT-ALIGN: left; LINE-HEIGHT: 13.7pt">Security and Issuer.</div>
</td>
<td style="WIDTH: 4.42%; VERTICAL-ALIGN: top">&#160;</td>
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<tr>
<td style="WIDTH: 11.14%; VERTICAL-ALIGN: top">&#160;</td>
<td style="WIDTH: 84.44%; VERTICAL-ALIGN: top"></td>
<td style="WIDTH: 4.42%; VERTICAL-ALIGN: top"></td>
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<tr>
<td style="WIDTH: 11.14%; VERTICAL-ALIGN: top; BORDER-BOTTOM: #000000 2px solid">&#160;</td>
<td style="WIDTH: 84.44%; VERTICAL-ALIGN: top; BORDER-BOTTOM: #000000 2px solid">
<div style="FONT-SIZE: 10pt; FONT-FAMILY: ''Times New Roman'', Times, serif; TEXT-ALIGN: justify; LINE-HEIGHT: 13.7pt">The title and class of equity securities to which this statement relates is Common Stock.</div>

<div style="LINE-HEIGHT: 13.7pt">&#160;</div>

<div style="FONT-SIZE: 10pt; FONT-FAMILY: ''Times New Roman'', Times, serif; TEXT-ALIGN: justify; LINE-HEIGHT: 13.7pt">The name and address of the principal executive offices of the Issuer are:</div>

<div style="LINE-HEIGHT: 13.7pt">&#160;</div>

<div style="FONT-SIZE: 10pt; FONT-FAMILY: ''Times New Roman'', Times, serif; TEXT-ALIGN: justify; LINE-HEIGHT: 13.7pt">Royce Focus Trust, Inc.</div>

<div style="FONT-SIZE: 10pt; FONT-FAMILY: ''Times New Roman'', Times, serif; TEXT-ALIGN: justify; LINE-HEIGHT: 13.7pt">745 Fifth Avenue</div>

<div style="FONT-SIZE: 10pt; FONT-FAMILY: ''Times New Roman'', Times, serif; TEXT-ALIGN: justify; LINE-HEIGHT: 13.7pt">New York, New York 10151</div>
</td>
<td style="WIDTH: 4.42%; VERTICAL-ALIGN: top; BORDER-BOTTOM: #000000 2px solid"></td>
</tr>
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<div style="LINE-HEIGHT: 13.7pt">&#160;</div>

<div style="LINE-HEIGHT: 13.7pt">
<div style="LINE-HEIGHT: 13.7pt">
<table id="35f75b839a9f4598a303061c013c011e" style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman', Times, serif; WIDTH: 100%; BORDER-COLLAPSE: collapse" cellspacing="0" cellpadding="0">
<tr>
<td style="WIDTH: 11.14%; VERTICAL-ALIGN: top">
<div style="LINE-HEIGHT: 13.7pt">&#160;</div>

<div style="FONT-SIZE: 10pt; FONT-FAMILY: ''Times New Roman'', Times, serif; FONT-WEIGHT: bold; TEXT-ALIGN: left; LINE-HEIGHT: 13.7pt">Item 2.</div>
</td>
<td style="WIDTH: 84.44%; VERTICAL-ALIGN: top">
<div style="LINE-HEIGHT: 13.7pt">&#160;</div>

<div style="FONT-SIZE: 10pt; FONT-FAMILY: ''Times New Roman'', Times, serif; FONT-WEIGHT: bold; TEXT-ALIGN: left; LINE-HEIGHT: 13.7pt">Identity and Background.</div>
</td>
<td style="WIDTH: 4.42%; VERTICAL-ALIGN: top">&#160;</td>
</tr>
</table>
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<div style="LINE-HEIGHT: 13.7pt">&#160;</div>
</div>

<div style="LINE-HEIGHT: 13.7pt">
<table id="06b809e1920a49c4a35d7b8f3ac81fd3" style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman', Times, serif; WIDTH: 100%; BORDER-COLLAPSE: collapse" cellspacing="0" cellpadding="0">
<tr>
<td style="WIDTH: 7.05%; VERTICAL-ALIGN: top">&#160;</td>
<td style="WIDTH: 4.13%; VERTICAL-ALIGN: top">
<div style="FONT-SIZE: 10pt; FONT-FAMILY: ''Times New Roman'', Times, serif; TEXT-ALIGN: justify; LINE-HEIGHT: 13.7pt">(a)</div>
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<td style="WIDTH: 83.87%; VERTICAL-ALIGN: top">
<div style="FONT-SIZE: 10pt; FONT-FAMILY: ''Times New Roman'', Times, serif; TEXT-ALIGN: justify; LINE-HEIGHT: 13.7pt">The name of the person filing this statement is W. Whitney George.</div>
</td>
<td style="WIDTH: 5.84%; VERTICAL-ALIGN: top">&#160;</td>
</tr>

<tr>
<td style="WIDTH: 7.05%; VERTICAL-ALIGN: top">&#160;</td>
<td style="WIDTH: 4.13%; VERTICAL-ALIGN: top">&#160;</td>
<td style="WIDTH: 83.87%; VERTICAL-ALIGN: top">&#160;</td>
<td style="WIDTH: 5.84%; VERTICAL-ALIGN: top">&#160;</td>
</tr>

<tr>
<td style="WIDTH: 7.05%; VERTICAL-ALIGN: top">&#160;</td>
<td style="WIDTH: 4.13%; VERTICAL-ALIGN: top">
<div style="FONT-SIZE: 10pt; FONT-FAMILY: ''Times New Roman'', Times, serif; TEXT-ALIGN: justify; LINE-HEIGHT: 13.7pt">(b)</div>
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<div style="FONT-SIZE: 10pt; FONT-FAMILY: ''Times New Roman'', Times, serif; TEXT-ALIGN: justify; LINE-HEIGHT: 13.7pt">Mr. George's business address is 745 Fifth Avenue, New York, New York 10151.</div>
</td>
<td style="WIDTH: 5.84%; VERTICAL-ALIGN: top">&#160;</td>
</tr>

<tr style="HEIGHT: 17px">
<td style="WIDTH: 7.05%; VERTICAL-ALIGN: top">&#160;</td>
<td style="WIDTH: 4.13%; VERTICAL-ALIGN: top">&#160;</td>
<td style="WIDTH: 83.87%; VERTICAL-ALIGN: top">&#160;</td>
<td style="WIDTH: 5.84%; VERTICAL-ALIGN: top">&#160;</td>
</tr>

<tr>
<td style="WIDTH: 7.05%; VERTICAL-ALIGN: top">&#160;</td>
<td style="WIDTH: 4.13%; VERTICAL-ALIGN: top">
<div style="FONT-SIZE: 10pt; FONT-FAMILY: ''Times New Roman'', Times, serif; TEXT-ALIGN: justify; LINE-HEIGHT: 13.7pt">(c)</div>
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<div style="FONT-SIZE: 10pt; FONT-FAMILY: ''Times New Roman'', Times, serif; TEXT-ALIGN: justify; LINE-HEIGHT: 13.7pt">Mr. George is Managing Director and Vice President of Royce &amp; Associates, LLC ("Royce"), a registered investment adviser whose clients include the Issuer and other registered investment companies.&#160; He is a Director and Vice President of the Issuer and such other investment companies.&#160; These companies are located at 745 Fifth Avenue, New York, New York 10151.</div>

<div style="FONT-SIZE: 10pt; FONT-FAMILY: ''Times New Roman'', Times, serif; TEXT-ALIGN: justify; LINE-HEIGHT: 13.7pt">&#160;</div>
</td>
<td style="WIDTH: 5.84%; VERTICAL-ALIGN: top">&#160;</td>
</tr>

<tr>
<td style="WIDTH: 7.05%; VERTICAL-ALIGN: top">&#160;</td>
<td style="WIDTH: 4.13%; VERTICAL-ALIGN: top">
<div style="FONT-SIZE: 10pt; FONT-FAMILY: ''Times New Roman'', Times, serif; TEXT-ALIGN: justify; LINE-HEIGHT: 13.7pt">(d)</div>
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<td style="WIDTH: 83.87%; VERTICAL-ALIGN: top">
<div style="FONT-SIZE: 10pt; FONT-FAMILY: ''Times New Roman'', Times, serif; TEXT-ALIGN: justify; LINE-HEIGHT: 13.7pt">Not applicable.</div>

<div style="FONT-SIZE: 10pt; FONT-FAMILY: ''Times New Roman'', Times, serif; TEXT-ALIGN: justify; LINE-HEIGHT: 13.7pt">&#160;</div>
</td>
<td style="WIDTH: 5.84%; VERTICAL-ALIGN: top">&#160;</td>
</tr>

<tr>
<td style="WIDTH: 7.05%; VERTICAL-ALIGN: top">&#160;</td>
<td style="WIDTH: 4.13%; VERTICAL-ALIGN: top">
<div style="FONT-SIZE: 10pt; FONT-FAMILY: ''Times New Roman'', Times, serif; TEXT-ALIGN: justify; LINE-HEIGHT: 13.7pt">(e)</div>
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<td style="WIDTH: 83.87%; VERTICAL-ALIGN: top">
<div style="FONT-SIZE: 10pt; FONT-FAMILY: ''Times New Roman'', Times, serif; TEXT-ALIGN: justify; LINE-HEIGHT: 13.7pt">Not applicable.</div>

<div style="LINE-HEIGHT: 13.7pt">&#160;</div>
</td>
<td style="WIDTH: 5.84%; VERTICAL-ALIGN: top">&#160;</td>
</tr>

<tr>
<td style="WIDTH: 7.05%; VERTICAL-ALIGN: top">&#160;</td>
<td style="WIDTH: 4.13%; VERTICAL-ALIGN: top">
<div style="FONT-SIZE: 10pt; FONT-FAMILY: ''Times New Roman'', Times, serif; TEXT-ALIGN: justify; LINE-HEIGHT: 13.7pt">(f)</div>
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<div style="FONT-SIZE: 10pt; FONT-FAMILY: ''Times New Roman'', Times, serif; TEXT-ALIGN: justify; LINE-HEIGHT: 13.7pt">Mr. George is a citizen of the United States.</div>
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<td style="WIDTH: 5.84%; VERTICAL-ALIGN: top">&#160;</td>
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<tr>
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<div style="FONT-SIZE: 10pt; FONT-FAMILY: ''Times New Roman'', Times, serif; FONT-WEIGHT: bold; TEXT-ALIGN: left; LINE-HEIGHT: 13.7pt">Item 3.</div>
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<div style="FONT-SIZE: 10pt; FONT-FAMILY: ''Times New Roman'', Times, serif; FONT-WEIGHT: bold; TEXT-ALIGN: left; LINE-HEIGHT: 13.7pt">Source and Amount of Funds or Other Consideration.</div>
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<div style="FONT-SIZE: 10pt; FONT-FAMILY: ''Times New Roman'', Times, serif; COLOR: #000000; TEXT-ALIGN: justify; LINE-HEIGHT: 13.7pt">There have been no changes since the last Schedule 13D filing.</div>
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<div style="FONT-SIZE: 10pt; FONT-FAMILY: ''Times New Roman'', Times, serif; TEXT-ALIGN: left; LINE-HEIGHT: 13.7pt">CUSIP No. <font style="FONT-SIZE: 10pt; FONT-FAMILY: ''Times New Roman'', Times, serif"><u>78080N108</u></font></div>
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<div style="FONT-SIZE: 10pt; FONT-FAMILY: ''Times New Roman'', Times, serif; TEXT-ALIGN: center; LINE-HEIGHT: 13.7pt">13D</div>
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<div style="FONT-SIZE: 10pt; FONT-FAMILY: ''Times New Roman'', Times, serif; TEXT-ALIGN: right; LINE-HEIGHT: 13.7pt">Page&#160;4 of&#160;5 Pages</div>
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<div style="FONT-SIZE: 10pt; FONT-FAMILY: ''Times New Roman'', Times, serif; FONT-WEIGHT: bold; TEXT-ALIGN: left; LINE-HEIGHT: 13.7pt">Item 4.</div>
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<div style="FONT-SIZE: 10pt; FONT-FAMILY: ''Times New Roman'', Times, serif; FONT-WEIGHT: bold; TEXT-ALIGN: left; LINE-HEIGHT: 13.7pt">Purpose of Transaction.</div>
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<div style="FONT-SIZE: 10pt; FONT-FAMILY: ''Times New Roman'', Times, serif; TEXT-ALIGN: justify; LINE-HEIGHT: 13.7pt">Mr. George purchased the shares of the Issuer's Common Stock as an investment for his own account.</div>

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<div style="FONT-SIZE: 10pt; FONT-FAMILY: ''Times New Roman'', Times, serif; TEXT-ALIGN: justify; LINE-HEIGHT: 13.7pt">Mr. George currently acts as the Issuer's portfolio manager and is an employee of Royce.&#160;&#160; In December, the Issuer's Board of Directors plan to meet in order to consider approving a new investment advisory agreement (the "Agreement") with Sprott Asset Management, a Toronto based alternative asset manager ("Sprott").&#160; If approved, Mr. George will continue as the Issuer's portfolio manager following his departure from employment with Royce.&#160; The Issuer would then seek shareholders' approval of the Agreement as required by Section 13 of the Investment Company Act of 1940.&#160; During this transition, Mr. George will continue as an employee of Royce and as the Issuer's portfolio manager.&#160; After the transition, Mr. George will become an employee of Sprott and continue as the Issuer's portfolio manager.</div>

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<div style="FONT-SIZE: 10pt; FONT-FAMILY: ''Times New Roman'', Times, serif; TEXT-ALIGN: justify; LINE-HEIGHT: 13.7pt">Except as set forth above, Mr. George does not have any present plan or proposal, which would relate to or result in any of the matters set forth in subparagraphs (a) - (j) of Item 4 of Schedule 13D except as set forth herein or such as would occur upon completion of any of the actions discussed above.&#160; Mr. George reserves the right, at a later date, to effect one or more of such changes or transactions in the number of Common Stock they may be deemed to beneficially own.</div>
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<div style="FONT-SIZE: 10pt; FONT-FAMILY: ''Times New Roman'', Times, serif; FONT-WEIGHT: bold; TEXT-ALIGN: left; LINE-HEIGHT: 13.7pt">Item 5.</div>
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<div style="FONT-SIZE: 10pt; FONT-FAMILY: ''Times New Roman'', Times, serif; FONT-WEIGHT: bold; TEXT-ALIGN: left; LINE-HEIGHT: 13.7pt">Interest in Securities of the Issuer.</div>
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<div style="FONT-SIZE: 10pt; FONT-FAMILY: ''Times New Roman'', Times, serif; TEXT-ALIGN: left; LINE-HEIGHT: 13.7pt">(a)</div>
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<div style="FONT-SIZE: 10pt; FONT-FAMILY: ''Times New Roman'', Times, serif; TEXT-ALIGN: justify; LINE-HEIGHT: 13.7pt">Mr. George had sole investment and voting discretion over 4,885,793 shares or 21.67% of the Issuer's outstanding Common Stock as of November 10, 2014.</div>

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<div style="FONT-SIZE: 10pt; FONT-FAMILY: ''Times New Roman'', Times, serif; TEXT-ALIGN: left; LINE-HEIGHT: 13.7pt">(b)</div>
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<div style="FONT-SIZE: 10pt; FONT-FAMILY: ''Times New Roman'', Times, serif; TEXT-ALIGN: justify; LINE-HEIGHT: 13.7pt">Mr. George has sole voting and sole dispositive powers as to all of the shares shown in Item 5(a) above.</div>

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<div style="FONT-SIZE: 10pt; FONT-FAMILY: ''Times New Roman'', Times, serif; TEXT-ALIGN: left; LINE-HEIGHT: 13.7pt">(c)</div>
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<div style="FONT-SIZE: 10pt; FONT-FAMILY: ''Times New Roman'', Times, serif; TEXT-ALIGN: justify; LINE-HEIGHT: 13.7pt">Since the most recent Schedule 13D filing filed on October 3, 2014, Mr. George has not effected any transactions of the Issuer that were not previously reported on any Schedule 13D filings.</div>

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<div style="FONT-SIZE: 10pt; FONT-FAMILY: ''Times New Roman'', Times, serif; FONT-WEIGHT: bold; TEXT-ALIGN: left; LINE-HEIGHT: 13.7pt">Item 6.</div>
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<div style="FONT-SIZE: 10pt; FONT-FAMILY: ''Times New Roman'', Times, serif; FONT-WEIGHT: bold; TEXT-ALIGN: left; LINE-HEIGHT: 13.7pt">Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer.</div>
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<div style="FONT-SIZE: 10pt; FONT-FAMILY: ''Times New Roman'', Times, serif; TEXT-ALIGN: justify; LINE-HEIGHT: 13.7pt">Not applicable.</div>
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<div style="FONT-SIZE: 10pt; FONT-FAMILY: ''Times New Roman'', Times, serif; FONT-WEIGHT: bold; TEXT-ALIGN: left; LINE-HEIGHT: 13.7pt">Item 7.</div>
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<div style="FONT-SIZE: 10pt; FONT-FAMILY: ''Times New Roman'', Times, serif; FONT-WEIGHT: bold; TEXT-ALIGN: left; LINE-HEIGHT: 13.7pt">Material to be Filed as Exhibits.</div>
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<div style="FONT-SIZE: 10pt; FONT-FAMILY: ''Times New Roman'', Times, serif; TEXT-ALIGN: left; LINE-HEIGHT: 13.7pt">Not applicable.</div>
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<div style="FONT-SIZE: 10pt; FONT-FAMILY: ''Times New Roman'', Times, serif; TEXT-ALIGN: left; LINE-HEIGHT: 13.7pt">CUSIP No. <font style="FONT-SIZE: 10pt; FONT-FAMILY: ''Times New Roman'', Times, serif"><u>78080N108</u></font></div>
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<div style="FONT-SIZE: 10pt; FONT-FAMILY: ''Times New Roman'', Times, serif; TEXT-ALIGN: center; LINE-HEIGHT: 13.7pt">13D</div>
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<div style="FONT-SIZE: 10pt; FONT-FAMILY: ''Times New Roman'', Times, serif; FONT-WEIGHT: bold; TEXT-ALIGN: center; LINE-HEIGHT: 13.7pt">SIGNATURE</div>

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<div style="FONT-SIZE: 10pt; FONT-FAMILY: ''Times New Roman'', Times, serif; TEXT-ALIGN: justify; LINE-HEIGHT: 13.7pt; TEXT-INDENT: 36pt">After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.</div>

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<div style="FONT-SIZE: 10pt; FONT-FAMILY: ''Times New Roman'', Times, serif; TEXT-ALIGN: center; LINE-HEIGHT: 12.55pt">November 10, 2014</div>
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<div style="FONT-SIZE: 10pt; FONT-FAMILY: ''Times New Roman'', Times, serif; TEXT-ALIGN: left; LINE-HEIGHT: 12.55pt">By:</div>
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<div style="FONT-SIZE: 10pt; FONT-FAMILY: ''Times New Roman'', Times, serif; TEXT-ALIGN: left; LINE-HEIGHT: 12.55pt">/s/ W. Whitney George</div>
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<div style="FONT-SIZE: 10pt; FONT-FAMILY: ''Times New Roman'', Times, serif; TEXT-ALIGN: left; LINE-HEIGHT: 12.55pt">(Signature)</div>
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<div style="FONT-SIZE: 10pt; FONT-FAMILY: ''Times New Roman'', Times, serif; TEXT-ALIGN: left; LINE-HEIGHT: 12.55pt">&#160;&#160;&#160;&#160;&#160;W. Whitney George</div>
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<div style="FONT-SIZE: 10pt; FONT-FAMILY: ''Times New Roman'', Times, serif; TEXT-ALIGN: left; LINE-HEIGHT: 13.7pt">Attention:&#160; Intentional misstatements or omissions of fact constitute Federal criminal violations (see 18 U.S.C. 1001).</div>

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