true 0001538847 0001538847 2021-11-30 2021-11-30 0001538847 dei:BusinessContactMember 2021-11-30 2021-11-30 0001538847 2021-11-30 xbrli:shares
 


 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
 
FORM 40-F/A
--11-30 FY 2021
(AMENDMENT NO. 1)
[Check one]
 
REGISTRATION STATEMENT PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934
 
OR
 
ANNUAL REPORT PURSUANT TO SECTION 13(A) OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934
 
For the fiscal year ended November 30, 2021
Commission File Number 001-39566
 
GoldMining Inc.
(Exact name of Registrant as specified in its charter)
 
Canada
(Province or other jurisdiction of incorporation or organization)
 
1040
(Primary Standard Industrial Classification Code Number (if applicable))
 
Not Applicable
(I.R.S. Employer
Identification Number (if applicable))
 
Suite 1830, 1030 West Georgia Street
Vancouver, British Columbia, V6E 2Y3 Canada
(604) 630-1000
(Address and telephone number of Registrant’s principal executive offices)
 
C T Corporation System
28 Liberty Street
New York, New York 10005
(212) 894-8940
 
(Name, address (including zip code) and telephone number (including area code)
of agent for service in the United States)
 
Securities registered or to be registered pursuant to Section 12(b) of the Act:
 
Title of each class
Trading Symbol(s)
Name of each exchange on which registered
Common shares
GLDG
NYSE American
 
Securities registered or to be registered pursuant to Section 12(g) of the Act: None.
 
Securities for which there is a reporting obligation pursuant to Section 15(d) of the Act: None.
 
 

 
 
For annual reports, indicate by check mark the information filed with this Form:
 
 
Annual information form
Audited annual financial statements
 
Indicate the number of outstanding shares of each of the issuer’s classes of capital or common stock as of the close of the period covered by the annual report: 150,242,110
 
Indicate by check mark whether the Registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Exchange Act during the preceding 12 months (or for such shorter period that the Registrant was required to file such reports) and (2) has been subject to such filing requirements for the past 90 days.
 
 
Yes      ☒
No      ☐
 
 
Indicate by check mark whether the registrant has submitted electronically every Interactive Data File required to be submitted pursuant to Rule 405 of Regulation S-T (§232.405 of this chapter) during the preceding 12 months (or for such shorter period that the registrant was required to submit such files).
 
 
Yes      ☒
No      ☐
 
 
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 12b-2 of the Exchange Act.
 
Emerging growth company      
 
If an emerging growth company that prepares its financial statements in accordance with U.S. GAAP, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards† provided pursuant to Section 13(a) of the Exchange Act. 
 
† The term “new or revised financial accounting standard” refers to any update issued by the Financial Accounting Standards Board to its Accounting Standards Codification after April 5, 2012.
 
Indicate by check mark whether the registrant has filed a report on and attestation to its management’s assessment of the effectiveness of its internal control over financial reporting under Section 404(b) of the Sarbanes-Oxley Act (15 U.S.C. 7262(b)) by the registered public accounting firm that prepared or issued its audit report. 
 


 
 

 
 
EXPLANATORY NOTE
 
This Amendment No. 1 to the Annual Report on Form 40-F (“Amendment No. 1”) amends the Annual Report on Form 40-F of GoldMining Inc. (the “Company”) for the year ended November 30, 2021, which was originally filed with the U.S. Securities and Exchange Commission on February 28, 2022 (the “Original Report”). This Amendment No. 1 is being filed solely to include the qualified person consents from Robert E. Cameron, Joseph A. Kantor, Mauricio Castañeda, Porfirio Cabaleiro Rodriguez, and Leonardo de Moraes Soares, filed as exhibits 99.10 – 99.14, respectively, to this Amendment No. 1.
 
Other than as discussed above and expressly set forth herein, this Amendment No. 1 does not, and does not purport to, amend or restate any other information contained in the Original Report nor does this Amendment No. 1 reflect any events that have occurred after the Original Report was filed. Accordingly, this Amendment No. 1 should be read in conjunction with the Original Report.
 
Pursuant to Rule 12b-15 under the Securities Exchange Act of 1934, this Amendment No. 1 also includes as exhibits the certifications of the Principal Executive Officer and Principal Financial Officer of the Company pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. As no financial statements have been included in this Amendment No. 1 and this Amendment No. 1 does not contain or amend any disclosure with respect to Items 307 and 308 of Regulation S-K (or the equivalent disclosure requirement in Form 40-F), paragraphs 3, 4, and 5 have been omitted from such certifications. The Company is not including certifications pursuant to Section 1350 of Chapter 63 of Title 18 of the United States Code (18 U.S.C. 1350) as no financial statements are being filed with this Amendment No. 1.
 
 

 
 
SIGNATURES
 
Pursuant to the requirements of the Exchange Act, the Company certifies that it meets all of the requirements for filing on Form 40-F and has duly caused this Amendment No. 1 to be signed on its behalf by the undersigned, thereto duly authorized.
 
 
GOLDMINING INC.
   
   
 
By:
/s/ Pat Obara
 
Name:
Pat Obara
 
Title:
Chief Financial Officer
 
Date:
March 1, 2022
 
 

 
 
EXHIBIT INDEX
 
Exhibit
No.
 
Description
 
     
99.1**
 
Annual Information Form for the fiscal year ended November 30, 2021
     
99.2**
 
Management’s Discussion and Analysis for the fiscal year ended November 30, 2021
     
99.3**
 
Consolidated Financial Statements for the fiscal years ended November 30, 2021 and 2020
     
99.4*
 
Certificate of Chief Executive Officer required by Rule 13a-14(a) or Rule 15d-14(a), pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
     
99.5*
 
Certificate of Chief Financial Officer required by Rule 13a-14(a) or Rule 15d-14(a), pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
     
99.6**
 
Certificate of Chief Executive Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002
     
99.7**
 
Certificate of Chief Financial Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002
     
99.8**
 
Consent of PricewaterhouseCoopers LLP
     
99.9**
 
Consent of Paulo Pereira
     
99.10*
 
Consent of Robert E. Cameron
     
99.11*
 
Consent of Joseph A. Kantor
     
99.12*
 
Consent of Mauricio Castañeda
     
99.13*
 
Consent of Porfirio Cabaleiro Rodriguez
     
99.14*
 
Consent of Leonardo de Moraes Soares
     
99.15**
 
Consent of Arthur Barnes
     
99.16**
 
Consent of Sue Bird
     
99.17**
 
Consent of Kirsten Girdner
     
99.18**
 
Consent of Scott E. Wilson
     
99.19**
 
Consent of Paul Hosford
     
99.20**
 
Consent of Michael Cole
     
101.INS
 
Inline XBRL Instance Document
     
101.SCH
 
Inline XBRL Taxonomy Extension Schema
     
101.CAL
 
Inline XBRL Taxonomy Calculation Linkbase
     
101.LAB
 
Inline XBRL Taxonomy Extension Labels Linkbase
     
101.PRE
 
Inline XBRL Taxonomy Extension Presentation Linkbase
     
101.DEF
 
Inline XBRL Taxonomy Extension Definition Document
     
104
 
Cover Page Interactive Data File (embedded within the Inline XBRL and contained in Exhibit 101)
 
* Filed herewith.
** Filed as an exhibit to the Original Report.