10-Q/A 1 v352811_10q-a.htm FORM 10-Q/A

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 10-Q/A

Amendment No. 1

QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

For the quarter ended June 30, 2013

Commission file number: 001-13337

STONERIDGE, INC.

(Exact name of registrant as specified in its charter)

Ohio | 34-1598949
(State or other jurisdiction of | (I.R.S. Employer
incorporation or organization) | Identification No.)

9400 East Market Street, Warren, Ohio | 44484
(Address of principal executive offices) | (Zip Code)

(330) 856-2443

Registrant’s telephone number, including area code

Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. x Yes o No

Indicate by check mark whether the registrant has submitted electronically and posted on its corporate website, if any, every Interactive Data File required to be submitted and posted pursuant to Rule 405 of Regulation S-T (§232.405 of this chapter) during the preceding 12 months (or for such shorter period that the registrant was required to submit and post such files). x Yes o No

Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, or a non-accelerated filer. See definition of “large accelerated filer,” “accelerated filer” and “smaller reporting company” in Rule 12b-2 of the Exchange Act.

Large accelerated filer o | Accelerated filer x | Non-accelerated filer o | Smaller reporting company o
|  | (Do not check if a smaller reporting company) |

Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Act). o Yes x No

The number of Common Shares, without par value, outstanding as of July 26, 2013 was 28,487,015.

EXPLANATORY NOTE

Stoneridge, Inc. is filing this Amendment No. 1 on Form 10-Q/A to amend the Quarterly Report on Form 10-Q for the quarter ended June 30, 2013, which was filed with the Securities and Exchange Commission on August 2, 2013 (the ''Original Form 10-Q Filing''), for the sole purpose of correcting a clerical error on the cover page of the number of Common Shares, without par value, outstanding as of July 26, 2013. The number of Common Shares outstanding on July 26, 2013 of 28,487,015 remained the same number of Common Shares outstanding as of June 30, 2013. There have been no other changes to the Original Form 10-Q Filing other than the change described above.

This Form 10-Q/A should be read in conjunction with the Original Form 10-Q Filing, continues to speak as of the date of the Original Form 10-Q Filing, and does not modify or update disclosures in the Original Form 10-Q Filing except as noted above. Accordingly, this Form 10-Q/A does not reflect events occurring after the Original Form 10-Q Filing date.

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

| STONERIDGE, INC.
Date: August 13, 2013 | /s/ John C. Corey
| John C. Corey President and Chief Executive Officer
| (Principal Executive Officer)
Date: August 13, 2013 | /s/ George E. Strickler
| George E. Strickler
| Executive Vice President, Chief Financial Officer and Treasurer
| (Principal Financial and Accounting Officer)