<SEC-DOCUMENT>0001144204-19-029208.txt : 20190531
<SEC-HEADER>0001144204-19-029208.hdr.sgml : 20190531
<ACCEPTANCE-DATETIME>20190531151841
ACCESSION NUMBER:		0001144204-19-029208
CONFORMED SUBMISSION TYPE:	SD
PUBLIC DOCUMENT COUNT:		2
<RULE>
<RULE-NAME>13p-1
<ITEM>
<ITEM-NUMBER>1.01
<ITEM-PERIOD>20181231
</ITEM>
<ITEM>
<ITEM-NUMBER>1.02
<ITEM-PERIOD>20181231
</ITEM>
</RULE>
FILED AS OF DATE:		20190531
DATE AS OF CHANGE:		20190531

FILER:

	COMPANY DATA:	
		COMPANY CONFORMED NAME:			STONERIDGE INC
		CENTRAL INDEX KEY:			0001043337
		STANDARD INDUSTRIAL CLASSIFICATION:	MOTOR VEHICLE PARTS & ACCESSORIES [3714]
		IRS NUMBER:				341598949
		STATE OF INCORPORATION:			OH
		FISCAL YEAR END:			1231

	FILING VALUES:
		FORM TYPE:		SD
		SEC ACT:		1934 Act
		SEC FILE NUMBER:	001-13337
		FILM NUMBER:		19870140

	BUSINESS ADDRESS:	
		STREET 1:		39675 MACKENZIE DRIVE
		STREET 2:		SUITE 400
		CITY:			NOVI
		STATE:			MI
		ZIP:			48377
		BUSINESS PHONE:		2484899300

	MAIL ADDRESS:	
		STREET 1:		39675 MACKENZIE DRIVE
		STREET 2:		SUITE 400
		CITY:			NOVI
		STATE:			MI
		ZIP:			48377
</SEC-HEADER>
<DOCUMENT>
<TYPE>SD
<SEQUENCE>1
<FILENAME>tv522754_sd.htm
<DESCRIPTION>FORM SD
<TEXT>
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<P STYLE="margin: 0">&nbsp;</P>

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<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: center">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: center"><B>UNITED STATES</B></P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: center"><B>SECURITIES AND EXCHANGE COMMISSION</B></P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: center"><B>Washington, D.C. 20549</B></P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: center"><B>&nbsp;</B></P>

<P STYLE="font: bold 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: center">FORM SD</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: center"><B>Specialized Disclosure Report</B></P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: center"><B>&nbsp;&nbsp;</B></P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: center"><B>&nbsp;</B></P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: center"><FONT STYLE="font-size: 14pt"><B><U>STONERIDGE,
INC.</U></B></FONT></P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: center"><I>(Exact name of registrant as specified
in its charter)</I></P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: center"><B>&nbsp;</B></P>

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    <TD STYLE="width: 33%; font: bold 10pt Times New Roman, Times, Serif; padding-bottom: 1pt; text-align: center"><U>Ohio</U></TD><TD STYLE="width: 1%; font: bold 10pt Times New Roman, Times, Serif; padding-bottom: 1pt; text-align: center">&nbsp;</TD>
    <TD STYLE="width: 33%; font: bold 10pt Times New Roman, Times, Serif; padding-bottom: 1pt; text-align: center"><U>001 -133371</U></TD><TD STYLE="width: 1%; font: bold 10pt Times New Roman, Times, Serif; padding-bottom: 1pt; text-align: center">&nbsp;</TD>
    <TD STYLE="width: 32%; font: bold 10pt Times New Roman, Times, Serif; padding-bottom: 1pt; text-align: center"><U>34-1598949</U></TD></TR>
<TR STYLE="vertical-align: bottom">
    <TD STYLE="font: italic 10pt Times New Roman, Times, Serif; text-align: center">(State or other jurisdiction of</TD><TD STYLE="font: italic 10pt Times New Roman, Times, Serif; text-align: center">&nbsp;</TD>
    <TD STYLE="font: italic 10pt Times New Roman, Times, Serif; text-align: center">(Commission file number)</TD><TD STYLE="font: italic 10pt Times New Roman, Times, Serif; text-align: center">&nbsp;</TD>
    <TD STYLE="font: italic 10pt Times New Roman, Times, Serif; text-align: center">(I.R.S. Employer Identification No.)</TD></TR>
<TR STYLE="vertical-align: bottom">
    <TD STYLE="font: italic 10pt Times New Roman, Times, Serif; text-align: center">incorporation or organization)</TD><TD STYLE="text-align: center">&nbsp;</TD>
    <TD STYLE="text-align: center">&nbsp;</TD><TD STYLE="text-align: center">&nbsp;</TD>
    <TD STYLE="text-align: center">&nbsp;</TD></TR>
</TABLE>


<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0"><B>&nbsp;</B></P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0"><B>&nbsp;</B></P>

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<TR STYLE="vertical-align: bottom">
    <TD STYLE="width: 67%; font: bold 10pt Times New Roman, Times, Serif; text-align: center; padding-bottom: 1pt"><U>39675 Mackenzie
    Drive, Suite 400, Novi, Michigan</U></TD><TD STYLE="width: 1%; font: bold 10pt Times New Roman, Times, Serif; padding-bottom: 1pt; text-align: center">&nbsp;</TD>
    <TD STYLE="width: 32%; font: bold 10pt Times New Roman, Times, Serif; text-align: center; padding-bottom: 1pt"><U>48377</U></TD></TR>
<TR STYLE="vertical-align: bottom">
    <TD STYLE="font: italic 10pt Times New Roman, Times, Serif; text-align: center">(Address of principal executive offices)</TD><TD STYLE="font: italic 10pt Times New Roman, Times, Serif; text-align: center">&nbsp;</TD>
    <TD STYLE="font: italic 10pt Times New Roman, Times, Serif; text-align: center">(Zip Code)</TD></TR>
</TABLE>


<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: center"><B><U>Robert R. Krakowiak (248) 489-9300</U></B></P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: center">Name and telephone number including area
code of person to contact with this report</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">&nbsp;&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0 0pt 0.25in">Check the appropriate box to indicate the rule pursuant
to which this form is being filed, and provide the period to which the information in this form applies:</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">&nbsp;</P>

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<TD STYLE="width: 0in"></TD><TD STYLE="width: 0.25in; text-align: left"><FONT STYLE="font-family: Wingdings">&#120;</FONT></TD><TD STYLE="text-align: justify"><FONT STYLE="font-size: 10pt">Rule 13p-1 under the Securities
Exchange Act (17 CFR 240.13p-1) for the reporting period from January 1 to December 31, 2018.</FONT></TD>
</TR></TABLE>


<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">&nbsp;</P>

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<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0"></P>

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<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0"><B><U>Section 1 - Conflict Mineral Disclosure</U></B></P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0 0pt 1.45pt"><B>&nbsp;</B></P>

<TABLE CELLPADDING="0" CELLSPACING="0" WIDTH="100%" STYLE="font: 10pt Times New Roman, Times, Serif; margin-top: 0pt; margin-bottom: 0pt"><TR STYLE="vertical-align: top">
<TD STYLE="width: 0"></TD><TD STYLE="width: 0.75in"><B>Item 1.01</B></TD><TD><B>Conflict Minerals Disclosure and Report</B></TD></TR></TABLE>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">Stoneridge, Inc. (the &ldquo;Company&rdquo;) evaluated the product
lines in its three reportable segments, and in good faith determined that some products it manufactured or contracted to manufacture
in 2018 contained tantalum, tin, tungsten and/or gold, as defined by paragraph (d)(3) of Item 1.01 of Form SD, (collectively &ldquo;Conflict
Minerals&rdquo;). These Conflict Minerals are necessary to the functionality or production of some Company products.</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">The Company conducted a reasonable good faith country of origin
inquiry regarding Conflict Minerals included in parts sourced from our suppliers to determine whether these Conflict Minerals originated
in the Democratic Republic of the Congo or an adjoining country, as defined by paragraph (d)(1) of Item 1.01 of Form SD, or arose
from recycled or scrap sources. The Company has exercised due diligence on the source and chain of custody of its Conflict Minerals
that conforms to the Organisation for Economic Cooperation and Development (&ldquo;OECD&rdquo;) Due Diligence Framework for Responsible
Supply Chains of Minerals from Conflict-Affected and High-Risk Areas.</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">In accordance with paragraph (c) of Item 1.01 of Form SD, the
Company&rsquo;s Conflict Minerals Report (&ldquo;CMR&rdquo;) for the reporting period January 1, 2018 to December 31, 2018 is provided
as Exhibit 1.01 hereto.</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">The CMR and Company&rsquo;s Conflict Minerals Policy is publicly
available at http://investors.stoneridge.com/investors/corporate_governance/governance-documents/.</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">&nbsp;</P>

<TABLE CELLPADDING="0" CELLSPACING="0" WIDTH="100%" STYLE="font: 10pt Times New Roman, Times, Serif; margin-top: 0pt; margin-bottom: 0pt"><TR STYLE="vertical-align: top">
<TD STYLE="width: 0"></TD><TD STYLE="width: 0.75in"><B>Item 1.02</B></TD><TD><B>Exhibit</B></TD></TR></TABLE>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">A copy of the Company&rsquo;s CMR as required by Item 1.01 is
filed as Exhibit 1.01 hereto.</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0"><B><U>Section 2 - Exhibits</U></B></P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">&nbsp;</P>

<TABLE CELLPADDING="0" CELLSPACING="0" WIDTH="100%" STYLE="font: 10pt Times New Roman, Times, Serif; margin-top: 0pt; margin-bottom: 0pt"><TR STYLE="vertical-align: top">
<TD STYLE="width: 0"></TD><TD STYLE="width: 0.75in"><B>Item 2.01</B></TD><TD><B>Exhibits</B></TD></TR></TABLE>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">&nbsp;</P>

<TABLE CELLPADDING="0" CELLSPACING="0" STYLE="font: 10pt Times New Roman, Times, Serif; margin-top: 0; margin-bottom: 0; width: 100%"><TR STYLE="vertical-align: top; text-align: justify">
<TD STYLE="width: 0in"></TD><TD STYLE="width: 0.75in; text-align: left"><A HREF="tv522754_ex1-01.htm" STYLE="-sec-extract: exhibit">1.01</A></TD><TD STYLE="text-align: justify"><A HREF="tv522754_ex1-01.htm" STYLE="-sec-extract: exhibit">Conflict Minerals Report as required by Items 1.01 and
1.02 of this Form SD.</A></TD>
</TR></TABLE>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; color: blue"></P>

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<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0"><B>&nbsp;</B></P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: center"><B>SIGNATURE</B></P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: center">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">Pursuant to the requirements of the Securities Exchange Act
of 1934, the registrant has duly caused this report to be signed on its behalf by the duly authorized undersigned.</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">&nbsp;</P>



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<TR STYLE="vertical-align: top">
    <TD STYLE="width: 50%; padding: 0; text-indent: 0"><FONT STYLE="font-size: 10pt">&nbsp;</FONT></TD>
    <TD STYLE="width: 30%; padding: 0; text-indent: 0"><FONT STYLE="font-size: 10pt"><B>Stoneridge, Inc.</B></FONT></TD>
    <TD STYLE="width: 20%"><FONT STYLE="font-size: 10pt">&nbsp;</FONT></TD></TR>
<TR STYLE="vertical-align: top">
    <TD STYLE="padding: 0; text-indent: 0"><FONT STYLE="font-size: 10pt">&nbsp;</FONT></TD>
    <TD STYLE="padding: 0; text-indent: 0"><FONT STYLE="font-size: 10pt">&nbsp;</FONT></TD>
    <TD><FONT STYLE="font-size: 10pt">&nbsp;</FONT></TD></TR>
<TR STYLE="vertical-align: top">
    <TD STYLE="padding: 0; text-indent: 0"><FONT STYLE="font-size: 10pt">Date: May 31, 2019</FONT></TD>
    <TD STYLE="padding: 0; text-indent: 0; border-bottom: Black 1pt solid"><FONT STYLE="font-size: 10pt">/s/ Robert R. Krakowiak</FONT></TD>
    <TD><FONT STYLE="font-size: 10pt">&nbsp;</FONT></TD></TR>
<TR STYLE="vertical-align: top">
    <TD STYLE="padding: 0; text-indent: 0"><FONT STYLE="font-size: 10pt">&nbsp;</FONT></TD>
    <TD COLSPAN="2" STYLE="padding: 0; text-indent: 0"><FONT STYLE="font-size: 10pt">Robert R. Krakowiak, Executive Vice President,</FONT></TD></TR>
<TR STYLE="vertical-align: top">
    <TD STYLE="padding: 0; text-indent: 0"></TD>
    <TD STYLE="padding: 0; text-indent: 0"><FONT STYLE="font-size: 10pt">Chief Financial Officer and Treasurer</FONT></TD>
    <TD><FONT STYLE="font-size: 10pt">&nbsp;</FONT></TD></TR>
<TR STYLE="vertical-align: top">
    <TD STYLE="padding: 0; text-indent: 0"></TD>
    <TD STYLE="padding: 0; text-indent: 0"><FONT STYLE="font-size: 10pt">(Principal Financial Officer)</FONT></TD>
    <TD><FONT STYLE="font-size: 10pt">&nbsp;</FONT></TD></TR>
</TABLE>


<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">&nbsp;&nbsp;</P>


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<DOCUMENT>
<TYPE>EX-1.01
<SEQUENCE>2
<FILENAME>tv522754_ex1-01.htm
<DESCRIPTION>EXHIBIT 1.01
<TEXT>
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<P STYLE="margin: 0">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: right"><B>Exhibit 1.01</B></P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: center"><B>Stoneridge, Inc.</B></P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: center"><B>Conflict Minerals Report</B></P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: center"><B>For the Year Ended December 31, 2018</B></P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: center">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">This Conflict Minerals Report (&ldquo;CMR&rdquo;) is filed as
Exhibit 1.01 to the Form SD for the year ended December 31, 2018 by Stoneridge, Inc. and its subsidiaries (collectively, the &ldquo;Company&rdquo;
or &ldquo;we&rdquo;) to comply with Rule 13p-1 under the Securities Exchange Act of 1934, as amended (&ldquo;Conflict Minerals
Rule&rdquo;) and 1.01(c) of Form SD. The Conflict Minerals Rule was adopted by the Securities and Exchange Commission (&ldquo;SEC&rdquo;)
to implement reporting and disclosure requirements related to Conflict Minerals as directed by Section 1502 Dodd-Frank Wall Street
Reform and Consumer Protection Act of 2010 (&ldquo;Dodd-Frank Act&rdquo;). The Conflict Minerals Rule imposes certain reporting
obligations on SEC registrants whose manufactured products contain conflict minerals which are necessary to the functionality or
production of their products. Conflict Minerals have been defined as tin, tantalum, tungsten and gold. The Company is committed
to complying with the requirements regarding the use of Conflict Minerals under Section 1502 of the Dodd-Frank Act and the related
rules issued by the SEC.</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">If a SEC registrant can establish that the Conflict Minerals
originated from sources other than the Democratic Republic of the Congo or certain adjoining countries (the &ldquo;Covered Countries&rdquo;)
or from recycled or scrap sources, it must submit a Form SD which describes the reasonable country of origin inquiry completed
by the SEC registrant. If a SEC registrant has reason to believe that any of the Conflict Minerals in its supply chain may have
originated in any of the Covered Countries, or if it is unable to determine the country of origin of those Conflict Minerals, then
the SEC registrant must exercise due diligence on the Conflict Minerals&rsquo; source and chain of custody.</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">&nbsp;</P>

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<TD STYLE="width: 0"></TD><TD STYLE="width: 0.25in">1.</TD><TD>COMPANY OVERVIEW</TD></TR></TABLE>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">The Company is a global designer and manufacturer of highly
engineered electrical and electronic components, modules and systems primarily for the automotive, commercial, off-highway, motorcycle
and agricultural vehicle markets. Our products and systems are critical elements in the management of mechanical and electrical
systems to improve overall vehicle performance, convenience and monitoring in areas such as emissions control, fuel efficiency,
safety, security and infotainment. The Company&rsquo;s business and products are more fully described on the Company&rsquo;s public
website (www.stoneridge.com).</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">This CMR relates to the process undertaken by the Company with
respect to its products that were manufactured or contracted to be manufactured during calendar year 2018 that may contain Conflict
Minerals. Assessing the commercial vehicle and automotive industry supply chain is a complex, interdependent undertaking. As a
result, we rely on our direct suppliers to provide the Company with information about the source of Conflict Minerals contained
in their parts/products and their downstream supplier products.</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">The following is a list of our products for which source of
origin information was solicited from our Company&rsquo;s suppliers regarding Conflict Minerals content or Conflict Minerals use
in products, components or parts supplied to the Company:</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0 0pt 13.7pt">sensors, switches, valves, actuators, electronic
instrument clusters and control units, driver information systems, camera-based vision systems, vehicle security alarms and convenience
accessories, vehicle tracking devices, in-vehicle audio and video devices</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0 0pt 13.7pt">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0 0pt 13.7pt"></P>

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<TD STYLE="width: 0"></TD><TD STYLE="width: 0.25in"><FONT STYLE="text-transform: uppercase">2.</FONT></TD><TD><FONT STYLE="text-transform: uppercase">determinATIOn oF products likely to contain conflict minerals</FONT></TD></TR></TABLE>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">The Company has determined that Conflict Minerals necessary
to the functionality or production of its products were likely present in some products, components or parts purchased from our
suppliers.</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">&nbsp;</P>

<TABLE CELLPADDING="0" CELLSPACING="0" WIDTH="100%" STYLE="font: 10pt Times New Roman, Times, Serif; margin-top: 0pt; margin-bottom: 0pt"><TR STYLE="vertical-align: top">
<TD STYLE="width: 0"></TD><TD STYLE="width: 0.25in">3.</TD><TD>REASONABLE COUNTRY OF ORIGIN INQUIRY</TD></TR></TABLE>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">The Company does not purchase Conflict Minerals directly from
smelters or mines in the Covered Countries, but purchases parts and components from suppliers that may contain Conflict Minerals,
and therefore is several levels removed from the actual mining and smelting of Conflict Minerals. After our initial assessment
that some supplier parts likely contain Conflict Minerals, we conducted a reasonable country of origin inquiry (&ldquo;RCOI&rdquo;)
to determine which products, components or parts purchased by the Company contain Conflict Minerals and whether such Conflict Minerals
originated in the Covered Countries.</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">We rely on our direct suppliers to provide information on the
origin of the Conflict Minerals contained in components and materials supplied to us, including sources of Conflict Minerals that
are supplied to them from other suppliers. We engaged iPoint to contact each of our suppliers (whose products had the potential
to contain Conflict Minerals), using the iPoint Conflict Minerals Platform (&ldquo;iPCMP&rdquo;), and asked them to provide information
on (1) whether Conflict Minerals were present in the products, components or parts purchased from that supplier, (2) whether the
source of the Conflict Minerals was from the Covered Countries and (3) if so, information about the smelters or refiners who directly
purchased the Conflict Minerals in their supply chain and specific due diligence measures performed thereon. The tools used to
conduct this survey were the Conflict Minerals Reporting Template (&ldquo;CMRT&rdquo;) developed by the Responsible Minerals Initiative
(&ldquo;RMI&rdquo;) and the iPCMP. The due diligence framework used to support our reasonable country of origin inquiry, our outreach
and data review process and our conclusions are discussed below in this Conflict Minerals Report.</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">&nbsp;</P>

<TABLE CELLPADDING="0" CELLSPACING="0" WIDTH="100%" STYLE="font: 10pt Times New Roman, Times, Serif; margin-top: 0pt; margin-bottom: 0pt"><TR STYLE="vertical-align: top">
<TD STYLE="width: 0"></TD><TD STYLE="width: 0.25in">4.</TD><TD>MANAGEMENT SYSTEMS AND DUE DILIGENCE FRAMEWORK</TD></TR></TABLE>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">The Company designed its due diligence framework to conform
with the five-step framework provided by The Organisation for Economic Co-operation and Development (&ldquo;OECD&rdquo;) Due Diligence
Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas, an internationally recognized due
diligence framework.</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">&nbsp;</P>

<TABLE CELLPADDING="0" CELLSPACING="0" WIDTH="100%" STYLE="font: 10pt Times New Roman, Times, Serif; margin-top: 0pt; margin-bottom: 0pt"><TR STYLE="vertical-align: top">
<TD STYLE="width: 9pt"></TD><TD STYLE="width: 18pt">A.</TD><TD>Establish Strong Company Management Systems</TD></TR></TABLE>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">&nbsp;</P>

<TABLE CELLPADDING="0" CELLSPACING="0" WIDTH="100%" STYLE="font: 10pt Times New Roman, Times, Serif; margin-top: 0pt; margin-bottom: 0pt"><TR STYLE="vertical-align: top">
<TD STYLE="width: 27pt"></TD><TD STYLE="width: 18pt"><FONT STYLE="font-family: Symbol">&middot;</FONT></TD><TD>The Company identified a cross functional management team consisting of representatives from Procurement, Legal and Finance
functions to oversee the Conflict Mineral program.</TD></TR></TABLE>

<P STYLE="margin-top: 0pt; margin-bottom: 0pt; font: 10pt Times New Roman, Times, Serif">&nbsp;</P>

<TABLE CELLPADDING="0" CELLSPACING="0" WIDTH="100%" STYLE="font: 10pt Times New Roman, Times, Serif; margin-top: 0pt; margin-bottom: 0pt"><TR STYLE="vertical-align: top">
<TD STYLE="width: 27pt"></TD><TD STYLE="width: 18pt"><FONT STYLE="font-family: Symbol">&middot;</FONT></TD><TD>The Company has adopted a Conflict Minerals policy, which is available on our website: http://investors.stoneridge.com/investors/corporate_governance/governance-documents/.</TD></TR></TABLE>

<P STYLE="margin-top: 0pt; margin-bottom: 0pt; font: 10pt Times New Roman, Times, Serif">&nbsp;</P>

<TABLE CELLPADDING="0" CELLSPACING="0" WIDTH="100%" STYLE="font: 10pt Times New Roman, Times, Serif; margin-top: 0pt; margin-bottom: 0pt"><TR STYLE="vertical-align: top">
<TD STYLE="width: 27pt"></TD><TD STYLE="width: 18pt"><FONT STYLE="font-family: Symbol">&middot;</FONT></TD><TD>The Company distributed communications by way of training/educational materials and/or contract provisions to its supply chain
informing suppliers of their obligation for reporting and disclosure of Conflict Minerals.</TD></TR></TABLE>

<P STYLE="margin-top: 0pt; margin-bottom: 0pt; font: 10pt Times New Roman, Times, Serif">&nbsp;</P>

<TABLE CELLPADDING="0" CELLSPACING="0" WIDTH="100%" STYLE="font: 10pt Times New Roman, Times, Serif; margin-top: 0pt; margin-bottom: 0pt"><TR STYLE="vertical-align: top">
<TD STYLE="width: 27pt"></TD><TD STYLE="width: 18pt"><FONT STYLE="font-family: Symbol">&middot;</FONT></TD><TD>The Company also leveraged the work performed by industry working groups to assist with interpretation and execution to the
Dodd-Frank Act and OECD Due Diligence Framework.</TD></TR></TABLE>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0"></P>

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<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">&nbsp;</P>

<TABLE CELLPADDING="0" CELLSPACING="0" STYLE="width: 100%; font: 10pt Times New Roman, Times, Serif; margin-top: 0pt; margin-bottom: 0pt"><TR STYLE="vertical-align: top; text-align: justify">
<TD STYLE="width: 9pt"></TD><TD STYLE="width: 18pt; text-align: left"><FONT STYLE="font-size: 10pt">B.</FONT></TD><TD STYLE="text-align: justify"><FONT STYLE="font-size: 10pt">Identify and Assess Risks
in Our Supply Chain</FONT></TD>
</TR></TABLE>


<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">&nbsp;</P>

<TABLE CELLPADDING="0" CELLSPACING="0" WIDTH="100%" STYLE="font: 10pt Times New Roman, Times, Serif; margin-top: 0pt; margin-bottom: 0pt"><TR STYLE="vertical-align: top">
<TD STYLE="width: 27pt"></TD><TD STYLE="width: 18pt"><FONT STYLE="font-family: Symbol">&middot;</FONT></TD><TD>Based upon the size and complexity of our supply base, the various markets we participate in, and the number of products we
provide, we took a supplier centric approach for inquiry based upon the nature of the material supplied and the likelihood of Conflict
Mineral content.</TD></TR></TABLE>

<P STYLE="margin-top: 0pt; margin-bottom: 0pt; font: 10pt Times New Roman, Times, Serif">&nbsp;</P>

<TABLE CELLPADDING="0" CELLSPACING="0" WIDTH="100%" STYLE="font: 10pt Times New Roman, Times, Serif; margin-top: 0pt; margin-bottom: 0pt"><TR STYLE="vertical-align: top">
<TD STYLE="width: 27pt"></TD><TD STYLE="width: 18pt"><FONT STYLE="font-family: Symbol">&middot;</FONT></TD><TD>Because the Company does not purchase Conflict Minerals directly from smelters or mines, the Company relies on our suppliers,
whose components may contain Conflict Minerals, to provide us with information about the source of Conflict Minerals contained
in the components supplied to us. Many of our direct suppliers are similarly reliant upon information provided by their suppliers.</TD></TR></TABLE>

<P STYLE="margin-top: 0pt; margin-bottom: 0pt; font: 10pt Times New Roman, Times, Serif">&nbsp;</P>

<TABLE CELLPADDING="0" CELLSPACING="0" WIDTH="100%" STYLE="font: 10pt Times New Roman, Times, Serif; margin-top: 0pt; margin-bottom: 0pt"><TR STYLE="vertical-align: top">
<TD STYLE="width: 27pt"></TD><TD STYLE="width: 18pt"><FONT STYLE="font-family: Symbol">&middot;</FONT></TD><TD>The Company leveraged the RMI CMRT and iPCMP to conduct our inquiry and gather information for our due diligence efforts.</TD></TR></TABLE>

<P STYLE="margin-top: 0pt; margin-bottom: 0pt; font: 10pt Times New Roman, Times, Serif">&nbsp;</P>

<TABLE CELLPADDING="0" CELLSPACING="0" WIDTH="100%" STYLE="font: 10pt Times New Roman, Times, Serif; margin-top: 0pt; margin-bottom: 0pt"><TR STYLE="vertical-align: top">
<TD STYLE="width: 27pt"></TD><TD STYLE="width: 18pt"><FONT STYLE="font-family: Symbol">&middot;</FONT></TD><TD>The Company evaluated all supplier responses, with particular emphasis on those with responses identified as high-risk.</TD></TR></TABLE>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0 0pt 0.5in">&nbsp;</P>

<TABLE CELLPADDING="0" CELLSPACING="0" STYLE="width: 100%; font: 10pt Times New Roman, Times, Serif; margin-top: 0pt; margin-bottom: 0pt"><TR STYLE="vertical-align: top; text-align: justify">
<TD STYLE="width: 9pt"></TD><TD STYLE="width: 18pt; text-align: left"><FONT STYLE="font-size: 10pt">C.</FONT></TD><TD STYLE="text-align: justify"><FONT STYLE="font-size: 10pt">Design and Implement a
Strategy to Respond to Identified Risks</FONT></TD>
</TR></TABLE>


<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">&nbsp;</P>

<TABLE CELLPADDING="0" CELLSPACING="0" WIDTH="100%" STYLE="font: 10pt Times New Roman, Times, Serif; margin-top: 0pt; margin-bottom: 0pt"><TR STYLE="vertical-align: top">
<TD STYLE="width: 27pt"></TD><TD STYLE="width: 18pt"><FONT STYLE="font-family: Symbol">&middot;</FONT></TD><TD>The Company designed a risk mitigation and corrective action plan through which the due diligence activities have been performed.</TD></TR></TABLE>

<P STYLE="margin-top: 0pt; margin-bottom: 0pt; font: 10pt Times New Roman, Times, Serif">&nbsp;</P>

<TABLE CELLPADDING="0" CELLSPACING="0" WIDTH="100%" STYLE="font: 10pt Times New Roman, Times, Serif; margin-top: 0pt; margin-bottom: 0pt"><TR STYLE="vertical-align: top">
<TD STYLE="width: 27pt"></TD><TD STYLE="width: 18pt"><FONT STYLE="font-family: Symbol">&middot;</FONT></TD><TD>The Company performed periodic management tracking of supplier responses or lack thereof.</TD></TR></TABLE>

<P STYLE="margin-top: 0pt; margin-bottom: 0pt; font: 10pt Times New Roman, Times, Serif">&nbsp;</P>

<TABLE CELLPADDING="0" CELLSPACING="0" WIDTH="100%" STYLE="font: 10pt Times New Roman, Times, Serif; margin-top: 0pt; margin-bottom: 0pt"><TR STYLE="vertical-align: top">
<TD STYLE="width: 27pt"></TD><TD STYLE="width: 18pt"><FONT STYLE="font-family: Symbol">&middot;</FONT></TD><TD>Unresponsive suppliers or inadequate responses were addressed utilizing follow-up communications.</TD></TR></TABLE>

<P STYLE="margin-top: 0pt; margin-bottom: 0pt; font: 10pt Times New Roman, Times, Serif">&nbsp;</P>

<TABLE CELLPADDING="0" CELLSPACING="0" WIDTH="100%" STYLE="font: 10pt Times New Roman, Times, Serif; margin-top: 0pt; margin-bottom: 0pt"><TR STYLE="vertical-align: top">
<TD STYLE="width: 27pt"></TD><TD STYLE="width: 18pt"><FONT STYLE="font-family: Symbol">&middot;</FONT></TD><TD>The Company evaluated responses and assessed smelter information provided against the RMI conflict-free smelters lists.</TD></TR></TABLE>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">&nbsp;</P>

<TABLE CELLPADDING="0" CELLSPACING="0" STYLE="width: 100%; font: 10pt Times New Roman, Times, Serif; margin-top: 0pt; margin-bottom: 0pt"><TR STYLE="vertical-align: top; text-align: justify">
<TD STYLE="width: 9pt"></TD><TD STYLE="width: 18pt; text-align: left"><FONT STYLE="font-size: 10pt">D.</FONT></TD><TD STYLE="text-align: justify"><FONT STYLE="font-size: 10pt">Perform Independent Third-party
Audit of Smelter/Refinery Due Diligence Practices</FONT></TD>
</TR></TABLE>


<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">&nbsp;</P>

<TABLE CELLPADDING="0" CELLSPACING="0" WIDTH="100%" STYLE="font: 10pt Times New Roman, Times, Serif; margin-top: 0pt; margin-bottom: 0pt"><TR STYLE="vertical-align: top">
<TD STYLE="width: 28.65pt"></TD><TD STYLE="width: 17.15pt"><FONT STYLE="font-family: Symbol">&middot;</FONT></TD><TD>The Company does not have a direct relationship with Conflict Minerals smelters and refiners, and therefore has not performed
audits of these entities within its supply chain. However, the Company supports audits conducted by third parties by urging our
suppliers to gather information from their suppliers in order to accurately complete the CMRT.</TD></TR></TABLE>

<P STYLE="margin-top: 0pt; margin-bottom: 0pt; font: 10pt Times New Roman, Times, Serif">&nbsp;</P>

<TABLE CELLPADDING="0" CELLSPACING="0" WIDTH="100%" STYLE="font: 10pt Times New Roman, Times, Serif; margin-top: 0pt; margin-bottom: 0pt"><TR STYLE="vertical-align: top">
<TD STYLE="width: 28.65pt"></TD><TD STYLE="width: 17.15pt"><FONT STYLE="font-family: Symbol">&middot;</FONT></TD><TD>The Company relies upon industry-wide efforts to encourage smelters to be audited and to provide certifications through RMI&rsquo;s
Responsible Minerals Assurance Process (&ldquo;RMAP&rdquo;) and tracks which smelters have been audited via RMI.</TD></TR></TABLE>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">&nbsp;</P>

<TABLE CELLPADDING="0" CELLSPACING="0" STYLE="width: 100%; font: 10pt Times New Roman, Times, Serif; margin-top: 0pt; margin-bottom: 0pt"><TR STYLE="vertical-align: top; text-align: justify">
<TD STYLE="width: 9pt"></TD><TD STYLE="width: 18pt; text-align: left">E.</TD><TD STYLE="text-align: justify">Report Annually on Supply Chain Due Diligence</TD>
</TR></TABLE>

<P STYLE="text-align: justify; font: 10pt Times New Roman, Times, Serif; margin-top: 0pt; margin-bottom: 0pt">&nbsp;</P>

<TABLE CELLPADDING="0" CELLSPACING="0" STYLE="width: 100%; font: 10pt Times New Roman, Times, Serif; margin-top: 0pt; margin-bottom: 0pt"><TR STYLE="vertical-align: top; text-align: justify">
<TD STYLE="width: 28.65pt"></TD><TD STYLE="width: 17.15pt; text-align: left"><FONT STYLE="font-family: Symbol">&middot;</FONT></TD><TD STYLE="text-align: justify">In compliance with SEC rules, as directed by the Dodd-Frank
Act, the Company files a Form SD and this Conflict Minerals Report with the SEC by May 31 of each year, covering the period of
the prior calendar year, and makes these documents available on our website.</TD>
</TR></TABLE>



<P STYLE="font: 10pt Times New Roman, Times, Serif; margin-top: 0pt; margin-bottom: 0pt">&nbsp;</P>


<TABLE CELLPADDING="0" CELLSPACING="0" STYLE="font: 10pt Times New Roman, Times, Serif; margin-top: 0; margin-bottom: 0; width: 100%"><TR STYLE="vertical-align: top; text-align: justify">
<TD STYLE="width: 0in"></TD><TD STYLE="width: 0.25in; text-align: left">5.</TD><TD STYLE="text-align: justify">RESULTS OF REASONABLE COUNTRY OF ORIGIN INQUIRY EFFORTS</TD>
</TR></TABLE>



<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">For the calendar year 2018, the Company contacted 332 suppliers,
some numerous times, to provide RCOI information and received acceptable responses from 88.6% of them.</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-indent: 45.8pt">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">Based on the information provided by our suppliers, the Company
believes the smelters and refiners that may have been used to produce Conflict Minerals in the Company&rsquo;s products include
those listed in Item 7.</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">&nbsp;</P>

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<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">&nbsp;</P>

<TABLE CELLPADDING="0" CELLSPACING="0" WIDTH="100%" STYLE="font: 10pt Times New Roman, Times, Serif; margin-top: 0pt; margin-bottom: 0pt"><TR STYLE="vertical-align: top">
<TD STYLE="width: 0"></TD><TD STYLE="width: 0.25in">6.</TD><TD>STEPS TAKEN TO MITIGATE RISK</TD></TR></TABLE>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0"><FONT STYLE="font-family: Times New Roman, Times, Serif">The
Company will continually work towards a conflict mineral-free supply chain. In 2019, the Company became a member of the Responsible
Minerals Initiative in order to enhance its due diligence framework. The Company regularly evaluates its due diligence program.
In particular, the Company annually reviews the criteria used to select suppliers for inquiry and engages with our suppliers to
identify the Conflict Minerals used within its supply chain, as well as the origin and chain of custody of those Conflict Minerals.
The Company will continue to educate and train suppliers and encourage them to adopt their own Conflict Minerals program. The Company
will also continue to </FONT>communicate to its suppliers who have not satisfied our due diligence requests to provide complete
and accurate responses and <FONT STYLE="font-family: Times New Roman, Times, Serif">to perform due diligence procedures on their
suppliers as well as promote that each of the smelters and refiners within their supply chain be certified. Finally, to the extent
any Company supplier is found to be using not-yet-validated smelters and refiners within its supply chain, the Company intends
to engage that supplier and re-communicate our requirement for suppliers to commit that parts supplied to the Company </FONT>shall
not be derived from sources that finance or benefit armed groups in the Covered Countries.</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">&nbsp;</P>

<TABLE CELLPADDING="0" CELLSPACING="0" WIDTH="100%" STYLE="font: 10pt Times New Roman, Times, Serif; margin-top: 0pt; margin-bottom: 0pt"><TR STYLE="vertical-align: top">
<TD STYLE="width: 0"></TD><TD STYLE="width: 0.25in">7.</TD><TD STYLE="text-align: justify">SMELTER/REFINER INFORMATION AND COUNTRY OF ORIGIN</TD></TR></TABLE>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0 0pt 0.25in; text-align: justify">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">We believe that, to the extent reasonably determinable, the
facilities that were used to process the Conflict Minerals contained in our products included the smelters/refiners listed below.
The information in this list is an aggregation of data provided by our suppliers and not a confirmation of Conflict Minerals contained
in our products.</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0 0pt 9pt; text-align: justify; text-indent: -9pt">* Denotes that
smelter or refiner has received a &ldquo;conflict free&rdquo; designation from the RMI&rsquo;s RMAP audit program as of May 30,
2019.</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0 0pt 9pt; text-align: justify; text-indent: -9pt">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0 0pt 9pt; text-align: justify; text-indent: -9pt"></P>

<TABLE BORDER="0" CELLPADDING="0" CELLSPACING="0" STYLE="width: 100%; border-collapse: collapse; font: 10pt Times New Roman, Times, Serif">
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD STYLE="font-weight: bold; text-decoration: underline; width: 7%">Metal</TD>
    <TD STYLE="font-weight: bold; text-decoration: underline; text-align: center; width: 5%"><U STYLE="text-decoration: none"></U></TD>
    <TD STYLE="font-weight: bold; text-decoration: underline; width: 60%">Smelter or Refiner Name</TD>
    <TD STYLE="font-weight: bold; text-decoration: underline; width: 28%">Country</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Gold</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>8853 S.p.A.</TD>
    <TD>ITALY</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Gold</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>Advanced Chemical Company</TD>
    <TD>UNITED STATES OF AMERICA</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Gold</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>Aida Chemical Industries Co., Ltd.</TD>
    <TD>JAPAN</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Gold</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>Al Etihad Gold Refinery DMCC</TD>
    <TD>UNITED ARAB EMIRATES</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Gold</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>Allgemeine Gold-und Silberscheideanstalt A.G.</TD>
    <TD>GERMANY</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Gold</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>Almalyk Mining and Metallurgical Complex (AMMC)</TD>
    <TD>UZBEKISTAN</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Gold</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>AngloGold Ashanti Corrego do Sitio Mineracao</TD>
    <TD>BRAZIL</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Gold</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>Argor-Heraeus S.A.</TD>
    <TD>SWITZERLAND</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Gold</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>Asahi Pretec Corp.</TD>
    <TD>JAPAN</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Gold</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>Asahi Refining Canada Ltd.</TD>
    <TD>CANADA</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Gold</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>Asahi Refining USA Inc.</TD>
    <TD>UNITED STATES OF AMERICA</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Gold</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>Asaka Riken Co., Ltd.</TD>
    <TD>JAPAN</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Gold</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>AU Traders and Refiners</TD>
    <TD>SOUTH AFRICA</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Gold</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>Aurubis AG</TD>
    <TD>GERMANY</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Gold</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>Bangalore Refinery</TD>
    <TD>INDIA</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Gold</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>Bangko Sentral ng Pilipinas (Central Bank of the Philippines)</TD>
    <TD>PHILIPPINES</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Gold</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>Boliden AB</TD>
    <TD>SWEDEN</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Gold</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>C. Hafner GmbH + Co. KG</TD>
    <TD>GERMANY</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Gold</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>CCR Refinery - Glencore Canada Corporation</TD>
    <TD>CANADA</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Gold</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>Cendres + Metaux S.A.</TD>
    <TD>SWITZERLAND</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Gold</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>Chimet S.p.A.</TD>
    <TD>ITALY</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Gold</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>Daejin Indus Co., Ltd.</TD>
    <TD>KOREA, REPUBLIC OF</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Gold</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>DODUCO Contacts and Refining GmbH</TD>
    <TD>GERMANY</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Gold</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>Dowa</TD>
    <TD>JAPAN</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Gold</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>DS PRETECH Co., Ltd.</TD>
    <TD>KOREA, REPUBLIC OF</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Gold</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>DSC (Do Sung Corporation)</TD>
    <TD>KOREA, REPUBLIC OF</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Gold</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>Eco-System Recycling Co., Ltd.</TD>
    <TD>JAPAN</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Gold</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>Emirates Gold DMCC</TD>
    <TD>UNITED ARAB EMIRATES</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Gold</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>Geib Refining Corporation</TD>
    <TD>UNITED STATES OF AMERICA</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Gold</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>Gold Refinery of Zijin Mining Group Co., Ltd.</TD>
    <TD>CHINA</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Gold</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>HeeSung Metal Ltd.</TD>
    <TD>KOREA, REPUBLIC OF</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Gold</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>Heimerle + Meule GmbH</TD>
    <TD>GERMANY</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Gold</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>Heraeus Metals Hong Kong Ltd.</TD>
    <TD>CHINA</TD></TR>
</TABLE>


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<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0"><B>&nbsp;</B></P>

<TABLE BORDER="0" CELLPADDING="0" CELLSPACING="0" STYLE="width: 100%; border-collapse: collapse; font: 10pt Times New Roman, Times, Serif">
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD STYLE="font-weight: bold; text-decoration: underline; width: 7%">Metal</TD>
    <TD STYLE="font-weight: bold; text-decoration: underline; text-align: center; width: 5%"><U STYLE="text-decoration: none"></U></TD>
    <TD STYLE="font-weight: bold; text-decoration: underline; width: 60%">Smelter or Refiner Name</TD>
    <TD STYLE="font-weight: bold; text-decoration: underline; width: 28%">Country</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Gold</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>Heraeus Precious Metals GmbH &amp; Co. KG</TD>
    <TD>GERMANY</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Gold</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd.</TD>
    <TD>CHINA</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Gold</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>Ishifuku Metal Industry Co., Ltd.</TD>
    <TD>JAPAN</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Gold</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>Istanbul Gold Refinery</TD>
    <TD>TURKEY</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Gold</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>Italpreziosi</TD>
    <TD>ITALY</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Gold</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>Japan Mint</TD>
    <TD>JAPAN</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Gold</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>Jiangxi Copper Co., Ltd.</TD>
    <TD>CHINA</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Gold</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>JSC Uralelectromed</TD>
    <TD>RUSSIAN FEDERATION</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Gold</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>JX Nippon Mining &amp; Metals Co., Ltd.</TD>
    <TD>JAPAN</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Gold</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>Kazzinc</TD>
    <TD>KAZAKHSTAN</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Gold</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>Kennecott Utah Copper LLC</TD>
    <TD>UNITED STATES OF AMERICA</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Gold</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>KGHM Polska Miedz Spolka Akcyjna</TD>
    <TD>POLAND</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Gold</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>Kojima Chemicals Co., Ltd.</TD>
    <TD>JAPAN</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Gold</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>Korea Zinc Co., Ltd.</TD>
    <TD>KOREA, REPUBLIC OF</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Gold</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>Kyrgyzaltyn JSC</TD>
    <TD>KYRGYZSTAN</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Gold</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>L'Orfebre S.A.</TD>
    <TD>ANDORRA</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Gold</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>LS-NIKKO Copper Inc.</TD>
    <TD>KOREA, REPUBLIC OF</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Gold</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>Marsam Metals</TD>
    <TD>BRAZIL</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Gold</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>Materion</TD>
    <TD>UNITED STATES OF AMERICA</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Gold</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>Matsuda Sangyo Co., Ltd.</TD>
    <TD>JAPAN</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Gold</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>Metalor Technologies (Hong Kong) Ltd.</TD>
    <TD>CHINA</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Gold</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>Metalor Technologies (Singapore) Pte., Ltd.</TD>
    <TD>SINGAPORE</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Gold</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>Metalor Technologies (Suzhou) Ltd.</TD>
    <TD>CHINA</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Gold</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>Metalor Technologies S.A.</TD>
    <TD>SWITZERLAND</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Gold</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>Metalor USA Refining Corporation</TD>
    <TD>UNITED STATES OF AMERICA</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Gold</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>Metalurgica Met-Mex Penoles S.A. De C.V.</TD>
    <TD>MEXICO</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Gold</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>Mitsubishi Materials Corporation</TD>
    <TD>JAPAN</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Gold</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>Mitsui Mining and Smelting Co., Ltd.</TD>
    <TD>JAPAN</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Gold</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>MMTC-PAMP India Pvt., Ltd.</TD>
    <TD>INDIA</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Gold</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>Moscow Special Alloys Processing Plant</TD>
    <TD>RUSSIAN FEDERATION</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Gold</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>Nadir Metal Rafineri San. Ve Tic. A.S.</TD>
    <TD>TURKEY</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Gold</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>Nihon Material Co., Ltd.</TD>
    <TD>JAPAN</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Gold</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>Ogussa Osterreichische Gold- und Silber-Scheideanstalt GmbH</TD>
    <TD>AUSTRIA</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Gold</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>Ohura Precious Metal Industry Co., Ltd.</TD>
    <TD>JAPAN</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Gold</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>OJSC &quot;The Gulidov Krasnoyarsk Non-Ferrous Metals Plant&quot; (OJSC Krastsvetmet)</TD>
    <TD>RUSSIAN FEDERATION</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Gold</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>OJSC Novosibirsk Refinery</TD>
    <TD>RUSSIAN FEDERATION</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Gold</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>PAMP S.A.</TD>
    <TD>SWITZERLAND</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Gold</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>Planta Recuperadora de Metales SpA</TD>
    <TD>CHILE</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Gold</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>Prioksky Plant of Non-Ferrous Metals</TD>
    <TD>RUSSIAN FEDERATION</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Gold</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>PT Aneka Tambang (Persero) Tbk</TD>
    <TD>INDONESIA</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Gold</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>PX Precinox S.A.</TD>
    <TD>SWITZERLAND</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Gold</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>Rand Refinery (Pty) Ltd.</TD>
    <TD>SOUTH AFRICA</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Gold</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>REMONDIS PMR B.V.</TD>
    <TD>NETHERLANDS</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Gold</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>Royal Canadian Mint</TD>
    <TD>CANADA</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Gold</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>SAAMP</TD>
    <TD>FRANCE</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Gold</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>Safimet S.p.A</TD>
    <TD>ITALY</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Gold</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>SAXONIA Edelmetalle GmbH</TD>
    <TD>GERMANY</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Gold</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>SEMPSA Joyeria Plateria S.A.</TD>
    <TD>SPAIN</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Gold</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>Shandong Zhaojin Gold &amp; Silver Refinery Co., Ltd.</TD>
    <TD>CHINA</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Gold</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>Sichuan Tianze Precious Metals Co., Ltd.</TD>
    <TD>CHINA</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Gold</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>Singway Technology Co., Ltd.</TD>
    <TD>TAIWAN, PROVINCE OF CHINA</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Gold</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>SOE Shyolkovsky Factory of Secondary Precious Metals</TD>
    <TD>RUSSIAN FEDERATION</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Gold</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>Solar Applied Materials Technology Corp.</TD>
    <TD>TAIWAN, PROVINCE OF CHINA</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Gold</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>Sumitomo Metal Mining Co., Ltd.</TD>
    <TD>JAPAN</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Gold</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>SungEel HiMetal Co., Ltd.</TD>
    <TD>KOREA, REPUBLIC OF</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Gold</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>T.C.A S.p.A</TD>
    <TD>ITALY</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Gold</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>Tanaka Kikinzoku Kogyo K.K.</TD>
    <TD>JAPAN</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Gold</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>The Refinery of Shandong Gold Mining Co., Ltd.</TD>
    <TD>CHINA</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Gold</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>Tokuriki Honten Co., Ltd.</TD>
    <TD>JAPAN</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Gold</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>Torecom</TD>
    <TD>KOREA, REPUBLIC OF</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Gold</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>Umicore Brasil Ltda.</TD>
    <TD>BRAZIL</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Gold</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>Umicore Precious Metals Thailand</TD>
    <TD>THAILAND</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Gold</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>Umicore S.A. Business Unit Precious Metals Refining</TD>
    <TD>BELGIUM</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Gold</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>United Precious Metal Refining, Inc.</TD>
    <TD>UNITED STATES OF AMERICA</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Gold</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>Valcambi S.A.</TD>
    <TD>SWITZERLAND</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Gold</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>Western Australian Mint (T/a The Perth Mint)</TD>
    <TD>AUSTRALIA</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Gold</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>WIELAND Edelmetalle GmbH</TD>
    <TD>GERMANY</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Gold</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>Yamakin Co., Ltd.</TD>
    <TD>JAPAN</TD></TR>
</TABLE>


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<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0"></P>

<TABLE BORDER="0" CELLPADDING="0" CELLSPACING="0" STYLE="width: 100%; border-collapse: collapse; font: 10pt Times New Roman, Times, Serif">
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD STYLE="font-weight: bold; text-decoration: underline; width: 7%">Metal</TD>
    <TD STYLE="font-weight: bold; text-decoration: underline; text-align: center; width: 5%"><U STYLE="text-decoration: none"></U></TD>
    <TD STYLE="font-weight: bold; text-decoration: underline; width: 60%">Smelter or Refiner Name</TD>
    <TD STYLE="font-weight: bold; text-decoration: underline; width: 28%; white-space: nowrap">Country</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Gold</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>Yokohama Metal Co., Ltd.</TD>
    <TD STYLE="white-space: nowrap">JAPAN</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Gold</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>Zhongyuan Gold Smelter of Zhongjin Gold Corporation</TD>
    <TD STYLE="white-space: nowrap">CHINA</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Tantalum</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>Asaka Riken Co., Ltd.</TD>
    <TD STYLE="white-space: nowrap">JAPAN</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Tantalum</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>Changsha South Tantalum Niobium Co., Ltd.</TD>
    <TD STYLE="white-space: nowrap">CHINA</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Tantalum</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>D Block Metals, LLC</TD>
    <TD STYLE="white-space: nowrap">UNITED STATES OF AMERICA</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Tantalum</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>Exotech Inc.</TD>
    <TD STYLE="white-space: nowrap">UNITED STATES OF AMERICA</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Tantalum</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>F&amp;X Electro-Materials Ltd.</TD>
    <TD STYLE="white-space: nowrap">CHINA</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Tantalum</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>FIR Metals &amp; Resource Ltd.</TD>
    <TD STYLE="white-space: nowrap">CHINA</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Tantalum</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>Global Advanced Metals Aizu</TD>
    <TD STYLE="white-space: nowrap">JAPAN</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Tantalum</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>Global Advanced Metals Boyertown</TD>
    <TD STYLE="white-space: nowrap">UNITED STATES OF AMERICA</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Tantalum</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>Guangdong Rising Rare Metals-EO Materials Ltd.</TD>
    <TD STYLE="white-space: nowrap">CHINA</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Tantalum</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>Guangdong Zhiyuan New Material Co., Ltd.</TD>
    <TD STYLE="white-space: nowrap">CHINA</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Tantalum</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>H.C. Starck Co., Ltd.</TD>
    <TD STYLE="white-space: nowrap">THAILAND</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Tantalum</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>H.C. Starck Hermsdorf GmbH</TD>
    <TD STYLE="white-space: nowrap">GERMANY</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Tantalum</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>H.C. Starck Inc.</TD>
    <TD STYLE="white-space: nowrap">UNITED STATES OF AMERICA</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Tantalum</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>H.C. Starck Ltd.</TD>
    <TD STYLE="white-space: nowrap">JAPAN</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Tantalum</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>H.C. Starck Smelting GmbH &amp; Co. KG</TD>
    <TD STYLE="white-space: nowrap">GERMANY</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Tantalum</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>H.C. Starck Tantalum and Niobium GmbH</TD>
    <TD STYLE="white-space: nowrap">GERMANY</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Tantalum</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>Hengyang King Xing Lifeng New Materials Co., Ltd.</TD>
    <TD STYLE="white-space: nowrap">CHINA</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Tantalum</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>Jiangxi Dinghai Tantalum &amp; Niobium Co., Ltd.</TD>
    <TD STYLE="white-space: nowrap">CHINA</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Tantalum</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>Jiangxi Tuohong New Raw Material</TD>
    <TD STYLE="white-space: nowrap">CHINA</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Tantalum</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>Jiujiang Janny New Material Co., Ltd.</TD>
    <TD STYLE="white-space: nowrap">CHINA</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Tantalum</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>JiuJiang JinXin Nonferrous Metals Co., Ltd.</TD>
    <TD STYLE="white-space: nowrap">CHINA</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Tantalum</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>Jiujiang Tanbre Co., Ltd.</TD>
    <TD STYLE="white-space: nowrap">CHINA</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Tantalum</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>Jiujiang Zhongao Tantalum &amp; Niobium Co., Ltd.</TD>
    <TD STYLE="white-space: nowrap">CHINA</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Tantalum</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>KEMET Blue Metals</TD>
    <TD STYLE="white-space: nowrap">MEXICO</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Tantalum</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>KEMET Blue Powder</TD>
    <TD STYLE="white-space: nowrap">UNITED STATES OF AMERICA</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Tantalum</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>LSM Brasil S.A.</TD>
    <TD STYLE="white-space: nowrap">BRAZIL</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Tantalum</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>Metallurgical Products India Pvt., Ltd.</TD>
    <TD STYLE="white-space: nowrap">INDIA</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Tantalum</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>Mineracao Taboca S.A.</TD>
    <TD STYLE="white-space: nowrap">BRAZIL</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Tantalum</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>Mitsui Mining and Smelting Co., Ltd.</TD>
    <TD STYLE="white-space: nowrap">JAPAN</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Tantalum</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>Ningxia Orient Tantalum Industry Co., Ltd.</TD>
    <TD STYLE="white-space: nowrap">CHINA</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Tantalum</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>NPM Silmet AS</TD>
    <TD STYLE="white-space: nowrap">ESTONIA</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Tantalum</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>Power Resources Ltd.</TD>
    <TD STYLE="white-space: nowrap">NORTH MACEDONIA, REPUBLIC OF</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Tantalum</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>QuantumClean</TD>
    <TD STYLE="white-space: nowrap">UNITED STATES OF AMERICA</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Tantalum</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>Resind Industria e Comercio Ltda.</TD>
    <TD STYLE="white-space: nowrap">BRAZIL</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Tantalum</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>Solikamsk Magnesium Works OAO</TD>
    <TD STYLE="white-space: nowrap">RUSSIAN FEDERATION</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Tantalum</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>Taki Chemical Co., Ltd.</TD>
    <TD STYLE="white-space: nowrap">JAPAN</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Tantalum</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>Telex Metals</TD>
    <TD STYLE="white-space: nowrap">UNITED STATES OF AMERICA</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Tantalum</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>Ulba Metallurgical Plant JSC</TD>
    <TD STYLE="white-space: nowrap">KAZAKHSTAN</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Tantalum</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>XinXing HaoRong Electronic Material Co., Ltd.</TD>
    <TD STYLE="white-space: nowrap">CHINA</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Tantalum</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>Yanling Jincheng Tantalum &amp; Niobium Co., Ltd.</TD>
    <TD STYLE="white-space: nowrap">CHINA</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Tin</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>Alpha</TD>
    <TD STYLE="white-space: nowrap">UNITED STATES OF AMERICA</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Tin</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>Chenzhou Yunxiang Mining and Metallurgy Co., Ltd.</TD>
    <TD STYLE="white-space: nowrap">CHINA</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Tin</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>Chifeng Dajingzi Tin Industry Co., Ltd.</TD>
    <TD STYLE="white-space: nowrap">CHINA</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Tin</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>China Tin Group Co., Ltd.</TD>
    <TD STYLE="white-space: nowrap">CHINA</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Tin</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>CV Ayi Jaya</TD>
    <TD STYLE="white-space: nowrap">INDONESIA</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Tin</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>CV Dua Sekawan</TD>
    <TD STYLE="white-space: nowrap">INDONESIA</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Tin</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>CV Gita Pesona</TD>
    <TD STYLE="white-space: nowrap">INDONESIA</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Tin</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>CV United Smelting</TD>
    <TD STYLE="white-space: nowrap">INDONESIA</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Tin</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>CV Venus Inti Perkasa</TD>
    <TD STYLE="white-space: nowrap">INDONESIA</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Tin</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>Dowa</TD>
    <TD STYLE="white-space: nowrap">JAPAN</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Tin</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>EM Vinto</TD>
    <TD STYLE="white-space: nowrap">BOLIVIA (PLURINATIONAL STATE OF)</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Tin</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>Fenix Metals</TD>
    <TD STYLE="white-space: nowrap">POLAND</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Tin</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>Gejiu Fengming Metallurgy Chemical Plant</TD>
    <TD STYLE="white-space: nowrap">CHINA</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Tin</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>Gejiu Jinye Mineral Company</TD>
    <TD STYLE="white-space: nowrap">CHINA</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Tin</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>Gejiu Kai Meng Industry and Trade LLC</TD>
    <TD STYLE="white-space: nowrap">CHINA</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Tin</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>Gejiu Non-Ferrous Metal Processing Co., Ltd.</TD>
    <TD STYLE="white-space: nowrap">CHINA</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Tin</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>Gejiu Yunxin Nonferrous Electrolysis Co., Ltd.</TD>
    <TD STYLE="white-space: nowrap">CHINA</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Tin</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>Guangdong Hanhe Non-Ferrous Metal Co., Ltd.</TD>
    <TD STYLE="white-space: nowrap">CHINA</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Tin</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>Guanyang Guida Nonferrous Metal Smelting Plant</TD>
    <TD STYLE="white-space: nowrap">CHINA</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Tin</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>HuiChang Hill Tin Industry Co., Ltd.</TD>
    <TD STYLE="white-space: nowrap">CHINA</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Tin</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>Huichang Jinshunda Tin Co., Ltd.</TD>
    <TD STYLE="white-space: nowrap">CHINA</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Tin</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>Jiangxi New Nanshan Technology Ltd.</TD>
    <TD STYLE="white-space: nowrap">CHINA</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Tin</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>Magnu's Minerais Metais e Ligas Ltda.</TD>
    <TD STYLE="white-space: nowrap">BRAZIL</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Tin</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>Malaysia Smelting Corporation (MSC)</TD>
    <TD STYLE="white-space: nowrap">MALAYSIA</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Tin</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>Melt Metais e Ligas S.A.</TD>
    <TD STYLE="white-space: nowrap">BRAZIL</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Tin</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>Metallic Resources, Inc.</TD>
    <TD STYLE="white-space: nowrap">UNITED STATES OF AMERICA</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Tin</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>Metallo Belgium N.V.</TD>
    <TD STYLE="white-space: nowrap">BELGIUM</TD></TR>
</TABLE>


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<TABLE BORDER="0" CELLPADDING="0" CELLSPACING="0" STYLE="width: 100%; border-collapse: collapse; font: 10pt Times New Roman, Times, Serif">
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD STYLE="font-weight: bold; text-decoration: underline; width: 7%">Metal</TD>
    <TD STYLE="font-weight: bold; text-decoration: underline; text-align: center; width: 5%"><U STYLE="text-decoration: none"></U></TD>
    <TD STYLE="font-weight: bold; text-decoration: underline; width: 60%">Smelter or Refiner Name</TD>
    <TD STYLE="font-weight: bold; text-decoration: underline; width: 28%; white-space: nowrap">Country</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Tin</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>Metallo Spain S.L.U.</TD>
    <TD STYLE="white-space: nowrap">SPAIN</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Tin</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>Mineracao Taboca S.A.</TD>
    <TD STYLE="white-space: nowrap">BRAZIL</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Tin</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>Minsur</TD>
    <TD STYLE="white-space: nowrap">PERU</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Tin</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>Mitsubishi Materials Corporation</TD>
    <TD STYLE="white-space: nowrap">JAPAN</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Tin</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>Modeltech Sdn Bhd</TD>
    <TD STYLE="white-space: nowrap">MALAYSIA</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Tin</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>O.M. Manufacturing (Thailand) Co., Ltd.</TD>
    <TD STYLE="white-space: nowrap">THAILAND</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Tin</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>O.M. Manufacturing Philippines, Inc.</TD>
    <TD STYLE="white-space: nowrap">PHILIPPINES</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Tin</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>Operaciones Metalurgicas S.A.</TD>
    <TD STYLE="white-space: nowrap">BOLIVIA (PLURINATIONAL STATE OF)</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Tin</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>PT Aries Kencana Sejahtera</TD>
    <TD STYLE="white-space: nowrap">INDONESIA</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Tin</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>PT Artha Cipta Langgeng</TD>
    <TD STYLE="white-space: nowrap">INDONESIA</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Tin</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>PT ATD Makmur Mandiri Jaya</TD>
    <TD STYLE="white-space: nowrap">INDONESIA</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Tin</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>PT Babel Inti Perkasa</TD>
    <TD STYLE="white-space: nowrap">INDONESIA</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Tin</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>PT Babel Surya Alam Lestari</TD>
    <TD STYLE="white-space: nowrap">INDONESIA</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Tin</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>PT Bangka Prima Tin</TD>
    <TD STYLE="white-space: nowrap">INDONESIA</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Tin</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>PT Bangka Serumpun</TD>
    <TD STYLE="white-space: nowrap">INDONESIA</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Tin</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>PT Bangka Tin Industry</TD>
    <TD STYLE="white-space: nowrap">INDONESIA</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Tin</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>PT Belitung Industri Sejahtera</TD>
    <TD STYLE="white-space: nowrap">INDONESIA</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Tin</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>PT Bukit Timah</TD>
    <TD STYLE="white-space: nowrap">INDONESIA</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Tin</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>PT DS Jaya Abadi</TD>
    <TD STYLE="white-space: nowrap">INDONESIA</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Tin</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>PT Inti Stania Prima</TD>
    <TD STYLE="white-space: nowrap">INDONESIA</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Tin</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>PT Karimun Mining</TD>
    <TD STYLE="white-space: nowrap">INDONESIA</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Tin</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>PT Kijang Jaya Mandiri</TD>
    <TD STYLE="white-space: nowrap">INDONESIA</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Tin</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>PT Lautan Harmonis Sejahtera</TD>
    <TD STYLE="white-space: nowrap">INDONESIA</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Tin</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>PT Menara Cipta Mulia</TD>
    <TD STYLE="white-space: nowrap">INDONESIA</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Tin</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>PT Mitra Stania Prima</TD>
    <TD STYLE="white-space: nowrap">INDONESIA</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Tin</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>PT Panca Mega Persada</TD>
    <TD STYLE="white-space: nowrap">INDONESIA</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Tin</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>PT Premium Tin Indonesia</TD>
    <TD STYLE="white-space: nowrap">INDONESIA</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Tin</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>PT Prima Timah Utama</TD>
    <TD STYLE="white-space: nowrap">INDONESIA</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Tin</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>PT Rajehan Ariq</TD>
    <TD STYLE="white-space: nowrap">INDONESIA</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Tin</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>PT Refined Bangka Tin</TD>
    <TD STYLE="white-space: nowrap">INDONESIA</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Tin</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>PT Sariwiguna Binasentosa</TD>
    <TD STYLE="white-space: nowrap">INDONESIA</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Tin</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>PT Stanindo Inti Perkasa</TD>
    <TD STYLE="white-space: nowrap">INDONESIA</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Tin</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>PT Sukses Inti Makmur</TD>
    <TD STYLE="white-space: nowrap">INDONESIA</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Tin</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>PT Sumber Jaya Indah</TD>
    <TD STYLE="white-space: nowrap">INDONESIA</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Tin</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>PT Timah Tbk Kundur</TD>
    <TD STYLE="white-space: nowrap">INDONESIA</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Tin</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>PT Timah Tbk Mentok</TD>
    <TD STYLE="white-space: nowrap">INDONESIA</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Tin</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>PT Tinindo Inter Nusa</TD>
    <TD STYLE="white-space: nowrap">INDONESIA</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Tin</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>PT Tommy Utama</TD>
    <TD STYLE="white-space: nowrap">INDONESIA</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Tin</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>Resind Industria e Comercio Ltda.</TD>
    <TD STYLE="white-space: nowrap">BRAZIL</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Tin</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>Rui Da Hung</TD>
    <TD STYLE="white-space: nowrap">TAIWAN, PROVINCE OF CHINA</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Tin</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>Soft Metais Ltda.</TD>
    <TD STYLE="white-space: nowrap">BRAZIL</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Tin</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>Thaisarco</TD>
    <TD STYLE="white-space: nowrap">THAILAND</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Tin</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>Tin Technology &amp; Refining</TD>
    <TD STYLE="white-space: nowrap">UNITED STATES OF AMERICA</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Tin</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>White Solder Metalurgia e Mineracao Ltda.</TD>
    <TD STYLE="white-space: nowrap">BRAZIL</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Tin</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>Yunnan Chengfeng Non-ferrous Metals Co., Ltd.</TD>
    <TD STYLE="white-space: nowrap">CHINA</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Tin</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>Yunnan Tin Company Limited</TD>
    <TD STYLE="white-space: nowrap">CHINA</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Tungsten</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>A.L.M.T. Corp.</TD>
    <TD STYLE="white-space: nowrap">JAPAN</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Tungsten</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>ACL Metais Eireli</TD>
    <TD STYLE="white-space: nowrap">BRAZIL</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Tungsten</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>Asia Tungsten Products Vietnam Ltd.</TD>
    <TD STYLE="white-space: nowrap">VIET NAM</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Tungsten</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>Chenzhou Diamond Tungsten Products Co., Ltd.</TD>
    <TD STYLE="white-space: nowrap">CHINA</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Tungsten</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>Chongyi Zhangyuan Tungsten Co., Ltd.</TD>
    <TD STYLE="white-space: nowrap">CHINA</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Tungsten</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>Fujian Jinxin Tungsten Co., Ltd.</TD>
    <TD STYLE="white-space: nowrap">CHINA</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Tungsten</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>Ganzhou Haichuang Tungsten Co., Ltd.</TD>
    <TD STYLE="white-space: nowrap">CHINA</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Tungsten</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>Ganzhou Huaxing Tungsten Products Co., Ltd.</TD>
    <TD STYLE="white-space: nowrap">CHINA</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Tungsten</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>Ganzhou Jiangwu Ferrotungsten Co., Ltd.</TD>
    <TD STYLE="white-space: nowrap">CHINA</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Tungsten</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>Ganzhou Seadragon W &amp; Mo Co., Ltd.</TD>
    <TD STYLE="white-space: nowrap">CHINA</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Tungsten</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>Global Tungsten &amp; Powders Corp.</TD>
    <TD STYLE="white-space: nowrap">UNITED STATES OF AMERICA</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Tungsten</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>Guangdong Xianglu Tungsten Co., Ltd.</TD>
    <TD STYLE="white-space: nowrap">CHINA</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Tungsten</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>H.C. Starck Smelting GmbH &amp; Co. KG</TD>
    <TD STYLE="white-space: nowrap">GERMANY</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Tungsten</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>H.C. Starck Tungsten GmbH</TD>
    <TD STYLE="white-space: nowrap">GERMANY</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Tungsten</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>Hunan Chenzhou Mining Co., Ltd.</TD>
    <TD STYLE="white-space: nowrap">CHINA</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Tungsten</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>Hunan Chuangda Vanadium Tungsten Co., Ltd. Wuji</TD>
    <TD STYLE="white-space: nowrap">CHINA</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Tungsten</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>Hunan Chunchang Nonferrous Metals Co., Ltd.</TD>
    <TD STYLE="white-space: nowrap">CHINA</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Tungsten</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>Hydrometallurg, JSC</TD>
    <TD STYLE="white-space: nowrap">RUSSIAN FEDERATION</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Tungsten</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>Japan New Metals Co., Ltd.</TD>
    <TD STYLE="white-space: nowrap">JAPAN</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Tungsten</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>Jiangwu H.C. Starck Tungsten Products Co., Ltd.</TD>
    <TD STYLE="white-space: nowrap">CHINA</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Tungsten</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>Jiangxi Gan Bei Tungsten Co., Ltd.</TD>
    <TD STYLE="white-space: nowrap">CHINA</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Tungsten</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>Jiangxi Tonggu Non-ferrous Metallurgical &amp; Chemical Co., Ltd.</TD>
    <TD STYLE="white-space: nowrap">CHINA</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Tungsten</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>Jiangxi Xinsheng Tungsten Industry Co., Ltd.</TD>
    <TD STYLE="white-space: nowrap">CHINA</TD></TR>
</TABLE>


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<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0"></P>

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<TABLE BORDER="0" CELLPADDING="0" CELLSPACING="0" STYLE="width: 100%; border-collapse: collapse; font: 10pt Times New Roman, Times, Serif">
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD STYLE="font-weight: bold; text-decoration: underline; width: 7%">Metal</TD>
    <TD STYLE="font-weight: bold; text-decoration: none; text-align: center; width: 5%"><U></U></TD>
    <TD STYLE="font-weight: bold; text-decoration: underline; width: 60%">Smelter or Refiner Name</TD>
    <TD STYLE="font-weight: bold; text-decoration: underline; width: 28%">Country</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Tungsten</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>Jiangxi Yaosheng Tungsten Co., Ltd.</TD>
    <TD>CHINA</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Tungsten</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>Kennametal Fallon</TD>
    <TD>UNITED STATES OF AMERICA</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Tungsten</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>Kennametal Huntsville</TD>
    <TD>UNITED STATES OF AMERICA</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Tungsten</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>Malipo Haiyu Tungsten Co., Ltd.</TD>
    <TD>CHINA</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Tungsten</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>Masan Tungsten Chemical LLC (MTC)</TD>
    <TD>VIET NAM</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Tungsten</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>Moliren Ltd.</TD>
    <TD>RUSSIAN FEDERATION</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Tungsten</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>Niagara Refining LLC</TD>
    <TD>UNITED STATES OF AMERICA</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Tungsten</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>Philippine Chuangxin Industrial Co., Inc.</TD>
    <TD>PHILIPPINES</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Tungsten</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>South-East Nonferrous Metal Company Limited of Hengyang City</TD>
    <TD>CHINA</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Tungsten</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>Tejing (Vietnam) Tungsten Co., Ltd.</TD>
    <TD>VIET NAM</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Tungsten</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>Unecha Refractory metals plant</TD>
    <TD>RUSSIAN FEDERATION</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Tungsten</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>Wolfram Bergbau und Hutten AG</TD>
    <TD>AUSTRIA</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Tungsten</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>Woltech Korea Co., Ltd.</TD>
    <TD>KOREA, REPUBLIC OF</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Tungsten</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>Xiamen Tungsten (H.C.) Co., Ltd.</TD>
    <TD>CHINA</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Tungsten</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>Xiamen Tungsten Co., Ltd.</TD>
    <TD>CHINA</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Tungsten</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>Xinfeng Huarui Tungsten &amp; Molybdenum New Material Co., Ltd.</TD>
    <TD>CHINA</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: white">
    <TD>Tungsten</TD>
    <TD STYLE="text-align: center">*</TD>
    <TD>Xinhai Rendan Shaoguan Tungsten Co., Ltd.</TD>
    <TD>CHINA</TD></TR>
</TABLE>


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