8-K 1 tv523075_8k.htm FORM 8-K

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): June 4, 2019

STONERIDGE, INC.

(Exact Name of Registrant as Specified in its Charter)

Ohio |  | 001-13337 |  | 34-1598949
(State or Other Jurisdiction |  | (Commission |  | (I.R.S. Employer
of Incorporation) |  | File Number) |  | Identification No.)

39675 MacKenzie Drive, Suite 400, Novi, Michigan 48377

(Address of principal executive offices and Zip Code)

(248) 489-9300

Registrant’s Telephone Number, Including Area Code

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

o | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

o | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

o | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

o | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company ¨

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨

Securities registered pursuant to Section 12(b) of the Act:

Title of each class | Trading Symbol(s) | Name of each exchange on which registered
Common Shares, without par value | SRI | New York Stock Exchange

Item 7.01. Regulation FD Disclosure.

On May 29, 2019, Stoneridge, Inc. (the “Company”) issued a press release announcing that Jonathan B. DeGaynor, President and Chief Executive Officer and Robert Krakowiak, Chief Financial Officer would be participating in the 2019 Baird CTS Conference with a Company presentation at 3:10 p.m. Eastern time on Wednesday, June 5, 2019. The presentation materials will be posted to the “Investors\Webcasts & Presentations” section of the Company’s website (www.stoneridge.com) on Tuesday, June 4, 2019. The presentation materials are also furnished as Exhibit 99.1 hereto. The materials shall not be deemed to be “filed” for purposes of Section 18 of the Securities and Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities of that Section, and shall not be incorporated by reference into any filing under the Securities Act of 1933, as amended, or the Exchange Act, except as shall be expressly set forth by specific reference in such a filing. In addition, the exhibit furnished herewith contains statements intended as “forward-looking statements” that are subject to the cautionary statements about forward-looking statements set forth in such exhibit.

| ITEM 9.01 | Financial Statements and Exhibits.

| (d) | Exhibits.

Exhibit No. | Description
99.1 | Presentation materials dated June 5, 2019 for the 2019 Baird CTS Conference

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

|  | Stoneridge, Inc.
Date: June 4, 2019 |  | /s/ Robert R. Krakowiak
|  | Robert R. Krakowiak, Executive Vice President
|  | Chief Financial Officer and Treasurer
|  | (Principal Financial Officer)