<SEC-DOCUMENT>0001047469-16-016243-index.html : 20161024 <SEC-HEADER>0001047469-16-016243.hdr.sgml : 20161024 <ACCEPTANCE-DATETIME>20161024170152 ACCESSION NUMBER: 0001047469-16-016243 CONFORMED SUBMISSION TYPE: S-3 PUBLIC DOCUMENT COUNT: 9 FILED AS OF DATE: 20161024 DATE AS OF CHANGE: 20161024 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AXT INC CENTRAL INDEX KEY: 0001051627 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 943031310 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: S-3 SEC ACT: 1933 Act SEC FILE NUMBER: 333-214211 FILM NUMBER: 161948652 BUSINESS ADDRESS: STREET 1: 4281 TECHNOLOGY DR. CITY: FREMONT STATE: CA ZIP: 94538 BUSINESS PHONE: 510.438.4734 MAIL ADDRESS: STREET 1: 4281 TECHNOLOGY DR. CITY: FREMONT STATE: CA ZIP: 94538 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN XTAL TECHNOLOGY DATE OF NAME CHANGE: 19971217 </SEC-HEADER> <DOCUMENT> <TYPE>S-3 <SEQUENCE>1 <FILENAME>a2230047zs-3.htm <DESCRIPTION>S-3 <TEXT> Document 1 - file: a2230047zs-3.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-4.2 <SEQUENCE>2 <FILENAME>a2230047zex-4_2.htm <DESCRIPTION>EX-4.2 <TEXT> Document 2 - file: a2230047zex-4_2.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-4.4 <SEQUENCE>3 <FILENAME>a2230047zex-4_4.htm <DESCRIPTION>EX-4.4 <TEXT> Document 3 - file: a2230047zex-4_4.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-5.1 <SEQUENCE>4 <FILENAME>a2230047zex-5_1.htm <DESCRIPTION>EX-5.1 <TEXT> Document 4 - file: a2230047zex-5_1.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-12.1 <SEQUENCE>5 <FILENAME>a2230047zex-12_1.htm <DESCRIPTION>EX-12.1 <TEXT> Document 5 - file: a2230047zex-12_1.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-23.1 <SEQUENCE>6 <FILENAME>a2230047zex-23_1.htm <DESCRIPTION>EX-23.1 <TEXT> Document 6 - file: a2230047zex-23_1.htm
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>7 <FILENAME>g104688.jpg <DESCRIPTION>G104688.JPG <TEXT> Document 7 - file: g104688.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>8 <FILENAME>g201913koi001.jpg <DESCRIPTION>G201913KOI001.JPG <TEXT> Document 8 - file: g201913koi001.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>9 <FILENAME>g201913koi002.jpg <DESCRIPTION>G201913KOI002.JPG <TEXT> Document 9 - file: g201913koi002.jpg
</DOCUMENT> </SEC-DOCUMENT>