<SEC-DOCUMENT>0001558370-21-009364-index.html : 20210727 <SEC-HEADER>0001558370-21-009364.hdr.sgml : 20210727 <ACCEPTANCE-DATETIME>20210727165014 ACCESSION NUMBER: 0001558370-21-009364 CONFORMED SUBMISSION TYPE: S-3 PUBLIC DOCUMENT COUNT: 7 FILED AS OF DATE: 20210727 DATE AS OF CHANGE: 20210727 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AXT INC CENTRAL INDEX KEY: 0001051627 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 943031310 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: S-3 SEC ACT: 1933 Act SEC FILE NUMBER: 333-258196 FILM NUMBER: 211118278 BUSINESS ADDRESS: STREET 1: 4281 TECHNOLOGY DR. CITY: FREMONT STATE: CA ZIP: 94538 BUSINESS PHONE: 510.438.4734 MAIL ADDRESS: STREET 1: 4281 TECHNOLOGY DR. CITY: FREMONT STATE: CA ZIP: 94538 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN XTAL TECHNOLOGY DATE OF NAME CHANGE: 19971217 </SEC-HEADER> <DOCUMENT> <TYPE>S-3 <SEQUENCE>1 <FILENAME>tmb-20210727xs3.htm <TEXT> Document 1 - file: tmb-20210727xs3.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-4.2 <SEQUENCE>2 <FILENAME>tmb-20210727xex4d2.htm <TEXT> Document 2 - file: tmb-20210727xex4d2.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-5.1 <SEQUENCE>3 <FILENAME>tmb-20210727xex5d1.htm <TEXT> Document 3 - file: tmb-20210727xex5d1.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-23.1 <SEQUENCE>4 <FILENAME>tmb-20210727xex23d1.htm <TEXT> Document 4 - file: tmb-20210727xex23d1.htm
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>5 <FILENAME>tmb-20210727xs3006.jpg <TEXT> Document 5 - file: tmb-20210727xs3006.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>6 <FILENAME>tmb-20210727xs3004.jpg <TEXT> Document 6 - file: tmb-20210727xs3004.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>7 <FILENAME>tmb-20210727xex5d1002.jpg <TEXT> Document 7 - file: tmb-20210727xex5d1002.jpg
</DOCUMENT> </SEC-DOCUMENT>