S-3 S-3 EX-FILING FEES 0001051627 AXT INC N/A 0.0001381 0.0001381 0.0001381 0.0001381 0.0001381 0.0001381 0.0001381 0.0001381 Y N 0001051627 2025-11-06 2025-11-06 0001051627 1 2025-11-06 2025-11-06 0001051627 2 2025-11-06 2025-11-06 0001051627 3 2025-11-06 2025-11-06 0001051627 4 2025-11-06 2025-11-06 0001051627 5 2025-11-06 2025-11-06 0001051627 6 2025-11-06 2025-11-06 0001051627 7 2025-11-06 2025-11-06 0001051627 8 2025-11-06 2025-11-06 0001051627 9 2025-11-06 2025-11-06 0001051627 1 2025-11-06 2025-11-06 0001051627 2 2025-11-06 2025-11-06 iso4217:USD xbrli:pure xbrli:shares

Calculation of Filing Fee Tables

S-3

AXT INC

Table 1: Newly Registered and Carry Forward Securities ☐Not Applicable

Security Type

Security Class Title

Fee Calculation or Carry Forward Rule

Amount Registered

Proposed Maximum Offering Price Per Unit

Maximum Aggregate Offering Price

Fee Rate

Amount of Registration Fee

Carry Forward Form Type

Carry Forward File Number

Carry Forward Initial Effective Date

Filing Fee Previously Paid in Connection with Unsold Securities to be Carried Forward

Newly Registered Securities
Equity Common Stock, $0.001 par value 457(o)
Equity Preferred Stock, $0.001 par value per share 457(o)
Debt Debt Securities 457(o)
Other Depository Shares 457(o)
Other Warrants 457(o)
Other Subscription Rights 457(o)
Other Purchase Contracts 457(o)
Other Units 457(o)
Fees to be Paid 1 Unallocated (Universal) Shelf 457(o) $ 100,000,000.00 0.0001381 $ 13,810.00
Fees Previously Paid
Carry Forward Securities
Carry Forward Securities

Total Offering Amounts:

$ 100,000,000.00

$ 13,810.00

Total Fees Previously Paid:

$ 0.00

Total Fee Offsets:

$ 6,546.00

Net Fee Due:

$ 7,264.00

Offering Note

1

The securities registered hereunder include such indeterminate number of (a) shares of common stock, (b) shares of preferred stock, (c) debt securities, (d) depositary shares, (e) warrants to purchase common stock of the registrant, (f) subscription rights to purchase common stock of the registrant, (g) purchase contracts, and (h) units consisting of some or all of these securities, as may be sold from time to time by the registrant, which together shall have an aggregate initial offering price not to exceed $100 million. The securities registered hereunder also include such indeterminate number of shares of common stock and preferred stock, principal amount of debt securities, rights, and warrants as may be issued upon conversion of or exchange for preferred stock, debt securities that provide for conversion or exchange; upon exercise of warrants; pursuant to the terms of any units; or pursuant to the anti-dilution provisions of any such securities. The proposed maximum aggregate offering price per class of security will be determined from time to time by the registrant in connection with the issuance by the registrant of the securities registered hereunder and is not specified as to each class of security pursuant to General Instruction II.D. of Form S-3 under the Securities Act. Separate consideration may or may not be received for securities that are issuable on exercise, conversion or exchange of other securities, or that are issued in units. Pursuant to Rule 416(a) under the Securities Act of 1933, as amended (the "Securities Act"), this Registration Statement also covers any additional securities that may be offered or issued in connection with any stock split, stock dividend or similar transaction. In accordance with Rule 457(p) under the Securities Act, the registrant is offsetting $6,546.00 of the fee associated with this registration statement from the fee previously paid by the registrant associated with the unsold securities registered under the registrant's prior unallocated (universal) shelf registration statement on Form S-3 originally filed on July 27, 2021, as amended on September 24, 2021, December 3, 2021, December 30, 2021, February 4, 2022, April 14, 2022 and May 5, 2022 (File No. 333-258196) (the "Prior Registration Statement"), which has expired because more than three years have elapsed since the initial effective date of the Prior Registration Statement and all offerings thereunder have been completed or terminated. No securities were sold by registrant under the Prior Registration Statement.

Table 2: Fee Offset Claims and Sources ☐Not Applicable
Registrant or Filer Name Form or Filing Type File Number Initial Filing Date Filing Date Fee Offset Claimed Security Type Associated with Fee Offset Claimed Security Title Associated with Fee Offset Claimed Unsold Securities Associated with Fee Offset Claimed Unsold Aggregate Offering Amount Associated with Fee Offset Claimed Fee Paid with Fee Offset Source
Rules 457(b) and 0-11(a)(2)
Fee Offset Claims
Fee Offset Sources
Rule 457(p)
Fee Offset Claims 1 AXT, Inc. S-3 333-258196 07/27/2021 $ 6,546.00 Unallocated (Universal) Shelf Unallocated (Universal) Shelf $ 60,000,000.00
Fee Offset Sources 2 AXT, Inc. S-3 333-258196 07/27/2021 $ 6,546.00

Rule 457(p) Statement of Withdrawal, Termination, or Completion:

1

In accordance with Rule 457(p) under the Securities Act, the registrant is offsetting $6,546.00 of the fee associated with this registration statement from the fee previously paid by the registrant associated with the unsold securities registered under the registrant's prior unallocated (universal) shelf registration statement on Form S-3 originally filed on July 27, 2021, as amended on September 24, 2021, December 3, 2021, December 30, 2021, February 4, 2022, April 14, 2022 and May 5, 2022 (File No. 333-258196) (the "Prior Registration Statement"), which has expired because more than three years have elapsed since the initial effective date of the Prior Registration Statement and all offerings thereunder have been completed or terminated. No securities were sold by registrant under the Prior Registration Statement.

Offset Note

2

In accordance with Rule 457(p) under the Securities Act, the registrant is offsetting $6,546.00 of the fee associated with this registration statement from the fee previously paid by the registrant associated with the unsold securities registered under the registrant's prior unallocated (universal) shelf registration statement on Form S-3 originally filed on July 27, 2021, as amended on September 24, 2021, December 3, 2021, December 30, 2021, February 4, 2022, April 14, 2022 and May 5, 2022 (File No. 333-258196) (the "Prior Registration Statement"), which has expired because more than three years have elapsed since the initial effective date of the Prior Registration Statement and all offerings thereunder have been completed or terminated. No securities were sold by registrant under the Prior Registration Statement.

Table 3: Combined Prospectuses ☑Not Applicable

Security Type

Security Class Title

Amount of Securities Previously Registered

Maximum Aggregate Offering Price of Securities Previously Registered

Form Type

File Number

Initial Effective Date

N/A N/A N/A N/A N/A N/A N/A N/A