<SEC-DOCUMENT>0000905148-24-001721.txt : 20240613
<SEC-HEADER>0000905148-24-001721.hdr.sgml : 20240613
<ACCEPTANCE-DATETIME>20240613182842
ACCESSION NUMBER:		0000905148-24-001721
CONFORMED SUBMISSION TYPE:	4
PUBLIC DOCUMENT COUNT:		2
CONFORMED PERIOD OF REPORT:	20240611
FILED AS OF DATE:		20240613
DATE AS OF CHANGE:		20240613

REPORTING-OWNER:	

	OWNER DATA:	
		COMPANY CONFORMED NAME:			Smith David V
		CENTRAL INDEX KEY:			0001229447
		ORGANIZATION NAME:           	

	FILING VALUES:
		FORM TYPE:		4
		SEC ACT:		1934 Act
		SEC FILE NUMBER:	001-34705
		FILM NUMBER:		241042523

	MAIL ADDRESS:	
		STREET 1:		6035 STONERIDGE DRIVE
		CITY:			PLEASANTON
		STATE:			CA
		ZIP:			94588

	FORMER NAME:	
		FORMER CONFORMED NAME:	SMITH DAVID V
		DATE OF NAME CHANGE:	20030429

ISSUER:		

	COMPANY DATA:	
		COMPANY CONFORMED NAME:			CODEXIS, INC.
		CENTRAL INDEX KEY:			0001200375
		STANDARD INDUSTRIAL CLASSIFICATION:	INDUSTRIAL ORGANIC CHEMICALS [2860]
		ORGANIZATION NAME:           	08 Industrial Applications and Services
		IRS NUMBER:				710872999
		STATE OF INCORPORATION:			DE
		FISCAL YEAR END:			1231

	BUSINESS ADDRESS:	
		STREET 1:		200 PENOBSCOT DRIVE
		CITY:			REDWOOD CITY
		STATE:			CA
		ZIP:			94063
		BUSINESS PHONE:		650-421-8100

	MAIL ADDRESS:	
		STREET 1:		200 PENOBSCOT DRIVE
		CITY:			REDWOOD CITY
		STATE:			CA
		ZIP:			94063

	FORMER COMPANY:	
		FORMER CONFORMED NAME:	CODEXIS INC
		DATE OF NAME CHANGE:	20021022
</SEC-HEADER>
<DOCUMENT>
<TYPE>4
<SEQUENCE>1
<FILENAME>form4.xml
<TEXT>
<XML>
<?xml version="1.0"?>
<ownershipDocument>

    <schemaVersion>X0508</schemaVersion>

    <documentType>4</documentType>

    <periodOfReport>2024-06-11</periodOfReport>

    <issuer>
        <issuerCik>0001200375</issuerCik>
        <issuerName>CODEXIS, INC.</issuerName>
        <issuerTradingSymbol>CDXS</issuerTradingSymbol>
    </issuer>

    <reportingOwner>
        <reportingOwnerId>
            <rptOwnerCik>0001229447</rptOwnerCik>
            <rptOwnerName>Smith David V</rptOwnerName>
        </reportingOwnerId>
        <reportingOwnerAddress>
            <rptOwnerStreet1>C/O CODEXIS, INC.</rptOwnerStreet1>
            <rptOwnerStreet2>200 PENOBSCOT DRIVE</rptOwnerStreet2>
            <rptOwnerCity>REDWOOD CITY</rptOwnerCity>
            <rptOwnerState>CA</rptOwnerState>
            <rptOwnerZipCode>94063</rptOwnerZipCode>
            <rptOwnerStateDescription></rptOwnerStateDescription>
        </reportingOwnerAddress>
        <reportingOwnerRelationship>
            <isDirector>true</isDirector>
        </reportingOwnerRelationship>
    </reportingOwner>

    <aff10b5One>false</aff10b5One>

    <nonDerivativeTable>
        <nonDerivativeTransaction>
            <securityTitle>
                <value>Common Stock</value>
            </securityTitle>
            <transactionDate>
                <value>2024-06-11</value>
            </transactionDate>
            <transactionCoding>
                <transactionFormType>4</transactionFormType>
                <transactionCode>A</transactionCode>
                <equitySwapInvolved>0</equitySwapInvolved>
            </transactionCoding>
            <transactionAmounts>
                <transactionShares>
                    <value>30120</value>
                    <footnoteId id="F1"/>
                </transactionShares>
                <transactionPricePerShare>
                    <value>0</value>
                </transactionPricePerShare>
                <transactionAcquiredDisposedCode>
                    <value>A</value>
                </transactionAcquiredDisposedCode>
            </transactionAmounts>
            <postTransactionAmounts>
                <sharesOwnedFollowingTransaction>
                    <value>64722</value>
                </sharesOwnedFollowingTransaction>
            </postTransactionAmounts>
            <ownershipNature>
                <directOrIndirectOwnership>
                    <value>D</value>
                </directOrIndirectOwnership>
            </ownershipNature>
        </nonDerivativeTransaction>
        <nonDerivativeHolding>
            <securityTitle>
                <value>Common Stock</value>
            </securityTitle>
            <postTransactionAmounts>
                <sharesOwnedFollowingTransaction>
                    <value>88570</value>
                </sharesOwnedFollowingTransaction>
            </postTransactionAmounts>
            <ownershipNature>
                <directOrIndirectOwnership>
                    <value>I</value>
                </directOrIndirectOwnership>
                <natureOfOwnership>
                    <value>Trust</value>
                    <footnoteId id="F2"/>
                </natureOfOwnership>
            </ownershipNature>
        </nonDerivativeHolding>
    </nonDerivativeTable>

    <footnotes>
        <footnote id="F1">The restricted stock award vests as to all of the shares subject to the award on the earlier of the first anniversary of the date of grant or the next annual stockholder meeting, subject to the director's continued service to the Company on such vesting date.</footnote>
        <footnote id="F2">Shares held by The Smith Family Trust.</footnote>
    </footnotes>

    <remarks>Exhibit List: Exhibit 24 - Power of Attorney</remarks>

    <ownerSignature>
        <signatureName>/s/ Sriram Ryali, as Attorney-in-Fact for David V. Smith</signatureName>
        <signatureDate>2024-06-13</signatureDate>
    </ownerSignature>
</ownershipDocument>
</XML>
</TEXT>
</DOCUMENT>
<DOCUMENT>
<TYPE>EX-24
<SEQUENCE>2
<FILENAME>poa_smith.htm
<TEXT>
<html>
  <head>
    <title></title>
    <!-- Licensed to: Sidley Austin LLP
         Document created using Broadridge PROfile 24.2.1.5221
         Copyright 1995 - 2024 Broadridge -->
  </head>
<body style="font-family: 'Times New Roman', Times, serif; font-size: 10pt; text-align: left; color: #000000;" bgcolor="#ffffff">
  <div>
    <div><br>
    </div>
    <div>&#160;</div>
    <div style="text-align: center; margin-right: 178.1pt; margin-left: 182.6pt; font-weight: bold;">POWER OF ATTORNEY</div>
    <div>&#160;</div>
    <div><br>
    </div>
    <div style="text-indent: 36.35pt; margin-right: 5.75pt; margin-left: 7.9pt;">Know all by these presents, that the undersigned hereby constitutes and appoints each of (i) the President of Codexis, Inc., a Delaware corporation (the <font style="font-weight: bold;"><font style="font-weight: normal;">"</font>Company<font style="font-weight: normal;">"),</font> </font>who is currently John Nicols, (ii) the Company's Chief Financial Officer, who is currently Dean Ross Taylor, Jr.,
      (iii) the Company's General Counsel and (iv) the Company's Senior Corporate Counsel, who is currently Richard A. Sabalot, and their respective successors, signing singly, with full power of substitution, as the undersigned's true and lawful
      attorney-in-fact to:</div>
    <div>&#160;</div>
    <table style="font-family: 'Times New Roman', Times, serif; font-size: 10pt; width: 100%; text-align: left; color: #000000;" class="DSPFListTable" id="z4be2f1bf17624b349d2c932ea27b8c53" cellpadding="0" cellspacing="0">

        <tr>
          <td style="width: 46.4pt;"><br>
          </td>
          <td style="width: 33.9pt; vertical-align: top; color: #5D5D5D;">(1)</td>
          <td style="width: auto; vertical-align: top;">
            <div>execute for and on behalf of the undersigned, in the undersigned's capacity as a director and/or officer of the Company, Forms 3, 4 and 5 (including amendments thereto) in accordance with Section 16(a) of the Securities Exchange Act of
              1934 and the rules and regulations thereunder and a Form ID, Uniform Application for Access Codes to File on EDGAR;</div>
          </td>
        </tr>

    </table>
    <div>&#160;</div>
    <table style="font-family: 'Times New Roman', Times, serif; font-size: 10pt; width: 100%; text-align: left; color: #000000;" class="DSPFListTable" id="z3e22d57bc5234112a45bb9124ed73a61" cellpadding="0" cellspacing="0">

        <tr>
          <td style="width: 43.5pt;"><br>
          </td>
          <td style="width: 36.35pt; vertical-align: top; color: #5D5D5D;">(2)</td>
          <td style="width: auto; vertical-align: top;">
            <div>do and perform any and all acts for and on behalf of the undersigned which may be necessary or desirable to complete and execute any such Forms 3, 4 or 5 or Form ID and timely file such forms (including amendments thereto) and application
              with the United States Securities and Exchange Commission and any stock exchange or similar authority; and</div>
          </td>
        </tr>

    </table>
    <div>&#160;</div>
    <table style="font-family: 'Times New Roman', Times, serif; font-size: 10pt; width: 100%; text-align: left; color: #000000;" class="DSPFListTable" id="z5933f895c2fb4b8086f7d0bb73c426cd" cellpadding="0" cellspacing="0">

        <tr>
          <td style="width: 43.25pt;"><br>
          </td>
          <td style="width: 36.6pt; vertical-align: top; color: #5D5D5D;">(3)</td>
          <td style="width: auto; vertical-align: top;">
            <div>take any other action of any type whatsoever in connection with the foregoing which, in the opinion of such attorney-in-fact, may be of benefit to, in the best interest of, or legally required by, the undersigned, it being understood that
              the documents executed by such attorney-in-fact on behalf of the undersigned pursuant to this Power of Attorney shall be in such form and shall contain such terms and conditions as such attorney-in-fact may approve in such attorney-in-fact's
              discretion.</div>
          </td>
        </tr>

    </table>
    <div>&#160;</div>
    <div style="text-indent: 36.1pt; margin-right: 5.75pt; margin-left: 6.55pt;">The undersigned hereby grants to each such attorney-in-fact full power and authority to do and perform any and every act and thing whatsoever requisite, necessary or proper to
      be done in the exercise of any of the rights and powers herein granted, as fully to all intents and purposes as the undersigned might or could do if personally present, with full power of substitution or revocation, hereby ratifying and confirming
      all that such attorney-in-fact, or such attorney-in-fact's substitute or substitutes, shall lawfully do or cause to be done by virtue of this power of attorney and the rights and powers herein granted. The undersigned acknowledges that the foregoing
      attorneys-in-fact, in serving in such capacity at the request of the undersigned, are not assuming, nor is the Company assuming, any of the undersigned's responsibilities to comply with Section 16 of the Securities Exchange Act of 1934.</div>
    <div>&#160;</div>
    <div style="text-indent: 36.3pt; margin-right: 5.85pt; margin-left: 6.1pt;">The undersigned agrees that each such attorney-in-fact herein may rely entirely on information furnished orally or in writing by the undersigned to such attorney-in-fact. The
      undersigned also agrees to indemnify and hold harmless the Company and each such attorney-in-fact against any losses, claims, damages or liabilities (or actions in these respects) that arise out of or are based upon any untrue statements or omission
      of necessary facts in the information provided by the undersigned to such attorney-in fact for purposes of executing, acknowledging, delivering or filing Forms 3, 4 or 5 (including amendments thereto) or Form ID and agrees to reimburse the Company
      and such attorney-in-fact for any legal or other expenses reasonably incurred in connection with investigating or defending against any such loss, claim, damage, liability or action.</div>
    <div>&#160;</div>
    <div style="text-indent: 36.05pt; margin-right: 8.85pt; margin-left: 5.9pt;">This Power of Attorney supersedes any power of attorney previously executed by the undersigned regarding the purposes outlined in the first paragraph hereof <font style="font-weight: bold; font-style: italic;"><font style="font-weight: normal; font-style: normal;">("</font>Prior Powers of Attorney<font style="font-weight: normal; font-style: normal;">"),</font> </font>and the authority of the
      attorneys-in-fact named in any Prior Powers of Attorney is hereby revoked.</div>
    <div>&#160;</div>
    <div style="text-indent: 36.1pt; margin-right: 5.75pt; margin-left: 5.85pt;">This Power of Attorney shall remain in full force and effect until the undersigned is no longer required to file Forms 3, 4 or 5 with respect to the undersigned's holdings of
      and transactions in securities issued by the Company, unless earlier (a) revoked by the undersigned in a signed writing delivered to the foregoing attorneys-in-fact or (b) superseded by a new power of attorney regarding the purposes outlined in the
      first paragraph hereof dated as of a later date.</div>
    <div>&#160;</div>
    <div style="text-indent: 36.1pt; margin-right: 5.75pt; margin-left: 5.85pt;">IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed as of this 27th day of August, 2019.</div>
    <div><br>
    </div>
    <div>
      <table id="z7fa9b2121079430197cd7f653b2e0492" style="font-family: 'Times New Roman', Times, serif; font-size: 10pt; color: #000000; width: 100%;" border="0" cellpadding="0" cellspacing="0">

          <tr>
            <td style="width: 20%; padding-bottom: 2px;">
              <div>&#160;</div>
            </td>
            <td style="width: 20%; padding-bottom: 2px;">
              <div>&#160;</div>
            </td>
            <td style="width: 20%; padding-bottom: 2px;">
              <div>&#160;</div>
            </td>
            <td style="width: 20%; text-align: center; border-bottom: 2px solid rgb(0, 0, 0);">/s/ David V. Smith</td>
            <td style="width: 20%; padding-bottom: 2px;">
              <div>&#160;</div>
            </td>
          </tr>
          <tr>
            <td style="width: 20.00%;">
              <div>&#160;</div>
            </td>
            <td style="width: 20.00%;">
              <div>&#160;</div>
            </td>
            <td style="width: 20.00%;">
              <div>&#160;</div>
            </td>
            <td style="width: 20%; text-align: center; font-weight: bold;">David V. Smith</td>
            <td style="width: 20.00%;">
              <div>&#160;</div>
            </td>
          </tr>
          <tr>
            <td style="width: 20.00%;">
              <div>&#160;</div>
            </td>
            <td style="width: 20.00%;">
              <div>&#160;</div>
            </td>
            <td style="width: 20.00%;">
              <div>&#160;</div>
            </td>
            <td style="width: 20.00%;">
              <div>&#160;</div>
            </td>
            <td style="width: 20.00%;">
              <div>&#160;</div>
            </td>
          </tr>

      </table>
    </div>
    <div style="font-family: 'Times New Roman',Times,serif;"><br>
    </div>
    <div>&#160;</div>
    <div style="font-family: 'Times New Roman',Times,serif; font-weight: bold;"><br>
    </div>
    <div><br>
    </div>
  </div>
</body>
</html>
</TEXT>
</DOCUMENT>
</SEC-DOCUMENT>
