<SEC-DOCUMENT>0001299933-12-001143.txt : 20120510
<SEC-HEADER>0001299933-12-001143.hdr.sgml : 20120510
<ACCEPTANCE-DATETIME>20120510150529
ACCESSION NUMBER:		0001299933-12-001143
CONFORMED SUBMISSION TYPE:	8-K
PUBLIC DOCUMENT COUNT:		2
CONFORMED PERIOD OF REPORT:	20120509
ITEM INFORMATION:		Other Events
ITEM INFORMATION:		Financial Statements and Exhibits
FILED AS OF DATE:		20120510
DATE AS OF CHANGE:		20120510

FILER:

	COMPANY DATA:	
		COMPANY CONFORMED NAME:			HAWTHORN BANCSHARES, INC.
		CENTRAL INDEX KEY:			0000893847
		STANDARD INDUSTRIAL CLASSIFICATION:	NATIONAL COMMERCIAL BANKS [6021]
		IRS NUMBER:				431626350
		STATE OF INCORPORATION:			MO
		FISCAL YEAR END:			1231

	FILING VALUES:
		FORM TYPE:		8-K
		SEC ACT:		1934 Act
		SEC FILE NUMBER:	000-23636
		FILM NUMBER:		12829789

	BUSINESS ADDRESS:	
		STREET 1:		300 SOUTHWEST LONGVIEW BLVD.
		CITY:			LEE'S SUMMIT
		STATE:			MO
		ZIP:			64081
		BUSINESS PHONE:		(573)761-6100

	MAIL ADDRESS:	
		STREET 1:		P.O. BOX 688
		CITY:			JEFFERSON CITY
		STATE:			MO
		ZIP:			65102

	FORMER COMPANY:	
		FORMER CONFORMED NAME:	EXCHANGE NATIONAL BANCSHARES INC
		DATE OF NAME CHANGE:	19940323
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<TYPE>8-K
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<TITLE> Hawthorn Bancshares, Inc. (Form: 8-K) </TITLE>
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		UNITED STATES<BR>
	SECURITIES AND EXCHANGE COMMISSION
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	WASHINGTON, D.C. 20549
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	FORM 8-K
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	CURRENT REPORT
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	Pursuant to Section&nbsp;13 or 15(d) of the Securities Exchange Act of 1934
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	Date of Report (Date of Earliest Event Reported):
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	May 9, 2012
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	Hawthorn Bancshares, Inc.
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<BR>__________________________________________<BR>
	(Exact name of registrant as specified in its charter)
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	Missouri
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	0-23636
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	431626350
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_____________________<BR>
	(State or other jurisdiction
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_____________<BR>
	(Commission
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______________<BR>
	(I.R.S. Employer
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	of incorporation)
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	File Number)
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	Identification No.)
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	300 Southwest Longview Blvd., Lee's Summit, Missouri
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	64081
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_________________________________<BR>
	(Address of principal executive offices)
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___________<BR>
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	Registrant&#146;s telephone number, including area code:
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	573.761.6179
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	Not Applicable
<BR>______________________________________________<BR>
	Former name or former address, if changed since last report
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	&nbsp;
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Check the appropriate box below if the Form 8-K filing is intended to
simultaneously satisfy the filing obligation of the registrant under any
of the following provisions:</FONT>
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[&nbsp;&nbsp;]&nbsp;&nbsp;Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)<br>
[&nbsp;&nbsp;]&nbsp;&nbsp;Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)<br>
[&nbsp;&nbsp;]&nbsp;&nbsp;Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))<br>
[&nbsp;&nbsp;]&nbsp;&nbsp;Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))<br>
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	Item 8.01 Other Events.
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On May 9, 2012 Hawthorn Bancshares, Inc. issued a press release announcing that it redeemed 12,000 shares of its Fixed Rate Cumulative Perpetual Preferred Stock, Series 2008, issued to the U.S. Treasury Department under the TARP Capital Purchase Program in December of 2008, at a redemption price of $12 million.  The full text of the press release is furnished as an exhibit to this report on Form 8-K.
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	Item 9.01 Financial Statements and Exhibits.
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Exhibit 99.1  Hawthorn Bancshares, Inc. press release dated May 09, 2012.<br>
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	SIGNATURES
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	Pursuant to the requirements of the Securities Exchange Act of 1934, the
	registrant has duly caused this report to be signed on its behalf by the
	undersigned hereunto duly authorized.
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	Hawthorn Bancshares, Inc.
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	May 9, 2012
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	By:
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	David T. Turner
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	Name: David T. Turner
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	Title: Chairman, CEO & President
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	Exhibit&nbsp;Index
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	Exhibit No.
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	99.1
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Hawthorn Bancshares Repays $12 million of TARP
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<P align="right" style="font-size: 10pt"><FONT style="font-size: 8pt">Exhibit&nbsp;99.1</FONT>



<P align="center" style="font-size: 8pt"><FONT style="font-size: 10pt"><B>Hawthorn Bancshares Repays $12&nbsp;million of TARP</B></FONT>



<P align="left" style="font-size: 10pt"><B>Lee&#146;s Summit, MO &#151; May&nbsp;9, 2012 &#151; </B>Hawthorn Bancshares, Inc. (NASDAQ: HWBK), a financial services
holding company; today repaid $12&nbsp;million of its $30.2&nbsp;million TARP obligation to the U.S.
Treasury.


<P align="left" style="font-size: 10pt">In a transaction approved by the Federal Reserve, its primary regulator, Hawthorn Bancshares, Inc.
redeemed 12,000 shares of its Fixed Rate Cumulative Perpetual Preferred Stock, Series&nbsp;2008, issued
to the U.S. Treasury Department under the TARP Capital Purchase Program in December of 2008, at a
redemption price of $12&nbsp;million.


<P align="left" style="font-size: 10pt">&#147;We are very pleased to make this announcement,&#148; said David Turner, Chairman and CEO of Hawthorn
Bancshares, Inc. &#147;It was the right time to redeem Treasury&#146;s investment and, with the absence of
any requirement to raise equity, clearly in the best interest of our shareholders.&#148; Mr.&nbsp;Turner
added, &#147;We fully expect to meet our goal of paying off the balance of our TARP obligation before
the scheduled dividend rate increases from 5% to 9% in December&nbsp;2013. We believe the approval to
repay TARP further validates the strength and stability of Hawthorn Bancshares.&#148;


<P align="left" style="font-size: 10pt">Since receiving the TARP investment, Hawthorn has paid the U.S. Treasury approximately $5&nbsp;million
in preferred stock dividends and has never missed a quarterly dividend payment. &#147;We believe the
U.S. Treasury made a sound investment in Hawthorn and obviously, it has earned a healthy return on
that investment,&#148; said Turner.


<P align="left" style="font-size: 10pt">At March&nbsp;31, 2012, Hawthorn Bancshares exceeded all federal regulatory requirements for a
well-capitalized institution with a Tier 1 capital ratio of 15.45%, a total capital ratio of 18.28%
and a Tier 1 leverage ratio of 11.43%. If today&#146;s TARP redemption had been effective on March&nbsp;31,
2012, Hawthorn Bancshares still would have surpassed the regulatory guidelines for a
well-capitalized institution, with a Tier 1 capital ratio of 13.85%, a total capital ratio of
17.22%, and a Tier 1 leverage ratio of 10.06%.


<P align="left" style="font-size: 10pt"><B>About Hawthorn Bancshares</B>


<P align="left" style="font-size: 10pt">Hawthorn Bancshares, Inc., a financial-bank holding company headquartered in Lee&#146;s Summit,
Missouri, is the parent company of Hawthorn Bank of Jefferson City with locations in Lee&#146;s Summit,
Springfield, Branson, Independence, Raymore, Columbia, Clinton, Windsor, Collins, Osceola, Warsaw,
Belton, Drexel, Harrisonville, California and St. Robert.


<P align="left" style="font-size: 10pt"><I>Statements made in this press release that suggest Hawthorn Bancshares&#146; or management&#146;s intentions,
hopes, beliefs, expectations, or predictions of the future include &#147;forward-looking statements&#148;
within the meaning of Section&nbsp;21E of the Securities and Exchange Act of 1934, as amended. It is
important to note that actual results could differ materially from those projected in such
forward-looking statements. Additional information concerning factors that could cause actual
results to differ materially from those projected in such forward-looking statements is contained
from time to time in the company&#146;s quarterly and annual reports filed with the Securities and
Exchange Commission.</I>

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    <TD align="left" valign="top">Contact:
</TD>
    <TD>&nbsp;</TD>
    <TD valign="top"><DIV style="margin-left:0px; text-indent:-0px">Kathleen Bruegenhemke<BR>
Senior Vice President, Investor Relations<BR>
TEL: 573.761.6100 FAX: 573.761.6272<BR>
www.HawthornBancshares.com</DIV></TD>
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