<SEC-DOCUMENT>0001415889-14-002290.txt : 20140801
<SEC-HEADER>0001415889-14-002290.hdr.sgml : 20140801
<ACCEPTANCE-DATETIME>20140731173646
ACCESSION NUMBER:		0001415889-14-002290
CONFORMED SUBMISSION TYPE:	8-K
PUBLIC DOCUMENT COUNT:		2
CONFORMED PERIOD OF REPORT:	20140728
ITEM INFORMATION:		Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers
FILED AS OF DATE:		20140801
DATE AS OF CHANGE:		20140731

FILER:

	COMPANY DATA:	
		COMPANY CONFORMED NAME:			HAWTHORN BANCSHARES, INC.
		CENTRAL INDEX KEY:			0000893847
		STANDARD INDUSTRIAL CLASSIFICATION:	NATIONAL COMMERCIAL BANKS [6021]
		IRS NUMBER:				431626350
		STATE OF INCORPORATION:			MO
		FISCAL YEAR END:			1231

	FILING VALUES:
		FORM TYPE:		8-K
		SEC ACT:		1934 Act
		SEC FILE NUMBER:	000-23636
		FILM NUMBER:		141007351

	BUSINESS ADDRESS:	
		STREET 1:		300 SOUTHWEST LONGVIEW BLVD.
		CITY:			LEE'S SUMMIT
		STATE:			MO
		ZIP:			64081
		BUSINESS PHONE:		(573)761-6100

	MAIL ADDRESS:	
		STREET 1:		P.O. BOX 688
		CITY:			JEFFERSON CITY
		STATE:			MO
		ZIP:			65102

	FORMER COMPANY:	
		FORMER CONFORMED NAME:	EXCHANGE NATIONAL BANCSHARES INC
		DATE OF NAME CHANGE:	19940323
</SEC-HEADER>
<DOCUMENT>
<TYPE>8-K
<SEQUENCE>1
<FILENAME>form8k-07312014_020739.htm
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<div style="TEXT-ALIGN: center"><font style="DISPLAY: inline; FONT-WEIGHT: bold; font-size: 10pt; FONT-FAMILY: Times New Roman">UNITED STATES</font></div>
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<div style="DISPLAY: block; MARGIN-LEFT: 0pt; TEXT-INDENT: 0pt; MARGIN-RIGHT: 0pt" align="center"><font style="DISPLAY: inline; FONT-WEIGHT: bold; font-size: 10pt; FONT-FAMILY: Times New Roman">CURRENT REPORT</font></div>
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<div style="DISPLAY: block; MARGIN-LEFT: 0pt; TEXT-INDENT: 0pt; MARGIN-RIGHT: 0pt" align="center"><font style="DISPLAY: inline; font-size: 10pt; FONT-FAMILY: Times New Roman;">Date of report (Date of earliest event reported): &nbsp;</font><font style="DISPLAY: inline; font-size: 10pt; FONT-FAMILY: Times New Roman; TEXT-DECORATION: underline">July 28, 2014</font></div>
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<div style="DISPLAY: block; MARGIN-LEFT: 0pt; TEXT-INDENT: 0pt; MARGIN-RIGHT: 0pt" align="center"><font style="DISPLAY: inline; font-size: 10pt; FONT-FAMILY: Times New Roman">Commission File Number: &nbsp;</font><font style="DISPLAY: inline; font-size: 10pt; FONT-FAMILY: Times New Roman; TEXT-DECORATION: underline">0-23636</font></div>
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	<font style="DISPLAY: inline; FONT-WEIGHT: bold; FONT-SIZE: 12pt; FONT-FAMILY: Times New Roman">Hawthorn Bancshares, Inc. </font><br><font style="DISPLAY: inline; font-size: 10pt; FONT-FAMILY: Times New Roman">(Exact name of small business issuer as specified in its charter)</font>
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			<font style="DISPLAY: inline; font-size: 10pt; FONT-FAMILY: times new roman; TEXT-DECORATION: underline">Missouri</font><br><font style="DISPLAY: inline; font-size: 10pt; FONT-FAMILY: times new roman;">(State or other jurisdiction of incorporation or organization)</font>
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			<font style="DISPLAY: inline; font-size: 10pt; FONT-FAMILY: times new roman; TEXT-DECORATION: underline">43-1626350</font><br><font style="DISPLAY: inline; font-size: 10pt; FONT-FAMILY: times new roman">(IRS Employer Identification No.)</font>
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	<font style="DISPLAY: inline; font-size: 10pt; FONT-FAMILY: times new roman; TEXT-DECORATION: underline">132 East High Street, PO Box 688, Jefferson City, Missouri 65102</font><br><font style="DISPLAY: inline; font-size: 10pt; FONT-FAMILY: Times New Roman">(Address of principal executive offices)</font>
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	<font style="DISPLAY: inline; font-size: 10pt; FONT-FAMILY: times new roman; TEXT-DECORATION: underline">573-761-6179</font><br><font style="DISPLAY: inline; font-size: 10pt; FONT-FAMILY: Times New Roman">(Registrant's Telephone number)</font>
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	<font style="DISPLAY: inline; font-size: 10pt; FONT-FAMILY: Times New Roman;  TEXT-DECORATION: underline">Not Applicable</font><br><font style="DISPLAY: inline; font-size: 10pt; FONT-FAMILY: Times New Roman">(Former Name or Former Address, if Changed Since Last Report)</font>
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	<font style="DISPLAY: inline; font-size: 10pt; FONT-FAMILY: Times New Roman">Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):</font>
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<div style="DISPLAY: block; MARGIN-LEFT: 0pt; TEXT-INDENT: 0pt; MARGIN-RIGHT: 0pt; text-align:left;"><font style="DISPLAY: inline; font-size: 10pt; FONT-FAMILY: Times New Roman">[  ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)</font></div>
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<div style="DISPLAY: block; MARGIN-LEFT: 0pt; TEXT-INDENT: 0pt; MARGIN-RIGHT: 0pt;text-align:left;"><font style="DISPLAY: inline; font-size: 10pt; FONT-FAMILY: Times New Roman">[  ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)</font></div>
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<div style="DISPLAY: block; MARGIN-LEFT: 0pt; TEXT-INDENT: 0pt; MARGIN-RIGHT: 0pt;text-align:left;"><font style="DISPLAY: inline; font-size: 10pt; FONT-FAMILY: Times New Roman">[  ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))</font></div>
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<div style="DISPLAY: block; MARGIN-LEFT: 0pt; TEXT-INDENT: 0pt; MARGIN-RIGHT: 0pt;text-align:left;"><font style="DISPLAY: inline; font-size: 10pt; FONT-FAMILY: Times New Roman">[  ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))</font></div>

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	</p><div class="left" style="text-align:left;"><font style="display: inline; font-weight: bold; font-size: 10pt; font-family: Times New Roman;"><b>Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.</b></font></div>

<p align="left" style="clear:both;"><font style="display: inline; font-size: 10pt; font-family: Times New Roman;text-align:left;">On July 28, 2014 Hawthorn Bancshares announced that Frank E. Burkhead has been appointed to the Company's board of directors.<br><br>
In addition to Burkhead, Hawthorn Bancshares' board of directors include Chairman, CEO &amp; President David T. Turner, Charles G. Dudenhoeffer, Jr., Philip D. Freeman, Kevin L. Riley, James E. Smith and Gus S. Wetzel, II.  The Company's advisory directorate is composed of Harold G. Butzer, David R. Goller, James R. Loyd and Julius F. Wall.<br><br>
The full text of the press release is furnished as an exhibit to this report on Form 8-k.</font></p>


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<div style="display: block; text-indent: 0pt;">&nbsp;</div>
<div style="display: block; margin-left: 0pt; text-indent: 0pt; margin-right: 0pt; text-align: justify;" align="justify"><font style="display: inline; font-size: 10pt; font-family: Times New Roman;">Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. </font></div>
<div style="display: block; text-indent: 0pt;">&nbsp;</div>
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       				<font style="font-size: 10pt; font-family: Times New Roman;FONT-WEIGHT: bold;">Hawthorn Bancshares, Inc. </font>
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        <div style="float:left; width:49%; text-align:left;"><font style="font-size: 10pt; font-family: Times New Roman;">Date:&nbsp;&nbsp; <i>July 28, 2014</i></font></div>
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            <table width="300" cellpadding="0" cellspacing="0" align="center"><tr><td width="30" rowspan="4" valign="top"><font style="font-size: 10pt; font-family: Times New Roman;">By:</font></td>
                    <td nowrap align="left"><font style="font-size: 10pt; font-family: Times New Roman;">/s/ David T. Turner</font></td>
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                </tr><tr><td nowrap align="left"><font style="font-size: 10pt; font-family: Times New Roman;"><i>Name: David T. Turner</i></font></td>
                </tr><tr><td align="left"><font style="font-size: 10pt; font-family: Times New Roman;"><i>Title: Chairman, CEO &amp; President</i></font></td>
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<div align="center"><font style="display: inline; font-weight: bold; font-size: 10pt; font-family: Times New Roman;">Exhibit Index</font></div>
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				<div align="left"><font style="display: inline; font-weight: bold; font-size: 10pt; font-family: Times New Roman;"><b>Exhibit&nbsp;No.</b></font></div>
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				<font size="2">&nbsp;&nbsp;</font>
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				<div><font style="display: inline; font-weight: bold; font-size: 10pt; font-family: Times New Roman;"><b>Description</b></font></div>
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				<div><font style="display: inline; font-size: 10pt; font-family: Times New Roman;">EX-99.1</font></div>
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				<font size="2">&nbsp;&nbsp;</font>
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				<div><font style="display: inline;font-size: 10pt; font-family: Times New Roman;">Hawthorn Bancshares Announces Directorate Appointment</font></div>
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<TYPE>EX-99
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<FILENAME>ex99-07312014_020739.htm
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<p style="margin-top:0px; margin-bottom:9.667px; font-family:Calibri,Times New Roman; font-size:8pt" align="right">Exhibit 99.1</p>
<p style="margin-top:0px; margin-bottom:11.133px; font-family:Verdana,Times New Roman"><b>Hawthorn</b><b> Bancshares </b><b>Announces </b><b>Directorate </b><b>Appointment</b></p>
<p style="margin-top:6.067px; margin-bottom:6.067px; font-family:Verdana,Times New Roman">Jefferson City, Mo. <font style="font-family:Arial Unicode MS,Times New Roman">&mdash;</font> July 28, 2014 <font style="font-family:Arial Unicode MS,Times New Roman">&mdash;</font> Hawthorn Bancshares, Inc. (NASDAQ: HWBK), the parent company of Hawthorn Bank, announced today that Frank E. Burkhead has been appointed to the Company<font style="font-family:Arial Unicode MS,Times New Roman">&rsquo;</font>s board of directors. &nbsp;</p>
<p style="margin-top:6.067px; margin-bottom:6.067px; font-family:Verdana,Times New Roman">"Frank has extraordinary financial and business expertise, and we are fortunate to have a director of this caliber join our organization," said David T. Turner, Chairman, CEO &amp; President of Hawthorn Bancshares and Hawthorn Bank. "Frank has an excellent reputation and has displayed professionalism throughout his distinguished career.<font style="font-family:Arial Unicode MS,Times New Roman">&rdquo;</font> </p>
<p style="margin-top:6.067px; margin-bottom:6.067px; font-family:Verdana,Times New Roman">Burkhead is President of Burkhead Wealth Management and the CPA firm, Burkhead &amp; Associates, LLC located in Jefferson City, MO. &nbsp;&nbsp;&nbsp;</p>
<p style="margin-top:6.067px; margin-bottom:6.067px; font-family:Verdana,Times New Roman"><font style="font-family:Arial Unicode MS,Times New Roman">&ldquo;</font>I am honored to join Hawthorn Bancshares<font style="font-family:Arial Unicode MS,Times New Roman">&rsquo;</font> board and work with this exceptional team. &nbsp;Hawthorn has been a strong bank in Missouri since 1865 and I look forward to sharing my experiences and contributing to the future direction and growth of this organization,<font style="font-family:Arial Unicode MS,Times New Roman">&rdquo;</font> Burkhead said. &nbsp;</p>
<p style="margin-top:6.067px; margin-bottom:6.067px; font-family:Verdana,Times New Roman">Burkhead is a graduate of Lincoln University, Jefferson City, MO with a bachelors of science degree in accounting. &nbsp;</p>
<p style="margin-top:6.067px; margin-bottom:6.067px; font-family:Verdana,Times New Roman">In addition to Burkhead, Hawthorn Bancshares<font style="font-family:Arial Unicode MS,Times New Roman">&rsquo;</font> board of directors include Chairman, CEO &amp; President David T. Turner, Charles G. Dudenhoeffer, Jr., Philip D. Freeman, Kevin L. Riley, James E. Smith and Gus S. Wetzel, II. &nbsp;The Company<font style="font-family:Arial Unicode MS,Times New Roman">&rsquo;</font>s advisory directorate is composed of Harold G. Butzer, David R. Goller, James R. Loyd and Julius F. Wall.</p>
<p style="margin-top:0px; margin-bottom:14.533px; font-family:Verdana,Times New Roman"><b>About Hawthorn Bancshares</b></p>
<p style="margin:0px; font-family:Verdana,Times New Roman">Hawthorn Bancshares, Inc., a financial-bank holding company headquartered in Jefferson City, Missouri, is the parent company of Hawthorn Bank of Jefferson City, Missouri with additional Missouri locations in Lee's Summit, Springfield, Branson, Independence, Liberty, Raymore, Columbia, Clinton, Windsor, Collins, Osceola, Warsaw, Belton, Drexel, Harrisonville, California, and St. Robert. </p>
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<p style="margin-top:0px; margin-bottom:-2px; width:96px; font-family:Verdana,Times New Roman; float:left">Contact: &nbsp;</p>
<p style="margin:0px; text-indent:-2px; font-family:Verdana,Times New Roman">Kathleen Bruegenhemke</p>
<p style="margin-top:0px; margin-bottom:-2px; width:96px; font-family:Verdana,Times New Roman; clear:left; float:left">&nbsp;</p>
<p style="margin:0px; text-indent:-2px; font-family:Verdana,Times New Roman">Senior Vice President, Investor Relations</p>
<p style="margin:0px; text-indent:96px; font-family:Verdana,Times New Roman; clear:left">TEL: 573.761.6100 &nbsp;&nbsp;FAX: 573.761.6272</p>
<p style="margin:0px; text-indent:96px; font-family:Verdana,Times New Roman; color:#0000FF"><u>www.HawthornBancshares.com</u></p>
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<p style="margin:0px; font-size:12pt"><i>Statements made in this press release that suggest Hawthorn Bancshares' or management's intentions, hopes, beliefs, expectations, or predictions of the future include "forward-looking statements" within the meaning of Section 21E of the Securities and Exchange Act of 1934, as amended. &nbsp;It is important to note that actual results could differ materially from those projected in such forward-looking statements. &nbsp;Additional information concerning factors that could cause actual results to differ materially from those projected in such forward-looking statements is contained from time to time in the company's quarterly and annual reports filed with the Securities and Exchange Commission.</i></p>
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