Form 40-APP/A - Application for exemption and other relief filed under the Investment Company Act of 1940: [Amend]
SEC Accession No. 0001999371-25-008749
Filing Date
2025-07-07
Accepted
2025-07-07 16:19:15
Documents
1

Document Format Files

Seq Description Document Type Size
1 AMENDMENT TO FORM 40-APP ellington-40appa_070725.htm 40-APP/A 187452
  Complete submission text file 0001999371-25-008749.txt   205137
Mailing Address 711 THIRD AVE - 5TH FLOOR NEW YORK NY 10017
Business Address 53 FOREST AVENUE OLD GREENWICH CT 06870 2036981200
ELLINGTON MANAGEMENT GROUP LLC (Filer) CIK: 0001098490 (see all company filings)

EIN.: 061441140 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15784-27 | Film No.: 251108260

Mailing Address C/O ELLINGTON MANAGEMENT GROUP LLC 53 FOREST AVENUE OLD GREENWICH CT 06870
Business Address C/O ELLINGTON MANAGEMENT GROUP LLC 53 FOREST AVENUE OLD GREENWICH CT 06870 203-698-1200
Ellington Strategic Mortgage Fund, L.P. (Filer) CIK: 0001173952 (see all company filings)

EIN.: 753049106 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15784-06 | Film No.: 251108267

Mailing Address C/O ELLINGTON MANAGEMENT GROUP LLC 53 FOREST AVENUE OLD GREENWICH CT 06870
Business Address C/O ELLINGTON MANAGEMENT GROUP LLC 53 FOREST AVENUE OLD GREENWICH CT 06870 203-698-1200
Ellington Strategic Mortgage Institutional Fund, L.P. (Filer) CIK: 0001467439 (see all company filings)

EIN.: 270305183 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15784-07 | Film No.: 251108268

Mailing Address 53 FOREST AVENUE OLD GREENWICH CT 06870
Business Address 53 FOREST AVENUE OLD GREENWICH CT 06870 (203) 698-1200
Ellington Credit Co (Filer) CIK: 0001560672 (see all company filings)

EIN.: 460687599 | State of Incorp.: DE | Fiscal Year End: 0331
Type: 40-APP/A | Act: 98 | File No.: 812-15784 | Film No.: 251108259
SIC: 6798 Real Estate Investment Trusts

Mailing Address 53 FOREST AVENUE, SUITE 301 OLD GREENWICH CT 06870
Business Address 53 FOREST AVENUE, SUITE 301 OLD GREENWICH CT 06870 2036981200
NM PERA Ellington Enhanced Income Fund A LLC (Filer) CIK: 0001691108 (see all company filings)

EIN.: 000000000 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15784-03 | Film No.: 251108262

Mailing Address 53 FOREST AVE OLD GREENWICH CT 06870
Business Address 53 FOREST AVE OLD GREENWICH CT 06870 (203)698-1200
Ellington Global Asset Management, LLC (Filer) CIK: 0001772664 (see all company filings)

EIN.: 753210716 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15784-28 | Film No.: 251108263

Mailing Address 53 FOREST AVENUE C/O ELLINGTON GLOBAL ASSET MANAGEMENT OLD GREENWICH CT 06870
Business Address 53 FOREST AVENUE C/O ELLINGTON GLOBAL ASSET MANAGEMENT OLD GREENWICH CT 06870 203-698-1200
Ellington Structured Credit ERISA Fund, Ltd. (Filer) CIK: 0001968733 (see all company filings)

EIN.: 000000000 | State of Incorp.: E9 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15784-22 | Film No.: 251108283

Mailing Address 53 FOREST AVENUE SUITE 301 OLD GREENWICH CT 06870
Business Address 53 FOREST AVENUE SUITE 301 OLD GREENWICH CT 06870 203-698-1200
CC Ellington Structured Credit Fund Ltd. (Filer) CIK: 0002038933 (see all company filings)

EIN.: 981557643
Type: 40-APP/A | Act: 98 | File No.: 812-15784-26 | Film No.: 251108287

Mailing Address 53 FOREST AVENUE SUITE 301 OLD GREENWICH CT 06870
Business Address 53 FOREST AVENUE SUITE 301 OLD GREENWICH CT 06870 203-698-1200
EF Securities LLC (Filer) CIK: 0002039114 (see all company filings)

EIN.: 981225218
Type: 40-APP/A | Act: 98 | File No.: 812-15784-14 | Film No.: 251108275

Mailing Address 53 FOREST AVENUE SUITE 301 OLD GREENWICH CT 06870
Business Address 53 FOREST AVENUE SUITE 301 OLD GREENWICH CT 06870 203-698-1200
Ellington Financial REIT Cayman Ltd. (Filer) CIK: 0002039117 (see all company filings)

EIN.: 981478122
Type: 40-APP/A | Act: 98 | File No.: 812-15784-15 | Film No.: 251108276

Mailing Address 53 FOREST AVENUE SUITE 301 OLD GREENWICH CT 06870
Business Address 53 FOREST AVENUE SUITE 301 OLD GREENWICH CT 06870 203-698-1200
EF Holdco Inc. (Filer) CIK: 0002039129 (see all company filings)

EIN.: 463337465
Type: 40-APP/A | Act: 98 | File No.: 812-15784-17 | Film No.: 251108278

Mailing Address 53 FOREST AVENUE SUITE 301 OLD GREENWICH CT 06870
Business Address 53 FOREST AVENUE SUITE 301 OLD GREENWICH CT 06870 203-698-1200
Crescent II Fund, L.P. (Filer) CIK: 0002039324 (see all company filings)

EIN.: 261612795
Type: 40-APP/A | Act: 98 | File No.: 812-15784-25 | Film No.: 251108286

Mailing Address 53 FOREST AVENUE SUITE 301 OLD GREENWICH CT 06870
Business Address 53 FOREST AVENUE SUITE 301 OLD GREENWICH CT 06870 203-698-1200
CII Cayman Holdings Ltd. (Filer) CIK: 0002039352 (see all company filings)

EIN.: 981394436
Type: 40-APP/A | Act: 98 | File No.: 812-15784-24 | Film No.: 251108285

Mailing Address 53 FOREST AVENUE SUITE 301 OLD GREENWICH CT 06870
Business Address 53 FOREST AVENUE SUITE 301 OLD GREENWICH CT 06870 203-698-1200
CII Holdco Inc. (Filer) CIK: 0002039589 (see all company filings)

EIN.: 812440459
Type: 40-APP/A | Act: 98 | File No.: 812-15784-23 | Film No.: 251108284

Mailing Address 53 FOREST AVENUE SUITE 301 OLD GREENWICH CT 06870
Business Address 53 FOREST AVENUE SUITE 301 OLD GREENWICH CT 06870 203-698-1200
ECO Holdco Inc. (Filer) CIK: 0002039656 (see all company filings)

EIN.: 464219122
Type: 40-APP/A | Act: 98 | File No.: 812-15784-20 | Film No.: 251108281

Mailing Address 53 FOREST STREET SUITE 301 OLD GREENWICH CT 06870
Business Address 53 FOREST STREET SUITE 301 OLD GREENWICH CT 06870 203-698-1200
Ellington Credit Opportunities, Ltd. (Filer) CIK: 0002039803 (see all company filings)

EIN.: 980568142
Type: 40-APP/A | Act: 98 | File No.: 812-15784-21 | Film No.: 251108282

Mailing Address 53 FOREST AVENUE SUITE 301 OLD GREENWICH CT 06870
Business Address 53 FOREST AVENUE SUITE 301 OLD GREENWICH CT 06870 203-698-1200
EF Cayman Holdings Ltd. (Filer) CIK: 0002039920 (see all company filings)

EIN.: 981225218
Type: 40-APP/A | Act: 98 | File No.: 812-15784-18 | Film No.: 251108279

Mailing Address 53 FOREST AVENUE SUITE 301 OLD GREENWICH CT 06870
Business Address 53 FOREST AVENUE SUITE 301 OLD GREENWICH CT 06870 203-698-1200
Ellington M Credit Master Fund Ltd. (Filer) CIK: 0002040109 (see all company filings)

EIN.: 981687243
Type: 40-APP/A | Act: 98 | File No.: 812-15784-13 | Film No.: 251108274

Mailing Address 53 FOREST AVENUE SUITE 301 OLD GREENWICH CT 06870
Business Address 53 FOREST AVENUE SUITE 301 OLD GREENWICH CT 06870 203-698-1200
Ellington Opportunities Main Master Fund LP (Filer) CIK: 0002040210 (see all company filings)

EIN.: 981630685
Type: 40-APP/A | Act: 98 | File No.: 812-15784-12 | Film No.: 251108273

Mailing Address 53 FOREST AVENUE SUITE 301 OLD GREENWICH CT 06870
Business Address 53 FOREST AVENUE SUITE 301 OLD GREENWICH CT 06870 203-698-1200
Ellington Enhanced Income Master Fund Ltd. (Filer) CIK: 0002040357 (see all company filings)

EIN.: 812513243
Type: 40-APP/A | Act: 98 | File No.: 812-15784-19 | Film No.: 251108280

Mailing Address 53 FOREST AVENUE SUITE 301 OLD GREENWICH CT 06870
Business Address 53 FOREST AVENUE SUITE 301 OLD GREENWICH CT 06870 203-698-1200
Ellington Private Opportunities Main Master Fund III LP (Filer) CIK: 0002040501 (see all company filings)

EIN.: 981630706
Type: 40-APP/A | Act: 98 | File No.: 812-15784-11 | Film No.: 251108272

Mailing Address 53 FOREST AVENUE SUITE 301 OLD GREENWICH CT 06870
Business Address 53 FOREST AVENUE SUITE 301 OLD GREENWICH CT 06870 203-698-1200
ESRV Cayman Holdings Ltd. (Filer) CIK: 0002040842 (see all company filings)

EIN.: 300791433
Type: 40-APP/A | Act: 98 | File No.: 812-15784-08 | Film No.: 251108269

Mailing Address 53 FOREST AVENUE SUITE 301 OLD GREENWICH CT 06870
Business Address 53 FOREST AVENUE SUITE 301 OLD GREENWICH CT 06870 203-698-1200
Ellington Special Relative Value Fund LLC (Filer) CIK: 0002040867 (see all company filings)

EIN.: 300791433
Type: 40-APP/A | Act: 98 | File No.: 812-15784-09 | Film No.: 251108270

Mailing Address 53 FOREST AVENUE SUITE 301 OLD GREENWICH CT 06870
Business Address 53 FOREST AVENUE SUITE 301 OLD GREENWICH CT 06870 203-698-1200
Ellington Private Opportunities Auxiliary Master Fund III LP (Filer) CIK: 0002041017 (see all company filings)

EIN.: 981631166
Type: 40-APP/A | Act: 98 | File No.: 812-15784-10 | Film No.: 251108271

Mailing Address 53 FOREST AVENUE SUITE 301 OLD GREENWICH CT 06870
Business Address 53 FOREST AVENUE SUITE 301 OLD GREENWICH CT 06870 203-698-1200
Ellington European Credit Opportunities LP (Filer) CIK: 0002041073 (see all company filings)

EIN.: 981538424
Type: 40-APP/A | Act: 98 | File No.: 812-15784-05 | Film No.: 251108266

Mailing Address 53 FOREST AVENUE SUITE 301 OLD GREENWICH CT 06870
Business Address 53 FOREST AVENUE SUITE 301 OLD GREENWICH CT 06870 203-698-1200
EF Corporate Holdings LLC (Filer) CIK: 0002041199 (see all company filings)

EIN.: 300758237
Type: 40-APP/A | Act: 98 | File No.: 812-15784-16 | Film No.: 251108277

Mailing Address 53 FOREST AVENUE SUITE 301 OLD GREENWICH CT 06870
Business Address 53 FOREST AVENUE SUITE 301 OLD GREENWICH CT 06870 203-698-1200
Ellington Systematic Credit Master Fund Ltd. (Filer) CIK: 0002041460 (see all company filings)

EIN.: 981020904
Type: 40-APP/A | Act: 98 | File No.: 812-15784-04 | Film No.: 251108265

Mailing Address 53 FOREST AVENUE, SUITE 301 OLD GREENWICH CT 06870
Business Address 53 FOREST AVENUE, SUITE 301 OLD GREENWICH CT 06870 203-698-1200
Ellington Financial Management LLC (Filer) CIK: 0002065676 (see all company filings)

EIN.: 260715075 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15784-02 | Film No.: 251108261

Mailing Address 53 FOREST AVENUE, SUITE 301 OLD GREENWICH CT 06870
Business Address 53 FOREST AVENUE, SUITE 301 OLD GREENWICH CT 06870 203-698-1200
Ellington Credit Co Management LLC (Filer) CIK: 0002066756 (see all company filings)

EIN.: 030612415 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15784-01 | Film No.: 251108264