<SEC-DOCUMENT>0001382963-17-000175.txt : 20171102
<SEC-HEADER>0001382963-17-000175.hdr.sgml : 20171102
<ACCEPTANCE-DATETIME>20171102214412
ACCESSION NUMBER:		0001382963-17-000175
CONFORMED SUBMISSION TYPE:	3
PUBLIC DOCUMENT COUNT:		2
CONFORMED PERIOD OF REPORT:	20171102
FILED AS OF DATE:		20171102
DATE AS OF CHANGE:		20171102

REPORTING-OWNER:	

	OWNER DATA:	
		COMPANY CONFORMED NAME:			Keenley Kevin G.
		CENTRAL INDEX KEY:			0001720927

	FILING VALUES:
		FORM TYPE:		3
		SEC ACT:		1934 Act
		SEC FILE NUMBER:	001-38274
		FILM NUMBER:		171174397

	MAIL ADDRESS:	
		STREET 1:		4 EMBARCADERO CENTER
		STREET 2:		SUITE 1400
		CITY:			SAN FRANCISCO
		STATE:			CA
		ZIP:			94111

REPORTING-OWNER:	

	OWNER DATA:	
		COMPANY CONFORMED NAME:			McNally Richard L.
		CENTRAL INDEX KEY:			0001719500

	FILING VALUES:
		FORM TYPE:		3
		SEC ACT:		1934 Act
		SEC FILE NUMBER:	001-38274
		FILM NUMBER:		171174398

	MAIL ADDRESS:	
		STREET 1:		C/O FUNKO, INC.
		STREET 2:		2802 WETMORE AVENUE
		CITY:			EVERETT
		STATE:			WA
		ZIP:			98201

REPORTING-OWNER:	

	OWNER DATA:	
		COMPANY CONFORMED NAME:			Fundamental Capital Partners, LLC
		CENTRAL INDEX KEY:			0001720908
		STATE OF INCORPORATION:			DE

	FILING VALUES:
		FORM TYPE:		3
		SEC ACT:		1934 Act
		SEC FILE NUMBER:	001-38274
		FILM NUMBER:		171174396

	BUSINESS ADDRESS:	
		STREET 1:		4 EMBARCADERO CENTER
		STREET 2:		SUITE 1400
		CITY:			SAN FRANCISCO
		STATE:			CA
		ZIP:			94111
		BUSINESS PHONE:		(415) 782-0000

	MAIL ADDRESS:	
		STREET 1:		4 EMBARCADERO CENTER
		STREET 2:		SUITE 1400
		CITY:			SAN FRANCISCO
		STATE:			CA
		ZIP:			94111

REPORTING-OWNER:	

	OWNER DATA:	
		COMPANY CONFORMED NAME:			Funko International, LLC
		CENTRAL INDEX KEY:			0001720926
		STATE OF INCORPORATION:			DE

	FILING VALUES:
		FORM TYPE:		3
		SEC ACT:		1934 Act
		SEC FILE NUMBER:	001-38274
		FILM NUMBER:		171174399

	BUSINESS ADDRESS:	
		STREET 1:		4 EMBARCADERO CENTER
		STREET 2:		SUITE 1400
		CITY:			SAN FRANCISCO
		STATE:			CA
		ZIP:			94111
		BUSINESS PHONE:		(415) 782-0000

	MAIL ADDRESS:	
		STREET 1:		4 EMBARCADERO CENTER
		STREET 2:		SUITE 1400
		CITY:			SAN FRANCISCO
		STATE:			CA
		ZIP:			94111

ISSUER:		

	COMPANY DATA:	
		COMPANY CONFORMED NAME:			Funko, Inc.
		CENTRAL INDEX KEY:			0001704711
		STANDARD INDUSTRIAL CLASSIFICATION:	GAMES, TOYS & CHILDREN'S VEHICLES (NO DOLLS & BICYCLES) [3944]
		IRS NUMBER:				000000000
		STATE OF INCORPORATION:			DE
		FISCAL YEAR END:			1231

	BUSINESS ADDRESS:	
		STREET 1:		2802 WETMORE AVE
		CITY:			EVERETT
		STATE:			WA
		ZIP:			98201
		BUSINESS PHONE:		425-783-3616

	MAIL ADDRESS:	
		STREET 1:		2802 WETMORE AVE
		CITY:			EVERETT
		STATE:			WA
		ZIP:			98201
</SEC-HEADER>
<DOCUMENT>
<TYPE>3
<SEQUENCE>1
<FILENAME>edgar.xml
<DESCRIPTION>PRIMARY DOCUMENT
<TEXT>
<XML>
<?xml version="1.0"?>
<ownershipDocument>

    <schemaVersion>X0206</schemaVersion>

    <documentType>3</documentType>

    <periodOfReport>2017-11-02</periodOfReport>

    <noSecuritiesOwned>0</noSecuritiesOwned>

    <issuer>
        <issuerCik>0001704711</issuerCik>
        <issuerName>Funko, Inc.</issuerName>
        <issuerTradingSymbol>FNKO</issuerTradingSymbol>
    </issuer>

    <reportingOwner>
        <reportingOwnerId>
            <rptOwnerCik>0001719500</rptOwnerCik>
            <rptOwnerName>McNally Richard L.</rptOwnerName>
        </reportingOwnerId>
        <reportingOwnerAddress>
            <rptOwnerStreet1>4 EMBARCADERO CENTER</rptOwnerStreet1>
            <rptOwnerStreet2>SUITE 1400</rptOwnerStreet2>
            <rptOwnerCity>SAN FRANCISCO</rptOwnerCity>
            <rptOwnerState>CA</rptOwnerState>
            <rptOwnerZipCode>94111</rptOwnerZipCode>
            <rptOwnerStateDescription></rptOwnerStateDescription>
        </reportingOwnerAddress>
        <reportingOwnerRelationship>
            <isDirector>1</isDirector>
            <isOfficer>0</isOfficer>
            <isTenPercentOwner>1</isTenPercentOwner>
            <isOther>0</isOther>
        </reportingOwnerRelationship>
    </reportingOwner>

    <reportingOwner>
        <reportingOwnerId>
            <rptOwnerCik>0001720927</rptOwnerCik>
            <rptOwnerName>Keenley Kevin G.</rptOwnerName>
        </reportingOwnerId>
        <reportingOwnerAddress>
            <rptOwnerStreet1>4 EMBARCADERO CENTER</rptOwnerStreet1>
            <rptOwnerStreet2>SUITE 1400</rptOwnerStreet2>
            <rptOwnerCity>SAN FRANCISCO</rptOwnerCity>
            <rptOwnerState>CA</rptOwnerState>
            <rptOwnerZipCode>94111</rptOwnerZipCode>
            <rptOwnerStateDescription></rptOwnerStateDescription>
        </reportingOwnerAddress>
        <reportingOwnerRelationship>
            <isDirector>0</isDirector>
            <isOfficer>0</isOfficer>
            <isTenPercentOwner>1</isTenPercentOwner>
            <isOther>0</isOther>
        </reportingOwnerRelationship>
    </reportingOwner>

    <reportingOwner>
        <reportingOwnerId>
            <rptOwnerCik>0001720908</rptOwnerCik>
            <rptOwnerName>Fundamental Capital Partners, LLC</rptOwnerName>
        </reportingOwnerId>
        <reportingOwnerAddress>
            <rptOwnerStreet1>4 EMBARCADERO CENTER</rptOwnerStreet1>
            <rptOwnerStreet2>SUITE 1400</rptOwnerStreet2>
            <rptOwnerCity>SAN FRANCISCO</rptOwnerCity>
            <rptOwnerState>CA</rptOwnerState>
            <rptOwnerZipCode>94111</rptOwnerZipCode>
            <rptOwnerStateDescription></rptOwnerStateDescription>
        </reportingOwnerAddress>
        <reportingOwnerRelationship>
            <isDirector>0</isDirector>
            <isOfficer>0</isOfficer>
            <isTenPercentOwner>1</isTenPercentOwner>
            <isOther>0</isOther>
        </reportingOwnerRelationship>
    </reportingOwner>

    <reportingOwner>
        <reportingOwnerId>
            <rptOwnerCik>0001720926</rptOwnerCik>
            <rptOwnerName>Funko International, LLC</rptOwnerName>
        </reportingOwnerId>
        <reportingOwnerAddress>
            <rptOwnerStreet1>4 EMBARCADERO CENTER</rptOwnerStreet1>
            <rptOwnerStreet2>SUITE 1400</rptOwnerStreet2>
            <rptOwnerCity>SAN FRANCISCO</rptOwnerCity>
            <rptOwnerState>CA</rptOwnerState>
            <rptOwnerZipCode>94111</rptOwnerZipCode>
            <rptOwnerStateDescription></rptOwnerStateDescription>
        </reportingOwnerAddress>
        <reportingOwnerRelationship>
            <isDirector>0</isDirector>
            <isOfficer>0</isOfficer>
            <isTenPercentOwner>1</isTenPercentOwner>
            <isOther>0</isOther>
        </reportingOwnerRelationship>
    </reportingOwner>

    <nonDerivativeTable>
        <nonDerivativeHolding>
            <securityTitle>
                <value>Class B Common Stock</value>
                <footnoteId id="F1"/>
                <footnoteId id="F2"/>
            </securityTitle>
            <postTransactionAmounts>
                <sharesOwnedFollowingTransaction>
                    <value>6929676</value>
                    <footnoteId id="F1"/>
                    <footnoteId id="F2"/>
                </sharesOwnedFollowingTransaction>
            </postTransactionAmounts>
            <ownershipNature>
                <directOrIndirectOwnership>
                    <value>I</value>
                </directOrIndirectOwnership>
                <natureOfOwnership>
                    <value>BY FUNDAMENTAL CAPITAL, LLC AND FUNKO INTERNATIONAL, LLC</value>
                    <footnoteId id="F1"/>
                    <footnoteId id="F2"/>
                </natureOfOwnership>
            </ownershipNature>
        </nonDerivativeHolding>
    </nonDerivativeTable>

    <derivativeTable>
        <derivativeHolding>
            <securityTitle>
                <value>Common Units of Funko Acquisition Holdings, L.L.C.</value>
            </securityTitle>
            <conversionOrExercisePrice>
                <footnoteId id="F3"/>
            </conversionOrExercisePrice>
            <exerciseDate>
                <footnoteId id="F3"/>
            </exerciseDate>
            <expirationDate>
                <footnoteId id="F3"/>
            </expirationDate>
            <underlyingSecurity>
                <underlyingSecurityTitle>
                    <value>Class A Common Stock</value>
                </underlyingSecurityTitle>
                <underlyingSecurityShares>
                    <value>6929676</value>
                </underlyingSecurityShares>
            </underlyingSecurity>
            <ownershipNature>
                <directOrIndirectOwnership>
                    <value>I</value>
                </directOrIndirectOwnership>
                <natureOfOwnership>
                    <value>BY FUNDAMENTAL CAPITAL, LLC AND FUNKO INTERNATIONAL, LLC</value>
                    <footnoteId id="F3"/>
                </natureOfOwnership>
            </ownershipNature>
        </derivativeHolding>
    </derivativeTable>

    <footnotes>
        <footnote id="F1">Includes 1,243,138 shares of the Issuer's Class B common stock, par value $0.0001 per share (the &quot;Class B Common Stock&quot;), held by Fundamental Capital, LLC (&quot;Fundamental Capital&quot;) and 5,686,538 shares of Class B Common Stock held by Funko International, LLC (&quot;Funko International&quot;), a ten percent owner of the Issuer. Fundamental Capital Partners, LLC (&quot;FCP&quot;) is the Manager of Fundamental Capital and Fundamental Capital is the Manager of Funko International. Richard McNally, a director of the Issuer, and Kevin Keenley are the sole members of and hold voting membership interests in FCP. Each of Mr. McNally and Mr. Keenley disclaim beneficial ownership of the Class B Common Stock held by Fundamental Capital and Funko International, except to the extent of their pecuniary interests therein. These shares were acquired pursuant to a subscription agreement entered into with the Issuer in connection with the Issuer's initial public offering (the &quot;IPO&quot;).</footnote>
        <footnote id="F2">One share of the Issuer's Class B Common Stock was issued for each common unit (each a &quot;Common Unit&quot;) in Funko Acquisition Holdings, L.L.C. (&quot;FAH, LLC&quot;), a direct subsiduary of the Issuer, received pursuant to a reclassification of FAH, LLC that occurred in connection with the IPO. The shares of Class B Common Stock (i) confer no incidents of economic ownership on the holders thereof, (ii) only confer voting rights on the holders thereof and (iii) may only be issued, on a one-for-one basis to the permitted holders of Common Units.</footnote>
        <footnote id="F3">Includes 1,243,138 Common Units held by Fundamental Capital and 5,686,538 Common Units held by Funko International. The Common Units may be redeemed by Fundamental Capital and Funko International at any time following the closing of the Issuer's IPO and the expiration of any contractual lock-up period for an equal number of shares of Class A Common Stock, par value $0.0001 per share (the &quot;Class A Common Stock&quot;), of the Issuer (a &quot;Share Settlement&quot;) or cash equal to the arithmetic average of the volume-weighted average market price for such shares for the five consecutive trading days immediately prior to the redemption date (a &quot;Cash Settlement&quot;), subject to the Issuer's option to select whether the redemption payment is made by the means of a Share Settlement or a Cash Settlement. Upon the redemption of a Common Unit for Class A Common Stock, any corresponding share of Class B Common Stock will be surrendered to the Issuer. The Common Units have no expiration date.</footnote>
    </footnotes>

    <remarks>Exhibit List:  Exhibit 99 - Joint Filing Agreement</remarks>

    <ownerSignature>
        <signatureName>/s/Richard L. McNally</signatureName>
        <signatureDate>2017-11-02</signatureDate>
    </ownerSignature>

    <ownerSignature>
        <signatureName>/s/Kevin G. Keenley</signatureName>
        <signatureDate>2017-11-02</signatureDate>
    </ownerSignature>

    <ownerSignature>
        <signatureName>/s/ Richard McNally, Fundamental Capital Partners, LLC, by Richard McNally</signatureName>
        <signatureDate>2017-11-02</signatureDate>
    </ownerSignature>

    <ownerSignature>
        <signatureName>/s/Richard McNally, Funko International, LLC, by Richard McNally</signatureName>
        <signatureDate>2017-11-02</signatureDate>
    </ownerSignature>
</ownershipDocument>
</XML>
</TEXT>
</DOCUMENT>
<DOCUMENT>
<TYPE>EX-99
<SEQUENCE>2
<FILENAME>funkojoint.htm
<DESCRIPTION>JOINT FILING AGREEMENT
<TEXT>
<HTML><BODY><PRE> Exhibit 99.1



JOINT FILING AGREEMENT

 Pursuant to and in accordance with the Securities Exchange Act of 1934, as amended (the Exchange Act), and the rules and

regulations thereunder, each party hereto hereby agrees to the joint filing, on behalf of each of them, of any filing required by such

party under Section 16 of the Exchange Act or any rule or regulation thereunder (including any amendment, restatement, supplement,

and/or exhibit thereto) with the Securities and Exchange Commission (and, if such security is registered on a national securities

exchange, also with the exchange), and further agrees to the filing, furnishing, and/or incorporation by reference of this agreement as

an exhibit thereto. This agreement shall remain in full force and effect until revoked by any party hereto in a signed writing provided

to each other party hereto, and then only with respect to such revoking party.

 IN WITNESS WHEREOF, each party hereto, being duly authorized, has caused this agreement to be executed and effective as

of the date set forth below.



          /s/ Richard L. McNally

          Richard L. McNally



/s/ Kevin G. Keenley

Kevin G. Keenley





Fundamental Capital Partners, LLC



By: /s/ Kevin G. Keenley

Name:  Kevin G. Keenley

Title:  Member



Funko International, LLC



     By:  Fundamental Capital, LLC, Manager



 By:  Fundamental Capital Partners, LLC, Manager



By: /s/ Kevin G. Keenley

Name:  Kevin G. Keenley

Title:  Member



 - 2 -



</PRE></BODY></HTML>
</TEXT>
</DOCUMENT>
</SEC-DOCUMENT>
