<SEC-DOCUMENT>0000700841-18-000039.txt : 20181218
<SEC-HEADER>0000700841-18-000039.hdr.sgml : 20181218
<ACCEPTANCE-DATETIME>20181218164545
ACCESSION NUMBER:		0000700841-18-000039
CONFORMED SUBMISSION TYPE:	8-K
PUBLIC DOCUMENT COUNT:		2
CONFORMED PERIOD OF REPORT:	20181214
ITEM INFORMATION:		Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers
ITEM INFORMATION:		Submission of Matters to a Vote of Security Holders
ITEM INFORMATION:		Financial Statements and Exhibits
FILED AS OF DATE:		20181218
DATE AS OF CHANGE:		20181218

FILER:

	COMPANY DATA:	
		COMPANY CONFORMED NAME:			RCM TECHNOLOGIES INC
		CENTRAL INDEX KEY:			0000700841
		STANDARD INDUSTRIAL CLASSIFICATION:	SERVICES-HELP SUPPLY SERVICES [7363]
		IRS NUMBER:				951480559
		STATE OF INCORPORATION:			NV
		FISCAL YEAR END:			1229

	FILING VALUES:
		FORM TYPE:		8-K
		SEC ACT:		1934 Act
		SEC FILE NUMBER:	001-10245
		FILM NUMBER:		181241042

	BUSINESS ADDRESS:	
		STREET 1:		2500 MCCLELLAN AVENUE
		STREET 2:		STE 350
		CITY:			PENNSAUKEN
		STATE:			NJ
		ZIP:			08109-4613
		BUSINESS PHONE:		8563564500

	MAIL ADDRESS:	
		STREET 1:		2500 MCCLELLAN AVENUE
		STREET 2:		STE 350
		CITY:			PENNSAUKEN
		STATE:			NJ
		ZIP:			08109-4613
</SEC-HEADER>
<DOCUMENT>
<TYPE>8-K
<SEQUENCE>1
<FILENAME>form8kamandbradrsu121418.htm
<DESCRIPTION>FORM 8-K ANNUAL MEETING 12/14/18
<TEXT>
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    <div style="text-align: center; line-height: 12.55pt; font-family: &quot;Times New Roman&quot;,Times,serif; font-size: 11pt; font-weight: bold;">UNITED STATES</div>
    <div style="text-align: center; line-height: 12.55pt; font-size: 11pt;"><font style="font-family: &quot;Times New Roman&quot;,Times,serif; font-weight: bold;">SECURITIES AND EXCHANGE COMMISSION</font></div>
    <div style="text-align: center; line-height: 12.55pt; font-size: 11pt;"><font style="font-family: &quot;Times New Roman&quot;,Times,serif; font-weight: bold;">WASHINGTON, DC 20549</font></div>
    <div style="text-align: center; line-height: 12.55pt; font-size: 11pt;"><font style="font-family: &quot;Times New Roman&quot;,Times,serif;">________</font></div>
    <div style="line-height: 12.55pt; font-size: 11pt;"><br style="line-height: 12.55pt;">
    </div>
    <div style="text-align: center; line-height: 12.55pt; font-size: 11pt;"><font style="font-family: &quot;Times New Roman&quot;,Times,serif; font-weight: bold;">FORM 8-K</font></div>
    <div style="line-height: 12.55pt; font-size: 11pt;"><br style="line-height: 12.55pt;">
    </div>
    <div style="text-align: center; line-height: 12.55pt; font-size: 11pt;"><font style="font-family: &quot;Times New Roman&quot;,Times,serif; font-weight: bold;">CURRENT REPORT</font></div>
    <div style="text-align: center; line-height: 12.55pt; font-size: 11pt;"><font style="font-family: &quot;Times New Roman&quot;,Times,serif; font-weight: bold;">PURSUANT TO SECTION 13 OR 15(d) OF THE</font></div>
    <div style="text-align: center; line-height: 12.55pt; font-size: 11pt;"><font style="font-family: &quot;Times New Roman&quot;,Times,serif; font-weight: bold;">SECURITIES EXCHANGE ACT OF 1934</font></div>
    <div style="line-height: 12.55pt; font-size: 11pt;"><br style="line-height: 12.55pt;">
    </div>
    <div style="text-align: center; line-height: 12.55pt; font-size: 11pt;"><font style="font-family: &quot;Times New Roman&quot;,Times,serif;">Date of report (Date of earliest event reported): <font style="font-family: &quot;Times New
          Roman&quot;,Times,serif;"><u>December 14, 2018</u></font></font></div>
    <div style="line-height: 12.55pt; font-size: 11pt;"><br style="line-height: 12.55pt;">
    </div>
    <div style="text-align: center; line-height: 12.55pt; font-size: 11pt;"><font style="font-family: &quot;Times New Roman&quot;,Times,serif;"><font style="font-family: &quot;Times New Roman&quot;,Times,serif;"><u>RCM Technologies, Inc.</u></font></font></div>
    <div style="text-align: center; line-height: 12.55pt; font-size: 11pt;"><font style="font-family: &quot;Times New Roman&quot;,Times,serif;">(Exact Name of Registrant as Specified in Charter)</font></div>
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    </div>
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            <div style="line-height: 7.2pt; font-size: 11pt;"><font style="line-height: 7.2pt;">&#160;</font></div>
            <div style="text-align: center; line-height: 12.55pt; font-size: 11pt;"><u><font style="font-family: &quot;Times New Roman&quot;,Times,serif;"><font style="font-family: &quot;Times New Roman&quot;,Times,serif;">Nevada</font></font></u></div>
            <div style="text-align: center; line-height: 12.55pt; font-size: 11pt;"><font style="font-family: &quot;Times New Roman&quot;,Times,serif;">(State or Other</font></div>
            <div style="text-align: center; line-height: 12.55pt; font-size: 11pt;"><font style="font-family: &quot;Times New Roman&quot;,Times,serif;">Jurisdiction of</font></div>
            <div style="text-align: center; line-height: 12.55pt; font-size: 11pt;"><font style="font-family: &quot;Times New Roman&quot;,Times,serif;">Incorporation)</font></div>
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          <td style="width: 33.33%; vertical-align: top;">
            <div style="line-height: 7.2pt; font-size: 11pt;"><font style="line-height: 7.2pt;">&#160;</font></div>
            <div style="text-align: center; line-height: 12.55pt; font-size: 11pt;"><u><font style="font-family: &quot;Times New Roman&quot;,Times,serif;"><font style="font-family: &quot;Times New Roman&quot;,Times,serif;">1-10245</font></font></u></div>
            <div style="text-align: center; line-height: 12.55pt; font-size: 11pt;"><font style="font-family: &quot;Times New Roman&quot;,Times,serif;">(Commission File</font></div>
            <div style="text-align: center; line-height: 12.55pt; font-size: 11pt;"><font style="font-family: &quot;Times New Roman&quot;,Times,serif;">Number)</font></div>
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            <div style="text-align: center; line-height: 12.55pt; font-size: 11pt;"><u><font style="font-family: &quot;Times New Roman&quot;,Times,serif;"><font style="font-family: &quot;Times New Roman&quot;,Times,serif;">95-1480559</font></font></u></div>
            <div style="text-align: center; line-height: 12.55pt; font-size: 11pt;"><font style="font-family: &quot;Times New Roman&quot;,Times,serif;">(I.R.S. Employer</font></div>
            <div style="text-align: center; line-height: 12.55pt; font-size: 11pt;"><font style="font-family: &quot;Times New Roman&quot;,Times,serif;">Identification No.)</font></div>
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            <div style="text-align: center; line-height: 12.55pt;"><font style="font-family: &quot;Times New Roman&quot;,Times,serif;">2500 McClellan Avenue, Suite 350</font></div>
          </td>
          <td style="width: 7.35%; vertical-align: bottom; font-size: 11pt;">&#160;</td>
          <td style="width: 31.72%; vertical-align: bottom; font-size: 11pt;">&#160;</td>
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            <div style="text-align: center; line-height: 12.55pt;"><font style="font-family: &quot;Times New Roman&quot;,Times,serif;">Pennsauken, NJ</font></div>
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          <td style="width: 7.35%; vertical-align: bottom; font-size: 11pt;">&#160;</td>
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            <div style="text-align: center; line-height: 12.55pt;"><font style="font-family: &quot;Times New Roman&quot;,Times,serif;">08109-4613</font></div>
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            <div style="text-align: center; line-height: 12.55pt;"><font style="font-family: &quot;Times New Roman&quot;,Times,serif;">(Address of Principal Executive Offices)</font></div>
          </td>
          <td style="width: 7.35%; vertical-align: bottom; font-size: 11pt;">&#160;</td>
          <td style="width: 31.72%; vertical-align: bottom; font-size: 11pt;">
            <div style="text-align: center; line-height: 12.55pt;"><font style="font-family: &quot;Times New Roman&quot;,Times,serif;">(Zip Code)</font></div>
          </td>
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    <div style="line-height: 12.55pt; font-size: 11pt;"><br style="line-height: 12.55pt;">
    </div>
    <div style="text-align: center; line-height: 12.55pt; font-size: 11pt;"><font style="font-family: &quot;Times New Roman&quot;,Times,serif;">Registrant&#8217;s telephone number, including area code: <u>(</u><font style="font-family: &quot;Times New
          Roman&quot;,Times,serif;"><u>856) 356-4500</u></font></font></div>
    <div style="line-height: 12.55pt; font-size: 11pt;"><br style="line-height: 12.55pt;">
    </div>
    <div style="text-align: left; line-height: 12.55pt; font-size: 11pt;"><font style="font-family: &quot;Times New Roman&quot;,Times,serif;">Check the appropriate box below if the Form&#160;8-K filing is intended to simultaneously satisfy the filing obligation
        of the registrant under any of the following provisions (see General Instruction A.2. below):</font></div>
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          <td style="width: 4.56%; vertical-align: middle; font-size: 11pt;">&#160;</td>
          <td style="width: 95.44%; vertical-align: middle; font-size: 11pt;">&#160;</td>
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          <td style="width: 4.56%; vertical-align: top; font-size: 11pt;">
            <div style="text-align: left; line-height: 12.55pt;"><font style="font-family: &quot;Times New Roman&quot;,Times,serif;">[&#160; ]</font></div>
          </td>
          <td style="width: 95.44%; vertical-align: top; font-size: 11pt;">
            <div style="text-align: left; line-height: 12.55pt;"><font style="font-family: &quot;Times New Roman&quot;,Times,serif;">Written communications pursuant to Rule&#160;425 under the Securities Act (17&#160;CFR&#160;230.425).</font></div>
          </td>
        </tr>
        <tr>
          <td style="width: 4.56%; vertical-align: top; font-size: 11pt;">
            <div style="text-align: left; line-height: 12.55pt;"><font style="font-family: &quot;Times New Roman&quot;,Times,serif;">[&#160; ]</font></div>
          </td>
          <td style="width: 95.44%; vertical-align: top; font-size: 11pt;">
            <div style="text-align: left; line-height: 12.55pt;"><font style="font-family: &quot;Times New Roman&quot;,Times,serif;">Soliciting material pursuant to Rule&#160;14a-12 under the Exchange Act (17&#160;CFR&#160;240.14a-12).</font></div>
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            <div style="text-align: left; line-height: 12.55pt;"><font style="font-family: &quot;Times New Roman&quot;,Times,serif;">[&#160; ]</font></div>
          </td>
          <td style="width: 95.44%; vertical-align: top; font-size: 11pt;">
            <div style="text-align: left; line-height: 12.55pt;"><font style="font-family: &quot;Times New Roman&quot;,Times,serif;">Pre-commencement communications pursuant to Rule&#160;14d-2(b) under the Exchange Act (17&#160;CFR&#160;240-14d-2(b)).</font></div>
          </td>
        </tr>
        <tr>
          <td style="width: 4.56%; vertical-align: top; font-size: 11pt;">
            <div style="text-align: left; line-height: 12.55pt;"><font style="font-family: &quot;Times New Roman&quot;,Times,serif;">[&#160; ]</font></div>
          </td>
          <td style="width: 95.44%; vertical-align: top; font-size: 11pt;">
            <div style="text-align: left; line-height: 12.55pt;"><font style="font-family: &quot;Times New Roman&quot;,Times,serif;">Pre-commencement communications pursuant to Rule&#160;13e-4(c) under the Exchange Act (17&#160;CFR&#160;240-13e-4(c)).</font></div>
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    <div style="text-align: left; line-height: 12.55pt; font-size: 11pt;"><font style="font-family: &quot;Times New Roman&quot;,Times,serif;">Indicate by check mark whether the registrant is an emerging growth company as defined in as defined in Rule 405
        of the Securities Act of 1933 (&#167;230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (&#167;240.12b-2 of this chapter).</font></div>
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    </div>
    <div style="text-align: left; line-height: 12.55pt; font-size: 11pt;"><font style="font-family: &quot;Times New Roman&quot;,Times,serif;">Emerging growth company&#160; [&#160; ]</font></div>
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    </div>
    <div style="text-align: left; line-height: 12.55pt; font-size: 11pt;"><font style="font-family: &quot;Times New Roman&quot;,Times,serif;">If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended
        transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.&#160; [&#160; ]</font></div>
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    <div style="text-align: left; line-height: 12.55pt;"><font style="font-size: 11pt; font-family: &quot;Times New Roman&quot;,Times,serif; font-weight: bold;">Item 5.02</font>&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160; <font style="font-size: 11pt; font-family: &quot;Times New
        Roman&quot;,Times,serif; font-weight: bold;">Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers</font></div>
    <div style="text-align: left; line-height: 12.55pt; font-size: 11pt;"><br style="line-height: 12.55pt;">
    </div>
    <div style="text-align: left; line-height: 12.55pt; font-size: 11pt;"><font style="font-family: &quot;Times New Roman&quot;,Times,serif;">On December 14, 2018, the Compensation Committee (the &#8220;Committee&#8221;) of the Board of Directors (the &#8220;Board&#8221;) of RCM
        Technologies, Inc. (the &#8220;Company&#8221;) approved a grant to Bradley S. Vizi, the Company&#8217;s Executive Chairman and President, of twenty thousand (20,000) restricted stock units (&#8220;RSUs&#8221;), to vest in one installment on January 2, 2020 so long as Mr. Vizi
        remains continuously employed by the Company through such date.&#160; The grant was made under the Company' s 2014 Omnibus Equity Compensation Plan, as amended and restated.</font></div>
    <div style="line-height: 12.55pt; font-size: 11pt;"><br style="line-height: 12.55pt;">
    </div>
    <div style="text-align: left; line-height: 12.55pt; font-size: 11pt;"><font style="font-family: &quot;Times New Roman&quot;,Times,serif;">As disclosed in Item 5.07 below, the shareholders of the Company approved an amendment to the RCM Technologies,
        Inc. 2001 Employee Stock Purchase Plan (the &#8220;ESPP&#8221;) at the Company&#8217;s 2018 annual meeting of stockholders (the &#8220;Annual Meeting&#8221;) held on December 14, 2018.</font></div>
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    <div style="text-align: left; line-height: 12.55pt; font-size: 11pt;"><font style="font-family: &quot;Times New Roman&quot;,Times,serif;">On October 19, 2018, the Board adopted, subject to stockholder approval at the Annual Meeting, an amendment to the
        ESPP to increase by 300,000 shares the total number of shares of Common Stock authorized for purchase under the ESPP from 1,100,000 shares to 1,400,000.</font></div>
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    <div style="text-align: left; line-height: 12.55pt; font-size: 11pt;"><font style="font-family: &quot;Times New Roman&quot;,Times,serif;">The above description of the amendment to the ESPP is a summary and is qualified in its entirety by reference to
        the full text of such amendment, attached hereto as Exhibit 10.1.</font></div>
    <div style="line-height: 12.55pt; font-size: 11pt;"><br style="line-height: 12.55pt;">
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    <div style="text-align: left; line-height: 12.55pt;"><font style="font-size: 11pt; font-family: &quot;Times New Roman&quot;,Times,serif; font-weight: bold;">Item 5.07</font><font style="font-weight: bold;">&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160; S<font style="font-size: 11pt;
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    <div style="text-align: left; line-height: 12.55pt; font-size: 11pt;"><font style="font-family: &quot;Times New Roman&quot;,Times,serif;">On December 14, 2018, the Company held the Annual Meeting.&#160; At the Annual Meeting, the Company&#8217;s stockholders (i)
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        independent registered public accounting firm for the fiscal year ending December 29, 2018; and (iv) voted on an advisory basis to approve the compensation of the Company&#8217;s named executive officers for 2017.&#160; The results of these votes, as
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    <div style="text-align: left; line-height: 12.55pt; font-size: 11pt;"><font style="font-family: &quot;Times New Roman&quot;,Times,serif; font-weight: bold;">Proposal 1.&#160; Election of five (5) persons to serve as directors of the Company, each to serve
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          <td style="width: 28.3%; vertical-align: top;">
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            <div style="text-align: center; line-height: 12.55pt; font-size: 11pt;"><u><font style="font-family: &quot;Times New Roman&quot;,Times,serif;"><font style="font-family: &quot;Times New Roman&quot;,Times,serif;">Votes For</font></font></u></div>
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            <div style="text-align: center; line-height: 12.55pt;"><u><font style="font-family: &quot;Times New Roman&quot;,Times,serif;"><font style="font-family: &quot;Times New Roman&quot;,Times,serif;">Votes</font></font></u></div>
            <div style="text-align: center; line-height: 12.55pt;"><u><font style="font-family: &quot;Times New Roman&quot;,Times,serif;"><font style="font-family: &quot;Times New Roman&quot;,Times,serif;">Against</font></font></u></div>
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            <div style="text-align: center; line-height: 12.55pt; font-size: 11pt;"><u><font style="font-family: &quot;Times New Roman&quot;,Times,serif;"><font style="font-family: &quot;Times New Roman&quot;,Times,serif;">Abstentions</font></font></u></div>
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          <td style="width: 2.84%; vertical-align: top; font-size: 11pt;">&#160;</td>
          <td style="width: 15.92%; vertical-align: top;">
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          <td style="width: 28.3%; vertical-align: top; font-size: 11pt;">&#160;</td>
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          <td style="width: 2.84%; vertical-align: top; font-size: 11pt;">&#160;</td>
          <td style="width: 15.07%; vertical-align: top; font-size: 11pt;">&#160;</td>
          <td style="width: 2.84%; vertical-align: top; font-size: 11pt;">&#160;</td>
          <td style="width: 14.24%; vertical-align: top; font-size: 11pt;">&#160;</td>
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          <td style="width: 28.3%; vertical-align: top; font-size: 11pt;">
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          <td style="width: 2.84%; vertical-align: top; font-size: 11pt;">&#160;</td>
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          <td style="width: 2.84%; vertical-align: top; font-size: 11pt;">&#160;</td>
          <td style="width: 15.07%; vertical-align: top; font-size: 11pt;">
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          <td style="width: 2.84%; vertical-align: top; font-size: 11pt;">&#160;</td>
          <td style="width: 14.24%; vertical-align: top; font-size: 11pt;">
            <div style="text-align: right; line-height: 12.55pt;"><font style="font-family: &quot;Times New Roman&quot;,Times,serif;">27,520</font></div>
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          <td style="width: 2.84%; vertical-align: top; font-size: 11pt;">&#160;</td>
          <td style="width: 15.92%; vertical-align: top; font-size: 11pt;">
            <div style="text-align: right; line-height: 12.55pt;"><font style="font-family: &quot;Times New Roman&quot;,Times,serif;">3,422,490</font></div>
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        <tr>
          <td style="width: 28.3%; vertical-align: top; font-size: 11pt;">
            <div style="text-align: left; line-height: 12.55pt;"><font style="font-family: &quot;Times New Roman&quot;,Times,serif;">Rick Genovese.<font style="display: inline-block; text-indent: 0px; width: 12pt;" id="TRGRRTFtoHTMLTab">&#160;</font></font></div>
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          <td style="width: 2.84%; vertical-align: top; font-size: 11pt;">&#160;</td>
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            <div style="text-align: right; line-height: 12.55pt;"><font style="font-family: &quot;Times New Roman&quot;,Times,serif;">8,607,921</font></div>
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          <td style="width: 2.84%; vertical-align: top; font-size: 11pt;">&#160;</td>
          <td style="width: 15.07%; vertical-align: top; font-size: 11pt;">
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          <td style="width: 2.84%; vertical-align: top; font-size: 11pt;">&#160;</td>
          <td style="width: 14.24%; vertical-align: top; font-size: 11pt;">
            <div style="text-align: right; line-height: 12.55pt;"><font style="font-family: &quot;Times New Roman&quot;,Times,serif;">58,409</font></div>
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          <td style="width: 2.84%; vertical-align: top; font-size: 11pt;">&#160;</td>
          <td style="width: 15.92%; vertical-align: top; font-size: 11pt;">
            <div style="text-align: right; line-height: 12.55pt;"><font style="font-family: &quot;Times New Roman&quot;,Times,serif;">3,422,490</font></div>
          </td>
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        <tr>
          <td style="width: 28.3%; vertical-align: top; font-size: 11pt;">
            <div style="text-align: left; line-height: 12.55pt;"><font style="font-family: &quot;Times New Roman&quot;,Times,serif;">Leon Kopyt<font style="display: inline-block; text-indent: 0px; width: 12pt;" id="TRGRRTFtoHTMLTab">&#160;</font></font></div>
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          <td style="width: 2.84%; vertical-align: top; font-size: 11pt;">&#160;</td>
          <td style="width: 15.11%; vertical-align: top; font-size: 11pt;">
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          <td style="width: 2.84%; vertical-align: top; font-size: 11pt;">&#160;</td>
          <td style="width: 15.07%; vertical-align: top; font-size: 11pt;">
            <div style="text-align: right; line-height: 12.55pt;"><font style="font-family: &quot;Times New Roman&quot;,Times,serif;">500,069</font></div>
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          <td style="width: 2.84%; vertical-align: top; font-size: 11pt;">&#160;</td>
          <td style="width: 14.24%; vertical-align: top; font-size: 11pt;">
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          <td style="width: 2.84%; vertical-align: top; font-size: 11pt;">&#160;</td>
          <td style="width: 15.92%; vertical-align: top; font-size: 11pt;">
            <div style="text-align: right; line-height: 12.55pt;"><font style="font-family: &quot;Times New Roman&quot;,Times,serif;">3,422,490</font></div>
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          <td style="width: 28.3%; vertical-align: top; font-size: 11pt;">
            <div style="text-align: left; line-height: 12.55pt;"><font style="font-family: &quot;Times New Roman&quot;,Times,serif;">S. Gary Snodgrass<font style="display: inline-block; text-indent: 0px; width: 12pt;" id="TRGRRTFtoHTMLTab">&#160;</font></font></div>
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          <td style="width: 2.84%; vertical-align: top; font-size: 11pt;">&#160;</td>
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            <div style="text-align: right; line-height: 12.55pt;"><font style="font-family: &quot;Times New Roman&quot;,Times,serif;">8,605,673</font></div>
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          <td style="width: 2.84%; vertical-align: top; font-size: 11pt;">&#160;</td>
          <td style="width: 15.07%; vertical-align: top; font-size: 11pt;">
            <div style="text-align: right; line-height: 12.55pt;"><font style="font-family: &quot;Times New Roman&quot;,Times,serif;">353,480</font></div>
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          <td style="width: 2.84%; vertical-align: top; font-size: 11pt;">&#160;</td>
          <td style="width: 14.24%; vertical-align: top; font-size: 11pt;">
            <div style="text-align: right; line-height: 12.55pt;"><font style="font-family: &quot;Times New Roman&quot;,Times,serif;">58,019</font></div>
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          <td style="width: 2.84%; vertical-align: top; font-size: 11pt;">&#160;</td>
          <td style="width: 15.92%; vertical-align: top; font-size: 11pt;">
            <div style="text-align: right; line-height: 12.55pt;"><font style="font-family: &quot;Times New Roman&quot;,Times,serif;">3,422,491</font></div>
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          <td style="width: 28.3%; vertical-align: top; font-size: 11pt;">
            <div style="text-align: left; line-height: 12.55pt;"><font style="font-family: &quot;Times New Roman&quot;,Times,serif;">Bradley S. Vizi<font style="display: inline-block; text-indent: 0px; width: 12pt;" id="TRGRRTFtoHTMLTab">&#160;</font></font></div>
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          <td style="width: 2.84%; vertical-align: top; font-size: 11pt;">&#160;</td>
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          <td style="width: 2.84%; vertical-align: top; font-size: 11pt;">&#160;</td>
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            <div style="text-align: right; line-height: 12.55pt;"><font style="font-family: &quot;Times New Roman&quot;,Times,serif;">371,290</font></div>
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          <td style="width: 2.84%; vertical-align: top; font-size: 11pt;">&#160;</td>
          <td style="width: 14.24%; vertical-align: top; font-size: 11pt;">
            <div style="text-align: right; line-height: 12.55pt;"><font style="font-family: &quot;Times New Roman&quot;,Times,serif;">27,480</font></div>
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          <td style="width: 2.84%; vertical-align: top; font-size: 11pt;">&#160;</td>
          <td style="width: 15.92%; vertical-align: top; font-size: 11pt;">
            <div style="text-align: right; line-height: 12.55pt;"><font style="font-family: &quot;Times New Roman&quot;,Times,serif;">3,422,490</font></div>
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    <div style="text-align: left; line-height: 12.55pt; font-size: 11pt;"><font style="font-family: &quot;Times New Roman&quot;,Times,serif; font-weight: bold;">Proposal 2.&#160; Approval of an amendment to the Company's 2001 Employee Stock Purchase Plan.</font></div>
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            <div style="text-align: center; line-height: 12.55pt;"><u><font style="font-family: &quot;Times New Roman&quot;,Times,serif;"><font style="font-family: &quot;Times New Roman&quot;,Times,serif;">Votes For</font></font></u></div>
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          <td style="width: 3.8%; vertical-align: top; font-size: 11pt;">&#160;</td>
          <td style="width: 20.91%; vertical-align: top; font-size: 11pt;">
            <div style="text-align: center; line-height: 12.55pt;"><u><font style="font-family: &quot;Times New Roman&quot;,Times,serif;"><font style="font-family: &quot;Times New Roman&quot;,Times,serif;">Votes Against</font></font></u></div>
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          <td style="width: 3.8%; vertical-align: top; font-size: 11pt;">&#160;</td>
          <td style="width: 15.21%; vertical-align: top; font-size: 11pt;">
            <div style="text-align: center; line-height: 12.55pt;"><u><font style="font-family: &quot;Times New Roman&quot;,Times,serif;"><font style="font-family: &quot;Times New Roman&quot;,Times,serif;">Abstentions</font></font></u></div>
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          <td style="width: 3.8%; vertical-align: top; font-size: 11pt;">&#160;</td>
          <td style="width: 26.62%; vertical-align: top; font-size: 11pt;">
            <div style="text-align: center; line-height: 12.55pt;"><u><font style="font-family: &quot;Times New Roman&quot;,Times,serif;"><font style="font-family: &quot;Times New Roman&quot;,Times,serif;">Broker Non-Votes</font></font></u></div>
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          <td style="width: 25.86%; vertical-align: top; font-size: 11pt;">
            <div style="text-align: center; line-height: 12.55pt;"><font style="font-family: &quot;Times New Roman&quot;,Times,serif;">8,740,546</font></div>
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          <td style="width: 3.8%; vertical-align: top; font-size: 11pt;">&#160;</td>
          <td style="width: 20.91%; vertical-align: top; font-size: 11pt;">
            <div style="text-align: center; line-height: 12.55pt;"><font style="font-family: &quot;Times New Roman&quot;,Times,serif;">252,835</font></div>
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          <td style="width: 3.8%; vertical-align: top; font-size: 11pt;">&#160;</td>
          <td style="width: 15.21%; vertical-align: top; font-size: 11pt;">
            <div style="text-align: center; line-height: 12.55pt;"><font style="font-family: &quot;Times New Roman&quot;,Times,serif;">23,791</font></div>
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          <td style="width: 3.8%; vertical-align: top; font-size: 11pt;">&#160;</td>
          <td style="width: 26.62%; vertical-align: top; font-size: 11pt;">
            <div style="text-align: center; line-height: 12.55pt;"><font style="font-family: &quot;Times New Roman&quot;,Times,serif;">3,422,491</font></div>
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    <div style="text-align: left; line-height: 12.55pt; font-size: 11pt;"><font style="font-family: &quot;Times New Roman&quot;,Times,serif; font-weight: bold;">Proposal 3.&#160; Ratification of the selection by the Board&#8217;s Audit Committee of EisnerAmper LLP as
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          <td style="width: 3.8%; vertical-align: top; font-size: 11pt;">&#160;</td>
          <td style="width: 20.91%; vertical-align: top; font-size: 11pt;">
            <div style="text-align: center; line-height: 12.55pt;"><u><font style="font-family: &quot;Times New Roman&quot;,Times,serif;"><font style="font-family: &quot;Times New Roman&quot;,Times,serif;">Votes Against</font></font></u></div>
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          <td style="width: 3.8%; vertical-align: top; font-size: 11pt;">&#160;</td>
          <td style="width: 15.21%; vertical-align: top; font-size: 11pt;">
            <div style="text-align: center; line-height: 12.55pt;"><u><font style="font-family: &quot;Times New Roman&quot;,Times,serif;"><font style="font-family: &quot;Times New Roman&quot;,Times,serif;">Abstentions</font></font></u></div>
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          <td style="width: 3.8%; vertical-align: top; font-size: 11pt;">&#160;</td>
          <td style="width: 26.62%; vertical-align: top; font-size: 11pt;">
            <div style="text-align: center; line-height: 12.55pt;"><u><font style="font-family: &quot;Times New Roman&quot;,Times,serif;"><font style="font-family: &quot;Times New Roman&quot;,Times,serif;">Broker Non-Votes</font></font></u></div>
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            <div style="text-align: center; line-height: 12.55pt;"><font style="font-family: &quot;Times New Roman&quot;,Times,serif;">12,108,740</font></div>
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          <td style="width: 3.8%; vertical-align: top; font-size: 11pt;">&#160;</td>
          <td style="width: 20.91%; vertical-align: top; font-size: 11pt;">
            <div style="text-align: center; line-height: 12.55pt;"><font style="font-family: &quot;Times New Roman&quot;,Times,serif;">296,108</font></div>
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          <td style="width: 3.8%; vertical-align: top; font-size: 11pt;">&#160;</td>
          <td style="width: 15.21%; vertical-align: top; font-size: 11pt;">
            <div style="text-align: center; line-height: 12.55pt;"><font style="font-family: &quot;Times New Roman&quot;,Times,serif;">34,815</font></div>
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          <td style="width: 3.8%; vertical-align: top; font-size: 11pt;">&#160;</td>
          <td style="width: 26.62%; vertical-align: top; font-size: 11pt;">
            <div style="text-align: center; line-height: 12.55pt;"><font style="font-family: &quot;Times New Roman&quot;,Times,serif;">0</font></div>
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    <div style="text-align: left; line-height: 12.55pt; font-size: 11pt;"><font style="font-family: &quot;Times New Roman&quot;,Times,serif; font-weight: bold;">Proposal 4.&#160; Approval, on an advisory basis, of the compensation of the Company&#8217;s named
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          <td style="width: 25.86%; vertical-align: top; font-size: 11pt;">
            <div style="text-align: center; line-height: 12.55pt;"><u><font style="font-family: &quot;Times New Roman&quot;,Times,serif;"><font style="font-family: &quot;Times New Roman&quot;,Times,serif;">Votes For</font></font></u></div>
          </td>
          <td style="width: 3.8%; vertical-align: top; font-size: 11pt;">&#160;</td>
          <td style="width: 20.91%; vertical-align: top; font-size: 11pt;">
            <div style="text-align: center; line-height: 12.55pt;"><u><font style="font-family: &quot;Times New Roman&quot;,Times,serif;"><font style="font-family: &quot;Times New Roman&quot;,Times,serif;">Votes Against</font></font></u></div>
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          <td style="width: 3.8%; vertical-align: top; font-size: 11pt;">&#160;</td>
          <td style="width: 15.21%; vertical-align: top; font-size: 11pt;">
            <div style="text-align: center; line-height: 12.55pt;"><u><font style="font-family: &quot;Times New Roman&quot;,Times,serif;"><font style="font-family: &quot;Times New Roman&quot;,Times,serif;">Abstentions</font></font></u></div>
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          <td style="width: 3.8%; vertical-align: top; font-size: 11pt;">&#160;</td>
          <td style="width: 26.62%; vertical-align: top; font-size: 11pt;">
            <div style="text-align: center; line-height: 12.55pt;"><u><font style="font-family: &quot;Times New Roman&quot;,Times,serif;"><font style="font-family: &quot;Times New Roman&quot;,Times,serif;">Broker Non-Votes</font></font></u></div>
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            <div style="text-align: center; line-height: 12.55pt;"><font style="font-family: &quot;Times New Roman&quot;,Times,serif;">8,748,602</font></div>
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          <td style="width: 3.8%; vertical-align: top; font-size: 11pt;">&#160;</td>
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            <div style="text-align: center; line-height: 12.55pt;"><font style="font-family: &quot;Times New Roman&quot;,Times,serif;">222,061</font></div>
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          <td style="width: 3.8%; vertical-align: top; font-size: 11pt;">&#160;</td>
          <td style="width: 15.21%; vertical-align: top; font-size: 11pt;">
            <div style="text-align: center; line-height: 12.55pt;"><font style="font-family: &quot;Times New Roman&quot;,Times,serif;">46,508</font></div>
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          <td style="width: 3.8%; vertical-align: top; font-size: 11pt;">&#160;</td>
          <td style="width: 26.62%; vertical-align: top; font-size: 11pt;">
            <div style="text-align: center; line-height: 12.55pt;"><font style="font-family: &quot;Times New Roman&quot;,Times,serif;">3,422,492</font></div>
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    <div style="text-align: left; line-height: 12.55pt;"><font style="font-size: 11pt; font-family: &quot;Times New Roman&quot;,Times,serif; font-weight: bold;">Item 9.01</font><font style="display: inline-block; text-indent: 0px; font-size: 11pt; width:
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            <div style="text-align: left; line-height: 12.55pt;"><a href="esppamend4121418.htm"><font style="font-family: &quot;Times New
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          <td style="width: 76.32%; vertical-align: top; font-size: 11pt;">
            <div style="text-align: left; line-height: 12.55pt;"><font style="font-family: &quot;Times New Roman&quot;,Times,serif;">Amendment to 2001 Employee Stock Purchase Plan</font></div>
          </td>
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        <tr>
          <td style="width: 23.68%; vertical-align: top; font-size: 11pt;">&#160;</td>
          <td style="width: 76.32%; vertical-align: top; font-size: 11pt;">&#160;</td>
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    <div style="text-align: center; text-indent: 4.5pt; line-height: 12.55pt; font-size: 11pt;"><font style="font-family: &quot;Times New Roman&quot;,Times,serif; font-weight: bold;">SIGNATURES</font></div>
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    <div style="text-align: left; text-indent: 36pt; line-height: 12.55pt; font-size: 11pt;"><font style="font-family: &quot;Times New Roman&quot;,Times,serif;">Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly
        caused this report to be signed on its behalf by the undersigned hereunto duly authorized.</font></div>
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    <div style="text-align: left; text-indent: 36pt; margin-left: 180pt; line-height: 12.55pt; font-size: 11pt;"><font style="font-family: &quot;Times New Roman&quot;,Times,serif; font-weight: bold;">RCM TECHNOLOGIES, INC.</font></div>
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            <div style="text-align: left; line-height: 12.55pt;"><font style="font-family: &quot;Times New Roman&quot;,Times,serif;">By:</font></div>
          </td>
          <td style="width: 86.54%; vertical-align: bottom; border-bottom: 2px solid rgb(0, 0, 0); font-size: 11pt;">
            <div style="text-align: left; line-height: 12.55pt;"><font style="font-family: &quot;Times New Roman&quot;,Times,serif;">/s/ Kevin D. Miller</font></div>
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          <td style="width: 13.46%; vertical-align: bottom; font-size: 11pt;">&#160;</td>
          <td style="width: 86.54%; vertical-align: bottom; font-size: 11pt;">
            <div style="text-align: left; line-height: 12.55pt;"><font style="font-family: &quot;Times New Roman&quot;,Times,serif;">Kevin D. Miller</font></div>
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          <td style="width: 13.46%; vertical-align: bottom; font-size: 11pt;">&#160;</td>
          <td style="width: 86.54%; vertical-align: bottom;">
            <div style="text-align: left; line-height: 12.55pt; font-size: 11pt;"><font style="font-family: &quot;Times New Roman&quot;,Times,serif;">Chief Financial Officer, Treasurer and</font></div>
            <div style="text-align: left; line-height: 12.55pt; font-size: 11pt;"><font style="font-family: &quot;Times New Roman&quot;,Times,serif;">Secretary</font></div>
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    <div style="text-align: left; line-height: 12.55pt; font-size: 11pt;"><font style="font-family: &quot;Times New Roman&quot;,Times,serif;">Dated: December 18, 2018</font></div>
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<DOCUMENT>
<TYPE>EX-10.1
<SEQUENCE>2
<FILENAME>esppamend4121418.htm
<DESCRIPTION>ESPP AMENDMENT 12/14/18
<TEXT>
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    <div style="text-align: center; line-height: 12.55pt; font-family: &quot;Times New Roman&quot;,Times,serif; font-size: 11pt; font-weight: bold;">AMENDMENT 2018-4</div>
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    <div style="text-align: center; line-height: 12.55pt; font-size: 11pt;"><font style="font-family: &quot;Times New Roman&quot;,Times,serif; font-weight: bold;">TO THE</font></div>
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    <div style="text-align: center; line-height: 12.55pt; font-size: 11pt;"><font style="font-family: &quot;Times New Roman&quot;,Times,serif; font-weight: bold;">RCM TECHNOLOGIES, INC.</font></div>
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    </div>
    <div style="text-align: center; line-height: 12.55pt; font-size: 11pt;"><font style="font-family: &quot;Times New Roman&quot;,Times,serif; font-weight: bold;"><font style="font-family: &quot;Times New Roman&quot;,Times,serif;"><u>2001 EMPLOYEE STOCK
            PURCHASE PLAN</u></font></font></div>
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    </div>
    <div style="text-align: left; text-indent: 36pt; line-height: 12.55pt; font-size: 11pt;"><font style="font-family: &quot;Times New Roman&quot;,Times,serif;"><font style="font-family: &quot;Times New Roman&quot;,Times,serif; font-weight: bold;">WHEREAS</font>,
        RCM Technologies, Inc. (the &#8220;<font style="font-family: &quot;Times New Roman&quot;,Times,serif;"><u>Company</u></font>&#8221;) maintains the RCM Technologies, Inc. 2001 Employee Stock Purchase Plan (the &#8220;<font style="font-family: &quot;Times New
          Roman&quot;,Times,serif;"><u>Plan</u></font>&#8221;) for the benefit of its and its subsidiaries eligible employees;</font></div>
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    </div>
    <div style="text-align: left; text-indent: 36pt; line-height: 12.55pt; font-size: 11pt;"><font style="font-family: &quot;Times New Roman&quot;,Times,serif;"><font style="font-family: &quot;Times New Roman&quot;,Times,serif; font-weight: bold;">WHEREAS</font>,
        the Company desires to amend the Plan, subject to approval of the Company&#8217;s stockholders at its 2018 Annual Meeting, to increase the total number of shares of common stock of the Company reserved for issuance and transfer under the Plan by an
        additional 300,000 shares, so that a total of 1,400,000 shares of common stock of the Company are reserved for issuance and transfer under the Plan; and</font></div>
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    <div style="text-align: left; text-indent: 36pt; line-height: 12.55pt; font-size: 11pt;"><font style="font-family: &quot;Times New Roman&quot;,Times,serif;"><font style="font-family: &quot;Times New Roman&quot;,Times,serif; font-weight: bold;">WHEREAS</font>,
        pursuant to Section 5.06 of the Plan, the Board of Directors of the Company (the &#8220;<font style="font-family: &quot;Times New Roman&quot;,Times,serif;"><u>Board</u></font>&#8221;) may, at any time and from time to time, amend the Plan in any respect,
        subject to stockholder approval if required under section 423 of the Internal Revenue Code of 1986, as amended.</font></div>
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    </div>
    <div style="text-align: left; text-indent: 36pt; line-height: 12.55pt; font-size: 11pt;"><font style="font-family: &quot;Times New Roman&quot;,Times,serif;"><font style="font-family: &quot;Times New Roman&quot;,Times,serif; font-weight: bold;">NOW,
          THEREFORE, </font>in accordance with the foregoing, effective upon approval by the Company&#8217;s stockholders, the Plan is hereby amended as follows:</font></div>
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    <div style="text-align: left; text-indent: 36pt; line-height: 12.55pt;"><font style="font-size: 11pt; font-family: &quot;Times New Roman&quot;,Times,serif;">1.</font><font id="TRGRRTFtoHTMLTab" style="display: inline-block; text-indent: 0px; font-size:
        11pt; width: 36pt;">&#160;</font><font style="font-size: 11pt; font-family: &quot;Times New Roman&quot;,Times,serif;">Section 3.01 of the Plan is hereby amended in its entirety to read as follows:</font></div>
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    </div>
    <div style="text-align: left; margin-left: 72pt; line-height: 12.55pt; margin-bottom: 12pt; font-size: 11pt;"><font style="font-family: &quot;Times New Roman&quot;,Times,serif;">&#8220;Sec. 3.01 <font style="font-family: &quot;Times New
          Roman&quot;,Times,serif;"><u>Reservation of Shares</u></font>.&#160; Subject to adjustment in accordance with Section 4.02, there shall be 500,000 shares of Stock reserved for issuance or transfer under the Plan; <font style="font-family: &quot;Times
          New Roman&quot;,Times,serif;"><u>provided</u></font>, that, effective July 1, 2009, the aggregate number of shares of Stock reserved for issuance or transfer under the Plan shall be increased by 300,000 shares so that the total number of shares
        of Stock reserved for issuance or transfer under the Plan shall be 800,000 shares; <font style="font-family: &quot;Times New Roman&quot;,Times,serif;"><u>and provided further</u></font>, that, effective December 3, 2015, the aggregate number of
        shares of Stock reserved for issuance or transfer under the Plan shall be increased by an additional 300,000 shares so that the total number of shares of Stock reserved for issuance or transfer under the Plan shall be 1,100,000 shares; <font style="font-family: &quot;Times New Roman&quot;,Times,serif;"><u>and provided further</u></font>, that, effective December 14, 2018, the aggregate number of shares of Stock reserved for issuance or transfer under the Plan shall be increased by an
        additional 300,000 shares so that the total number of shares of Stock reserved for issuance or transfer under the Plan shall be 1,400,000 shares.&#160; Except as provided in Section 4.02, the aggregate number of shares of Stock that may be purchased
        under the Plan shall not exceed the number of shares of Stock reserved under the Plan.&#8221;</font></div>
    <div style="text-align: left; margin-left: 36pt; line-height: 12.55pt; margin-bottom: 12pt;"><font style="font-size: 11pt; font-family: &quot;Times New Roman&quot;,Times,serif;">2.</font><font id="TRGRRTFtoHTMLTab" style="display: inline-block;
        text-indent: 0px; font-size: 11pt; width: 36pt;">&#160;</font><font style="font-size: 11pt; font-family: &quot;Times New Roman&quot;,Times,serif;">As thus amended, the Plan, including Amendment 2009-1, Amendment 2009-2, Amendment 2015-3 and this
        Amendment 2018-4 thereto hereby constitute the Plan.</font></div>
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    <div style="text-align: left; text-indent: 36pt; line-height: 12.55pt; font-size: 11pt;"><font style="font-family: &quot;Times New Roman&quot;,Times,serif;"><font style="font-family: &quot;Times New Roman&quot;,Times,serif; font-weight: bold;">IN
          WITNESS WHEREOF</font>, to record the adoption of this Amendment 2018-4 to the Plan, the Board has caused the execution of this instrument on this 14th day of December, 2018.</font></div>
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      </font></div>
    <div style="text-align: left; text-indent: 36pt; line-height: 12.55pt; font-size: 11pt; margin-left: 180pt;">RCM TECHNOLOGIES, INC.<font style="font-family: &quot;Times New Roman&quot;,Times,serif;"><br>
      </font></div>
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              <div style="text-align: left; line-height: 12.55pt; font-family: &quot;Times New Roman&quot;,Times,serif;">By:</div>
            </td>
            <td style="width: 86.54%; vertical-align: bottom; border-bottom: 2px solid rgb(0, 0, 0); font-size: 11pt;">
              <div style="text-align: left; line-height: 12.55pt;"><font style="font-family: &quot;Times New Roman&quot;,Times,serif;">/s/ Kevin D. Miller</font></div>
            </td>
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            <td style="width: 13.46%; vertical-align: bottom; font-size: 11pt;">&#160;</td>
            <td style="width: 86.54%; vertical-align: bottom; font-size: 11pt;">
              <div style="text-align: left; line-height: 12.55pt;"><font style="font-family: &quot;Times New Roman&quot;,Times,serif;">Kevin D. Miller</font></div>
            </td>
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            <td style="width: 13.46%; vertical-align: bottom; font-size: 11pt;">&#160;</td>
            <td style="width: 86.54%; vertical-align: bottom;">
              <div style="text-align: left; line-height: 12.55pt; font-size: 11pt;"><font style="font-family: &quot;Times New Roman&quot;,Times,serif;">Chief Financial Officer, Treasurer and</font></div>
              <div style="text-align: left; line-height: 12.55pt; font-size: 11pt;"><font style="font-family: &quot;Times New Roman&quot;,Times,serif;">Secretary</font></div>
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