<SEC-DOCUMENT>0000700841-20-000012.txt : 20200424
<SEC-HEADER>0000700841-20-000012.hdr.sgml : 20200424
<ACCEPTANCE-DATETIME>20200424161401
ACCESSION NUMBER:		0000700841-20-000012
CONFORMED SUBMISSION TYPE:	8-K/A
PUBLIC DOCUMENT COUNT:		1
CONFORMED PERIOD OF REPORT:	20200421
ITEM INFORMATION:		Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers
FILED AS OF DATE:		20200424
DATE AS OF CHANGE:		20200424

FILER:

	COMPANY DATA:	
		COMPANY CONFORMED NAME:			RCM TECHNOLOGIES INC
		CENTRAL INDEX KEY:			0000700841
		STANDARD INDUSTRIAL CLASSIFICATION:	SERVICES-HELP SUPPLY SERVICES [7363]
		IRS NUMBER:				951480559
		STATE OF INCORPORATION:			NV
		FISCAL YEAR END:			1228

	FILING VALUES:
		FORM TYPE:		8-K/A
		SEC ACT:		1934 Act
		SEC FILE NUMBER:	001-10245
		FILM NUMBER:		20815100

	BUSINESS ADDRESS:	
		STREET 1:		2500 MCCLELLAN AVENUE
		STREET 2:		STE 350
		CITY:			PENNSAUKEN
		STATE:			NJ
		ZIP:			08109-4613
		BUSINESS PHONE:		8563564500

	MAIL ADDRESS:	
		STREET 1:		2500 MCCLELLAN AVENUE
		STREET 2:		STE 350
		CITY:			PENNSAUKEN
		STATE:			NJ
		ZIP:			08109-4613
</SEC-HEADER>
<DOCUMENT>
<TYPE>8-K/A
<SEQUENCE>1
<FILENAME>form8kafprsu042120.htm
<DESCRIPTION>FORM 8-K/A RSU GRANT 4/21/20
<TEXT>
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    <div style="text-align: center; line-height: 13.7pt; font-size: 12pt; font-weight: bold;">UNITED STATES</div>
    <div style="text-align: center; line-height: 13.7pt; font-size: 12pt; font-weight: bold;">SECURITIES AND EXCHANGE COMMISSION</div>
    <div style="text-align: center; line-height: 13.7pt; font-size: 12pt; font-weight: bold;">WASHINGTON, DC 20549</div>
    <div style="text-align: center; line-height: 13.7pt; font-size: 12pt;">________</div>
    <div style="line-height: 13.7pt;"><br style="line-height: 13.7pt;">
    </div>
    <div style="text-align: center; line-height: 13.7pt; font-size: 12pt; font-weight: bold;">FORM 8-K/A</div>
    <div style="text-align: center; line-height: 13.7pt; font-size: 12pt; font-weight: bold;">Amendment No. 1</div>
    <div style="line-height: 13.7pt;"><br style="line-height: 13.7pt;">
    </div>
    <div style="text-align: center; line-height: 13.7pt; font-size: 12pt; font-weight: bold;">CURRENT REPORT</div>
    <div style="text-align: center; line-height: 13.7pt; font-size: 12pt; font-weight: bold;">PURSUANT TO SECTION 13 OR 15(d) OF THE</div>
    <div style="text-align: center; line-height: 13.7pt; font-size: 12pt; font-weight: bold;">SECURITIES EXCHANGE ACT OF 1934</div>
    <div style="line-height: 13.7pt;"><br style="line-height: 13.7pt;">
    </div>
    <div style="text-align: center; line-height: 11.4pt;">Date of report (Date of earliest event reported): <u>
          April 21, 2020</u></div>
    <div style="line-height: 11.4pt;"><br style="line-height: 11.4pt;">
    </div>
    <div style="text-align: center; line-height: 11.4pt;"><u>RCM Technologies, Inc.</u></div>
    <div style="text-align: center; line-height: 11.4pt;">(Exact Name of Registrant as Specified in Charter)</div>
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          <td style="width: 33.33%; vertical-align: top;">
            <div style="line-height: 7.2pt;"><font style="line-height: 7.2pt;">&#160;</font></div>
            <div style="text-align: center; line-height: 11.4pt;"><u>Nevada</u></div>
            <div style="text-align: center; line-height: 11.4pt;">(State or Other</div>
            <div style="text-align: center; line-height: 11.4pt;">Jurisdiction of</div>
            <div style="text-align: center; line-height: 11.4pt;">Incorporation)</div>
          </td>
          <td style="width: 33.33%; vertical-align: top;">
            <div style="line-height: 7.2pt;"><font style="line-height: 7.2pt;">&#160;</font></div>
            <div style="text-align: center; line-height: 11.4pt;"><u>1-10245</u></div>
            <div style="text-align: center; line-height: 11.4pt;">(Commission File</div>
            <div style="text-align: center; line-height: 11.4pt;">Number)</div>
          </td>
          <td style="width: 33.33%; vertical-align: top;">
            <div style="line-height: 7.2pt;"><font style="line-height: 7.2pt;">&#160;</font></div>
            <div style="text-align: center; line-height: 11.4pt;"><u>95-1480559</u></div>
            <div style="text-align: center; line-height: 11.4pt;">(I.R.S. Employer</div>
            <div style="text-align: center; line-height: 11.4pt;">Identification No.)</div>
          </td>
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        <tr>
          <td style="width: 60.92%; vertical-align: bottom;">
            <div style="text-align: center; line-height: 11.4pt;">2500 McClellan Avenue, Suite 350</div>
          </td>
          <td style="width: 7.35%; vertical-align: bottom;">&#160;</td>
          <td style="width: 31.72%; vertical-align: bottom;">&#160;</td>
        </tr>
        <tr>
          <td style="width: 60.92%; vertical-align: bottom; border-bottom: #000000 2px solid;">
            <div style="text-align: center; line-height: 11.4pt;">Pennsauken, NJ</div>
          </td>
          <td style="width: 7.35%; vertical-align: bottom;">&#160;</td>
          <td style="width: 31.72%; vertical-align: bottom; border-bottom: #000000 2px solid;">
            <div style="text-align: center; line-height: 11.4pt;">08109-4613</div>
          </td>
        </tr>
        <tr>
          <td style="width: 60.92%; vertical-align: bottom;">
            <div style="text-align: center; line-height: 11.4pt;">(Address of Principal Executive Offices)</div>
          </td>
          <td style="width: 7.35%; vertical-align: bottom;">&#160;</td>
          <td style="width: 31.72%; vertical-align: bottom;">
            <div style="text-align: center; line-height: 11.4pt;">(Zip Code)</div>
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        </tr>

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    <div style="line-height: 11.4pt;"><br style="line-height: 11.4pt;">
    </div>
    <div style="text-align: center; line-height: 11.4pt;">Registrant&#8217;s telephone number, including area code: (<u>856)
          356-4500</u></div>
    <div style="line-height: 13.7pt;"><br style="line-height: 13.7pt;">
    </div>
    <div style="line-height: 12.3pt; margin-bottom: 8pt;">Securities registered pursuant to Section 12(b) of the Act:</div>
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          <td style="width: 32.67%; vertical-align: top; border-bottom: #000000 2px solid;">
            <div style="text-align: center; line-height: 11.4pt;">Title of each class</div>
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          <td style="width: 3.85%; vertical-align: top;">&#160;</td>
          <td style="width: 19.25%; vertical-align: top; border-bottom: #000000 2px solid;">
            <div style="text-align: center; line-height: 11.4pt;">Trading Symbol(s)</div>
          </td>
          <td style="width: 3.85%; vertical-align: top;">&#160;</td>
          <td style="width: 40.37%; vertical-align: top; border-bottom: #000000 2px solid;">
            <div style="text-align: center; line-height: 11.4pt;">Name of each exchange on which registered</div>
          </td>
        </tr>
        <tr>
          <td style="width: 32.67%; vertical-align: middle;">
            <div style="line-height: 11.4pt;">Common Stock, par value $0.05</div>
          </td>
          <td style="width: 3.85%; vertical-align: top;">&#160;</td>
          <td style="width: 19.25%; vertical-align: middle;">
            <div style="text-align: center; line-height: 11.4pt;">RCMT</div>
          </td>
          <td style="width: 3.85%; vertical-align: top;">&#160;</td>
          <td style="width: 40.37%; vertical-align: middle;">
            <div style="text-align: center; line-height: 11.4pt;">The NASDAQ Stock Market LLC</div>
          </td>
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    <div style="line-height: 12.55pt;"><br style="line-height: 12.55pt;">
    </div>
    <div style="line-height: 11.4pt;">Check the appropriate box below if the Form&#160;8-K filing is intended to simultaneously satisfy the filing obligation of the registrant
      under any of the following provisions (see General Instruction A.2. below):</div>
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          <td style="width: 4.56%; vertical-align: middle;">&#160;</td>
          <td style="width: 95.44%; vertical-align: middle;">&#160;</td>
        </tr>
        <tr>
          <td style="width: 4.56%; vertical-align: top;">
            <div style="line-height: 11.4pt;">[&#160; ]</div>
          </td>
          <td style="width: 95.44%; vertical-align: top;">
            <div style="line-height: 11.4pt;">Written communications pursuant to Rule&#160;425 under the Securities Act (17&#160;CFR&#160;230.425).</div>
          </td>
        </tr>
        <tr>
          <td style="width: 4.56%; vertical-align: top;">
            <div style="line-height: 11.4pt;">[&#160; ]</div>
          </td>
          <td style="width: 95.44%; vertical-align: top;">
            <div style="line-height: 11.4pt;">Soliciting material pursuant to Rule&#160;14a-12 under the Exchange Act (17&#160;CFR&#160;240.14a-12).</div>
          </td>
        </tr>
        <tr>
          <td style="width: 4.56%; vertical-align: top;">
            <div style="line-height: 11.4pt;">[&#160; ]</div>
          </td>
          <td style="width: 95.44%; vertical-align: top;">
            <div style="line-height: 11.4pt;">Pre-commencement communications pursuant to Rule&#160;14d-2(b) under the Exchange Act (17&#160;CFR&#160;240-14d-2(b)).</div>
          </td>
        </tr>
        <tr>
          <td style="width: 4.56%; vertical-align: top;">
            <div style="line-height: 11.4pt;">[&#160; ]</div>
          </td>
          <td style="width: 95.44%; vertical-align: top;">
            <div style="line-height: 11.4pt;">Pre-commencement communications pursuant to Rule&#160;13e-4(c) under the Exchange Act (17&#160;CFR&#160;240-13e-4(c)).</div>
          </td>
        </tr>

    </table>
    <div style="line-height: 11.4pt;"><br style="line-height: 11.4pt;">
    </div>
    <div style="line-height: 11.4pt;">Indicate by check mark whether the registrant is an emerging growth company as defined in as defined in Rule 405 of the Securities Act of
      1933 (&#167;230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (&#167;240.12b-2 of this chapter).</div>
    <div style="line-height: 11.4pt;"><br style="line-height: 11.4pt;">
    </div>
    <div style="line-height: 11.4pt;">Emerging growth company&#160; [&#160; ]</div>
    <div style="line-height: 12.55pt;"><br style="line-height: 12.55pt;">
    </div>
    <div style="line-height: 11.4pt;">If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for
      complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.&#160; [&#160; ]</div>
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              <td style="width: 72pt; vertical-align: top; font-family: 'Times New Roman',Times,serif; font-size: 11pt; font-weight: bold;">Item 5.02</td>
              <td style="width: auto; vertical-align: top;">
                <div style="font-family: 'Times New Roman',Times,serif; font-size: 11pt; font-weight: bold;">Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain
                  Officers</div>
              </td>
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    </div>
    <div style="line-height: 13.7pt;"><br style="line-height: 13.7pt;">
    </div>
    <div style="line-height: 13.7pt; font-family: 'Times New Roman',Times,serif; font-size: 11pt;">This Amendment No. 1 to Form 8-K is being filed to correct disclosure in a Current Report on Form 8-K filed on April 23, 2020.&#160;
      The sole change is to correct the amounts of RSUs set forth in the following paragraph, with the correct amounts appearing below:</div>
    <div style="line-height: 13.7pt; font-size: 11pt;"><br style="line-height: 13.7pt;">
    </div>
    <div style="line-height: 13.7pt; font-size: 11pt;"><br style="line-height: 13.7pt;">
    </div>
    <div style="line-height: 13.7pt; font-family: 'Times New Roman',Times,serif; font-size: 11pt;">On April 21, 2020, the Compensation Committee (the &#8220;Committee&#8221;) of the Board of Directors (the &#8220;Board&#8221;) of RCM Technologies, Inc.
      (the &#8220;Company&#8221;) granted to Frank Petraglia, under the Company&#8217;s 2014 Omnibus Equity Compensation Plan, as amended and restated (the &#8220;2014 Plan&#8221;), a total of 15,000 restricted stock units (&#8220;RSUs&#8221;) that are convertible into shares of Common Stock of
      the Company, which RSUs will become vested in two (2) equal installments of 7,500 RSUs on the first two anniversaries of the date of grant, so long as he remains continuously employed by the Company through such vesting dates.</div>
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    <div style="text-align: center; line-height: 13.7pt; font-family: 'Times New Roman',Times,serif; font-size: 11pt; font-weight: bold;">SIGNATURES</div>
    <div style="line-height: 13.7pt; font-size: 11pt;"><br style="line-height: 13.7pt;">
    </div>
    <div style="text-indent: 36pt; line-height: 13.7pt; font-family: 'Times New Roman',Times,serif; font-size: 11pt;">Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this
      report to be signed on its behalf by the undersigned hereunto duly authorized.</div>
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    </div>
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    </div>
    <div style="text-indent: 36pt; margin-left: 180pt; line-height: 13.7pt; font-family: 'Times New Roman',Times,serif; font-size: 11pt; font-weight: bold;">RCM TECHNOLOGIES, INC.</div>
    <div style="line-height: 13.7pt; font-size: 11pt;"><br style="line-height: 13.7pt;">
    </div>
    <div style="line-height: 13.7pt; font-size: 11pt;"><br style="line-height: 13.7pt;">
    </div>
    <div style="line-height: 13.7pt; font-size: 11pt;"><br style="line-height: 13.7pt;">
    </div>
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              <div style="line-height: 13.7pt; font-family: 'Times New Roman',Times,serif;">By:</div>
            </td>
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              <div style="line-height: 13.7pt; font-family: 'Times New Roman',Times,serif;">/s/ Kevin D. Miller</div>
            </td>
          </tr>
          <tr>
            <td style="width: 13.46%; vertical-align: bottom; font-size: 11pt;">&#160;</td>
            <td style="width: 86.54%; vertical-align: bottom; font-size: 11pt;">
              <div style="line-height: 13.7pt; font-family: 'Times New Roman',Times,serif;">Kevin D. Miller</div>
            </td>
          </tr>
          <tr>
            <td style="width: 13.46%; vertical-align: bottom; font-size: 11pt;">&#160;</td>
            <td style="width: 86.54%; vertical-align: bottom;">
              <div style="line-height: 13.7pt; font-family: 'Times New Roman',Times,serif; font-size: 11pt;">Chief Financial Officer, Treasurer and </div>
              <div style="line-height: 13.7pt; font-family: 'Times New Roman',Times,serif; font-size: 11pt;">Secretary</div>
            </td>
          </tr>

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    <div style="line-height: 13.7pt; font-family: 'Times New Roman',Times,serif; font-size: 11pt;"> <br>
    </div>
    <div style="line-height: 13.7pt; font-family: 'Times New Roman',Times,serif; font-size: 11pt;">Dated: April 24, 2020</div>
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</DOCUMENT>
</SEC-DOCUMENT>
