<SEC-DOCUMENT>0001654954-20-012158.txt : 20201112
<SEC-HEADER>0001654954-20-012158.hdr.sgml : 20201112
<ACCEPTANCE-DATETIME>20201112074605
ACCESSION NUMBER:		0001654954-20-012158
CONFORMED SUBMISSION TYPE:	8-A12B
PUBLIC DOCUMENT COUNT:		1
FILED AS OF DATE:		20201112
DATE AS OF CHANGE:		20201112

FILER:

	COMPANY DATA:	
		COMPANY CONFORMED NAME:			SMITH MIDLAND CORP
		CENTRAL INDEX KEY:			0000924719
		STANDARD INDUSTRIAL CLASSIFICATION:	CONCRETE PRODUCTS, EXCEPT BLOCK & BRICK [3272]
		IRS NUMBER:				541727060
		STATE OF INCORPORATION:			DE
		FISCAL YEAR END:			1231

	FILING VALUES:
		FORM TYPE:		8-A12B
		SEC ACT:		1934 Act
		SEC FILE NUMBER:	001-13752
		FILM NUMBER:		201303418

	BUSINESS ADDRESS:	
		STREET 1:		ROUTE 28
		STREET 2:		P O BOX 300
		CITY:			MIDLAND
		STATE:			VA
		ZIP:			22728
		BUSINESS PHONE:		5404393266

	MAIL ADDRESS:	
		STREET 1:		RT 28
		STREET 2:		PO BOX 300
		CITY:			MIDLAND
		STATE:			VA
		ZIP:			22728
</SEC-HEADER>
<DOCUMENT>
<TYPE>8-A12B
<SEQUENCE>1
<FILENAME>form8-asmithmidland112020.htm
<DESCRIPTION>FORM8-A12B
<TEXT>
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<title>form8-asmithmidland112020</title>
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<div style="text-align: center"><font style="font-family: Times New Roman; font-size: 10">&#xA0;</font><font style="font-weight: bold; color: #231F20; font-family: Times New Roman; font-size: 13px">UNITED
STATES</font>
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SECURITIES AND EXCHANGE COMMISSION</font></div>
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<font style="font-weight: bold; color: #231F20; font-family: Times New Roman; font-size: 13px">
Washington, D.C. 20549</font></div>
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<font style="font-weight: bold; color: #231F20; font-family: Times New Roman; font-size: 13px">
FORM 8-A</font></div>
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<font style="font-weight: bold; color: #231F20; font-family: Times New Roman; font-size: 13px">
FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO
SECTION 12(b) OR (g) OF THE</font></div>
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<font style="font-weight: bold; color: #231F20; font-family: Times New Roman; font-size: 13px">
SECURITIES EXCHANGE ACT OF 1934</font></div>
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<font style="font-family: Times New Roman; font-size: 13px">&#xA0;</font></div>
<div style="text-align: center; margin-left: 0px; text-indent: 0px; margin-right: 0px;"><font style="font-family: Times New Roman; font-size: 10">&#xA0;</font></div>
<div style="text-align: center; margin-left: 0px; text-indent: 0px; margin-right: 0px;"><font style="font-weight: bold; font-family: Times New Roman; font-size: 16px">Smith-Midland
Corporation</font></div>
<div style="text-align: center; margin-left: 0px; margin-right: 0px; text-indent: 0px;">
<font style="color: #231F20; font-family: Times New Roman; font-size: 13px">(Exact
name of registrant as specified in its charter)</font></div>
&#xA0;<br></div>
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<table cellpadding="0" cellspacing="0" style="text-align: left; margin: 0px auto 0px 0px; width: 100%; font-family: inherit; font-size: inherit;">
<tr>
<td style="width: 48%; border-bottom: 2px solid rgb(0, 0, 0);">
<div style="text-align: center"><font style="font-size: 13px">&#xA0;<font style="font-family: Times New Roman;">Delaware<br>
</font></font></div>
</td>
<td style="width: 4%;">
<div><font>&#xA0;</font></div>
</td>
<td style="width: 48%; border-bottom: 2px solid rgb(0, 0, 0);">
<div style="text-align: center"><font style="font-size: 13px">&#xA0;<font style="font-family: Times New Roman;">54-1727060</font></font></div>
</td>
</tr><tr>
<td style="width: 48%;">
<div style="text-align: center"><font style="font-size: 13px">&#xA0;<font style="font-family: Times New Roman;"><font style="color: #231F20">(State
or other jurisdiction of incorporation or
organization)</font></font></font></div>
</td>
<td style="width: 4%;">
<div><font>&#xA0;</font></div>
</td>
<td style="width: 48%;">
<div style="text-align: center"><font style="font-size: 13px">&#xA0;<font style="color: rgb(35, 31, 32); font-family: Times New Roman;">(I.R.S.
Employer</font> <font style="color: rgb(35, 31, 32); font-family: Times New Roman;">Identification
No.)</font></font></div>
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</div>
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<td style="width: 48%; border-bottom: 2px solid rgb(0, 0, 0);">
<div style="text-align: center"><font style="font-size: 13px">&#xA0;<font style="font-family: Times New Roman;">5119
Catlett Road, P.O. Box 300, Midland, VA</font></font></div>
</td>
<td style="width: 4%;">
<div><font>&#xA0;</font></div>
</td>
<td style="width: 48%; border-bottom: 2px solid rgb(0, 0, 0);">
<div style="text-align: center"><font style="font-size: 13px">&#xA0;<font style="font-family: Times New Roman;">22728</font></font></div>
</td>
</tr><tr>
<td style="width: 48%;">
<div style="text-align: center"><font style="font-size: 13px">&#xA0;<font style="font-family: Times New Roman;"><font style="color: #231F20">(Address
of principal executive offices)</font><br></font></font></div>
</td>
<td style="width: 4%;">
<div><font>&#xA0;</font></div>
</td>
<td style="width: 48%;">
<div style="text-align: center"><font style="font-size: 13px">&#xA0;<font style="color: rgb(35, 31, 32); font-family: Times New Roman;">(Zip
Code)</font></font></div>
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</div>
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<font style="color: #231F20; font-family: Times New Roman; font-size: 13px">
Securities to be registered pursuant to Section 12(b) of the
Act:</font></div>
<div><font style="font-family: Times New Roman; font-size: 13px;">&#xA0;</font></div>
<div style="text-align: left">
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<div style="text-align: center"><font style="font-size: 13px">&#xA0;<font style="color: rgb(35, 31, 32); font-family: Times New Roman;"><font style="color: #231F20">Title
of each class</font> <font style="color: rgb(35, 31, 32); font-family: Times New Roman;"><font style="color: #231F20">
to be so registered</font>&#xA0;</font></font></font></div>
</td>
<td style="width: 4%;">
<div><font style="font-size: 13px">&#xA0;</font></div>
</td>
<td style="width: 48%; border-bottom: 2px solid rgb(0, 0, 0);">
<div style="text-align: center"><font style="font-size: 13px">&#xA0;<font style="color: rgb(35, 31, 32); font-family: Times New Roman;">Name
of each exchange on which</font> <font style="color: rgb(35, 31, 32); font-family: Times New Roman;">each class
is to be registered</font></font></div>
</td>
</tr><tr>
<td style="width: 48%;">
<div style="text-align: center"><font style="font-size: 13px">&#xA0;Common
Stock, $.01 per value per share<br></font></div>
</td>
<td style="width: 4%;">
<div><font style="font-size: 13px">&#xA0;</font></div>
</td>
<td style="width: 48%;">
<div style="text-align: center"><font style="font-size: 13px">&#xA0;The Nasdaq
Stock Market LLC<br></font></div>
</td>
</tr></table>
</div>
<div><font style="font-family: Times New Roman; font-size: 13px;">&#xA0;</font></div>
<div style="text-align: left; margin-left: 12px; margin-right: 0px; text-indent: 0px">
<font style="color: #231F20; font-family: Times New Roman; font-size: 13px">If
this form relates to the registration of a class of securities
pursuant to Section 12(b) of the Exchange Act and</font>
<font style="color: #231F20; font-family: Times New Roman; font-size: 13px">is
effective pursuant to General Instruction A.(c) or (e), check the
following box.&#xA0;&#xA0;&#xA0; &#x2612;</font></div>
<div style="margin-left: 0px; margin-right: 0px; text-indent: 0px">
</div>
<div><font style="font-family: Times New Roman; font-size: 10">&#xA0;</font></div>
<div style="text-align: left; margin-left: 12px; margin-right: 0px; text-indent: 0px">
<font style="color: #231F20; font-family: Times New Roman; font-size: 13px">If
this form relates to the registration of a class of securities
pursuant to Section 12(g) of the Exchange Act and</font>
<font style="color: #231F20; font-family: Times New Roman; font-size: 13px">is
effective pursuant to General Instruction A.(d) or (e), check the
following box.&#xA0;&#xA0;&#xA0; &#x2610;</font></div>
<div><font style="font-family: Times New Roman; font-size: 10">&#xA0;</font></div>
<div style="text-align: left; margin-left: 12px; margin-right: 0px; text-indent: 0px">
<font style="color: #231F20; font-family: Times New Roman; font-size: 13px">If
this form relates to the registration of a class of securities
concurrently with a Regulation A offering, check</font>
<font style="color: #231F20; font-family: Times New Roman; font-size: 13px">
the following box.&#xA0;&#xA0;&#xA0; &#x2610;</font></div>
<div><font style="font-family: Times New Roman; font-size: 10">&#xA0;</font></div>
<div style="text-align: left; margin-left: 12px; margin-right: 0px; text-indent: 0px">
<font style="color: #231F20; font-family: Times New Roman; font-size: 13px">Securities
Act registration statement or Regulation A offering statement file
number to which this form relates:</font></div>
<div style="text-align: left; margin-left: 0px; text-indent: 0px; margin-right: 0px;"><font style="color: #231F20; font-family: Times New Roman; font-size: 13px">&#xA0;&#xA0;&#xA0;
________________&#xA0; (if applicable)</font></div>
<div><font style="font-family: Times New Roman; font-size: 10">&#xA0;</font></div>
<div style="text-align: left; margin-left: 12px; margin-right: 0px; text-indent: 0px">
<font style="color: #231F20; font-family: Times New Roman; font-size: 13px">Securities
to be registered pursuant to Section 12(g) of the Act:</font></div>
<div style="text-align: center; margin-left: 0px; margin-right: 0px; text-indent: 0px;">&#xA0;
<div><font>&#xA0;</font></div>
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</font></font></div>
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<font style="color: #231F20; font-family: Times New Roman; font-size: 13px">(Title
of class)</font></div>
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<font style="font-family: Times New Roman; font-size: 13px;">&#xA0;</font></div>
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</div>
</div>
<div><font style="font-family: Times New Roman; font-size: 10">&#xA0;</font></div>
<div style="text-align: center; margin-left: 0px; margin-right: 0px; text-indent: 0px;">
<font style="font-weight: bold; color: #231F20; font-family: Times New Roman; font-size: 13px">
INFORMATION REQUIRED IN REGISTRATION STATEMENT</font></div>
<div><font style="font-family: Times New Roman; font-size: 10">&#xA0;</font></div>
<div style="text-align: left; margin-left: 0px; margin-right: 0px; text-indent: 0px">
<font style="font-family: Times New Roman; font-size: 13px">This
Form 8-A is being filed to change the registration of the common
stock, par value $.01 per share, of Smith-Midland Corporation (the
&#x201C;Company&#x201D;) from Section 12(g) of the Securities
Exchange Act of 1934 to Section 12(b) of the Securities Exchange
Act of 1934.</font></div>
<div style="text-align: justify; margin-left: 0px; margin-right: 0px; text-indent: 0px">
<font style="font-family: Times New Roman; font-size: 13px">&#xA0;</font></div>
<div style="text-align: left; margin-left: 0px; margin-right: 0px; text-indent: 0px">
<font style="font-weight: bold; color: #231F20; font-family: Times New Roman; font-size: 13px">
Item 1. Description of Registrant&#x2019;s Securities to be
Registered.</font></div>
<div style="text-align: justify; margin-left: 0px; margin-right: 0px; text-indent: 0px">
<font style="font-family: Times New Roman; font-size: 13px">&#xA0;</font></div>
<div style="text-align: left; margin-left: 0px; margin-right: 0px; text-indent: 48px">
<font style="color: #000000; font-style: italic; font-family: Times New Roman; font-size: 13px">
The following description of the material terms of our common stock
includes a summary of specified provisions of our certificate of
incorporation (&#x201C;Certificate of Incorporation&#x201D;), and
by-laws (&#x201C;By-Laws&#x201D;).</font></div>
<div style="text-align: justify; margin-left: 0px; margin-right: 0px; text-indent: 0px">
<font style="font-family: Times New Roman; font-size: 13px">&#xA0;</font></div>
<div style="text-align: left; margin-left: 0px; margin-right: 0px; text-indent: 0px">
<font style="font-weight: bold; color: #000000; font-family: Times New Roman; font-size: 13px">
General</font></div>
<div style="text-align: left; margin-left: 0px; margin-right: 0px; text-indent: 0px">
<font style="font-weight: bold; font-style: italic; color: #000000; font-family: Times New Roman; font-size: 13px">
&#xA0;</font></div>
<div style="text-align: left; margin-left: 0px; margin-right: 0px; text-indent: 48px">
<font style="color: #000000; font-family: Times New Roman; font-size: 13px">Our
authorized capital consists of:</font></div>
<div style="text-align: left; margin-left: 0px; margin-right: 0px; text-indent: 48px">
<font style="color: #000000; font-family: Times New Roman; font-size: 13px">&#xA0;</font></div>
<div style="display: table; margin-left: 48px;">
<div style="display: table-row;">
<div style="display: table-cell; width: 24px;"><font style="font-family: Times New Roman; font-size: 13px">&#x25CF;</font></div>
<div style="text-align: justify; display: table-cell; margin-left: 0px; text-indent: 0px; margin-right: 0px;">
<font style="font-family: Times New Roman; font-size: 13px">8,000,000
shares of common stock, $0.01 par value per share; and</font></div>
</div>
</div>
<div style="text-align: left; margin-left: 48px; margin-right: 0px; text-indent: 0px;">
<font style="color: #000000; font-family: Times New Roman; font-size: 13px">&#xA0;</font></div>
<div style="display: table; margin-left: 48px;">
<div style="display: table-row;">
<div style="display: table-cell; width: 24px;"><font style="font-family: Times New Roman; font-size: 13px">&#x25CF;</font></div>
<div style="text-align: justify; display: table-cell; margin-left: 0px; text-indent: 0px; margin-right: 0px;">
<font style="font-family: Times New Roman; font-size: 13px">1,000,000
shares of preferred stock, $0.01 par value per share, none of which
are issued or outstanding as of the date of filing of this Form
8-A.</font></div>
</div>
</div>
<div style="text-align: left; margin-left: 0px; margin-right: 0px; text-indent: 0px">
<font style="color: #000000; font-family: Times New Roman; font-size: 13px">
&#xA0;</font></div>
<div style="text-align: left; margin-left: 0px; margin-right: 0px; text-indent: 0px">
<font style="font-weight: bold; color: #000000; font-family: Times New Roman; font-size: 13px">
Common Stock</font></div>
<div style="text-align: left; margin-left: 0px; margin-right: 0px; text-indent: 0px">
<font style="color: #000000; font-family: Times New Roman; font-size: 13px">
&#xA0;</font></div>
<div style="text-align: left; margin-left: 0px; margin-right: 0px; text-indent: 48px">
<font style="color: #000000; font-family: Times New Roman; font-size: 13px">The
holders of our common stock (i) have equal ratable rights to
dividends from funds legally available therefor, when and if
declared by our Board of Directors; (ii) are entitled to share in
all of our assets available for distribution to holders of common
stock upon liquidation, dissolution or winding up of our affairs;
(iii) do not have preemptive, subscription or conversion rights and
there are no redemption or sinking fund provisions or rights; and
(iv) are entitled to one non-cumulative vote per share on all
matters on which stockholders may vote. Our By-Laws require that
directors are elected by a plurality vote.</font></div>
<div style="text-align: left; margin-left: 0px; margin-right: 0px; text-indent: 0px">
<font style="color: #000000; font-family: Times New Roman; font-size: 13px">
&#xA0;&#xA0;</font></div>
<div style="text-align: left; margin-left: 0px; margin-right: 0px; text-indent: 0px">
<font style="font-weight: bold; color: #000000; font-family: Times New Roman; font-size: 13px">
Preferred Stock</font></div>
<div style="text-align: left; margin-left: 0px; margin-right: 0px; text-indent: 0px">
<font style="font-weight: bold; color: #000000; font-family: Times New Roman; font-size: 13px">
&#xA0;</font></div>
<div style="text-align: left; margin-left: 0px; margin-right: 0px; text-indent: 48px">
<font style="color: #000000; background-color: #FFFFFF; font-family: Times New Roman; font-size: 13px">
Our Board of Directors has the authority, within the limitations
and restrictions stated in our Certificate of Incorporation, to
authorize the issuance of shares of preferred stock, and to fix the
designations and powers, preferences and rights and qualifications,
limitations and restrictions thereof. The issuance of preferred
stock could adversely affect the voting, rights to dividends,
rights in liquidation and other rights of the holders of our common
stock.</font></div>
<div style="text-align: center; margin-left: 0px; margin-right: 0px; text-indent: 0px">
<font style="color: #000000; font-family: Times New Roman; font-size: 13px">
&#xA0;</font></div>
<div style="text-align: left; margin-left: 0px; margin-right: 0px; text-indent: 0px">
<font style="font-family: Times New Roman; font-size: 13px"><font style="font-weight: bold; color: #000000">
Certain Anti-Takeover Effects</font><font style="color: #000000">&#xA0;</font></font></div>
<div style="text-align: left; margin-left: 0px; margin-right: 0px; text-indent: 0px">
<font style="color: #000000; font-family: Times New Roman; font-size: 13px">
&#xA0;</font></div>
<div style="text-align: left; margin-left: 0px; margin-right: 0px; text-indent: 48px">
<font style="font-family: Times New Roman; font-size: 13px"><font style="font-weight: bold; font-style: italic; color: #000000">New
Directorships; Removal of Directors For Cause.</font> <font style="color: #000000">Our Board of Directors is authorized to create new
directorships and to fill such positions so created. The Board of
Directors (or its remaining members, even if less than a quorum) is
also empowered to fill vacancies on the Board of Directors
occurring for any reason. Members of the Board of Directors may
only be removed for cause by the affirmative vote of at least 80%
of our outstanding voting stock. These provisions may make it more
difficult for stockholders to change the composition of the Board
of Directors.</font></font></div>
<div style="text-align: left; margin-left: 0px; margin-right: 0px; text-indent: 0px">
<font style="font-weight: bold; font-style: italic; color: #000000; font-family: Times New Roman; font-size: 13px">
&#xA0;</font></div>
<div style="text-align: left; margin-left: 0px; margin-right: 0px; text-indent: 48px">
<font style="font-family: Times New Roman; font-size: 13px"><font style="font-weight: bold; font-style: italic; color: #000000">Advance
Notice Procedures.</font><font style="color: #000000">&#xA0;Our
By-Laws establish an advance notice procedure for stockholder
nominations of persons for election to our Board of Directors.
Stockholders at an annual meeting will only be able to consider
nominations specified in the notice of meeting or brought before
the meeting by or at the direction of our Board of Directors or by
a stockholder who was a stockholder of record on the record date
for the meeting, who is entitled to vote at the meeting and who has
given our corporate secretary timely written notice, in proper
form, of the stockholder&#x2019;s intention to bring that business
before the meeting. Although our By-Laws will not give the Board of
Directors the power to approve or disapprove stockholder
nominations of candidates or proposals regarding other business to
be conducted at a special or annual meeting, the By-Laws may
discourage or deter a potential acquirer from conducting a
solicitation of proxies to elect its own slate of directors or
otherwise attempting to obtain control of the
Company.</font></font></div>
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&#xA0;</font></div>
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<font style="font-family: Times New Roman; font-size: 13px"><font style="font-weight: bold; font-style: italic; color: #000000">Super-Majority
Stockholder Vote Required for Certain
Actions.&#xA0;</font><font style="color: #000000">The Delaware
General Corporation Law provides generally that the affirmative
vote of a majority of the shares entitled to vote on any matter is
required to amend a corporation's certificate of incorporation or
bylaws, unless the corporation's certificate of incorporation or
bylaws, as the case may be, requires a greater percentage. Our
Certificate of Incorporation requires the affirmative vote of the
holders of at least 66-2/3% of our outstanding voting stock to
amend or repeal the provisions of our Certificate of Incorporation.
This &#x201C;super-majority&#x201D; stockholder vote would be in
addition to any separate class vote that might be required pursuant
to the terms of any preferred stock that might then be outstanding.
In addition, our By-Laws may be amended by the Board of Directors
or by the affirmative vote of at least 80% of our outstanding
voting stock.</font></font></div>
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<font style="font-family: Times New Roman; font-size: 13px">&#xA0;</font></div>
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<font style="font-family: Times New Roman; font-size: 13px"><font style="font-weight: bold; font-style: italic; color: #000000">Special
Stockholder Meetings.</font> <font style="color: #000000">Under our
By-Laws, only our Board of Directors or the Chairman of the Board
may call special meetings of stockholders. Stockholders do not have
the authority to call a special meeting of
stockholders.</font></font></div>
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<font style="font-family: Times New Roman; font-size: 13px">&#xA0;</font></div>
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<font style="font-family: Times New Roman; font-size: 13px"><font style="font-weight: bold; font-style: italic; color: #000000">
Effects of Authorized but Unissued Shares.</font><font style="color: #000000">&#xA0;We have shares of common stock and preferred
stock available for future issuance and may designate and issue
preferred stock without stockholder approval, subject to the
limitations imposed by the listing standards of The NASDAQ Stock
Market LLC and other applicable laws.</font></font> <font style="color: #000000; font-family: Times New Roman; font-size: 13px">These
additional shares may be utilized for a variety of corporate
purposes, including future public offerings to raise additional
capital, corporate acquisitions and employee benefit plans. The
existence of authorized but unissued shares of common stock and
preferred stock could render more difficult or discourage an
attempt to obtain control of a majority of our common stock by
means of a proxy contest, tender offer, merger or
otherwise.</font></div>
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&#xA0;&#xA0;&#xA0;</font></div>
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<font style="font-weight: bold; color: #000000; font-family: Times New Roman; font-size: 13px">
Listing of Our Common Stock</font></div>
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&#xA0;</font></div>
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<font style="font-family: Times New Roman; font-size: 13px"><font style="color: #000000">Our common stock has been accepted for listing
on</font> The Nasdaq Stock Market LLC <font style="color: #000000">under the symbol &#x201C;SMID."</font></font></div>
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<font style="font-weight: bold; color: #231F20; font-family: Times New Roman; font-size: 13px">
Item 2. Exhibits.</font></div>
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<font style="font-family: Times New Roman; font-size: 13px"><font style="color: #231F20">
In accordance with the</font> <font style="color: #000000">Instructions As To Exhibits to Form 8-A, no
Exhibits are required to be filed because no other securities of
the registrant are registered on The Nasdaq Stock Market LLC and
the securities registered hereby are not being registered pursuant
to Section 12(g) of the Securities Exchange Act of 1934, as
amended.</font></font></div>
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SIGNATURE</font></div>
<div><font style="font-family: Times New Roman; font-size: 10">&#xA0;</font></div>
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<font style="color: #231F20; font-family: Times New Roman; font-size: 13px">Pursuant
to the requirements of Section l2 of the Securities Exchange Act of
1934, the registrant has duly</font> <font style="font-family: Times New Roman; font-size: 10"></font><font style="color: #231F20; font-family: Times New Roman; font-size: 13px">caused
this registration statement to be signed on its behalf by the
undersigned, thereto duly authorized.</font></div>
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SMITH-MIDLAND CORPORATION</font></div>
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<div style="text-align: left; margin-left: 0px; margin-right: 0px; text-indent: 0px"><font style="font-size: 13px; font-family: Times New Roman">Date: <font style="font-family: Times New Roman; font-size: 13px"><font style="color: #231F20">November 12, 2020</font></font></font></div>
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<div style="text-align: left; margin-left: 0px; margin-right: 0px; text-indent: 0px"><font style="font-size: 13px; font-family: Times New Roman">By:&#xA0;&#xA0;</font></div>
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<div style="text-align: left; margin-left: 0px; margin-right: 0px; text-indent: 0px"><font style="font-size: 13px; font-family: Times New Roman">/s/ Adam J.
Krick<br></font></div>
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<div style="text-align: left; margin-left: 0px; margin-right: 0px; text-indent: 0px"><font style="font-size: 13px; font-family: Times New Roman">Adam J. Krick,
Chief Financial Officer<br></font></div>
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<font style="font-size: 13px; font-family: Times New Roman">(Principal
Financial Officer)<br></font></div>
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