EX-99.77O RULE 10F-3 2 rule18fr3-430.htm TRANSACTIONS EFFECTED PURSUANT TO RULE 10F-3

rule18fr3-430.htm - Generated by SEC Publisher for SEC Filing

 

Sub-Item 77O

Rule 10f-3 Transactions

DREYFUS HIGH YIELD STRATEGIES FUND

On January 16, 2014, Dreyfus High Yield Strategies Fund (the "Fund"), purchased 320 senior notes issued by CBS Outdoor Americas Capital LLC 5.25%, 2/15/22, (CUSIP NO. 12505FAC5) (the “Notes”) at a purchase price of $100 per Note were purchased from Deutsche Bank AG, Canada Branch, a member of the underwriting syndicate of which BNY Capital Markets, LLC, an affiliate of the Fund's investment adviser, was also a member.  There was no commission/spread received by the principal underwriters with respect to the purchase.  BNY Capital Markets, LLC received no benefit in connection with the transaction.  The following is a list of the syndicate's  members:

BofA Merrill Lynch

Citigroup

Deutsche Bank Securities

Goldman, Sachs & Co.

J.P. Morgan

Morgan Stanley

Wells Fargo Securities

Accompanying this statement are materials made available to the Board of Trustees for the

Fund, which ratified the purchase in compliance with the Fund's Rule 10f-3 Procedures at a Board meeting held on April 22-23, 2014. These materials include additional information about the terms of the transaction.

 

Sub-Item 77O

Rule 10f-3 Transactions

DREYFUS HIGH YIELD STRATEGIES FUND

On January 16, 2014, Dreyfus High Yield Strategies Fund (the "Fund"), purchased 320 senior notes issued by CBS Outdoor Americas Capital LLC of 5.625%, 2/15/24, (CUSIP NO. 12505FAA9) (the “Notes”) at a purchase price of $100 per Note. The Notes were purchased from Deutsche Bank AG, Canadian Branch, a member of the underwriting syndicate of which BNY Capital Markets, LLC, an affiliate of the Fund's investment adviser, was also a member. There was no commission/spread received by the principal underwriters with respect to the purchase.  BNY Capital Markets, LLC received no benefit in connection with the transaction.  The following is a list of the syndicate's members:

BofA Merrill Lynch

Citigroup

Deutsche Bank Securities

Goldman, Sachs & Co.

J.P. Morgan

Morgan Stanley

Wells Fargo Securities

Accompanying this statement are materials made available to the Board of Trustees for the

Fund, which ratified the purchase in compliance with the Fund's Rule 10f-3 Procedures at a Board meeting held on April 22-23, 2014.  These materials include additional information about the terms of the transaction.