<SEC-DOCUMENT>0000914122-13-000020.txt : 20130501
<SEC-HEADER>0000914122-13-000020.hdr.sgml : 20130501
<ACCEPTANCE-DATETIME>20130501172521
ACCESSION NUMBER:		0000914122-13-000020
CONFORMED SUBMISSION TYPE:	NT 10-K
PUBLIC DOCUMENT COUNT:		1
CONFORMED PERIOD OF REPORT:	20130131
FILED AS OF DATE:		20130501
DATE AS OF CHANGE:		20130501
EFFECTIVENESS DATE:		20130501

FILER:

	COMPANY DATA:	
		COMPANY CONFORMED NAME:			MFRI INC
		CENTRAL INDEX KEY:			0000914122
		STANDARD INDUSTRIAL CLASSIFICATION:	INDUSTRIAL & COMMERCIAL FANS & BLOWERS & AIR PURIFYING EQUIP [3564]
		IRS NUMBER:				363922969
		STATE OF INCORPORATION:			DE
		FISCAL YEAR END:			0131

	FILING VALUES:
		FORM TYPE:		NT 10-K
		SEC ACT:		1934 Act
		SEC FILE NUMBER:	001-32530
		FILM NUMBER:		13804449

	BUSINESS ADDRESS:	
		STREET 1:		7720 LEHIGH AVE
		CITY:			NILES
		STATE:			IL
		ZIP:			60714
		BUSINESS PHONE:		8479661000

	MAIL ADDRESS:	
		STREET 1:		7720 LEHIGH AVE
		CITY:			NILES
		STATE:			IL
		ZIP:			60714

	FORMER COMPANY:	
		FORMER CONFORMED NAME:	MIDWESCO FILTER RESOURCES INC
		DATE OF NAME CHANGE:	19970402
</SEC-HEADER>
<DOCUMENT>
<TYPE>NT 10-K
<SEQUENCE>1
<FILENAME>ntlateform10-k1x31x13detai.htm
<DESCRIPTION>NT 10-K
<TEXT>
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		<title>NT Late form 10-K 1-31-13 detail XBRL</title>
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<a name="sca91b57a61cc4c3ca290fefee7b05f75"></a><div style="line-height:120%;text-align:center;font-size:12pt;"><font style="font-family:inherit;font-size:12pt;font-weight:bold;">UNITED STATES</font></div><div style="line-height:120%;text-align:center;font-size:12pt;"><font style="font-family:inherit;font-size:12pt;font-weight:bold;">SECURITIES AND EXCHANGE COMMISSION</font></div><div style="line-height:120%;text-align:center;font-size:12pt;"><font style="font-family:inherit;font-size:12pt;font-weight:bold;">WASHINGTON, DC  20549</font></div><div style="line-height:120%;padding-top:16px;text-align:center;font-size:12pt;"><font style="font-family:inherit;font-size:12pt;font-weight:bold;">FORM 12b-25</font></div><div style="line-height:120%;padding-top:16px;text-align:right;font-size:10pt;"><font style="font-family:inherit;font-size:10pt;">Commission File Number:  0-18370</font></div><div style="line-height:120%;text-align:right;font-size:10pt;"><font style="font-family:inherit;font-size:10pt;">CUSIP No.:  552721102</font></div><div style="line-height:120%;padding-top:16px;text-align:center;font-size:12pt;"><font style="font-family:inherit;font-size:12pt;font-weight:bold;">NOTIFICATION OF LATE FILING</font></div><div style="line-height:120%;padding-top:16px;text-align:left;font-size:11pt;"><font style="font-family:inherit;font-size:11pt;font-style:italic;">(Check One):</font><font style="font-family:inherit;font-size:11pt;">&#160;&#160;&#160;&#160;[X] Form 10-K&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;[ ] Form 20-F&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160; [ ] Form 11-K&#160;&#160;&#160;&#160;[ ] Form 10-Q&#160;&#160;&#160;&#160;[ ] Form 10-D</font></div><div style="line-height:120%;padding-top:16px;text-align:left;text-indent:96px;font-size:11pt;"><font style="font-family:inherit;font-size:11pt;">[ ] Form N-SAR&#160;&#160;&#160;&#160;[ ] Form N-CSR</font></div><div style="line-height:120%;padding-top:16px;text-align:justify;text-indent:96px;font-size:11pt;"><font style="font-family:inherit;font-size:11pt;">For Period Ended:&#160;&#160;&#160;&#160;</font><font style="font-family:inherit;font-size:11pt;text-decoration:underline;">January 31, 2013 x</font><font style="font-family:inherit;font-size:11pt;">&#160;&#160;&#160;&#160;</font></div><div style="line-height:120%;padding-top:16px;text-align:justify;text-indent:96px;font-size:11pt;"><font style="font-family:inherit;font-size:11pt;">[ ]&#160;&#160;&#160;&#160;Transition Report on Form 10-K</font></div><div style="line-height:120%;text-align:justify;text-indent:96px;font-size:11pt;"><font style="font-family:inherit;font-size:11pt;">[ ]&#160;&#160;&#160;&#160;Transition Report on Form 20-F&#160;&#160;&#160;&#160;</font></div><div style="line-height:120%;text-align:justify;text-indent:96px;font-size:11pt;"><font style="font-family:inherit;font-size:11pt;">[ ]&#160;&#160;&#160;&#160;Transition Report on Form 11-K</font></div><div style="line-height:120%;text-align:justify;text-indent:96px;font-size:11pt;"><font style="font-family:inherit;font-size:11pt;">[ ]&#160;&#160;&#160;&#160;Transition Report on Form 10-Q</font></div><div style="line-height:120%;text-align:justify;text-indent:96px;font-size:11pt;"><font style="font-family:inherit;font-size:11pt;">[ ]&#160;&#160;&#160;&#160;Transition Report on Form N-SAR</font></div><div style="line-height:120%;padding-top:16px;text-align:justify;text-indent:96px;font-size:11pt;"><font style="font-family:inherit;font-size:11pt;">For the Transition Period Ended:&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;</font></div><div style="line-height:120%;padding-top:8px;text-align:center;font-size:11pt;"><font style="font-family:inherit;font-size:11pt;font-style:italic;">Read Instruction (on back page) Before Preparing Form.  Please Print or Type.</font></div><div style="line-height:120%;padding-top:16px;text-align:justify;font-size:11pt;"><font style="font-family:inherit;font-size:11pt;font-weight:bold;">Nothing in this form shall be construed to imply that the Commission has verified any information contained herein.</font></div><div style="line-height:120%;padding-top:16px;text-align:left;font-size:11pt;"><font style="font-family:inherit;font-size:11pt;">If the notification relates to a portion of the filing checked above, identify the Item(s) to which the notification relates:</font></div><div style="line-height:120%;text-align:justify;text-indent:96px;font-size:11pt;"><font style="font-family:inherit;font-size:11pt;">&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;</font></div><div style="line-height:120%;text-align:left;font-size:11pt;"><font style="font-family:inherit;font-size:11pt;font-weight:bold;">PART I - REGISTRANT INFORMATION</font></div><div style="line-height:120%;padding-top:16px;text-align:justify;font-size:11pt;"><font style="font-family:inherit;font-size:11pt;text-decoration:underline;">MFRI, Inc.</font><font style="font-family:inherit;font-size:11pt;">&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;</font></div><div style="line-height:120%;text-align:justify;font-size:11pt;"><font style="font-family:inherit;font-size:11pt;">Full Name of Registrant</font></div><div style="line-height:120%;padding-top:16px;text-align:justify;text-indent:96px;font-size:11pt;"><font style="font-family:inherit;font-size:11pt;">&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;</font></div><div style="line-height:120%;text-align:justify;font-size:11pt;"><font style="font-family:inherit;font-size:11pt;">Former Name if Applicable</font></div><div style="line-height:120%;padding-top:16px;text-align:left;font-size:11pt;"><font style="font-family:inherit;font-size:11pt;text-decoration:underline;">7720 N. Lehigh Avenue</font><font style="font-family:inherit;font-size:11pt;">&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;</font></div><div style="line-height:120%;text-align:justify;font-size:11pt;"><font style="font-family:inherit;font-size:11pt;">Address of Principal Executive Office (</font><font style="font-family:inherit;font-size:11pt;font-style:italic;">Street and Number)</font></div><div style="line-height:120%;padding-top:16px;text-align:justify;font-size:11pt;"><font style="font-family:inherit;font-size:11pt;text-decoration:underline;">Niles, Illinois  60714</font><font style="font-family:inherit;font-size:11pt;">&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;</font></div><div style="line-height:120%;text-align:left;font-size:11pt;"><font style="font-family:inherit;font-size:11pt;">City, State and Zip Code</font></div><br><hr style="page-break-after:always"><a name="sca91b57a61cc4c3ca290fefee7b05f75"></a><br><div style="line-height:120%;padding-top:24px;text-align:left;font-size:10.5pt;"><font style="font-family:inherit;font-size:10.5pt;font-weight:bold;">PART II - RULES 12b-25(b) AND (c)</font></div><div style="line-height:120%;text-align:justify;font-size:10.5pt;"><font style="font-family:inherit;font-size:10.5pt;"><br></font></div><div style="line-height:120%;text-align:justify;font-size:10.5pt;"><font style="font-family:inherit;font-size:10.5pt;">If the subject report could not be filed without unreasonable effort or expense and the registrant seeks relief pursuant to Rule 12b-25(b), the following should be completed.  (Check box if appropriate)</font></div><div style="line-height:120%;text-align:justify;text-indent:48px;font-size:10.5pt;"><font style="font-family:inherit;font-size:10.5pt;"><br></font></div><div style="line-height:120%;text-align:center;font-size:10.5pt;"><div style="padding-left:0px;text-indent:0px;line-height:normal;padding-top:10px;"><table cellpadding="0" cellspacing="0" style="font-family:Times New Roman;font-size:10pt;margin-left:auto;margin-right:auto;width:100%;border-collapse:collapse;text-align:left;"><tr><td colspan="3"></td></tr><tr><td width="4%"></td><td width="4%"></td><td width="92%"></td></tr><tr><td style="vertical-align:bottom;padding-left:2px;padding-top:2px;padding-bottom:2px;padding-right:2px;border-right:1px solid #000000;"><div style="overflow:hidden;font-size:10pt;"><font style="font-family:inherit;font-size:10pt;">&#160;</font></div></td><td style="vertical-align:bottom;padding-left:2px;padding-top:2px;padding-bottom:2px;padding-right:2px;border-left:1px solid #000000;"><div style="text-align:left;font-size:10.5pt;"><font style="font-family:inherit;font-size:10.5pt;">(a)</font></div></td><td style="vertical-align:bottom;padding-left:2px;padding-top:2px;padding-bottom:2px;padding-right:2px;"><div style="text-align:justify;font-size:10.5pt;"><font style="font-family:inherit;font-size:10.5pt;">The reason described in reasonable detail in Part III of this form could not be eliminated without unreasonable effort or expense;</font></div></td></tr><tr><td style="vertical-align:bottom;padding-left:2px;padding-top:2px;padding-bottom:2px;padding-right:2px;border-right:1px solid #000000;"><div style="text-align:center;font-size:10.5pt;"><font style="font-family:inherit;font-size:10.5pt;">[X]</font></div></td><td style="vertical-align:bottom;padding-left:2px;padding-top:2px;padding-bottom:2px;padding-right:2px;border-left:1px solid #000000;"><div style="text-align:left;font-size:10.5pt;"><font style="font-family:inherit;font-size:10.5pt;">(b)</font></div></td><td style="vertical-align:bottom;padding-left:2px;padding-top:2px;padding-bottom:2px;padding-right:2px;"><div style="text-align:justify;font-size:10.5pt;"><font style="font-family:inherit;font-size:10.5pt;">The subject annual report, semi-annual report, transition report on Form 10-K, Form 20-F, Form 11-K, Form N-SAR or Form N-CSR, or portion thereof, will be filed on or before the fifteenth calendar day following the prescribed due date; or the subject quarterly report or transition report on Form 10-Q or subject distribution report on Form 10-D, or portion thereof, will be filed on or before the fifth calendar day following the prescribed due date; and</font></div></td></tr><tr><td style="vertical-align:bottom;padding-left:2px;padding-top:2px;padding-bottom:2px;padding-right:2px;border-right:1px solid #000000;"><div style="overflow:hidden;font-size:10pt;"><font style="font-family:inherit;font-size:10pt;">&#160;</font></div></td><td style="vertical-align:bottom;padding-left:2px;padding-top:2px;padding-bottom:2px;padding-right:2px;border-left:1px solid #000000;"><div style="text-align:left;font-size:10.5pt;"><font style="font-family:inherit;font-size:10.5pt;">(c)</font></div></td><td style="vertical-align:bottom;padding-left:2px;padding-top:2px;padding-bottom:2px;padding-right:2px;"><div style="text-align:justify;font-size:10.5pt;"><font style="font-family:inherit;font-size:10.5pt;">The accountant's statement or other exhibit required by Rule 12b-25(c) has been attached if applicable.</font></div></td></tr></table></div></div><div style="line-height:120%;text-align:left;font-size:10.5pt;"><font style="font-family:inherit;font-size:10.5pt;"><br></font></div><div style="line-height:120%;text-align:left;font-size:10.5pt;"><font style="font-family:inherit;font-size:10.5pt;font-weight:bold;">PART III - NARRATIVE</font></div><div style="line-height:120%;padding-bottom:8px;padding-top:16px;text-align:justify;font-size:10.5pt;"><font style="font-family:inherit;font-size:10.5pt;">State below in reasonable detail why Forms 10-K, 20-F, 11-K, 10-Q, 10-D, N-SAR, N-CSR, or the transition report or portion thereof, could not be filed within the prescribed time period.  (Attach extra Sheets if Needed)</font></div><div style="line-height:120%;text-align:justify;font-size:10.5pt;"><font style="font-family:inherit;font-size:10.5pt;">The Registrant was unable to file its annual report on Form 10-K for the year ended January 31, 2013 (the &#8220;10-K&#8221;) by the May 1, 2013 filing deadline without unreasonable cost and expense because of an unforeseen delay in finalizing the information contained in the 10-K.</font></div><div style="line-height:120%;text-align:justify;font-size:10.5pt;"><font style="font-family:inherit;font-size:10.5pt;"><br></font></div><div style="line-height:120%;text-align:left;font-size:10.5pt;"><font style="font-family:inherit;font-size:10.5pt;font-weight:bold;">PART IV - OTHER INFORMATION</font></div><div style="line-height:120%;padding-top:16px;text-align:justify;font-size:10.5pt;"><font style="font-family:inherit;font-size:10.5pt;">(1)&#160;&#160;&#160;&#160;Name and telephone number of person to contact in regard to this notification</font></div><div style="line-height:120%;padding-top:16px;text-align:justify;text-indent:48px;font-size:10.5pt;"><font style="font-family:inherit;font-size:10.5pt;"></font><font style="font-family:inherit;font-size:10.5pt;text-decoration:underline;">Karl J Schmid</font><font style="font-family:inherit;font-size:10.5pt;">t&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;</font><font style="font-family:inherit;font-size:10.5pt;text-decoration:underline;">847</font><font style="font-family:inherit;font-size:10.5pt;">&#160;&#160;&#160;&#160;</font><font style="font-family:inherit;font-size:10.5pt;text-decoration:underline;">966-1000</font><font style="font-family:inherit;font-size:10.5pt;">&#160;&#160;&#160;&#160;</font></div><div style="line-height:120%;text-align:justify;text-indent:48px;font-size:10.5pt;"><font style="font-family:inherit;font-size:10.5pt;">(Name)&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;(Area Code)&#160;&#160;&#160;&#160;(Telephone Number)</font></div><table cellpadding="0" cellspacing="0" style="padding-top:16px;font-family:Times New Roman; font-size:10pt;"><tr><td style="width:24px;"></td><td></td></tr><tr><td style="vertical-align:top"><div style="line-height:120%;font-size:10.5pt;padding-left:0px;"><font style="font-family:inherit;font-size:10.5pt;">(2)</font></div></td><td style="vertical-align:top;"><div style="line-height:120%;text-align:justify;font-size:10.5pt;"><font style="font-family:inherit;font-size:10.5pt;">Have all other periodic reports required under Section 13 or 15(d) of the Securities Exchange Act of 1934 or Section 30 of the Investment Company Act of 1940 during the preceding 12 months or for such shorter period that the registrant was required to file such report(s) been filed?  If answer is no, identify report(s).  &#160;&#160;&#160;&#160;[ </font><font style="font-family:inherit;font-size:10.5pt;font-weight:bold;">X</font><font style="font-family:inherit;font-size:10.5pt;">&#32;]   Yes       [   ]    No</font></div></td></tr></table><div style="line-height:120%;text-align:justify;padding-left:24px;text-indent:-24px;font-size:10.5pt;"><font style="font-family:inherit;font-size:10.5pt;"><br></font></div><table cellpadding="0" cellspacing="0" style="font-family:Times New Roman; font-size:10pt;"><tr><td style="width:24px;"></td><td></td></tr><tr><td style="vertical-align:top"><div style="line-height:120%;font-size:10.5pt;padding-left:0px;"><font style="font-family:inherit;font-size:10.5pt;">(3)</font></div></td><td style="vertical-align:top;"><div style="line-height:120%;text-align:justify;font-size:10.5pt;"><font style="font-family:inherit;font-size:10.5pt;">Is it anticipated that any significant change in results of operations from the corresponding period for the last fiscal year will be reflected by the earnings statements to be included in the subject report or portion thereof?</font></div></td></tr></table><div style="line-height:120%;text-align:justify;text-indent:528px;font-size:10.5pt;"><font style="font-family:inherit;font-size:10.5pt;">[ </font><font style="font-family:inherit;font-size:10.5pt;font-weight:bold;">X</font><font style="font-family:inherit;font-size:10.5pt;">&#32;]&#160;&#160;&#160;&#160;Yes&#160;&#160;&#160;&#160;[   ]    No</font></div><div style="line-height:120%;padding-top:16px;text-align:justify;padding-left:24px;font-size:10.5pt;"><font style="font-family:inherit;font-size:10.5pt;">If so, attach an explanation of the anticipated change, both narratively and quantitatively, and, if appropriate, state the reasons why a reasonable estimate of the results cannot be made.</font></div><div style="line-height:120%;padding-top:16px;text-align:justify;padding-left:24px;font-size:10.5pt;"><font style="font-family:inherit;font-size:10.5pt;">For the fiscal year ended January 31, 2013, the Registrant reported loss from operations of approximately $7.3 million compared to loss from operations of approximately $5.1 million for the fiscal year ended January 31, 2012.</font></div><div style="line-height:120%;text-align:justify;font-size:10.5pt;"><font style="font-family:inherit;font-size:10.5pt;"><br></font></div><div style="line-height:120%;text-align:center;font-size:10.5pt;"><font style="font-family:inherit;font-size:10.5pt;text-decoration:underline;">MFRI, Inc.</font></div><div style="line-height:120%;text-align:center;font-size:10.5pt;"><font style="font-family:inherit;font-size:10.5pt;">(Name of Registrant as Specified in Charter)</font></div><div style="line-height:120%;text-align:center;font-size:10.5pt;"><font style="font-family:inherit;font-size:10.5pt;"><br></font></div><div style="line-height:120%;text-align:center;font-size:10.5pt;"><font style="font-family:inherit;font-size:10.5pt;">has caused this notification to be signed on its behalf by the undersigned hereunto duly authorized.</font></div><div style="line-height:120%;text-align:center;font-size:10.5pt;"><font style="font-family:inherit;font-size:10.5pt;"><br></font></div><div style="line-height:120%;text-align:justify;font-size:10.5pt;"><font style="font-family:inherit;font-size:10.5pt;">Date: &#160;&#160;&#160;&#160;</font><font style="font-family:inherit;font-size:10.5pt;text-decoration:underline;">May 1, 2013</font><font style="font-family:inherit;font-size:10.5pt;">&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;By: &#160;&#160;&#160;&#160;</font><font style="font-family:inherit;font-size:10.5pt;text-decoration:underline;">s/s Karl J. Schmidt</font></div><div style="line-height:120%;text-align:justify;padding-left:336px;font-size:10.5pt;"><font style="font-family:inherit;font-size:10.5pt;">Name:&#160;&#160;&#160;&#160;Karl J. Schmidt</font></div><div style="line-height:120%;text-align:justify;padding-left:336px;font-size:10.5pt;"><font style="font-family:inherit;font-size:10.5pt;">Title:&#160;&#160;&#160;&#160;Vice President and Chief Financial Officer</font></div><div style="line-height:120%;text-align:justify;font-size:10.5pt;"><font style="font-family:inherit;font-size:10.5pt;"><br></font></div><div style="line-height:120%;text-align:center;font-size:10.5pt;"><font style="font-family:inherit;font-size:10.5pt;font-weight:bold;">ATTENTION</font></div><div style="line-height:120%;text-align:justify;font-size:10.5pt;"><font style="font-family:inherit;font-size:10.5pt;"><br></font></div><div style="line-height:120%;text-align:justify;text-indent:48px;font-size:10.5pt;"><font style="font-family:inherit;font-size:10.5pt;">Intentional misstatements or omissions of fact constitute Federal Criminal Violations (See 18 U.S.C. 1001).</font></div><br>	</body>
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