<SEC-DOCUMENT>0001387131-21-004586-index.html : 20210416 <SEC-HEADER>0001387131-21-004586.hdr.sgml : 20210416 <ACCEPTANCE-DATETIME>20210416152542 ACCESSION NUMBER: 0001387131-21-004586 CONFORMED SUBMISSION TYPE: N-2/A PUBLIC DOCUMENT COUNT: 38 FILED AS OF DATE: 20210416 DATE AS OF CHANGE: 20210416 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FLAHERTY & CRUMRINE TOTAL RETURN FUND INC CENTRAL INDEX KEY: 0001245648 IRS NUMBER: 000000000 STATE OF INCORPORATION: MD FISCAL YEAR END: 1130 FILING VALUES: FORM TYPE: N-2/A SEC ACT: 1940 Act SEC FILE NUMBER: 811-21380 FILM NUMBER: 21831303 BUSINESS ADDRESS: STREET 1: 301 E COLORADO BLVD STE 800 STREET 2: C/O FLAHERTY & CRUMRINE INC CITY: PASADENA STATE: CA ZIP: 91101 BUSINESS PHONE: (626) 795-7300 MAIL ADDRESS: STREET 1: 301 E COLORADO BLVD STE 800 STREET 2: C/O FLAHERTY & CRUMRINE INC CITY: PASADENA STATE: CA ZIP: 91101 FORMER COMPANY: FORMER CONFORMED NAME: FLAHERTY & CRUMRINE/CLAYMORE TOTAL RETURN FUND INC DATE OF NAME CHANGE: 20030623 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FLAHERTY & CRUMRINE TOTAL RETURN FUND INC CENTRAL INDEX KEY: 0001245648 IRS NUMBER: 000000000 STATE OF INCORPORATION: MD FISCAL YEAR END: 1130 FILING VALUES: FORM TYPE: N-2/A SEC ACT: 1933 Act SEC FILE NUMBER: 333-252799 FILM NUMBER: 21831302 BUSINESS ADDRESS: STREET 1: 301 E COLORADO BLVD STE 800 STREET 2: C/O FLAHERTY & CRUMRINE INC CITY: PASADENA STATE: CA ZIP: 91101 BUSINESS PHONE: (626) 795-7300 MAIL ADDRESS: STREET 1: 301 E COLORADO BLVD STE 800 STREET 2: C/O FLAHERTY & CRUMRINE INC CITY: PASADENA STATE: CA ZIP: 91101 FORMER COMPANY: FORMER CONFORMED NAME: FLAHERTY & CRUMRINE/CLAYMORE TOTAL RETURN FUND INC DATE OF NAME CHANGE: 20030623 <IS-FILER-A-NEW-REGISTRANT>N <IS-FILER-A-WELL-KNOWN-SEASONED-ISSUER>N <FILED-PURSUANT-TO-GENERAL-INSTRUCTION-A2>Y <IS-FUND-24F2-ELIGIBLE>N </SEC-HEADER> <DOCUMENT> <TYPE>N-2/A <SEQUENCE>1 <FILENAME>flc-n2a_040121.htm <DESCRIPTION>AMENDMENT TO FORM N-2 <TEXT> Document 1 - file: flc-n2a_040121.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.(J)(II) <SEQUENCE>3 <FILENAME>ex99-jii.htm <DESCRIPTION>AMENDMENTS TO CUSTODY AGREEMENT <TEXT> Document 3 - file: ex99-jii.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.(K)(II) <SEQUENCE>4 <FILENAME>ex99-kii.htm <DESCRIPTION>ADMINISTRATION AGREEMENT <TEXT> Document 4 - file: ex99-kii.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.(K)(III) <SEQUENCE>5 <FILENAME>ex99-kiii.htm <DESCRIPTION>SECONDARY MARKET SUPPORT SERVICES AGREEMENT <TEXT> Document 5 - file: ex99-kiii.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.(K)(IV) <SEQUENCE>6 <FILENAME>ex99-kiv.htm <DESCRIPTION>AMENDED AND RESTATED COMMITTED FACILITY AGREEMENT <TEXT> Document 6 - file: ex99-kiv.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.(L) <SEQUENCE>7 <FILENAME>ex99-l.htm <DESCRIPTION>OPINION AND CONSENT OF VENABLE LLP <TEXT> Document 7 - file: ex99-l.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.(N) <SEQUENCE>8 <FILENAME>ex99-n.htm <DESCRIPTION>CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM <TEXT> Document 8 - file: ex99-n.htm
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>9 <FILENAME>ex99-jii001.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 9 - file: ex99-jii001.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>10 <FILENAME>ex99-jii002.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 10 - file: ex99-jii002.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>11 <FILENAME>ex99-jii003.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 11 - file: ex99-jii003.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>12 <FILENAME>ex99-jii004.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 12 - file: ex99-jii004.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>13 <FILENAME>ex99-jii005.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 13 - file: ex99-jii005.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>14 <FILENAME>ex99-jii006.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 14 - file: ex99-jii006.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>15 <FILENAME>ex99-kii001.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 15 - file: ex99-kii001.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>16 <FILENAME>ex99-kii002.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 16 - file: ex99-kii002.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>17 <FILENAME>ex99-kii003.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 17 - file: ex99-kii003.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>18 <FILENAME>ex99-kii004.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 18 - file: ex99-kii004.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>19 <FILENAME>ex99-kii005.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 19 - file: ex99-kii005.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>20 <FILENAME>ex99-kii006.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 20 - file: ex99-kii006.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>21 <FILENAME>ex99-kii007.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 21 - file: ex99-kii007.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>22 <FILENAME>ex99-kii008.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 22 - file: ex99-kii008.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>23 <FILENAME>ex99-kii009.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 23 - file: ex99-kii009.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>24 <FILENAME>ex99-kii010.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 24 - file: ex99-kii010.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>25 <FILENAME>ex99-kii011.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 25 - file: ex99-kii011.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>26 <FILENAME>ex99-kii012.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 26 - file: ex99-kii012.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>27 <FILENAME>ex99-kii013.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 27 - file: ex99-kii013.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>28 <FILENAME>ex99-kii014.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 28 - file: ex99-kii014.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>29 <FILENAME>ex99-kii015.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 29 - file: ex99-kii015.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>30 <FILENAME>ex99-kii016.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 30 - file: ex99-kii016.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>31 <FILENAME>ex99-kii017.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 31 - file: ex99-kii017.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>32 <FILENAME>flcn2001.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 32 - file: flcn2001.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>33 <FILENAME>flcn2002.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 33 - file: flcn2002.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>34 <FILENAME>flcn2003.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 34 - file: flcn2003.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>35 <FILENAME>willkie.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 35 - file: willkie.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>36 <FILENAME>ex99-l_img01.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 36 - file: ex99-l_img01.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>37 <FILENAME>ex99-l_img02.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 37 - file: ex99-l_img02.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>38 <FILENAME>kpmg-logo.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 38 - file: kpmg-logo.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>39 <FILENAME>kpmg-logo1.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 39 - file: kpmg-logo1.jpg
</DOCUMENT> </SEC-DOCUMENT>